Dang v. CrossDang v. Cross
- Reporters:
- Before:
- Richard A. Paez, Betty B. Fletcher, John T. Noonan
Stephen Yagman, Kathryn Bloomfield, Marion Yagman, Joseph Reichman, Yagman & Yagman & Reichman & Bloomfield, Venice Beach, California, for the plaintiff-appellant.
Wilmont A. Odom, Cal P. Saunders, Office of City Attorney, Compton, California, for the defendant-appellee.
OPINION
PAEZ, Circuit Judge:
In this civil rights action, under
We hold that the district court erred in failing to instruct the jury that it could award punitive damages if it found that Cross acted in an oppressive manner and we conclude that this error was not harmless. Second, we hold that the district court did not abuse its discretion in determining the reasonable hourly rate it applied in calculating the fee award. We vacate the fee award and remand, however, for further consideration of the reasonable hours expended in light of the proper legal standard and for reimbursement of the cost of recording an abstract of judgment.
I.
Plaintiff H.N. Dang was the shop manager of the Compton Jewelry Exchange, which Compton police officers suspected of operating an unlicensed pawn shop. On December 17, 1999, Compton police officers executed an undercover investigation of the Jewelry Exchange‘s alleged pawn shop activities. An undercover officer, Betty Jones, entered the store to attempt to pawn a ring. After Dang agreed to take the ring in exchange for $100, Jones left the store and notified Officer Gilbert Cross, who was waiting outside the store with two other officers, that she had successfully pawned the ring.
Shortly thereafter, three officers, Cross, Sergeant Preston Harris, and Officer James Lewis, entered the store. When the officers entered, Dang was in the office, which was separated from the salesroom where the officers stood by a bulletproof window and a steel security door. After Dang opened the security door at the officers’ request, Harris and Cross entered the office. Lewis remained by the front door. The officers informed Dang that he was under arrest.1 Without patting down or searching Dang, the officers handcuffed Dang and requested that he produce the pawned ring. Dang informed the officers that the ring was in a safe. Cross then instructed Dang to open the safe. After the officers removed the handcuffs, Dang bent down and proceeded to open the safe, which took several attempts. After opening the safe, Dang reached inside. As soon as he did so, however, Cross yelled at him to stop and Harris pulled Dang away from the safe. Dang leaned forward again to reach into the safe and Harris pulled Dang back, knocking him to the floor.2 As Dang was pushed to the floor,
A struggle ensued between Dang and the three officers, as Lewis had joined the other two officers in the office at this point. During the struggle, Cross struck Dang in the groin area in order to incapacitate him.3 Although Cross testified that he struck Dang in the groin with his fist, Dang testified that Cross kicked him in the genitalia. After striking Dang in the groin area, Cross punched Dang in the face. Dang also testified that the officers stepped on his head and his hand. The officers finally subdued Dang when Harris put Dang into a carotid restraint (a chokehold) and handcuffed him again.
The police officers took Dang to the Compton Police Department and, while waiting, Dang lost consciousness. The officers then took Dang to the hospital for medical attention. Dang later sought private medical care because of the bruises and pain in his chest, shoulders, neck, arm, hand, mouth, and groin, and because there was blood in his urine.
Following the events of December 17, 1999, Dang filed suit in the Central District of California against several City of Compton officials and police officers alleging violations of his Fourth Amendment rights under
Dang alleged that Cross, in his individual capacity, violated Dang‘s Fourth Amendment rights by executing an unlawful
At trial, Dang as well as Cross, Lewis, and Harris testified. The jury found Cross liable for excessive force and awarded Dang $18,000 in compensatory damages. Before the punitive damages phase of the trial, Dang requested a punitive damages jury instruction that included a clause stating that an act “oppressively done” could be a predicate for an award of punitive damages. The district court rejected this instruction, concluding that it was an inaccurate statement of the law, and instead instructed the jury in accordance with Ninth Circuit Model Civil Jury Instruction 7.5 (2002). In support of his claim for punitive damages, the court allowed Dang to present additional evidence. Dang called Cross as a witness and questioned him about his remorse for the events on December 17, 1999. After argument and deliberations, the jury declined to award punitive damages and returned a verdict in favor of Cross.
At the conclusion of the litigation, Dang filed a motion for an award of reasonable attorney‘s fees under
II.
” ‘The standard of review on appeal for an alleged error in jury instructions depends on the nature of the claimed error.’ ” Phillips v. United States I.R.S., 73 F.3d 939, 941 (9th Cir. 1996) (quoting Oglesby v. S. Pac. Transp. Co., 6 F.3d 603, 606 (9th Cir. 1993)). “We review a district court‘s formulation of jury instructions in a civil case for abuse of discretion.” White v. Ford Motor Co., 312 F.3d 998, 1012 (9th Cir. 2002). “We review de novo whether the instructions misstated the law.” Fireman‘s Fund Ins. Cos. v. Alaskan Pride P‘ship, 106 F.3d 1465, 1469 (9th Cir. 1997). Here, we review de novo because Dang challenges the court‘s instruction as an incorrect statement of the law and the court rejected Dang‘s proposed instruction as contrary to the law of this circuit. See Galdamez v. Potter, 415 F.3d 1015, 2005 WL 1653618, at *3 (9th Cir. July 15, 2005).
We have stressed that “[j]ury instructions must fairly and adequately cover the issues presented, must correctly state the law, and must not be misleading.” White, 312 F.3d at 1012. Further, “[a] party is entitled to an instruction about his or her theory of the case if it is supported by law and has foundation in the evidence.” Jones v. Williams, 297 F.3d 930, 934 (9th Cir. 2002). We also have noted that the “[u]se of a model jury instruction does not preclude a finding of error.” United States v. Warren, 984 F.2d 325, 328 (9th Cir. 1993). If, however, the error in the jury instruction is harmless, it does not warrant reversal. Tritchler v. County of Lake, 358 F.3d 1150, 1154 (9th Cir. 2004). “In evaluating jury instructions, prejudicial error results when, looking to the instructions as a whole, the substance of the applicable law was [not] fairly and correctly covered.” Swinton v. Potomac Corp., 270 F.3d 794, 802 (9th Cir. 2001) (alteration in original) (internal quotation marks and citations omitted).
The issue here is whether the district court erred in rejecting Dang‘s proposed punitive damages jury instruction and in giving an instruction that did not instruct the jury that it could award punitive damages on the basis of Cross‘s allegedly oppressive conduct. Dang requested that the court instruct the jury as follows, in relevant part:
If the jury should find from a preponderance of the evidence that a plaintiff is entitled to a verdict for nominal or compensatory damages; and should further find that an act or omission of a defendant, which legally caused injury to a plaintiff, was callously or, maliciously, or wantonly, or oppressively done, then the jury may, add to an award of nominal or compensatory damages, such amount as the jury shall find to be proper, as punitive damages.
An act or a failure to act is “maliciously” done, if promoted or accompanied by ill will, or spite, or grudge, either toward the injured person individually, or toward a person in one of [sic] more groups or categories of which the injured person is a member. An act or a failure to act is “wantonly” done, if done in reckless or callous disregard or, or [sic] indifference to, the rights of one or more persons, including the injured person.
An act or a failure to act is “oppressively” done, if done in a way or manner which injures, or damages, or otherwise violates the rights of another person with unnecessary harshness or severity, as by misuse or abuse of authority or power, or by taking advantage of some weakness, or disability, or misfortune of another person.
The plaintiff has the burden of proving that punitive damages should be awarded, and the amount, by a preponderance of the evidence. You may award punitive damages only if you find that defendant‘s conduct was malicious, or in reckless disregard of the plaintiff‘s rights. Conduct is malicious if it is accompanied by ill will, or spite, or if it is for the purpose of injuring another. Conduct is in reckless disregard of the plaintiff‘s rights if, under the circumstances, it reflects complete indifference to the plaintiff‘s safety, rights, or the defendant acts in the face of a perceived risk that its actions will violate the plaintiff‘s rights under federal law.
We hold that the district court erred in concluding that oppressive conduct is not a proper predicate for punitive damages. We further hold that the court‘s omission of the oppressive acts provision rendered the jury instruction incomplete. “[L]ooking to the instructions as a whole, the substance of the applicable law was [not] fairly and correctly covered.” Swinton, 270 F.3d at 802 (alteration in original) (internal quotation marks and citations omitted). Because punitive damages may be awarded for conduct that was oppressive, and because the record “provided an evidentiary basis for such an instruction,”
A.
[1] Section 1983 was “intended to ‘create a species of tort liability’ in favor of persons deprived of federally secured rights.” Smith v. Wade, 461 U.S. 30, 34 (1983) (quoting Carey v. Piphus, 435 U.S. 247, 253 (1978)). Further, the common law of torts governs the recoverable damages for liability under
[2] In Smith v. Wade, the Court considered whether punitive damages could be awarded only for intentionally malicious conduct or whether the district court properly instructed the jury that it could award punitive damages “if the conduct of one or more of the defendants is shown to be a reckless or callous disregard of, or indifference to, the rights or safety of others.” Id. at 33. Focusing on the standards for punitive damages at the time of the enactment of
[3] Further, the Court concluded that there is “no reason why a person whose federally guaranteed rights have been violated should be granted a more restrictive remedy than a person asserting an ordinary tort cause of action.” Id. at 48-49.5 The Court thus concluded “that a jury may be permitted to assess punitive damages in an action under
In light of the Supreme Court‘s holding in Smith, we have recognized that “[i]t is well-established that a ‘jury may award punitive damages under section 1983 either when a defendant‘s conduct was driven by evil motive or intent, or when it involved a reckless or callous indifference to the constitutional rights of others.’ ” Morgan v. Woessner, 997 F.2d 1244, 1255 (9th Cir. 1993) (quoting Davis v. Mason County, 927 F.2d 1473, 1485 (9th Cir. 1991)). Accordingly, the Ninth Circuit Model Civil Jury Instruction 7.5, which addresses punitive damages in federal civil cases, provides:
If you find for the plaintiff, you may, but are not required to, award punitive damages. The purposes of punitive damages are to punish a defendant and to deter a defendant and others from committing similar acts in the future.
The plaintiff has the burden of proving that punitive damages should be awarded, and the amount, by a preponderance of the evidence. You may award punitive damages only if you find that defendant‘s conduct was malicious, or in reckless disregard of the plaintiff‘s rights. Conduct is malicious if it is accompanied by ill will, or spite, or if it is for the purpose of injuring another. Conduct is in reckless disregard of the plaintiff‘s rights if, under the circumstances, it reflects complete indifference to the plaintiff‘s safety, rights, or the defendant acts in the face of a perceived risk that its actions will violate the plaintiff‘s rights under federal law.
Model Civ. Jury Instr. 9th Cir. 7.5 (2004) (emphasis added).
This statement of the law of punitive damages is incomplete, however. The standard for punitive damages under
[4] Although we have not explicitly held that punitive damages may be awarded in federal civil rights cases for oppressive conduct, we have frequently operated under the assumption that such an instruction is proper. For instance, in Fountila v. Carter, 571 F.2d 487 (9th Cir. 1978), a discrimination case under the Fair Housing Act, we reviewed an instruction that provided in part, “If you find for the plaintiff and find, from a preponderance of the evidence, that the acts of the defendant were maliciously or wantonly or oppressively done, then you may award the plaintiffs punitive damages in
Similarly, in Ward v. City of San Jose, 967 F.2d 280 (9th Cir. 1991), a
[5] Thus, we now explicitly hold what was implicit in our past decisions. As the Seventh Circuit held in McKinley v. Trattles, 732 F.2d 1320 (7th Cir. 1984), we conclude that a
B.
In light of our conclusion that oppressive conduct is a proper predicate for punitive damages under
As noted, the court‘s instruction embodied the text of Ninth Circuit Model Civil Jury Instruction 7.5 (2002). That instruction provided, “You may award punitive damages only if you find that defendant‘s conduct was malicious, or in reckless disregard of the plaintiff‘s rights.” The instruction further defined malicious: “Conduct is malicious if it is accompanied by ill will, or spite, or if it is for the purpose of injuring another.” The instruction also stated, “Conduct is in reckless disregard of the plaintiff‘s rights if, under the circumstances, it reflects complete indifference to the plaintiff‘s safety, rights, or the defendant acts in the face of a perceived risk that its actions will violate the plaintiff‘s rights under federal law.”
[6] An act or omission is oppressive, however, “if done in a way or manner which injures or damages or otherwise violates the rights of another person with unnecessary harshness or sever-
[7] Punitive damages serve to punish the defendant for wrongful conduct and to deter the defendant and others from repeating that wrong. See Cooper Indus., Inc. v. Leatherman Tool Group, Inc., 532 U.S. 424, 432 (2001). Awarding punitive damages for oppressive conduct that was the cause of the plaintiff‘s injury deters and punishes the defendant for conduct that is not necessarily encompassed by malicious or reckless conduct. When a jury is instructed that it may award punitive damages for oppressive acts, the jury must consider the relative positions of power and authority between the parties and determine whether the defendant misused his power or authority or abused the plaintiff‘s weakness in the course of the wrongful conduct. This determination is not identical to the jury‘s consideration of a defendant‘s malicious acts or reckless disregard of the plaintiff‘s rights. In some situations the jury may determine that the defendant‘s conduct was malicious or reckless and also oppressive. Nonetheless,
Indeed, several of our sister circuits have considered reckless or wanton conduct,8 malicious conduct, and oppressive conduct as separate and distinct bases for an award of punitive damages under
C.
[9] Finally, we must consider whether the error was harmless. “An error in instructing the jury in a civil case requires reversal unless the error is more probably than not harmless.” Caballero v. City of Concord, 956 F.2d 204, 206 (9th Cir. 1992). “[W]e presume prejudice where civil trial error is concerned and the burden shifts to the [defendant] to demonstrate ‘that it is more probable than not that the jury would have reached the same verdict’ had it been properly instructed.” Galdamez, 415 F.3d at 1025 (quoting Obrey v. Johnson, 400 F.3d 691, 701 (9th Cir. 2005)). Here, Cross simply argues that in light of the court‘s punitive damages instruction, it is more probable than not that the jury would have reached the same conclusion even if the jury instruction had included oppressive acts. Because this assertion presumes that oppressive conduct is necessarily encompassed within malicious or reckless conduct, it is insufficient to rebut the presumption of prejudice.
[10] On this record, we cannot conclude that it is more probable than not that the error was harmless. “[N]othing about this verdict indicates that the result would have been the same without the error.” See Caballero, 956 F.2d at 207. During the liability and punitive damages phases of trial, the jury concluded that Cross‘s use of force was unreasonable under the Fourth Amendment but was not malicious or in reckless disregard of Dang‘s rights. These determinations do not allow us to conclude that the jury also would have concluded that Cross‘s conduct was not oppressive. Cf. Benigni v. City of Hemet, 879 F.2d 473, 480 (9th Cir. 1988) (holding that the district court‘s failure to instruct the jury on reasonableness was harmless because the jury‘s award of punitive damages indicated that the jury found the officer‘s conduct to be worse than unreasonable). Further, as discussed, in light of the evi-
III.
Under
To determine reasonable attorney‘s fees under
A.
[11] “[T]he extent of a plaintiff‘s success is a crucial factor in determining the proper amount of an award of attorney‘s fees under
The first step requires the district court to determine whether the successful and unsuccessful claims were unrelated. Webb, 330 F.3d at 1168. “[C]laims are unrelated if the successful and unsuccessful claims are ‘distinctly different’ both legally and factually,” id. at 1169 (quoting Schwarz v. Sec‘y of Health & Human Serv., 73 F.3d 895, 902-03 (9th Cir. 1995)); claims are related, however, if they “involve a common core of facts or are based on related legal theories.” Id. at 1168. At bottom, “the focus is on whether the unsuccessful and successful claims arose out of the same ‘course of conduct.’ ” Id. at 1169. If they did not, the hours expended on the unsuccessful claims should not be included in the fee award. Webb, 330 F.3d at 1169; Schwarz, 73 F.3d at 901.
Here, the district court reduced the number of hours by an additional ten percent because the court found “a measurable part of the case activity was directed to matters pertaining to Defendants who were ultimately eliminated from the case through law and motion practice.” The district court concluded that “the question to be addressed by the trial court is whether the unsuccessful claims played an important role in the plaintiff‘s partial success.” Pointing to the inclusion of dismissed defendants and claims that “served to increase the amount of unproductive time devoted to this case,” the court reduced the attorney‘s fee award by ten percent.
[12] In making this determination, the district court failed to consider whether the claims against the dismissed defendants and the unsuccessful claims of false arrest, illegal entry, and unreasonable search and seizure against Cross were related to the successful excessive force claim. We therefore vacate the fee award and remand to the district court for a determination of whether the unsuccessful claims were related to Dang‘s successful excessive force claim against Cross and to determine the reasonable hours expended applying the correct standard.
B.
[13] Dang also challenges the $400 hourly rate approved by the court. ” ‘[R]easonable fees’ under
[14] “To inform and assist the court in the exercise of its discretion, the burden is on the fee applicant to produce satisfactory evidence—in addition to the attorney‘s own affidavits—that the requested rates are in line with those prevailing in the community for similar services by lawyers of reasonably comparable skill, experience and reputation.” Blum, 465 U.S. at 896 n.11. Here, the district court considered the evidence produced by the parties, including fee rates of other attorneys in similar practices, awards in comparable cases, counsel‘s experience and reputation level, and the market rates, as well as two additional Kerr factors: the novelty/difficulty of the issues and the preclusion of other work. See Morales, 96 F.3d at 364. In light of the evidentiary record and the factors that bear on the reasonableness of a fee award, the district court concluded that $400 per hour, rather than the requested fee of $550 per hour, was reasonable. This determination was not an abuse of discretion.13
C.
Dang further challenges the district court‘s rejection of his request for reimbursement of the cost of obtaining an abstract of judgment for $7.50 and recording the abstract of judgment with the County Recorder‘s Office for $11.00. Dang did not
[15] Under
IV.
We hold that the district court prejudicially erred in refusing to instruct the jury that punitive damages could be awarded if it found that Cross‘s acts that caused Dang‘s injuries were oppressively done. We therefore vacate the judg-
We also vacate the attorney‘s fee award and remand Dang‘s request for fees and costs under
VACATED and REMANDED.