DELAWARE DEPARTMENT OF NATURAL RESOURCES AND ENVIRONMENTAL CONTROL v. ENVIRONMENTAL PROTECTION AGENCY
No. 16-1230
United States Court of Appeals, District of Columbia Circuit
Argued October 5, 2017; Decided July 10, 2018
On Petition for Judicial Review of Final Action of the United States Environmental Protection Agency
Valerie M. Edge, Deputy Attorney General, Office of the Attorney General for the State of Delaware, argued the cause and filed the briefs for petitioner.
Phillip R. Dupré, Attorney, U.S. Department of Justice, argued the cause for respondent. With him on the brief was John C. Cruden, Assistant Attorney General, at the time the brief was filed.
Before: ROGERS and GRIFFITH, Circuit Judges, and GINSBURG, Senior Circuit Judge.
GRIFFITH, Circuit Judge: The Clean Air Act authorizes the Environmental Protection Agency to set national air-quality standards. The Act also permits the agency to extend the deadline for areas to comply with those standards. Here, the agency granted an extension for a multistate region to comply with national ozone standards. Delaware, one of the four states partially within the multistate region, petitions for review of the agency‘s decision. We deny Delaware‘s petition.
I
A
The Clean Air Act (the “Act“) requires the Environmental Protection Agency (EPA) to identify pollutants that “may reasonably be anticipated to endanger public health or welfare.”
Once EPA promulgates new or revised NAAQS, it segments the country into areas for enforcing the NAAQS. Some areas lie within a single state while others encompass portions of two or more states. EPA designates each area as “attainment,” “nonattainment,” or “unclassifiable” with respect to the NAAQS.
Once assigned a NAAQS designation, states must adopt and implement “state implementation plans” (SIPs) to attain, maintain, and enforce the NAAQS.
However, the Act also permits EPA to grant extensions for an area to meet its attainment deadline for ozone NAAQS. That provision reads:
Upon application by any State, the Administrator may extend for 1 additional year (hereinafter referred to as the “Extension Year“) the date specified [in the Act] if—
(A) the State has complied with all requirements and commitments pertaining to the area in the applicable implementation plan, and
(B) no more than 1 exceedance of the national ambient air quality standard level of ozone has occurred in the area in the year preceding the Extension Year.
No more than 2 one-year extensions may be issued under this paragraph for a single nonattainment area.
B
In 2008, EPA updated the ozone NAAQS. See NAAQS for Ozone, 73 Fed. Reg. 16,436 (Mar. 27, 2008). EPA then designated forty-five regions across the country as nonattainment areas, including the “Philadelphia Area,” taking in parts of Delaware, Maryland, New Jersey, and Pennsylvania. EPA classified the area as “marginal nonattainment” and set its attainment date for July 20, 2015.
Around the time of that date, EPA received requests from Maryland, New Jersey, and Pennsylvania for a one-year extension under
Before granting the extension, EPA received comments from Delaware and environmental groups. Delaware commented that it “would like to support EPA‘s proposal because the only alternative appears to be a ‘bump-up’ of portions of Delaware to a moderate nonattainment classification.” But Delaware also criticized EPA for focusing on attainment-date extensions instead of taking direct action against ozone emissions from upwind states that Delaware believed were responsible for the Philadelphia Area‘s continued inability to reach attainment.
Meanwhile, the environmental groups EarthJustice and Sierra Club argued that EPA‘s proposed extension would be unlawful because Delaware had not joined in the request. The groups interpreted
In May 2016, EPA promulgated its final rule granting the Philadelphia Area a one-year extension to meet the 2008 ozone NAAQS. See Determinations of Attainment by the Attainment Date, 81 Fed. Reg. 26,697 (May 4, 2016). EPA addressed each of the environmental groups’ critiques. First, EPA explained that its decision to grant the extension was reasonable because requiring unanimity among affected states for an attainment-date extension is different than requiring unanimity when “bumping up” a classification. See id. at 26,701-02. In particular, extending an attainment date “imposes no additional obligation upon any state” while a voluntary reclassification “can impose significant new attainment planning and emission reduction obligations.” Id. at 26,702.
Furthermore, EPA maintained that it could reasonably rely on Maryland‘s and Pennsylvania‘s self-certifications of SIP compliance. EPA appealed to the “state and federal partnership in implementing the [Act]” to justify the agency‘s reliance on the self-certifications. Id. at 26,704. EPA further indicated that absent any “demonstration that suggests any of the states receiving an attainment date extension are not in compliance with their SIPs . . . EPA is disinclined to invalidate the certifications made by the states.” Id.
In July 2016, Delaware filed a petition for review of EPA‘s May 2016 rule with this court, raising essentially the same arguments made by the environmental groups during the rulemaking. We have jurisdiction under the Act.
II
On our own motion, we asked the parties to address whether Delaware‘s comments during the rulemaking precluded it from obtaining judicial review of EPA‘s final rule extending the attainment date for the Philadelphia Area. After hearing argument on the matter, we are persuaded that Delaware may petition this court for review of EPA‘s decision.
A petitioner may not “take a position in this court opposite from that which it took below, particularly when its position has prevailed before the agency.” S. Pac. Transp. Co. v. ICC, 69 F.3d 583, 588 (D.C. Cir. 1995). Our application of this principle in South Coast Air Quality Management District v. EPA, 472 F.3d 882 (D.C. Cir. 2006), is instructive. Ohio had commented during an EPA rulemaking that the agency‘s proposed approach “would be a reasonable interpretation” of the Act. Id. at 891. Then, before this court, Ohio argued that the very approach it had deemed reasonable during the rulemaking was, in fact, unreasonable. See id. We held that Ohio‘s obvious about-face rendered its claims forfeited. Id. at 892.
Here, Delaware‘s comments during EPA‘s rulemaking are far less definitive than were Ohio‘s in South Coast. On the one hand, some of Delaware‘s comments suggested that Delaware supported EPA‘s proposal. See J.A. 56 (stating that Delaware “would like to support EPA‘s proposal” but only because the alternative was to bump up areas in Delaware to a moderate nonattainment classification). On the other hand, some of Delaware‘s other comments suggested opposition to EPA‘s proposed rule. See id. (describing circumstances when an attainment-date extension would make sense but concluding “[t]his is not the case here“); J.A. 57 (criticizing EPA‘s focus on extending the Philadelphia Area‘s attainment date and urging EPA to dedicate its resources to improving air quality more directly).
Fairly read, Delaware‘s letter cannot reasonably support an inference that Delaware “supported” the proposed rule during the comment period. Delaware‘s core comments questioned the agency‘s tactic of delaying attainment by extending the deadline. At best, Delaware‘s letter is ambiguous or equivocal on whether it ultimately wanted EPA to grant an extension. Delaware‘s comments during the rulemaking therefore do not exhibit the sort of clear contradiction present in South Coast. Moreover, Delaware‘s comments during the rulemaking did not even address—let alone contradict—the legal arguments the state now brings before our court.
Because Delaware‘s current litigating position is not “opposite” to that which it took before the agency, the state has not forfeited its right to petition for judicial
III
A
Delaware argues that
To determine whether
B
Delaware contends that the unambiguous meaning of
An attainment-date extension may be granted by EPA “[u]pon application by any State.”
The word “any” has an “expansive meaning” that usually indicates “one or some indiscriminately of whatever kind” as long as there is “no reason to contravene [its] obvious meaning.” New York v. EPA, 443 F.3d 880, 885 (D.C. Cir. 2006) (emphasis added) (first quoting United States v. Gonzales, 520 U.S. 1, 5 (1997); then quoting Norfolk S. Rwy. Co. v. Kirby, 543 U.S. 14, 31-32 (2004)); see also Freeman v. Quicken Loans, Inc., 566 U.S. 624, 635 (2012); Fin. Planning Ass‘n v. SEC, 482 F.3d 481, 488 (D.C. Cir. 2007). This
That said, depending on the context, “any” can mean “every,” as Delaware argues. For example, very recently, the Supreme Court held that in the context of a different statute, “as in so many others, ‘any’ means ‘every.‘” SAS Inst., Inc. v. Iancu, 138 S. Ct. 1348, 1353 (2018). But again, when it comes to determining a term‘s unambiguous meaning, context is key. See, e.g., Robinson v. Shell Oil Co., 519 U.S. 337, 341 (1997). As the Court noted in SAS Institute, “any” meant “every” in that statute largely because it was used to modify a “singular noun in [an] affirmative context[].” 138 S. Ct. at 1354 (quoting Oxford English Dictionary (3d ed., Mar. 2016), www.oed.com/view/Entry/8973). Consider, for example, a statute that read, “Any state that misses an attainment deadline will be bumped up.” In that affirmative context, “any” clearly means “every.” Here, however, we have a conditional context—as EPA may grant an extension upon the application of any state. When modifying a “singular count noun” (like “State“) in this context, the word “any” generally refers to “an unspecified member of a particular class.” Oxford English Dictionary, supra. Therefore, consider another statute that read, “If any state in a multistate region violates its SIP, the entire region will be bumped up.” There, “any” would not naturally mean “every.” It would instead refer to an “unspecified member” of the multistate region, which could be but a single state. Because
Nevertheless, Delaware argues that reading the term “any State” alongside the rest of
Again, because context matters, Delaware‘s argument has some force. In fact, if Delaware were correct that every state in a multistate nonattainment area had to be SIP-compliant for EPA to grant the area an extension, we might agree that
Additionally, we strive to construe statutes “so that effect is given to all its provisions, so that no part will be inoperative or superfluous, void or insignificant.” Corley v. United States, 556 U.S. 303, 314 (2009) (quoting Hibbs v. Winn, 542 U.S. 88, 101 (2004)). If there is “only one statutory reading that gives full effect” to the entirety of
Neither Delaware nor EPA has demonstrated why this literal interpretation should not control. To “avoid a literal interpretation at Chevron step one,” a party “must show either that, as a matter of historical fact, Congress did not mean what it appears to have said, or that, as a matter of logic and statutory structure, it almost surely could not have meant it.” Engine Mfrs. Ass‘n v. EPA, 88 F.3d 1075, 1089 (D.C. Cir. 1996). Delaware suggests that it is “improbable” Congress intended for EPA to grant extensions in a multistate area without requiring each state to comply with its individual SIP. Del. Br. 21. But improbability alone cannot “overcome th[e] plain meaning presumption” applicable at Chevron‘s first step. Va. Dep‘t of Med. Assistance Servs. v. HHS, 678 F.3d 918, 923 (D.C. Cir. 2012).
Therefore, we resolve this statutory question at Chevron Step One. Read in light of its surrounding language, “any State” unambiguously permits EPA to consider an application filed by fewer than all states in a multistate nonattainment area. The plain meaning of “the State” refers to the state (or states) that applied for the extension, and assumes that a single state can validly apply for an extension. This use of “the State” confirms that only the applying state or states must comply with the relevant SIPs for EPA to consider granting an extension to a multistate
Three states—Maryland, New Jersey, and Pennsylvania—filed applications to extend the Philadelphia Area‘s attainment date. EPA thus had statutory authority under
IV
Delaware raises two arbitrary-and-capricious challenges to EPA‘s decision extending the Philadelphia Area‘s attainment date. First, because New Jersey never claimed nor demonstrated compliance with its SIP, EPA could not reasonably conclude that the state had satisfied
Maryland‘s and Pennsylvania‘s certifications of compliance with their SIPs without also collecting and considering evidence of their actual compliance.
A
The Act‘s judicial-review provision does not address the standard for reviewing decisions regarding attainment-date extensions. See
We give an “extreme degree of deference” to EPA when it is “evaluating scientific data within its technical expertise,” City of Waukesha v. EPA, 320 F.3d 228, 247 (D.C. Cir. 2003) (internal quotation marks and citation omitted), and deference “is especially appropriate when
B
Because New Jersey did not submit a certification of its SIP compliance, EPA applied “its own knowledge and expertise with regard to whether the state is meeting [its SIP] obligations, including a review of whether [EPA] or outside parties has identified state noncompliance with the obligations.” 81 Fed. Reg. at 26,702. EPA reviewed the ozone SIP for New Jersey and determined that there were no pending enforcement actions alleging that the state had failed to implement its EPA-approved SIP. See id. at 26,702-03. This approach for determining compliance evinces a “rational connection between the facts found and the choice made,” Burlington Truck Lines, 371 U.S. at 168, because it is rational for EPA to conclude that an absence of enforcement actions against a state is a reasonable proxy for SIP compliance. This is especially so given that no commenter during the rulemaking had “presented any evidence or made any demonstration” suggesting that New Jersey was out of compliance with its SIP. 81 Fed. Reg. at 26,703. And Delaware offers no serious argument now to impeach EPA‘s approach.
Instead, Delaware argues that the attainment-date extension was arbitrary and capricious because EPA had recognized in another proposed rule that New Jersey‘s SIP was itself “substantially inadequate.” State Implementation Plans: Response to Petition for Rulemaking, 80 Fed. Reg. 33,840, 33,846 (June 12, 2015). In June 2015, EPA promulgated a final rule requiring thirty-six states, including New Jersey, to cure certain inadequacies in their respective SIPs. Id. at 33,847. Delaware believes that once EPA identified “substantial deficiencies” in New Jersey‘s SIP, EPA could not reasonably grant an extension for the Philadelphia Area under
But the text of
C
Delaware also argues that Maryland and Pennsylvania could not submit certifications of compliance with their SIPs “without evidence to substantiate [the certifications].” Del. Br. 29. EPA maintains that under
Moreover, the Act is “an exercise in cooperative federalism.” Dominion Transmission, Inc. v. Summers, 723 F.3d 238, 240 (D.C. Cir. 2013). While the Act authorizes EPA to establish NAAQS, it delegates to states the responsibility for implementing those standards. Michigan v. EPA, 268 F.3d 1075, 1078 (D.C. Cir. 2001). Delaware‘s attempt to prevent EPA from presumptively relying on states’ certifications of compliance with their own SIPs would undermine the agency‘s efforts to cooperate with the states. If anything, the federalist design of the Act supports the reasonableness of EPA‘s practice. See 81 Fed. Reg. at 26,704 (explaining that EPA‘s reliance on the states’ certifications is reasonable in light of “the state and federal partnership in implementing the [Act]“).
Finally, Delaware argues that Maryland and Pennsylvania were not in compliance with their SIPs because those SIPs lacked certain provisions required by
V
For the foregoing reasons, the petition for review is
Denied.
