Monica DeMERRELL, Plaintiff-Appellant, v. CITY OF CHEBOYGAN, et al., Defendants-Appellees.
No. 05-2325.
United States Court of Appeals, Sixth Circuit.
Oct. 31, 2006.
206 Fed. Appx. 418
BEFORE: GIBBONS, McKEAGUE, Circuit Judges; and FORESTER, District Judge.*
* The Honorable Karl S. Forester, United States District Judge for the Eastern District of Kentucky, sitting by designation.
As the district court‘s opinion carefully and correctly sets out the law governing the issues raised, and clearly articulates the reasons underlying its decision, issuance of a full written opinion by this court would serve no useful purpose. Accordingly, for the reasons stated in the district court‘s opinion, we AFFIRM.
* The Honorable Karl S. Forester, United States District Judge for the Eastern District of Kentucky, sitting by designation.
OPINION
McKEAGUE, Circuit Judge.
Ronald White, a Cheboygan police officer, shot and killed Michael David DeMerrell.1 Plaintiff-Appellant, personal representative of Mr. DeMerrell‘s estate, sued Officer White, alleging unreasonable use of lethal force in violation of the Fourth Amendment, as well as the City of Cheboygan, the Cheboygan chief of police, and the Cheboygan department of public safety, alleging supervisory and municipal liability. The district court granted summary judgment to Defendants-Appellees. Plaintiff-Appellant filed a timely appeal, contending that the district court improp-
I. BACKGROUND
Michael DeMerrell lived with his girlfriend, Aleta Siefert, in Cheboygan, Michigan. Unable to work, DeMerrell received Social Security disability payments. DeMerrell was an alcoholic, and although he had undergone inpatient rehabilitation for his alcoholism in January 2002, he was again drinking in February 2002, getting intoxicated every day, according to Siefert. DeMerrell‘s drinking bothered her, and they had shouting matches over it.
On the morning of March 13, 2002, Keith LaDuke, DeMerrell‘s friend, visited DeMerrell at DeMerrell‘s home and wanted to celebrate LaDuke‘s anniversary; accordingly, he brought a case of beer with him, which he and DeMerrell began to drink. LaDuke left in the afternoon, and Siefert noticed that DeMerrell was drunk. DeMerrell continued to drink, and he engaged in a number of bizarre and dangerous activities, including driving a vehicle to the top of a pile of wood that he had been hauling, shredding lampshades in the house with pruning shears, and attempting to start a chainsaw while claiming that he wanted to destroy everything he had ever made. During the course of these activities, Siefert attempted to stop him, told him that she did not want to deal with him, and called him “stupid” and “an idiot” several times.
After this confrontation, Siefert felt something strange on her back and turned to find DeMerrell coming at her with a knife. Siefert stated that DeMerrell stabbed her in the back with the knife; he also stabbed her in the arm when he again came at her with the knife and she raised her arm in defense. Siefert managed to knock DeMerrell back, secure the knife, and run out of the house to safety. Once outside, she sought help from neighbors, knocking on several doors; however, DeMerrell shouted after her that if she did not return, he would hurt Julie, DeMerrell‘s five year old granddaughter who lived with the two of them, and over whom Siefert had legal guardianship. Siefert eventually arrived at the house of a neighbor who called the police, at which time Siefert told the officer that she had been attacked and stabbed and that DeMerrell had threatened Julie.
Officers Ronald White and Ron Hartman arrived at the neighbor‘s house around 10 p.m. Officer White saw a lot of blood as well as the wound on Siefert‘s arm, and when he asked her who did this to her, Siefert responded that it was DeMerrell. Officer White testified that he had about half a dozen previous contacts with DeMerrell and that DeMerrell had been drinking on the majority of those occasions.
Officer White drove his police sport utility vehicle to DeMerrell‘s house, parked in the driveway, and looked through the screen door at the front of the house, which was the general entrance. Officer White saw Julie next to DeMerrell, and DeMerrell was holding a gun. Officer White advised Troopers Don Bolen and Michael Pionk, other officers who had joined him at DeMerrell‘s residence, of this, and he retreated to the rear of his SUV after securing the shotgun that was issued to the police vehicle. DeMerrell
At this point, Officer White attempted to negotiate with DeMerrell, telling him to put the weapon down, that it was not worth it, and that there was a young child crying on the porch, yet DeMerrell ignored the commands. Officer White continuously attempted to negotiate with DeMerrell, but DeMerrell only taunted the officers, telling them that they were not taking him to jail, that they were “pussies” who “didn‘t have the balls to do it,” and saying, “Come on, shoot me.” (JA 389-90). Officer White testified that during this time DeMerrell became more agitated and was waving the weapon in the officers’ direction. Officer White further testified that finally DeMerrell raised the weapon, pointing it in the officers’ direction, and took a few steps toward the officers, at which time Officer White shot DeMerrell, killing him. Officer White was the only officer on the scene who fired at DeMerrell, and it turned out that DeMerrell was holding a pellet gun.
Only Officer White was deposed. Other officers submitted copies of their incident reports. Several officers and a neighbor stated that Officer White attempted to negotiate with DeMerrell, that DeMerrell waved the gun around in the direction of the officers or directly pointed it at the officers, and that DeMerrell advanced on the officers just prior to being shot. Additionally, Trooper Bolen stated that although he did not discharge his weapon, he raised it and pointed it at DeMerrell, and he applied trigger pressure to discharge the weapon when Officer White fired. Sergeant Michael Brege said that when he saw DeMerrell begin to lift the weapon in the direction of the officers, he began to squeeze the trigger of his own weapon. Deputy Brenda Chimner stated that she realized she needed to shoot DeMerrell because he was closing in on the officers and was not listening to their commands.
Plaintiff-Appellant filed a complaint on August 20, 2004, alleging violations of the Michigan constitution against all defendants, assault and battery under Michigan law against Officer White, wrongful death under Michigan law against Defendants-Appellees, and a violation of
Defendants-Appellees moved for summary judgment, asserting that the claims are precluded by the defense of qualified immunity under federal law and governmental liability under Michigan law and that liability cannot lie against Cheboygan and Jones, either under respondeat superior or under any other theory. The district court granted the motion, concluding that the claim against Officer White was barred by qualified immunity, the claim against Jones did not present a genuine issue of material fact because Plaintiff-Appellant did not present any evidence that Jones had any role in Officer White‘s shooting of DeMerrell, and the claim against the City of Cheboygan had no basis because there was no constitutional deprivation under
II. ANALYSIS
A. Standard of Review
This court reviews the district court‘s grant of summary judgment de novo. Sigley v. City of Parma Heights, 437 F.3d 527, 532 (6th Cir.2006); Johnson v. Karnes, 398 F.3d 868, 873 (6th Cir.2005); Daniels v. Woodside, 396 F.3d 730, 734 (6th Cir.2005). Summary judgment is proper “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
Accordingly, the non-moving party must present significant probative evidence in order to defeat the summary judgment motion. Id. at 249-50, 106 S.Ct. 2505; Stephenson v. Allstate Ins. Co., 328 F.3d 822, 826 (6th Cir.2003).
B. Summary Judgment to Officer White Based on Qualified Immunity
Plaintiff-Appellant argues that she presented evidence to create a factual dispute regarding the objective reasonableness of Officer White‘s use of deadly force. Therefore, according to DeMerrell‘s estate, the district court‘s grant of summary judgment to Officer White on the grounds of qualified immunity was improper.
To prevail on a
“Qualified immunity is a government official‘s ‘entitlement not to stand trial or face the other burdens of litigation.‘” Saucier v. Katz, 533 U.S. 194, 200, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001) (quoting Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985)). It is a defense designed to aid the effective functioning of government, namely by recognizing that police officers may err but that “it is better to risk some error and possi-
The Supreme Court has delineated a two-part test in order to determine the applicability of the qualified immunity defense in the context of an excessive force claim.2 Saucier, 533 U.S. at 201-02, 121 S.Ct. 2151. The threshold question is whether, “[t]aken in the light most favor-able to the party asserting the injury, the facts alleged show the officer‘s conduct violated a constitutional right.” Id. at 201, 121 S.Ct. 2151. The Court specifically held that in excessive force cases, the Fourth Amendment is violated if the force applied is excessive under the objective reasonableness standard. Id. (citing Graham v. Connor, 490 U.S. 386, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)).
In Graham, the Court held that assessing objective reasonableness “requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.” 490 U.S. at 396, 109 S.Ct. 1865. The Court also held that reasonableness “must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight“; accordingly, the calculus must take into account “the fact that police officers are often forced to make split-second judgments—in circumstances that are tense, uncertain, and rapidly evolving—about the amount of force that is necessary in a particular situation.” Id. at 396-97, 109 S.Ct. 1865. Important for this case, this Circuit has held that “[a]lthough the Fourth Amendment ‘reasonableness’ inquiry is largely fact-driven, summary judgment for defendant public servants founded in qualified immunity is nonetheless appropriate when the undisputed material facts, or the plaintiff‘s version of disputed material facts, demonstrate that a hypothetical reasonable officer would not have known that his actions, under the circumstances, were objectively unreasonable.” Scott v. Clay County, 205 F.3d 867, 877 (6th Cir.2000) (citing Sova v. City of Mt. Pleasant, 142 F.3d 898, 902-03 (6th Cir.1998)).
If the answer to the first part of the Saucier inquiry is in the affirmative, the second question is whether the right was clearly established. 533 U.S. at 201, 121 S.Ct. 2151. The Supreme Court held that the inquiry on this question is “whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.” Id. at 202, 121 S.Ct. 2151.
The district court held that Officer White was entitled to qualified immunity,
On appeal, Plaintiff-Appellant raises several points in support of her claim that summary judgment based on qualified immunity was improper. First, she claims that the instant case is similar to other cases that denied summary judgment. Second, she contends that the district court erred in ignoring the conclusions of her expert report that DeMerrell did not pose an immediate threat to the officers; hence, she argues the expert‘s report created a factual dispute regarding objective reasonableness. Third, she argues that the district court failed to address Officer White‘s actions prior to the shooting in determining whether he acted in an objectively reasonable manner. Finally, she claims that the distance between DeMerrell and the officers at the moment of the shooting shows that Officer White did not act in an objectively reasonable manner.
1. Applicable Sixth Circuit Qualified Immunity Cases
Two cases from this Circuit that are on point with the instant case found the officers’ actions objectively reasonable.4 In
Boyd v. Baeppler is also an analogous case from this Circuit that compels the conclusion to uphold the district court‘s decision in the instant case. 215 F.3d 594 (6th Cir.2000). In Boyd, Officers Baeppler and Wilsman responded to the report of an alleged shooting, and they found Boyd, who met the description, in the general area. Id. at 597-98. The officers saw Boyd had a gun in his hand, and they exited their car, ordering him to stop and identifying themselves as police. Id. at 598. Officers Wilsman and Baeppler testified that Boyd continued to flee, that Baeppler fired at Boyd, that Boyd responded by turning and pointing his weapon at Wilsman, that Wilsman fired one shot that downed Boyd, that Boyd lifted his torso and turned to point his weapon at Wilsman, and that Baeppler fired seven more shots at Boyd until he dropped his weapon. Id. at 603. Boyd died, and his estate sued the officers under
In Boyd, the only eye witnesses to the shooting were the two officers, and they told the same consistent story, just as in the instant action; yet the uncontroverted testimony in the instant case has even more assurances of reliability, as a neighbor has corroborated the officers’ testimony and statements. The Boyd court noted that the only inconsistent evidence was a report by plaintiff‘s expert that concluded, after reviewing the state‘s autopsy report, Boyd might not have been able to turn and point his weapon after Wilsman‘s shot. Id. at 603. However, this Circuit did not accept the argument that such speculative evidence was sufficient to create a genuine issue of material fact. Id. Much like Boyd, the only inconsistent evidence in the instant case is Plaintiff-Appellant‘s expert report. Indeed, like the expert in Boyd, the expert in the instant case solely relied on secondary evidence produced by the state. What makes the report in the present case even more unreliable, however, is the fact that the expert‘s premises are refuted by the facts in the record. Accordingly, if the report in Boyd was not sufficient to raise a genuine issue of material fact, then the report in the instant case surely is not.
Case law from this Circuit compels the conclusion that the district court properly granted Officer White‘s summary judgment motion on the basis of qualified immunity in the instant case. The cases that
2. Plaintiff-Appellant‘s Expert Report
Plaintiff-Appellant on appeal repeatedly contends that the district court ignored her expert‘s opinion that Officer White acted in an objectively unreasonable manner; according to Plaintiff-Appellant, this opinion creates a genuine issue of material fact that precludes summary judgment. For several reasons, she is incorrect.
First, the expert report largely supports the position of Defendants-Appellees as well as the opinion of the district court. Indeed, the expert contends, “[I]t is my opinion that had Mr. DeMerell [sic] made any specific forward movement at or toward Officer White or any other officer at the scene or made a direct threat with his handgun to any officer, deadly force would have been justified.” (JA 425). Yet the condition in that sentence was satisfied: uncontroverted statements indicate that DeMerrell took several steps in the direction of the officers prior to being shot and that DeMerrell wildly waved the gun or pointed it at the officers just before he was shot by Officer White. Accordingly, to the extent that taking several steps in the directions of the officer constitutes a “specific forward movement” and waving a gun in the officers direction or pointing it at them constitutes a “direct threat” that DeMerrell made with his gun, even Plaintiff-Appellant‘s expert must conclude, by his own words, that Officer White was justified in using deadly force.
Second, the expert opinion that Plaintiff-Appellant relies upon merely expressed a legal conclusion; accordingly, the district court properly ignored it. Indeed, this Circuit has held under
In the instant case, Plaintiff-Appellant‘s expert testified as to a legal conclusion because he stated that “it was objectively unreasonable for Officer White to shoot Mr. DeMerrell.” (JA 430). As stated previously, objective reasonableness is the precise legal standard of Graham to be used in the qualified immunity inquiry of Saucier. See Saucier, 533 U.S. at 201, 121 S.Ct. 2151; Graham, 490 U.S. at 396, 109 S.Ct. 1865. Additionally, Plaintiff-Appellant‘s expert‘s opinion further states that “a reasonable officer on the scene would not have concluded at the time that there existed probable cause that Mr. DeMerrell posed a significant threat of death or serious physical injury to the officer or others.” (JA 430). This testimony also expresses a legal conclusion, going beyond “stating opinions that suggest the answer to the ultimate issue.” Berry, 25 F.3d at 1353. Still other conclusions by Plaintiff-Appellant‘s expert were improper legal conclusions, namely that the “use of deadly force by [Officer White] was improper and unnecessary.” See Hygh v. Jacobs, 961 F.2d 359, 364 (2d Cir.1992) (precluding expert testimony in a
Third, even if the expert‘s report had not improperly stated legal conclusions, it still does not change the result that there is no genuine issue of material fact in the instant case because the report consists entirely of premises that contradict the uncontroverted facts. See McLean v. 988011 Ontario, Ltd., 224 F.3d 797, 800-01 (6th Cir.2000) (“[A]n expert‘s opinion must be supported by more than subjective belief and unsupported speculation and should be supported by good grounds, based on what is known.“) (quoting Pomella v. Regency Coach Lines, Ltd., 899 F.Supp. 335, 342 (E.D.Mich.1995)); Greenwell v. Boatwright, 184 F.3d 492, 497 (6th Cir.1999) (“Expert testimony, however, is inadmissible when the facts upon which the expert bases his testimony contradict the evidence.“). For instance, in concluding that Officer White‘s actions were improper and unnecessary, the expert claims that “[n]owhere in any of the attached statements or documents are there reports of Mr. DeMerrell taking a proscribed path at or towards Officer White that justified him discharging his shotgun into Mr. DeMerrell.” (JA 425). This simply is not true. Indeed, uncontroverted testimony, statements by several police officers, and a statement by a neighbor all state precisely the opposite, namely that DeMerrell took several steps in the direction of the officers just prior to being shot. In addition, those same statements indicate that DeMerrell continuously ignored officer commands to put his gun down, wildly waved the gun in the officers’ direction, and pointed the gun at the officers prior to being shot. The expert report of Plaintiff-Appellants, however, ignores all of these facts.
In light of the report‘s support of the district court‘s opinion when the uncontroverted facts are applied to the report‘s statements, its refusal to acknowledge the uncontroverted facts, and its insistence on stating legal conclusions that simply contradict and avoid reference to these facts, it cannot be said that the district court erred in ignoring Plaintiff-Appellant‘s expert report or that the report creates a genuine issue of material fact in regards to whether Officer White acted in an objectively reasonable manner that would defeat the granting of the summary judgment motion on the basis of qualified immunity.
3. Officer White‘s Actions Prior to the Shooting
Plaintiff-Appellant also makes much of the fact that Officer White pulled his police SUV directly into DeMerrell‘s driveway. This fact, according to Plaintiff-Appellant‘s expert, is contrary to standard high-risk response tactics. Accordingly, Plaintiff-Appellant argues, Officer White acted in an objectively unreasonable manner; Plaintiff-Appellant also claimed at oral argument that Officer White‘s pulling into the driveway escalated the situation. In support, Plaintiff-Appellant cites Yates v. City of Cleveland, a
Yates is also inapplicable because it is factually dissimilar from the instant case. In Yates, the officer‘s actions were the cause of the scuffle that included the shooting of the victim; indeed, the officer intentionally entered the dark hallway of a private residence at 2:45 a.m. and did not in any way identify himself, conduct that the court characterized as “more than merely negligent.” 941 F.2d at 447. When the victim found the officer, he reasonably thought the officer was an intruder, and the officer was knocked through the door, which caused him to fire his weapon in response. Id. at 442. In the instant case, there is no such causal connection, and Plaintiff-Appellant fails to state why simply pulling into a person‘s driveway made Officer White‘s conduct objectively unreasonable. DeMerrell could not have been confused regarding the officers’ identity like the victim was in Yates, because there were patrol vehicles present and Officer White engaged in continuous negotiations with DeMerrell to put his weapon down. Even if Officer White erred in pulling directly into DeMerrell‘s driveway, the error could be characterized as negligent at most, and the Yates court held that “mere negligence may not serve as a basis for a section 1983 claim.” 941 F.2d at 447. Accordingly, this fact does nothing to support Plaintiff-Appellant‘s claim that Officer White acted in an objectively unreasonable manner.
Likewise, we fail to see how Officer White pulling into the driveway escalated the situation, as Plaintiff-Appellant claims. Indeed, that event happened well before the shot was fired: after pulling his SUV into the driveway, Officer White approached the front door of DeMerrell‘s residence, retreated behind the SUV, retreated further behind one of the vehicles in the street, and continuously engaged in negotiations with DeMerrell all before DeMerrell advanced on the officers with his weapon pointed at them. It is clear, absent any evidence to the contrary, that any “escalation” due to Officer White‘s pulling into the driveway dissipated once the officers repeatedly attempted to peacefully resolve the situation, including retreating into the street and continuously negotiating with DeMerrell. Furthermore, Plaintiff-Appellant failed to assert any supporting authority for this escalation claim that he raised at oral argument.
4. Distance Between Officer White and DeMerrell
Plaintiff-Appellant finally argues that Officer White did not act in an objectively reasonable manner because the two were 25-30 feet apart, a distance that was not
In whole, the district court correctly applied Saucier and Graham in granting summary judgment to Officer White on the basis of qualified immunity. The district court thoroughly reviewed the record and found that there was “overwhelming evidence of DeMerrell‘s threatening conduct” and that “Officer White was confronted with a dangerous, volatile situation involving an intoxicated, armed, aggressive suspect that, it is uncontested, was advancing on the police and defying commands to stand down.” Accordingly, the court held, “plaintiff has not shown that Officer White‘s actions were unreasonable or that the use of deadly force in this case contravened the Fourth Amendment.” (JA 45-46). Sixth Circuit precedent does nothing but reinforce the district court‘s conclusion. Accordingly, summary judgment was properly granted as to Officer White.
C. City of Cheboygan and Police Chief Jones
Plaintiff-Appellant additionally argues that the district court erred in granting summary judgment to the City of Cheboygan and Police Chief Jones because she produced evidence of Officer White‘s lack of training and Officer White‘s employers’ disregard of what Plaintiff-Appellant refers to as “White‘s prior ongoing violations of Cheboygan citizens’ constitutional rights.” Defendants-Appellees argue that such a claim cannot exist absent a constitutional violation on the part of Officer White. Defendants-Appellees’ position is supported by case law, and the point necessitates little discussion.
1. City of Cheboygan
Regarding municipal liability under
2. Police Chief Jones
Regarding supervisory liability under
III. CONCLUSION
For the foregoing reasons, we AFFIRM the orders of the district court.
DEBRA A. WALL
CLARKSVILLE, TN, FOR PLAINTIFF-APPELLANT.
S. DELK KENNEDY, JR., ASST. U.S. ATTORNEY
NASHVILLE, TN, FOR DEFENDANT-APPELLEE.
