COOK COUNTY, ILLINOIS, et al., Plaintiffs-Appellees, v. CHAD F. WOLF, Acting Secretary of Homeland Security, et al., Defendants-Appellants.
No. 19-3169
United States Court of Appeals For the Seventh Circuit
ARGUED FEBRUARY 26, 2020 — DECIDED JUNE 10, 2020
Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 19 C 6334 — Gary Feinerman, Judge.
Before WOOD, Chief Judge, and ROVNER and BARRETT, Circuit Judges.
Recently, however, the Department of Homeland Security (DHS) issued a new rule designed to prevent immigrants whom
Cook County, Illinois, and the Illinois Coalition for Immigrant and Refugee Rights, Inc. (ICIRR) brought one of those cases in the Northern District of Illinois. They immediately sought a preliminary injunction against the Rule pending the outcome of the litigation. Finding that the criteria for interim relief were satisfied, the district court granted their motion. We conclude that at least Cook County adequately established its right to bring its claim and that the district court did not abuse its discretion by granting preliminary injunctive relief. We therefore affirm.
I. The Setting
A. The Public-Charge Rule
The Immigration and Nationality Act (INA, or “the Act”) provides that a noncitizen may be denied admission or ad-justment of status if she “is likely at any time to become a public charge.”
On August 14, 2019, following a notice and comment period, DHS issued a rule interpreting this provision. In it, DHS defines as a “public charge” any noncitizen (with some exceptions) who receives certain cash and noncash government benefits for more than “12 months” in the aggregate in a 36-month period. Inadmissibility on Public Charge Grounds, 84 Fed. Reg. 41292–508 (Aug. 14, 2019) (“Rule”). It applies to all legally admitted immigrants; we are not concerned here with those in the country unlawfully. The Rule is not limited to federal benefits; instead, it sweeps in any federal, state, local, or tribal cash assistance for income maintenance; Supplemental Nutrition Assistance Program (SNAP) benefits; most forms of Medicaid; Section 8 Housing Assistance under the Housing Choice Voucher Program; Section 8 Project-Based Rental Assistance; and certain other forms of subsidized housing. Id. at 41295, 41501. Each benefit received, no matter how small, is counted separately and stacked, such that receipt of multiple benefits in one month is considered receipt of multiple months’ worth of benefits. Id. at 41295. For example, an immigrant who receives any amount of SNAP benefits, Medicaid, and housing assistance, and nothing else for four months in a three-year period, will be considered a public charge and likely denied adjustment of status. The stacking rule means that a person can use up her “12 months” of benefits in a far shorter time than a quick reading of the Rule would indicate.
The Rule also explains what facts DHS will consider with respect to an applicant’s age, health, family status, financial status, and education and skills. Id. at 41502–04. “Heavily weighted negative factors” include the following: lack of current employment or reasonable prospect of future employment; previous receipt or approval for receipt of 12 months’ worth of public benefits in a three-year period; diagnosis
The “heavily weighted positive factors” are exclusively monetary. They include the following: a household income, assets, resources, or support amounting to at least 250 percent of the Federal Poverty Guidelines for the household size; current employment with an annual income of at least 250 percent of the Federal Poverty Guidelines for the household size; and private health insurance other than subsidized insurance under the Affordable Care Act. Id. To put this in perspective, recall that the Federal Poverty Guideline in 2020 for a family of four is $26,200 in annual income. Poverty Guidelines, www.aspe.hhs.gov. An annual income 250 percent of that number is $65,500, which is very close to the median U.S. income of $63,179 (the 2018 number reported by the U.S. Census on Sept. 10, 2019, see Income, Poverty and Health Insurance Coverage in the United States: 2018, www.census.gov).
Other factors include whether an immigrant is younger than 18 or older than 61 (bad); household size (smaller is better); whether an immigrant’s household annual gross income is at least 125 percent of the Federal Poverty Guidelines; past receipt of any amount of public benefits (bad); level of education (good); English language proficiency; and credit history and credit score. Id. at 41502–04.
The Rule represents a striking departure from the previous administrative guidance—one with a potentially devastating impact on those to whom it applies.1 That guidance, issued in 1999 by the Immigration and Naturalization Service (the predecessor of today’s U.S. Citizenship and Immigration Services), defines as a public charge a noncitizen who is “primarily dependent on the government for subsistence, as demonstrated by either (i) the receipt of public cash assistance for income maintenance or (ii) institutionalization for long-
term care at government expense.” Field Guidance on Deportability and Inadmissibility on Public Charge Grounds, 64 Fed. Reg. 28689 (May 26, 1999) (“1999 Field Guidance”) (emphasis added); see also Proposed Rule: Inadmissibility and Deportability on Public Charge Grounds, 64 Fed. Reg. 28676 (May 26, 1999). Drawing on both dictionary definitions and the development of immigration law since the 1880s, the proposed rule accompanying the 1999 Field Guidance explained that “a person becomes a public charge when he or she is committed to the care, custody, management, or support of the public,” and that the term is best understood to signify “a complete, or nearly complete, dependence on the Government rather than the mere receipt of some lesser level
B. Procedural History
DHS’s new rule was scheduled to go into effect in October 2019. Before it did so, plaintiffs filed this suit against DHS and related entities for declaratory and injunctive relief. The complaint presents several theories: (1) the Rule violates the Administrative Procedure Act (APA),
Focusing on the APA theories, plaintiffs moved for a preliminary injunction, which the district court granted on October 14, 2019. (Following plaintiffs’ lead, we do not discuss the Equal Protection theory.) The injunction is geographically limited to Illinois. The district court concluded that both Cook County and ICIRR have constitutional standing to sue—Cook County primarily because of the added costs its health and hospital system is absorbing and will have to absorb as a result of decreased immigrant enrollment in government-provided health care coverage, and ICIRR because it is expending and will continue to expend additional resources to educate immigrant communities about the Rule and ensure they are able to obtain necessary health services. The court also determined that both the County and ICIRR fall within the “zone of interests” protected by the INA, for largely the same reasons they have constitutional standing. On the merits, the court concluded that DHS’s reinterpretation of the term is likely impermissible. The court found the statute to be clear and to require more substantial, sustained dependence on government assistance than the Rule demands before a noncitizen may be considered a public charge. This showed, the court held, that plaintiffs are likely to succeed on their claims. Finally, the court ruled that plaintiffs had shown a likelihood of irreparable harm and that the balance of harms favored them, such that a preliminary injunction is warranted.
DHS filed an immediate appeal and moved to stay the preliminary injunction pending resolution of its appeal. We denied the stay and a renewed motion for a stay, but on February 21, 2020, the Supreme Court granted a stay. Chad Wolf, et al. v. Cook County, et al., 140 S. Ct. 681 (2020).
As we write, parallel cases are being litigated in New York, Maryland, California, and Washington. New York v. U.S. Dep’t of Homeland Sec., No. 19-cv-7777 (S.D.N.Y.); Make the Road New York v. Cuccinelli, No. 19-cv-7993 (S.D.N.Y.); Casa de Maryland, Inc. v. Trump, No. 19-cv-2715 (D. Md.); California v. U.S. Dep’t of Homeland Sec., No. 19-cv-4975 (N.D. Cal.); La Clinica De La Raza v. Trump, No. 19-cv-4980 (N.D. Cal.); Washington v. U.S. Dep’t of Homeland Sec., No. 19-cv-5210 (E.D. Wash.). The district courts in each of those cases also issued preliminary injunctions, though with nationwide effect. DHS appealed the preliminary injunctions and requested stays pending appeal. The Ninth and Fourth Circuits granted DHS’s stay requests. City and Cnty. of San Francisco v. U.S. Citizenship & Immigration Servs., 944 F.3d 773 (9th Cir. 2019); Casa de Maryland, Inc. v. Trump, No. 19-2222 (4th Cir. Dec. 9, 2019). The Second Circuit declined to issue a stay, but the Supreme Court granted one pending further proceedings. Dep’t of Homeland Sec., et al., v. New York, et al., 140 S. Ct. 599 (2020).
Rather than discussing these opinions point-by-point, we think it better
II. Right To Sue
Plaintiffs invoked the district court’s jurisdiction under
A. Article III Standing
Municipalities generally have standing to challenge laws that result (or immediately threaten to result) in substantial financial burdens and other concrete harms. See, e.g., Dep’t of Commerce v. New York, 139 S. Ct. 2551, 2565 (2019) (“diminishment of political representation, loss of federal funds, degradation of census data, and diversion of resources” were sufficient to give states and municipalities standing to sue over the proposed inclusion of a citizenship question on the 2020 census); Gladstone, Realtors v. Vill. of Bellwood, 441 U.S. 91, 110–11 (1979) (municipality had standing based on the effect of racial steering in housing on the municipality’s tax base and social stability).
The district court found that Cook County has standing based on the financial harms the County will incur if and when the Rule goes into effect. The Rule is likely to cause immigrants to forgo routine treatment, immunizations, and diagnostic testing, resulting in more costly, uncompensated emergency care and an increased risk of communicable diseases spreading to the general public. Indeed, DHS conceded this harm in its commentary on the Rule, acknowledging “that increased use of emergency rooms and emergent care as a method of primary healthcare due to delayed treatment is possible and there is a potential for increases in uncompensated care in which a treatment or service is not paid for by an insurer or patient.” 84 Fed. Reg. at 41384. The district court determined that “[b]oth the costs of community health epidemics and of uncompensated care are likely to fall particularly hard on [the Cook County health system], which already provides approximately half of all charity care in Cook County, including to noncitizens regardless of their immigration status.” The district court found that these financial and health burdens were sufficient.
The district court also concluded that ICIRR has Article III standing based on
Under Havens Realty Corp. v. Coleman, 455 U.S. 363 (1982) and Common Cause Indiana v. Lawson, 937 F.3d 944 (7th Cir. 2019), this is enough. In Havens, the Supreme Court found that a nonprofit organization focused on equal housing access had standing to sue an apartment owner under the Fair Housing Act for racial discrimination, based on the negative impact of the defendant’s racial steering practices on the organization’s ability to provide counseling and referral services for low-and moderate-income home-seekers. 455 U.S. at 379. And in Common Cause, we relied on Havens in concluding that the plaintiff voting rights organizations had standing to challenge an Indiana law designed to remove certain people from the voter rolls, because the law caused the organizations to divert their limited resources from core programs to ameliorating the effects of the law. 937 F.3d at 950–52.
We agree with the district court that Cook County and ICIRR have established cognizable injuries. Their alleged injuries are predictable, likely, and imminent. And the Rule—not independent third-party decision-making—is the but-for cause of these injuries. Plaintiffs thus have constitutional standing to challenge the Rule.
B. Statutory Coverage
The next question is whether the interests Cook County and ICIRR assert are among those protected or regulated by the INA. A statute “ordinarily provides a cause of action only to plaintiffs whose interests fall within the zone of interests protected by the law invoked.” Bank of America Corp. v. City of Miami, 137 S. Ct. 1296, 1302 (2017).
The zone-of-interests test is not “especially demanding” in the APA context. Lexmark Int’l, Inc. v. Static Control Components, Inc., 572 U.S. 118, 130 (2014). This is because it was “Congress’s evident intent when enacting the APA to make agency action presumptively reviewable.” Match-E-Be-Nash-She-Wish Band of Pottawatomi Indians v. Patchak, 567 U.S. 209, 225 (2012). The plaintiffs’ interests must only arguably fall within the zone of interests of the statute. And the emphasis on the word “arguably” is not ours: the Supreme Court has “always conspicuously included the word ‘arguably’ in the test to indicate that the benefit of any doubt goes to the plaintiff.” Id. It is not necessary to demonstrate any “indication of congressional purpose to benefit the would-be plaintiff.” Id. Suit is foreclosed “only when a plaintiff’s interests are so marginally related to or inconsistent with the purposes implicit in the statute that it cannot reasonably be assumed that Congress intended to permit the suit.” Id.
1. Cook County
The district court concluded that Cook County satisfies the zone-of-interests test
DHS takes issue with these conclusions. It argues that the County does not fall within the INA’s zone of interests because its asserted interests are inconsistent with the statutory purpose. DHS sees a tension between the County’s efforts to provide services to immigrants and the supposed aim of the public-charge provision, which it understands as a command to reduce and penalize immigrants’ receipt of public benefits. DHS also contends that the district court misread City of Miami, and that the INA does not give any third party a judicially enforceable interest in the Executive Branch’s immigration decisions.
DHS has overshot the mark. Indeed, its own arguments undermine such an absolutist position. DHS admits that one purpose of the public-charge provision is to protect taxpayer resources. In large measure, that is the same interest Cook County asserts. DHS tries to distinguish itself from Cook County by saying that it is focused on reducing the burden on federal taxpayers, but the Rule itself covers not just federal, but also state, local, and tribal assistance. Even if the effect of the Rule is some reduction in the burden on federal taxpayers, Cook County has plausibly alleged that at the same time, the Rule will increase the burden on those same people in their capacity as state and local taxpayers, who will have to suffer the adverse effects of a substantial population with inadequate medical care, housing, and nutrition.
Furthermore, though the purpose of the public-charge provision is to screen for and promote “self-sufficiency” among immigrants, it is not obvious what self-sufficiency means. Subsidies abound in the modern world, from discounted or free transportation for seniors, to public snow removal, to school lunches, to childhood vaccinations, and much more. Cf. Danilo Trisi, Administration’s Public Charge Rules Would Close the Door to U.S. Immigrants Without Substantial Means, Ctr. on Budget and Policy Priorities (Nov. 11, 2019) (noting that in a single year, one in four U.S.-born citizens, and 15 percent of all residents, receives a benefit included in the Rule’s public charge definition). Ensuring that immigrants have access to affordable basic health care, for example, may promote their greater self-sufficiency in other domains, including income, housing, and nutrition. It also protects the community at large from highly contagious diseases such as COVID-19. Cook County’s interest in ensuring lawful immigrants’ access to authorized federal and state public benefits is not plainly inconsistent with the text of the statute. Its financial interests thus suffice to bring it within the zone of interests of the public-charge provision.
2. ICIRR
The court also found that ICIRR fits within the INA’s zone of interests, explaining that there is “ample evidence that ICIRR’s interests are not merely marginal to those of the aliens more directly impacted by the public charge provision” and that “ICIRR [is] precisely the type of organization that would reasonably be expected to ‘police the interests that the statute protects.’”
Because only one plaintiff need demonstrate that it has stated a claim within the zone of interests of the statute, we elect to pass over ICIRR without much comment. We recognize that it asserts that it has suffered a financial burden directly
Given Cook County’s presence in the case, we need not resolve ICIRR’s status definitively, and so we limit our discussion in the remainder of the opinion to Cook County. The central question is whether the district court abused its discretion in preliminarily enjoining the Rule for the State of Illinois?
III. The Preliminary Injunction
To obtain a preliminary injunction, a plaintiff must establish that: (1) she is likely to succeed on the merits, (2) she is likely to suffer irreparable harm in the absence of preliminary relief; and (3) legal remedies are inadequate. See Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 20 (2008); Eli Lilly & Co. v. Arla Foods, Inc., 893 F.3d 375, 381 (7th Cir. 2018). “If the moving party makes this showing, the court balances the harms to the moving party, other parties, and the public.” Eli Lilly, 893 F.3d at 381. The standard is the same for an application for a stay under section 705 of the APA. Cronin v. U.S. Dep’t of Agric., 919 F.2d 439, 446 (7th Cir. 1990).
The district court concluded that Cook County is likely to succeed on the merits and that the other requirements for preliminary injunctive relief have been met. We review the issuance of a preliminary injunction under the deferential abuse-of-discretion standard, reviewing legal issues de novo and factual findings for clear error. Whitaker v. Kenosha Unified Sch. Dist. No. 1 Bd. of Educ., 858 F.3d 1034, 1044 (7th Cir. 2017).
A. Likelihood of Success
The pivotal question in this case, as in many involving preliminary relief, is likelihood of success on the merits. We therefore devote the bulk of our analysis to this issue, understanding that the litigation is still in an early stage and anything we say may change as the record develops further.
The APA provides for judicial review of final agency decisions.
1. Chevron Step One
We begin our analysis of DHS’s Rule with an analysis of the text of the INA. In conducting this analysis, we consider the words of the public-charge provision, its place in the overall statutory scheme, the relation of the INA to other statutes, and “common sense as to the manner in which Congress is likely to delegate a policy decision of such economic and political magnitude to an administrative agency.” FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 132–33 (2000).
As we noted at the outset, the INA contains no formal definition of what it takes to be a “public charge.” It merely lists several broad factors that are relevant to the determination.
In defense of its Rule, DHS relies heavily on the 1996 amendments to the INA. There Congress stated that “self-sufficiency has been a basic principle of United States immigration law since this country’s earliest immigration statutes.”
Both parties also cite various other statutory provisions that they believe shed light on the meaning of the public-charge provision, including the requirement for some immigrants to obtain affidavits of support from sponsors,
Cook County argues that long-established judicial decisions, ratified by Congress, point us to only one possible interpretation—that is, the one that it urges. But in our view, the historical record is not so clear. The parties agreed in the district court that the understanding of the term “public charge” around the time it first entered federal immigration law in 1882 is particularly relevant. See New Prime Inc. v. Oliveira, 139 S. Ct. 532, 539 (2019) (“It’s a fundamental
Enter the dueling dictionaries. In Cook County’s corner, we have the Century Dictionary, defining a “charge” as a person who is “committed to another’s custody, care, concern or management,” Century Dictionary 929 (William Dwight Whitney, ed., 1889) (emphasis added); and Webster’s Dictionary, likewise defining a “charge” as a “person or thing committed to the care or management of another,” Webster’s Condensed Dictionary of the English Language 84 (Dorsey Gardner, ed., 1884). These suggest primary, long-term dependence. In DHS’s corner, we have dictionaries defining a “charge” as “an obligation or liability,” as in a “pauper being chargeable to the parish or town,” Dictionary of Am. and English Law 196 (Stewart Rapalje & Robert Lawrence, eds., 1888); and as a “burden, incumbrance, or lien,” Glossary of the Common Law 56 (Frederic Jesup Stimson, ed., 1881). These definitions can be read to indicate that a lesser reliance on public benefits is enough. Finding no clarity here, we move on.
Cook County contends that from the outset Congress distinguished between, on the one hand, those who were permit-ted to “land” and receive short-term support from government agencies, and, on the other hand, those who were excluded as public charges. Under the 1882 Immigration Act, the set of people who could be prevented from landing included convicts, “lunatics,” “idiots,” and any other person “unable to take care of himself or herself.” An Act to Regulate Immigration, ch. 376, § 2, 22 Stat. 214 (1882). The 1882 Act authorized the Secretary of the Treasury, who was responsible for supervising immigration, to enter into contracts with state entities “to provide for the support and relief of such immigrants therein landing as may fall into distress or need public aid, under the rules and regulations to be prescribed by said Secretary.” Id. Cook County stresses this distinction between excludable public charges and immigrants who (less drastically) “may fall into distress or need public aid.”
This argument has some intuitive merit. DHS responds however, that the general revenues were not at risk under the 1882 Act for immigrants who were not self-sufficient upon arrival. The 1882 Act directed the Secretary of the Treasury to levy an entry tax on all noncitizens arriving by ship to cover both the cost of regulating immigration and that of temporary assistance. 1882 Act, ch. 376, § 1. It also specified that “no greater sum shall be expended for the purposes hereinbefore mentioned, at any port, than shall have been collected at such port.” Id. In other words, federal funding was available only to the extent the funds matched collections from the vessels. This general feature is no longer part of the law (putting to one side the special case of sponsored immigrants).
Congress tinkered with the language in 1891, 1903, and 1907. See An Act in Amendment to the Various Acts Relative to Immigration and the Importation of Aliens Under Contract or Agreement to Perform Labor, ch. 551, 26 Stat. 1084, 1086 (1891); An Act to Regulate the Immigration of Aliens into the United States, ch. 1012, 32 Stat. 1213, 1213–1214 (1903); An Act to Regulate the Immigration of Aliens into the United States, ch. 1134, 34 Stat. 898, 898–899, 904–905 (1907). Never, however, did it define “public charge” or explain what degree of reliance on government aid brands someone as such a person.
Federal district court and state-court cases from this period point in different
The district court did not find these and other early decisions to be dispositive. Instead, it thought that the Supreme Court’s decision in Gegiow v. Uhl, 239 U.S. 3 (1915), resolved the issue. But there, too, the question presented was a narrow one. The Court said that it was addressing the “single question … whether an alien can be declared likely to become a public charge on the ground that the labor market in the city of his immediate destination is overstocked.” Id. at 9–10. It answered in the negative, saying that “[t]he persons enumerated, in short, are to be excluded on the ground of permanent personal objections accompanying them irrespective of local
conditions … .” Id. at 10. The district court in our case understood Gegiow as holding that the term “public charge” encompasses only persons who are substantially, if not entirely, dependent on government assistance on a long-term basis.
While there is language in Gegiow that supports that reading, we are not persuaded that the Supreme Court necessarily ruled so broadly. The Court went out of its way to say that the question presented was the one we noted above. The Acting Commissioner of Immigration, in deciding to deport the persons at issue, mentioned in addition to local labor conditions “the amount of money possessed and ignorance of our language.” But the Court brushed off these considerations as mere “makeweights.” Id. at 9. It thus had no need to address directly the immigrants’ financial resources and education.
In context, the Court’s reference to “permanent personal objections” might have simply reflected a distinction between the individualized characteristics of an immigrant and external factors such as a local labor market. The terse opinion is silent about any distinction between people whose need for public assistance is temporary and minimal, and those whose need is likely to be substantial or permanent. We thus agree with DHS that the case before us cannot be resolved exclusively by reference to Gegiow.
Circuit court decisions in the aftermath of Gegiow add little clarity to this picture. For example, in Wallis v. United States ex rel. Mannara, 273 F. 509 (2d Cir. 1921), the Second Circuit defined a person likely to become a public charge as “one whom it may be necessary to support at public expense by reason of poverty, insanity and poverty, disease and poverty, idiocy and poverty.” Id. at 511. It did so in a case in which the immigrant family’s primary breadwinner was “certified for senility” and thus would never be “capable of continued self-support.” Id. at 510. The court noted that the family had “insufficient [means] to provide for their necessary wants any reasonable length of time” and no private sources of support. Id. On the other hand, in Ex parte Hosaye Sakaguchi, 277 F. 913 (9th Cir. 1922), the Ninth Circuit held that an immigrant woman with the skills to support herself was not likely to become a public charge. Id. at 916. It ruled that the
The parties and amici also call our attention to later actions by the Executive Branch, but we find these also to be inconclusive. See, e.g., Matter of B-, 3 I. & N. Dec. 323, 326 (BIA & AG 1948) (stating that the longstanding test for whether an immigrant could be deemed a public charge had three components: (1) the state must charge for the service it renders; (2) it must make a demand for payment; and (3) the immigrant must fail to pay).
What we can say is that in 1952 Congress amended the Act in a way that uses the language of discretion: it deems inadmissible immigrants “who, in the opinion of the consular officer at the time of application for a visa, or in the opinion of the Attorney General at the time of application for admission, are likely at any time to become public charges.” An Act to Revise the Laws Relating to Immigration, Naturalization, and Nationality; and for Other Purposes, Pub. L. No. 414, § 212, 66 Stat. 163, 183 (1952) (emphasis added). This language clarifies the temporal dimension of the public-charge determination, but it says nothing about the degree or duration of assistance. The Immigration Act of 1990, Pub. L. No. 101-649, § 601, 104 Stat. 4978, also lacks a clear definition of “public charge.”
In the 1996 Immigration Act, Congress for the first time provided guidance on what the Executive Branch must consider when determining whether an immigrant is likely to become a public charge. As we noted earlier, immigration officials were instructed “at a minimum” to look at age, health, family status, financial situation, and education and skills. Illegal Immigration Reform and Immigrant Responsibility Act of 1996, Pub. L. No. 104-208, Div. C, § 531, 110 Stat. 3009 (1996). They also could consider whether an immigrant had an affidavit of support from a third party.
Contemporaneously, Congress enacted the Personal Responsibility and Work Opportunity Reconciliation Act of 1996, Pub. L. No. 104-193, 110 Stat. 2105 (1996), commonly known as the “Welfare Reform Act.” DHS places great weight on language in that statute’s expression of Congress’s desire that immigrants be self-sufficient and not come to the United States with the purpose of benefitting from public welfare programs. See
Later enactments lightened some of the statutory restrictions, in order to allow additional categories of immigrants to qualify for certain benefits without a five-year waiting period. See Farm Security and Rural Investment Act of 2002, Pub. L. No. 107–171, § 4401, 116 Stat. 134 (2002); Children’s Health Insurance Program Reauthorization Act of 2009, Pub. L. 11-3, § 214, 123 Stat. 8 (2009).
This is where things stood when DHS developed the Rule. What should we make of this historical record? As the district court recognized, there is abundant evidence supporting Cook County’s interpretation of the public-charge provision as being triggered only by long-term, primary dependence. But the question before us is not whether Cook County has offered a reasonable interpretation of the law. It is whether the statutory language unambiguously leads us to that interpretation. We cannot say that it does. As our quick and admittedly incomplete overview of this byzantine law has shown, the meaning of “public charge” has evolved over time as immigration priorities have changed and as the nature of public assistance has shifted from institutionalization of the destitute and sick, to a wide variety of cash and in-kind welfare programs. What has been consistent is the delegation from Congress to the Executive Branch of discretion, within bounds, to make public-charge determinations.
Thus, this case cannot be resolved at Chevron step one. But that does not end the analysis, because we may affirm the district court’s issuance of a preliminary injunction on any basis in the record. See Valencia v. City of Springfield, Ill., 883 F.3d 959, 967 (7th Cir. 2018). We therefore proceed to step two.
2. Chevron Step Two
At step two of the Chevron analysis, we consider “whether the agency’s answer is based on a permissible construction of the statute.” 467 U.S. at 843. Our review is deferential; we accord “considerable weight … to an executive department’s construction of a statutory scheme it is entrusted to administer.” Id. at 844; see also Nat’l Cable & Telecomms. Ass’n v. Brand X Internet Servs., 545 U.S. 967, 980 (2005).
A court may strike down an agency’s interpretation of a law if, for example, the agency’s reading disregards the statutory context, see, e.g., Michigan v. EPA, 135 S. Ct. 2699, 2708 (2015); its rule is based on an unreasonable interpretation of legislative
Cook County offers several reasons why DHS’s interpretation founders here. First, it contends that the Rule conflicts with at least two statutes: the SNAP statute and the Rehabilitation Act of 1973. Second, it urges that the DHS position creates internal inconsistencies in the immigration laws themselves. We address these points in turn.
The SNAP statute prohibits the government from considering SNAP benefits as “income or resources for any purpose under any Federal, State, or local laws.”
The Rehabilitation Act of 1973 prohibits the government from excluding from participation in, denying the benefits of, or subjecting to discrimination under any federally funded program or activity, a person with a disability “solely by reason of her or his disability.”
DHS frankly acknowledges that it takes disability into account in its public-charge analysis, and it does so in an unfavorable way. 84 Fed. Reg. at 41383 (“DHS considers any disability or other medical condition in the public charge inadmissibility determination to the extent the alien’s health makes the alien more likely than not to become a public charge at any time in the future.”). Indeed, the Rule brands as a heavily weighted negative factor a medical condition that is likely to require extensive medical treatment or interfere with the person’s ability to provide for herself, attend school, or work.
As several amici curiae point out, the Rule ignores the fact that private insurers do not cover many home- and community-based services, and so denial of benefits is effectively denial of access to programs or activities. See
The conclusion is inescapable that the Rule penalizes disabled persons in contravention of the Rehabilitation Act. All else being equal—education and skills, work history and potential, health besides disability, etc.—the disabled are saddled with at least two heavily weighted negative factors directly as a result of their disability. Even while DHS purports to follow the statutorily-required totality of the circumstances test, the Rule disproportionately burdens disabled people and in many instances makes it all but inevitable that a person’s disability will be the but-for cause of her being deemed likely to become a public charge.
We do not mean to suggest that the Rehabilitation Act repealed the “health” criterion in the public-charge provision by implication. There is no need to do that, if the two statutes can be reconciled—and it is our duty to see if that can be accomplished. See Epic Sys. Corp. v. Lewis, 138 S. Ct. 1612, 1624 (2018) (“[T]his Court is not at liberty to pick and choose among congressional enactments and must instead strive to give effect to both.”). And they can live together comfortably, as long as we understand the “health” criterion in the INA as referring to things such as contagious disease and conditions requiring long-term institutionalization, but not disability per se. That interpretation is also historically grounded.
DHS’s interpretation also creates serious tensions, if not outright inconsistencies, within the statutory scheme. It conflicts with Congress’s affirmative authorization for designated immigrants to receive the benefits the Rule targets. See
Congress drew the balance between acceptance of benefits and preference for self-sufficiency in the statutes, and it is DHS’s duty to respect that outer boundary. The Welfare Reform Act achieved its stated goal of reducing immigrant reliance on public assistance by barring receipt of any benefits by some classes of noncitizens and authorizing receipt by other classes only after a five-year waiting period. The statute did not create a regime that permitted self-sufficiency to trump all other goals, nor did it modify the public-charge provision to penalize receipt of non-cash as well as cash assistance. DHS is correct that its Rule is not worded as an outright prohibition against an immigrant’s receipt of benefits to which Congress has entitled him. The latter would exceed DHS’s authority. But the record before us indicates that it may have the same effect.
Our concerns are heightened by the fact that DHS’s interpretation of its statutory
We see no warrant in the Act for this sweeping view. Even assuming that the term “public charge” is ambiguous and thus might encompass more than institutionalization or primary, long-term dependence on cash benefits, it does violence to the English language and the statutory context to say that it covers a person who receives only de minimis benefits for a de minimis period of time. There is a floor inherent in the words “public charge,” backed up by the weight of history. The term requires a degree of dependence that goes beyond temporary receipt of supplemental in-kind benefits from any type of public agency.
DHS also runs into trouble as a result of its decision to stack benefits and disregard monetary value. Under its Rule, the receipt of multiple benefits in one month, no matter how slight, counts as multiple months of benefits. DHS acknowledges that the Rule’s 12-months-in-36 tolerance would actually run out in four months if an immigrant received non-emergency Medicaid, any SNAP benefit, and housing assistance, or even sooner if she additionally received any amount of cash income assistance through a federal, state, local, or tribal program. Paradoxically, the Rule provides no opportunity for an immigrant to repay the value of the benefits received once she is back on her feet. This is another way in which it unreasonably imposes substantially disproportionate consequences for immigrants, compared to the supposed drain on the public fisc they cause.
The ambiguity in the public-charge provision does not provide DHS unfettered discretion to redefine “public charge.” We find that the interpretation reflected in the Rule falls outside the boundaries set by the statute.
3. Arbitrary and Capricious Review
Our conclusion that the Rule likely does not meet the standards of Chevron step two is enough to require us to move on to the remainder of the preliminary-injunction analysis. But even if we are wrong about step two, one more inquiry remains: whether the Rule is arbitrary and capricious, as the APA uses those terms. See
When conducting rulemaking, an agency must “examine the relevant data and articulate a satisfactory explanation for its action including a rational connection between the facts found and the choice made.” Motor Vehicle Mfrs. Ass’n v. State Farm, 463 U.S. at 43. It may not “rel[y] on factors which Congress has not intended it to consider, entirely fail[] to consider an important aspect of the problem, [or] offer[] an explanation for its decision that runs counter to the evidence before the agency, or is so implausible that it could not be ascribed to a difference in view or the product of agency expertise.” Id. Furthermore, when an agency changes course, as DHS did here when it adopted a radically different understanding of the term “public charge” compared to the 1999 Field Guidance, it “must show that there are good reasons for the new policy.” FCC v. Fox Television Stations, Inc., 556 U.S. 502, 515 (2009). In explaining a change in policy, “an agency must also
The review called for by State Farm is narrow in scope and does not permit us to substitute our own policy judgment for that of the agency. We ask only whether the agency’s “decision was based on a consideration of the relevant factors” and was not “a clear error of judgment.” 463 U.S. at 43.
In response to its notice of proposed rulemaking, DHS received a whopping 266,077 comments, the vast majority of which opposed the proposed rule. In the preamble to the final rule, DHS summarized significant issues raised by the comments and changes it made in the final rule. We assess the validity of DHS’s decision-making process based on this record.
Cook County urges that the Rule is arbitrary and capricious in a number of ways: (1) DHS failed meaningfully to evaluate and address significant potential harms from the Rule, including its substantial chilling effect on immigrants not covered by the Rule; (2) DHS failed to give a logical rationale for the duration-based standard; and (3) DHS added factors to the totality-of-the-circumstances analysis that are “unsupported, irrational and at odds with the Final Rule’s purported purpose.” Numerous amici underscored these points and explained how the Rule will lead to arbitrary results, cause both direct and indirect economic harms, burden states and localities that have to manage fallout from the Rule, and disproportionately harm the disabled and children.
We look first at DHS’s dismissal of concerns about the Rule’s chilling effect on legal immigrants and family members who fall outside its scope. DHS acknowledged a “plausible connection” between the Rule and needless disenrollment by exempt noncitizens (including refugees, asylees, and victims of domestic violence) in covered public benefits, and by covered immigrants in noncovered benefit programs. 84 Fed. Reg. at 41313. DHS also said that it “appreciates … the potential nexus between public benefit enrollment reduction and food insecurity, housing scarcity, public health and vaccinations … and increased costs to states and localities.”
DHS may think that these responses are unwarranted, but it does not deny that they are taking place and will continue to do so. Moreover, the record indicates that the target population is responding rationally. DHS’s system of counting and stacking benefits is hardly transparent, and so a rational person might err on the side of caution and refrain from seeking medical care, or food, or housing, even from a city, state, or tribe rather than the federal government. And the risk that the Rule may become more stringent at any time and operate retroactively against the use of benefits already used is a real one. DHS trumpets its view that the Rule stops short of its lawful authority and that it could
It was not enough for DHS simply to nod at this argument; it called for a serious explanation. The importance of the chilling effect is not the number of disenrollments in the abstract, but the collateral consequences of such disenrollments. DHS failed adequately to grapple with the latter. For example, commenters predicted that disenrollment and under-enrollment in Medicaid, including by immigrants not covered by the Rule, would reduce access to vaccines and other medical care, resulting in an increased risk of an outbreak of infectious disease among the general public. To recognize the truth in that prediction, one need only consider the current outbreak of COVID-19—a pandemic that does not respect the differences between citizens and noncitizens.
There is also the added burden on states and local governments, which must disentangle their purely state-funded programs from covered federal programs. The federal government has no interest in the way that states and localities choose to spend their money. There is no reason why immigrants should not continue to benefit from the state programs without being penalized at the federal level. The Rule will force states to make their own public welfare programs more robust to compensate for a reduction in the availability of federal programs. DHS touts the savings to the federal government from the Rule, primarily through a significant reduction in transfer payments to the states (including, it should be noted, for persons who disenroll unnecessarily because of the chilling effect), but at the same time it expects the states to fill the gaps and continue to provide critical services such as preventive healthcare. See, e.g.,
Cook County also asserts that DHS failed to give a logical rationale for its chosen durational threshold. In its notice of proposed rulemaking, DHS proposed an array of thresholds that would apply before benefits can be counted against a noncitizen in the public charge analysis. Those lines came under sharp criticism for being arbitrary, confusing, and an unacceptable proxy for undue reliance on public support.
In the final Rule, DHS opted for the single threshold for both monetizable and nonmonetizable benefits of 12 months (stacked) over a 36-month period. It touted this approach as “particularly responsive to public comments that communicated concerns about the complexity of the bifurcated standard and lack of certainty.”
This explains how DHS incorporated its understanding of “self-sufficiency” into the Rule. But we still have a textual problem. The INA does not call for total self-sufficiency at every moment; it uses the words “public charge.” DHS sees “lack of complete self-sufficiency” and “public charge” as synonyms: in its view, receipt of any public benefit, particularly one related to core needs such as health care, housing, and nutrition, shows that a person is not self-sufficient. See
Finally, Cook County contends that the Rule adds irrational factors into the public-charge assessment, including family size, mere application for benefits, English-language proficiency, lack of disability, and good credit history. With respect to language, we note the obvious: someone whose English is limited on the date of entry may be entirely competent five years later, when the person first becomes eligible for benefits under the Welfare Reform Act and related laws. In almost all cases, an immigration official making a determination about whether someone is likely to become a public charge will be speculating about that person’s family size, linguistic abilities, credit score, and the like no fewer than five years in the future.
Even if we grant that these new factors carry some minimal probative value, it is unclear to us, and DHS nowhere explains, how immigration officials are supposed to make these predictions in a nonarbitrary way. Worse, for many people the relevant time is not five years—it is eternity, because the Rule calls for officials to guess whether an immigrant will become a public charge at any time. There is a great risk that officials will make their determination based on stereotype or unsupported assumptions, rather than on the type of objective facts called for by the Act (age, present health, family status, financial situation, and education or skills).
All of this convinces us that this Rule is likely to fail the “arbitrary and capricious” standard. The Rule has numerous unexplained serious flaws: DHS did not adequately consider the reliance interests of state and local governments; did not acknowledge or address the significant, predictable collateral consequences of the Rule; incorporated into the term “public charge” an understanding of self-sufficiency that has no basis in the statute it supposedly interprets; and failed to address critical issues such as the relevance of the five-year waiting period for immigrant eligibility for most federal benefits.
B. Other Criteria for Preliminary Injunction
We have spent most of our time on likelihood of success on the merits, because that is the critical factor here. We add only a few words about the other requirements for preliminary relief. Cook County had to show that it is likely to suffer irreparable harm in the absence of preliminary relief; that legal remedies are inadequate; and that the balance of equities tips in their favor. The district court found that it did so.
As we noted earlier, Cook County has shown that the Rule will cause immigrants, including those not covered by the Rule, to disenroll from, or refrain from enrolling in, federal Medicaid and state-level public health programs. This already has led to reduction in rates of preventive medicine and caused immigrants to rely on uncompensated emergency care from Cook County’s hospital system; the record supports the prediction that those harms will only get worse. The result for the County will be a significant increase in costs it must bear and a higher county-wide risk of vaccine-preventable and other communicable diseases for its population as a whole. The record also supports the district court’s finding that Cook County will have to divert resources away from existing programs to respond to the effects of the Rule.
The district court was also on solid ground in finding that Cook County lacks adequate legal remedies for the injuries imposed by the Rule. The APA provides a limited waiver of the United States’ sovereign immunity and supports a claim for a challenge to agency action, but only to the extent that the plaintiffs “seek relief other than money damages.”
With respect to the balance of harms, we must take account of the Supreme Court’s decision to stay the preliminary injunction entered by the district court. The Court’s stay decision was not a merits ruling. To succeed in obtaining a stay from the Supreme Court, an applicant “must demonstrate (1) a reasonable probability that four Justices will consider the issue sufficiently meritorious to grant certiorari or to note probable jurisdiction; (2) a fair prospect that a majority of the Court will conclude that the decision below was erroneous; and (3) a likelihood that irreparable
The stay thus preserves the status quo while this case and others percolate up from courts around the country. There would be no point in the merits stage if an issuance of a stay must be understood as a sub silentio disposition of the underlying dispute. With the benefit of more time for consideration and the complete preliminary injunction record, we believe that it is our duty to evaluate each of the preliminary injunction factors, including the balance of equities. In so doing, we apply a “sliding scale” approach in which “the more likely the
plaintiff is to win, the less heavily need the balance of harms weigh in his favor; the less likely he is to win, the more need it weigh in his favor. Valencia v. City of Springfield, 883 F.3d at 966. We also consider effects that granting or denying the preliminary injunction would have on the public. Id.
In our view, Cook County has shown that it is likely to suffer (and has already begun to suffer) irreparable harm caused by the Rule. Given the dramatic shift in policy the Rule reflects and the potentially dire public health consequences of the Rule, we agree with the district court that the public interest is better served for the time being by preliminarily enjoining the Rule.
IV. Conclusion
While we disagree with the district court that this case can be resolved at step one of the Chevron analysis, we agree that at least Cook County has standing to sue. We make no ruling on ICIRR‘s standing, and so we have based the remainder of our opinion on Cook County‘s situation only. The district court did not abuse its discretion or err as a matter of law when it concluded that Cook County is likely to succeed on the merits of its APA claims against DHS. Nor did the district court‘s handling of the balance of harms and lack of alternative legal remedies represent an abuse of discretion. We therefore AFFIRM the district court‘s order entering a preliminary injunction.
BARRETT, Circuit Judge, dissenting.
The plaintiffs have worked hard to show that the statutory term “public charge” is a very narrow one, excluding only those green card applicants likely to be primarily and permanently dependent on public assistance. That argument is belied by the term‘s historical meaning—but even more importantly, it is belied by the text of the current statute, which was amended in 1996 to increase the bite of the public charge determination. When the use of “public charge” in the Immigration and Nationality Act (INA) is viewed in the context of these amendments, it becomes very difficult to maintain that the definition adopted by the Department of Homeland Security (DHS) is unreasonable. Recognizing this, the plaintiffs try to cast the 1996 amendments as irrelevant to the meaning of “public charge.” That argument, however, flies in the face of the statute—which means that despite their best efforts, the plaintiffs’ interpretive challenge is an uphill battle that they are unlikely to win.
I.
There is a lot of confusion surrounding the public charge rule, so I‘ll start by addressing who it affects and how it works. The plaintiffs emphasize that the rule will prompt many noncitizens to drop or forgo public assistance, lest their use of benefits jeopardize their immigration status. That‘s happening already, and it‘s why Cook County has standing: noncitizens who give up government-funded healthcare are likely to rely on the county-funded emergency room. But it‘s important to recognize that immigrants are dropping or forgoing aid out of misunderstanding or fear because, with very rare exceptions, those entitled to receive public benefits will never be subject to the public charge rule. Contrary to popular perception, the force of the rule does not fall on immigrants who have received benefits in the past. Rather, it falls on nonimmigrant visa holders who, if granted a green card, would become eligible for benefits in the future.
To see why, one must be clear-eyed about the fact that federal law is not particularly generous about extending public assistance to noncitizens. That is not a function of the public charge rule; it is a function of the Personal Responsibility and Work Opportunity Reconciliation Act of 1996,
Only two major groups are statutorily eligible to receive the benefits that the public charge rule addresses, and the rule has little to no effect on either. The first group is certain especially vulnerable populations—refugees and asylees, among others. Congress has entitled these vulnerable noncitizens to public assistance,
The second group eligible for benefits is lawful permanent residents, often referred to as green card holders, and the rule is almost entirely irrelevant to them too. Here‘s why: The public charge exclusion applies to noncitizens at the admission stage or an adjustment-of-status proceeding.
The upshot is that the public charge rule will rarely apply to a noncitizen who has received benefits in the past.2 Indeed, in the Second Circuit case challenging this same rule, both the government and the plaintiffs conceded as much. When pressed to identify who could be penalized under the public charge rule for using benefits, neither side identified any example other than the 180-day departure of a lawful permanent resident. See Oral Argument at 36:06–38:47, 1:03:45–1:04:40, New York v. U.S. Dep‘t of Homeland Sec., Nos. 19-3591, 19-3595 (2d Cir. Mar. 2, 2020), https://www.c-span.org/video/?469804-1/oral-argument-trump-administration-public-charge.
Notwithstanding all of this, many lawful permanent residents, refugees, asylees, and even naturalized citizens have disenrolled from government-benefit programs since the public charge rule was announced.
That does not mean, however, that the rule has no effect. Even though it is almost entirely inapplicable to those currently eligible for benefits, it significantly affects a different group: nonimmigrant visa holders applying for green cards.
Recall that nonimmigrant visa holders, unlike lawful permanent residents and those holding humanitarian-based visas, are ineligible for the relevant benefits in their current immigration status. If granted lawful permanent residency, though, they would become eligible for these benefits in the future. The public charge rule is concerned with what use a green card applicant would make of this future eligibility. As a leading treatise puts it, the public charge determination is a “prophetic” one. 5 CHARLES GORDON ET AL., IMMIGRATION LAW AND PROCEDURE § 63.05[3] (2019). If DHS predicts that an applicant is likely to rely too heavily on government assistance, it will deny her lawful permanent residency on the ground that she is likely to become a public charge. This case is about whether DHS has defined “public charge” too expansively and is therefore turning too many noncitizens away.
There are four major routes to obtaining the status of lawful permanent resident: humanitarian protection (refugees and asylees), the sponsorship of a family member, employment, and winning what is known as the green card lottery.3 See U.S. DEP‘T OF HOMELAND SEC., OFFICE OF IMMIGRATION STATISTICS, ANNUAL FLOW REPORT: LAWFUL PERMANENT RESIDENTS 3–4 (2018), https://www.dhs.gov/sites/default/files/publications/Lawful_Permanent_Residents_2017.pdf. Those seeking humanitarian protection are not subject to the statutory provision rendering inadmissible any “alien who … is likely at any time to become a public charge,”
That is because DHS only handles the applications of noncitizens who apply from within the United States; the State Department processes the applications of noncitizens who apply from abroad.4 This division of authority means that, as a practical matter, the regulation applies to those present in the United States on nonimmigrant visas who seek to adjust their status to that of lawful permanent residents. And because the green card lottery is processed almost entirely by the State Department, the DHS rule applies primarily to employment-based applicants and family-based applicants (by far the larger of these two groups).5
This heightened standard for admissibility is a significant change—but it‘s not the one that the plaintiffs’ emphasis on disenrollment suggests. Evaluating the rule requires a clear view of what it actually does; so, with the rule‘s scope in mind, I turn to the merits.
II.
While I agree with the majority‘s bottom-line conclusion at Chevron step one that “public charge” does not refer exclusively to one who is primarily and permanently dependent on government assistance, I have a little to add to the history and a lot to add to the statutory analysis. In my view, the majority takes several wrong turns in analyzing the statute that skew its thinking about Chevron step two. For purposes of this Part, the most significant is that the majority accepts the plaintiffs’ view that the 1996 amendments to the public charge provision were irrelevant. In what follows, I‘ll lay out my own analysis of the plaintiffs’ arguments, which will explain why I wind up in a different place than the majority does on the reasonableness of DHS‘s interpretation of the statute.
The plaintiffs advance three basic arguments as to why the term “public charge” refers exclusively to one who is “primarily and permanently” dependent on government assistance. First, they say that the term had that meaning when it first appeared in the 1882 federal statute. Second, they contend that even if the term was unsettled in the late nineteenth century, subsequent judicial and administrative decisions narrowed it, and later amendments to the statute ratified these interpretations. Third, they argue that interpreting the term “public charge” to encompass anything short of primary and permanent dependence conflicts with Congress‘s choice to make supplemental government benefits available to immigrants. I‘ll take these arguments in turn.
A.
The plaintiffs first argue that in the late nineteenth century, “public charge” meant
State legislatures, worried about the burden that destitute immigrants might place on programs to aid the needy, co-opted the poor-law language into immigration legislation. In 1847, New York created an administrative apparatus for dealing with the influx of immigrants. The new “Commissioners of Emigration” were tasked with examining incoming passengers to determine if “there shall be found among such passengers, any lunatic, idiot, deaf and dumb, blind or infirm persons … who, from attending circumstances, are likely to become permanently a public charge“—language, incidentally, that suggests that one could be a public charge either temporarily or permanently. Act of May 5, 1847, ch. 195, § 3, 1847 N.Y. Laws 182, 184. These individuals were permitted to land in the state upon payment of a bond by the vessel‘s master “to indemnify … each and every city, town and county within this state, from any cost or charge … for the maintenance or support of the person … within five years.”
The bond system was held unconstitutional by the U.S. Supreme Court on the ground that that the power to tax incoming foreign passengers “has been confided to Congress by the Constitution.” Henderson v. Mayor of New York, 92 U.S. 259, 274 (1876). The decision threw the state systems into uncertainty and created demand for federal legislation, largely to reenact the defunct state policies and to replace the lost funding. Since the states could no longer fund their immigration systems using state bonds, the 1882 federal statute levied “a duty of fifty cents for each and every passenger not a citizen of the United States” arriving by sea; this was to “constitute a fund … to defray the expense of regulating immigration … and for the care of immigrants arriving in the United States, for the relief of such as are in distress.” Act of Aug. 3, 1882, ch. 376, § 1, 22 Stat. 214, 214. The first federal statute therefore filled the space left by the now-ineffective state laws: it used funds raised from the immigrants or their carriers to provide some care for the newly arrived, while describing criteria for excluding those likely to financially burden state and local governments. Because the term “public charge” had been pulled directly from the state statutes, it presumably had the same meaning that it had come to have under the state laws: someone who depended, or would likely depend, on poor-relief programs.
But when the term “public charge” was imported into federal law, it was unclear how much state aid qualified someone as a “public charge.” Neither state poor laws nor state immigration laws defined “public charge,” and no clear definition emerged in judicial opinions or secondary sources, either. Early efforts to enforce the 1882 statute bear out the uncertainty surrounding the term. In 1884, an association of ten steamship companies asked the Secretary of the Treasury, on whom responsibility for immigration fell at the time, to “specifically define … the circumstances which shall constitute ‘a person unable to take care of himself or herself without becoming a public charge,’ and who shall not be permitted to land under … the [1882] act.” SYNOPSIS OF THE DECISIONS OF THE TREASURY DEPARTMENT ON THE CONSTRUCTION OF THE TARIFF, NAVIGATION, AND OTHER LAWS FOR THE YEAR ENDED DECEMBER 31, 1884, at 365 (1885). (The steamship companies had a stake because they were on the hook for the noncitizen‘s return ticket if she was rejected as a likely public charge.) The Secretary demurred, answering that “the determination of the liability of arriving immigrants to become public charges is vested … in the commissioners of immigration appointed by the State in which such immigrants arrive,” and thus “this Department must decline to interfere in the matter.”
The term was not necessarily clarified in 1891, when immigration-enforcement authority was placed directly in the hands of federal officials. (From 1882 until Congress enacted the Immigration Act of 1891, states had continued to administer immigration enforcement, albeit under authority
Rather than conveying something narrow and definite, the term “public charge” seemed to refer in an imprecise way to someone who lacked self-sufficiency and therefore burdened taxpayers. Explanations of the term offered in a congressional hearing by John Weber, the first commissioner of immigration at Ellis Island, illustrate the point. He explained that “[t]he appearance of the man, his vocation, his willingness to work, his apparent industry, and the demand for the kind of work that he is ready to give, is what governs” whether an individual was likely to become a public charge.
The repeated requests for clarification from steamship operators and Congress, coupled with Treasury‘s reluctance to provide a concrete answer, indicate that the term did not have a definite and fixed meaning. That is unsurprising in the context of the time: it would have been difficult to have a one-size-fits-all definition of how much aid was too much, because there was not a one-size-fits-all system of welfare. Poor relief was largely handled by towns and counties, which made their own choices about how to deliver aid. Most localities deployed “outdoor relief“—in-kind and cash support without institutionalization. See MICHAEL B. KATZ, IN THE SHADOW OF THE POORHOUSE: A SOCIAL HISTORY OF WELFARE IN AMERICA 37 (1986) (“[P]oorhouses did not end public outdoor relief. With a few exceptions, most towns, cities, and counties helped more people outside of poorhouses than within them.“). Other areas were more reliant on “indoor” relief in the form of poorhouses.
The bottom line is that in the closing decades of the nineteenth century, several different forms of public relief existed contiguously. And when nineteenth-century immigration officials determined whether someone was “likely to become a public
B.
The plaintiffs have a backup argument: even if the term was unsettled in the late nineteenth century, they claim that it became settled in the twentieth. According to the plaintiffs, courts and administrative agencies repeatedly held that “public charge” meant one who is “primarily and permanently dependent” on the government, and Congress ratified this settled meaning in its many reenactments of the public charge provision. See WILLIAM N. ESKRIDGE JR., INTERPRETING LAW: A PRIMER ON HOW TO READ STATUTES AND THE CONSTITUTION app. at 421 (2016) (“When Congress reenacts a statute, it incorporates settled interpretations of the reenacted statute.“). Thus, the plaintiffs say, whatever uncertainty may have surrounded the term in 1882, there was no uncertainty when Congress reenacted the provision. And because Congress reenacted the provision many times—in 1891, 1907, 1917, 1952, 1990, and 1996—the plaintiffs canvass a century‘s worth of judicial and administrative precedent in an effort to show that a consensus existed before at least one of these reenactments.
The bar for establishing a settled interpretation is high: at the time of reenactment, the judicial consensus must have been “so broad and unquestioned that we must presume Congress knew of and endorsed it.” Jama v. Immigration & Customs Enf‘t, 543 U.S. 335, 349 (2005). The plaintiffs rely heavily on Gegiow v. Uhl, 239 U.S. 3 (1915), to establish this consensus, but I share the majority‘s view that Gegiow doesn‘t do the work that the plaintiffs want it to. In that case, the Court did not define “public charge” other than to say that it cannot be defined with reference to labor conditions in the city in which an immigrant intends to settle. The Court concluded that immigrant arrivals “are to be excluded on the ground of permanent personal objections accompanying them irrespective of local conditions unless the one phrase before us [public charge] is directed to different considerations than any other of those with which it is associated.” Id. at 10. In other words, classifying someone as a likely “public charge” does not depend on whether he is bound for Portland or St. Paul. The Court did not define the degree of reliance that renders someone a “public charge,” because that was not the question before it. Thus, Gegiow neither binds us nor offers a definition that Congress could have ratified.7
Without Gegiow, the plaintiffs face an uphill battle because satisfying the requirements of the reenactment canon typically requires at least one Supreme Court
In any event, the reenactment canon requires more than a judicial consensus—it applies only if Congress reenacted the provision without making material changes. Jama, 543 U.S. at 349; see also Holder v. Martinez Gutierrez, 566 U.S. 583, 593 (2012) (“[T]he doctrine of congressional ratification applies only when Congress reenacts a statute without relevant change.“). Whatever one thinks of earlier changes to the public charge provision, there can be no doubt that the 1996 amendments were material.
The INA is notoriously complex, and these amendments are no exception. Making matters worse, the amendments came from two separate acts, themselves incredibly complex, that were passed a month apart: the Welfare Reform Act,
Congress enacted IIRIRA, which made sweeping changes to the INA, in September of 1996. Among its changes were several material amendments to the public charge provision. For the first time in the provision‘s 114-year history, Congress required the Executive to consider an itemized list of factors in making the public charge determination, thereby ensuring that the inquiry was searching rather than superficial. See
The affidavit provision is meant to establish that the applicant “is not excludable as a public charge.”
available to those whose income falls below a certain level. The provision explicitly excludes certain benefits, regardless of whether they are means tested, from the sponsor‘s reimbursement obligation; by implication, receipt of every other means-tested benefit is included. See
Notwithstanding IIRIRA‘s obvious—and obviously significant—amendments to the public charge provision, the plaintiffs insist, and the majority agrees, that its amendments reveal nothing about the scope of the term “public charge.” Yet as I will explain below, the 1996 amendments were not only material, but they also increased the bite of the public charge exclusion.
The plaintiffs characterize the affidavit provision as having nothing to do with admissibility; as they see it, the provision merely reinforces restrictions on government benefits for lawful permanent residents. They offer two basic arguments in support of that position: first, that the supporting-affidavit requirement appears in a different provision than does the public charge exclusion (
The first argument is totally unpersuasive. The public charge provision explicitly
The plaintiffs’ second argument fails too. As an initial matter, the affidavit provision—which, it bears repeating, is tied by cross-reference to the public charge exclusion—uses the term “public charge,” and we “do[] not lightly assume that Congress silently attaches different meanings to the same term in the same or related statutes.” Azar v. Allina Health Servs., 139 S. Ct. 1804, 1812 (2019); see also Desert Palace, Inc. v. Costa, 539 U.S. 90, 101 (2003) (explaining that as a general rule, “identical words used in different parts of the same act are intended to have the same meaning” (citation omitted)). The plaintiffs don‘t specify what different meaning the term “public charge” might have in the affidavit provision; they just vaguely assert that the provision is getting at something else. They presumably don‘t want to embrace the logical implication of their position: that the term “public charge” means something more stringent for family-based immigrants, who need to produce an affidavit, than it does for the others, who don‘t.
In any event, this argument assumes that if the affidavit were tied to the standard of admissibility, Congress would have required one from everyone subject to the exclusion. Its choice to require an affidavit only from family-based immigrants, the logic goes, means that the affidavit provision can‘t shed any light on the admissibility provision, which is more generally applicable.
This argument is misguided. There is an obvious explanation for why Congress required supporting affidavits from family-based immigrants and not from employment-based immigrants or green card lottery winners: that is the only context in which it makes sense to demand this assurance. A connection to a citizen or lawful permanent resident is the basis for a family-based green card.
Despite the plaintiffs’ effort to show otherwise, it doesn‘t make sense to treat the affidavit provision as an anomalous carve-out rather than compelling evidence of the scope of the public charge inquiry. In fact, trying to categorize the supporting affidavit as limited by virtue of its application to family-based immigrants is a sleight of hand, because, as the plaintiffs surely know, the family-based category is not simply one among several to which the public charge exclusion applies. As a practical matter, it is the category for which the exclusion matters most. The number of lottery winners is considerably smaller than the number of family-based immigrants, and employment-based immigrants—also a smaller category than the family based—have other means of demonstrating self-sufficiency.
In short, the 1996 amendments to the public charge provision—most notably, the addition of factors to guide the public charge determination and the insertion of the affidavit requirement—were material. What‘s more, the affidavit provision reflects Congress‘s view that the term “public charge” encompasses supplemental as well as primary dependence on public assistance. To establish that a family-based applicant is not excludable as a public charge, a sponsor must promise to pay for the noncitizen‘s use of any means-tested benefit outside the itemized exclusions. Without such an affidavit, the noncitizen is inadmissible. Congress‘s attempt to aggressively protect the public fisc through the supporting-affidavit requirement is at odds with the view that it used the term “public charge” to refer exclusively to primary and permanent dependence.
C.
Switching gears, the plaintiffs—with the support of the House of Representatives, appearing as amicus curiae—advance a creative structural argument for why the term “public charge” must be interpreted narrowly: they say that interpreting the term to include the receipt of supplemental benefits is inconsistent with Congress‘s choice in the Welfare Reform Act to make such benefits available to lawful permanent residents. According to the plaintiffs, Congress would not have authorized lawful permanent residents to receive supplemental benefits if it did not expect them to use those benefits. And it is inconsistent with Congress‘s generosity to deny someone a green card because she is likely to take advantage of benefits for which Congress has made her eligible. The statutory scheme therefore forecloses the possibility of interpreting “public charge” to mean anything other than primary and permanent dependence.
There are several problems with this argument. To begin with, its logic would read the public charge provision out of the statute. The premise of the public charge inquiry has always been that immigrants in need of assistance would have access to it after their arrival—initially through state poor laws and later through modern
Moreover, the plaintiffs’ position assumes that tension exists between the public charge exclusion and the availability of benefits to lawful permanent residents—and that this tension can be resolved only by limiting the scope of the exclusion. In fact, the public charge exclusion and the availability of benefits are easily reconcilable. Immigration law has long distinguished between one who becomes a public charge because of a condition preexisting her arrival and one who becomes a public charge because of something that has happened since. See, e.g.,
In any event, the plaintiffs’ argument is inconsistent not only with the statutory exclusion, but also with the Welfare Reform Act. As the plaintiffs tell it, Congress has generously supported noncitizens, thereby implicitly instructing the Executive to ignore a green card applicant‘s potential usage of supplemental benefits in the admissibility determination. But that is a totally implausible description of the Welfare Reform Act. The stated purpose of the Act is to ensure that noncitizens “within the Nation‘s borders not depend on public resources to meet their needs, but rather rely on their own capabilities and the resources of their families, their sponsors, and private organizations,” and that “the availability of public benefits not constitute an incentive for immigration to the United States.”
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Given the length and complexity of my analysis of the plaintiffs’ arguments at Chevron step one, a summary may be helpful. In my view, the plaintiffs can‘t show that the term “public charge” refers narrowly to someone who is primarily and permanently dependent on government assistance. The term “public charge” was broad when it entered federal immigration law in 1882, and it has not been pinned down since. IIRIRA, Congress‘s latest word on the public charge provision, cuts in the opposite direction of the plaintiffs’ argument, as does the Welfare Reform Act, which, contrary to the plaintiffs’ argument, hardly reflects a congressional desire that immigrants take advantage of available public assistance. In fact, the amendments that IIRIRA and the Welfare Reform Act together made to the INA reflect more than Congress‘s view that the term “public charge” is capacious enough to include supplemental dependence on public assistance. They reflect its preference that the Executive consider even supplemental dependence in enforcing the public charge exclusion.
III.
While the term “public charge” is indeterminate enough to leave room for interpretation, DHS can prevail only if its definition is reasonable. The majority holds that DHS is likely to lose on the merits of that argument; I disagree. My dissent from the majority on this score is inevitable, given how differently we analyze the statute at Chevron step one. The majority seems to understand “public charge” to mean something only slightly broader than “primarily and permanently dependent,” but I understand it to be a much more capacious term—not only as a matter of history, but also by virtue of the 1996 amendments to the public charge provision. On my reading, in contrast to the majority‘s, the statute gives DHS relatively wide discretion to specify the degree of benefit usage that renders someone a “public charge.” Thus, the majority and I approach Chevron step two from different starting points.
The plaintiffs challenge the reasonableness of the rule‘s definition in two respects. First, they object to the particular benefits that DHS has chosen to designate in its definition of “public charge.” According to the plaintiffs, DHS has unreasonably interpreted the statute insofar as the rule counts in-kind aid. Second, they argue that DHS has set the relevant benefit usage so low that the definition captures people who cannot reasonably be characterized as “public charges.” I will address these arguments in turn.
A.
The plaintiffs don‘t contest DHS‘s authority to account for the receipt of state and federal cash assistance (like SSI and TANF) in the definition of “public charge.” But they insist that in-kind benefits (like
At least rhetorically, a great deal of the plaintiffs’ argument involves their repeated emphasis on the fact that the 1999 Guidance directed officers “not [to] place any weight on the receipt of non-cash public benefits (other than institutionalization) or the receipt of cash benefits for purposes other than for income maintenance.” 1999 Guidance, 64 Fed. Reg. at 28,689. The implication is that the 1999 Guidance reflects the only reasonable interpretation of the statute.
Of course, the fact that a prior administration interpreted a statute differently does not establish that the new interpretation is unreasonable—the premise of Chevron step two is that more than one reasonable interpretation of the statute exists. See Chevron U.S.A. Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 863–64 (1984) (“An initial agency interpretation is not instantly carved in stone. On the contrary, the agency, to engage in informed rulemaking, must consider varying interpretations and the wisdom of its policy on a continuing basis.“). Moreover, the focus on cash benefits in the 1999 Guidance flowed from the Immigration and Naturalization Service‘s decision to interpret “public charge” to mean “primarily dependent on the government for subsistence.” 1999 Guidance, 64 Fed. Reg. at 28,692. As the Guidance explained, INS had decided “that the best evidence of whether an alien is primarily dependent on the government for subsistence is either (i) the receipt of public cash assistance for income maintenance, or (ii) institutionalization for long-term care at government expense.” Id. DHS has now taken a different approach—it has decided that projected reliance on government benefits need not be primary to trigger the public charge exclusion. And once DHS made that baseline choice, a broader range of benefits became relevant. Thus, the plaintiffs’ fundamental objection to the counting of benefits like Medicaid, housing, and SNAP—that they are supplemental—is really just a repackaging of their argument under Chevron step one.
The plaintiffs also advance a legislative-inaction argument: in 2013—twenty years after Congress enacted IIRIRA—the Senate Judiciary Committee, while debating the Border Security, Economic Opportunity, and Immigration Modernization Act, voted down a proposal to require applicants for lawful permanent resident status “to show they were not likely to qualify even for non-cash employment supports such as Medicaid, the SNAP program, or the Children‘s Health Insurance Program (CHIP).” S. REP. NO. 113-40, at 42 (2013). But the failure of this proposal is neither here nor there. As the Supreme Court has cautioned, “Congressional inaction lacks ‘persuasive significance’ because ‘several equally tenable in-ferences’ may be drawn from such inaction, ‘including the inference that the existing legislation already incorporated the offered change.‘” Pension Benefit Guar. Corp. v. LTV Corp., 496 U.S. 633, 650 (1990) (citation omitted). This rejected proposal—which would have overridden the 1999 Guidance—is a case in point: the rejection is as consistent with the choice to leave the matter within the Executive‘s discretion as it is with the choice to force the Executive‘s hand. The plaintiffs’ argument has other problems too. Why should the views of the 2013 Senate Judiciary Committee be attributed to Congress as a whole? See Thompson v. Thompson, 484 U.S. 174, 191–92 (1988) (Scalia, J., concurring in the judgment) (“Committee reports, floor speeches, and even colloquies between Congressmen, are frail substitutes for bicameral vote upon the text of a law and its presentment to the President.” (citation omitted)). And how could the unenacted views of the 2013 Congress settle the meaning of language chosen by a different Congress at a different time? See United States v. Price, 361 U.S. 304, 313 (1960) (“[T]he views of a subsequent Congress form a hazardous basis for inferring the intent of an earlier one.“).
Thus, the plaintiffs are wrong to insist that DHS is barred from considering the receipt of a particular benefit simply because the benefit is in-kind rather than cash. There is no such bar. Rather, the list of designated benefits is reasonable if receiving them is consistent with the lack of self-sufficiency conveyed by the term “public charge.”
Answering this question requires fleshing out what it means to lack self-sufficiency for purposes of the public charge exclusion. As the majority observes, no one is self-sufficient in an “absolutist” sense because everyone relies on some nonmonetary government services—for example, public snow removal and emergency services. Maj. Op. at 13, 37. Importantly, the term “public charge” does not implicate self-sufficiency in this absolutist sense. Throughout its centuries-long history, “public charge” has always been associated with dependence on a particular category of government programs: those available based on financial need. In the nineteenth and early twentieth centuries, these were “poor relief” programs; now, they are the need-based programs of the modern welfare system. And what has always been implicit in the term “public charge” was made explicit by the 1996 amendments. The statutory exclusion requires the Executive to consider the noncitizen‘s age; health; family status; assets, resources, and financial status; and education and skills—factors plainly designed to determine whether a noncitizen will be able to support herself, not whether she will use generally available services like snow removal. In the same vein, the sponsor‘s reimbursement obligation covers only those benefits that are “means tested“—that is, available to those whose income falls below a certain threshold. As a matter of both history and text, a “public charge” lacks self-sufficiency in the sense that she lacks the financial resources to provide for herself.
The benefits designated in DHS‘s definition are all consistent with this concept of self-sufficiency. Recall that DHS has designated the following benefits: cash assistance for income maintenance (including SSI, TANF, and state cash assistance), SNAP, the Section 8 Housing Choice Voucher Program, Section 8 project-based rental assistance, housing benefits under Section 9, and Medicaid (with some explicit exceptions).
It is also worth noting some of the benefits that the rule does not include: significantly, the rule‘s definition accommodates the reimbursement limitations in the affidavit provision. Under the affidavit provision, the following benefits, even if means tested, are not subject to reimbursement: certain forms of emergency medical assistance; short-term, in-kind emergency disaster relief; school-lunch benefits; benefits under the Child Nutrition Act of 1966; public-health assistance for immunization, as well as treatment for the symptoms of communicable disease; certain foster-care and adoption payments; certain in-kind services such as soup kitchens and crisis counseling; student assistance for higher education; benefits under the Head Start Act; means-tested programs under the Elementary and Secondary Education Act of 1965; and certain job-training benefits.
These exemptions under the affidavit provision are excluded from the rule too. The rule‘s definition provides “an exhaustive list of public benefits,” Inadmissibility on Public Charge Grounds, 84 Fed. Reg. at 41,296, so any benefit not mentioned in the list is by implication excluded from the definition. And the list does not mention any of the benefits exempted in the affidavit provision of the statute.
In sum, the designated benefits are not only consistent with the term “public charge,” but they also fit neatly within the statutory structure. Considering the potential receipt of these benefits to gauge the likelihood that a noncitizen will become a public charge is therefore not an unreasonable interpretation of the statute.
B.
The closer question is whether DHS‘s benefit-usage threshold stretches the meaning of “public charge” beyond the breaking point. The rule defines “public charge” to mean a noncitizen who receives one or more of the designated benefits “for more than twelve months in the aggregate
The plaintiffs have a legislative-inaction argument for this feature of the rule too. They point out that during the enactment of IIRIRA, the Senate Judiciary Committee, while negotiating the House-passed version of the bill, dropped language that “would have clarified the definition of ‘public charge‘” in the deportation provision to provide for deportation if a noncitizen “received Federal public benefits for an aggregate of 12 months over a period of 7 years.” 142 Cong. Rec. S11,872, S11,882 (daily ed. Sept. 30, 1996) (statement of Sen. Kyl). Thus, they say, Congress has foreclosed the possibility that 12 months’ worth of benefit usage renders someone a public charge. Whatever the statutory floor is, it must be higher than that.
I‘ve already identified some of the problems with legislative-inaction arguments, so I won‘t belabor them here. It‘s worth noting, though, that this legislative-inaction argument is even worse than the plaintiffs’ other. So far as the plaintiffs’ citation reveals, the proposal dropped out of the statute in the course of committee negotiations, not by a vote, and there is no explanation for why it did. See Thompson, 484 U.S. at 191 (Scalia, J., concurring in the judgment) (“An enactment by implication cannot realistically be regarded as the product of the difficult lawmaking process our Constitution has prescribed.“). Moreover, the dropped proposal involved the public charge deportation provision, not the public charge admissibility provision. See
At oral argument, DHS declined to identify any limit to its discretion, implying that it could define public charge to include someone who took any amount of benefits, no matter how small. It may have been grounding its theory in the affidavit provision, which triggers the sponsor‘s liability once the noncitizen receives “any means-tested public benefit” that falls within the sponsor‘s reimbursement obligation.
That may well overread the affidavit provision, which does not purport to define “public charge.” Enforcement of the public charge exclusion has waxed and waned over time in response to economic conditions, immigration policy, and changes in the programs available to support the poor. The amendments made by IIRIRA and the Welfare Reform Act, including the affidavit provision, reflect Congress‘s interest in vigorous enforcement. Yet Congress left the centuries-old term in the statute, and that term has always been associated with a lack of self-sufficiency. So that‘s the principle that governs here: if it‘s reasonable to describe someone who takes one or more of the designated benefits “for more than twelve months in the aggregate within any 36-month period” as lacking in self-sufficiency, then DHS‘s definition falls within the permissible range.
In deciding this question, it is wrong to focus exclusively on the durational requirement—duration must be viewed in the context of the benefits measured. Three features
The plaintiffs particularly object to the rule‘s stacking mechanism, which can reduce the durational requirement from 12 months to as little as 3 months. But here, too, the context matters: all of the designated benefits supply basic necessities, and the reduction is triggered in proportion to the degree of reliance on the government. The more supplemental the reliance, the longer it can go on before crossing the “public charge” threshold. The briefest durational threshold—three months of benefit usage—meets the definition only when the recipient relies on the government for all basic necessities (food, shelter, medicine, and cash assistance for income maintenance). In other words, such short-term reliance only counts if it‘s virtually total. The rule measures self-sufficiency along a sliding scale rather than by time alone.
It is not unreasonable to describe someone who relies on the government to satisfy a basic necessity for a year, or multiple basic necessities for a period of months, as falling within the definition of a term that denotes a lack of self-sufficiency. To be sure, the rule reaches dependence that is supplemental and temporary rather than primary and permanent. But the definition of “public charge” is elastic enough to permit that. The rule‘s definition is exacting, and DHS could have exercised its discretion differently. The line that DHS chose to draw, however, does not exceed what the statutory term will bear.
IV.
This case involves more than the definition of “public charge.” The plaintiffs raised a host of objections to the rule in their complaint, and the majority addresses some of them. It concludes that the plaintiffs are likely to succeed in their challenge to the factors that DHS uses to implement its definition (the list of factors includes health, family size, and English proficiency), as well as in their argument that the rule is arbitrary and capricious. See
I wouldn‘t reach these issues. The district court didn‘t address them, and on appeal, the parties devoted their briefs almost entirely to the definition of “public charge.” Singleton v. Wulff, 428 U.S. 106, 120 (1976) (“It is the general rule, of course, that a federal appellate court does not consider an issue not passed upon below.“); see also Ctr. for Individual Freedom v. Van Hollen, 694 F.3d 108, 111 (D.C. Cir. 2012) (remanding to the district court for arbitrary-and-capricious review when the district court resolved a case at Chevron step one without reaching the issue and when
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The many critics of the “public charge” definition characterize it as too harsh. But the same can be said—and has been said—of IIRIRA and the Welfare Reform Act. The latter dramatically rolled back the availability of aid to noncitizens, and both statutes linked those cuts to the public charge provision by making the affidavit of support a condition of admissibility. The definition in the 1999 Guidance tried to blunt the force of these changes; now, DHS has chosen to exercise the leeway that Congress gave it. At bottom, the plaintiffs’ objections reflect disagreement with this policy choice and even the statutory exclusion itself. Litigation is not the vehicle for resolving policy disputes. Because I think that DHS‘s definition is a reasonable interpretation of the statutory term “public charge,” I respectfully dissent.