ASSOCIATION DES ELEVEURS DE CANARDS ET D‘OIES DU QUEBEC, a Canadian nonprofit corporation; HVFG, LLC, a New York limited liability company; Hots Restaurant Group. Inc., a California corporation, Plaintiffs-Appellants, and Gauge Outfitters, Inc., Plaintiff, v. Kamala D. HARRIS, Attorney General; Edmund G. Brown, in his official capacity as Governor of California; the State of California, Defendants-Appellees.
No. 12-56822.
United States Court of Appeals, Ninth Circuit.
Aug. 30, 2013.
Argued and Submitted May 8, 2013.
729 F.3d 937
CONCLUSION
We hold that both the 104(e) Letter and the General Notice Letter were “suits” within the meaning of the Policies. In addition, the letters alleged facts sufficient to alert Anderson to its potential liability for environmental contamination under CERCLA. We therefore hold that St. Paul breached its duty to defend Anderson. We also affirm the attorney‘s fee award in Anderson‘s favor in light of our holding on the merits.
AFFIRMED.
Michael Tenenbaum (argued), The Tenenbaum Law Firm, Santa Monica, California, for Plaintiffs-Appellants.
Stephanie F. Zook (argued), Deputy Attorney General; Constance L. LeLouis, Supervising Deputy Attorney General; Douglas J. Woods, Senior Assistant Attorney General; Kamala D. Harris, Attorney General of California, Sacramento, California, for Defendants-Appellees.
Melissa Grant, (argued) and Arnab Banerjee, Capstone Law APC, Los Angeles, California; Tiffany Hedgpeth, Jeremy Esterkin, and Bryce Woolley, Bingham McCutchen LLP, Los Angeles, California, for Amici Curiae.
OPINION
PREGERSON, Circuit Judge:
Plaintiffs produce and sell foie gras, a delicacy made from fattened duck liver. To produce their foie gras, Plaintiffs feed their ducks through a tube inserted directly in the ducks’ esophagi. In July 2012,
FACTUAL BACKGROUND
Appellants Association des Éleveurs de Canards et d‘Oies du Québec (the “Canadian Farmers“) and HVFG LLC (“Hudson Valley“) are non-California entities that raise ducks for slaughter and are producers and sellers of foie gras. Appellant Hot‘s Restaurant Group, Inc. (“Hot‘s Kitchen“) is a restaurant in California that sold foie gras before
Hudson Valley and the Canadian Farmers raise Moulard ducks. Moulard ducks are a hybrid of Muscovy male ducks and Pekin female ducks. They are bred for their capacity of ingestion and fat storage in their livers. In addition to foie gras, Hudson Valley and the Canadian Farmers produce and sell breasts, legs, fat, bones, offal, and feathers from their Moulard ducks.
Generally, Moulard ducks are raised for foie gras through the following process. The Canadian Farmers and Hudson Valley take one-day-old ducks from the hatchery to breeding farms. There, the ducks are raised until they are fully grown, a process that generally takes eleven to thirteen weeks. For the first four weeks of their lives, the ducks eat pellets from feeding pans that are available to them twenty-four hours a day. In the next stage, which lasts one to two months, the ducks eat different pellets from feeding pans that are available to them twenty-four hours a day. For the next two weeks, the ducks continue to eat pellets from feeding pans that are available to them at only certain times during the day. In the final stage, called gavage, which lasts between ten to thirteen days, the ducks are hand-fed by feeders who use “a tube to deliver the feed to the crop sac at the base of the duck‘s esophagus.”
STATUTORY BACKGROUND
The statutory provision Plaintiffs seek to enjoin,
Sections 25981 and 25982 became operative on July 1, 2012. The California Legislature delayed the effective date of the statutes from January 1, 2005 to July 1, 2012 “to allow a seven and one-half year period for persons or entities engaged in agricultural practices that include raising and selling force fed birds to modify their business practices.”
PROCEDURAL BACKGROUND
The day after
Plaintiffs applied ex parte for a temporary restraining order and an order to show cause why a preliminary injunction should not issue. The district court denied the motion. Plaintiffs then filed a motion for preliminary injunction. The district court denied the motion, and Plaintiffs timely appealed.
DISCUSSION
I. Eleventh Amendment Immunity
The district court determined that the Attorney General is not entitled to Eleventh Amendment immunity and did not address the State of California‘s or the Governor‘s immunity claims. We must resolve an Eleventh Amendment immunity claim before reaching the merits. Coal. to Defend Affirmative Action v. Brown, 674 F.3d 1128, 1133 (9th Cir. 2012). We review a denial of immunity de novo. Id.
“States are protected by the Eleventh Amendment from suits brought by citizens in federal court.” Douglas v. Cal. Dep‘t of Youth Auth., 271 F.3d 812, 817, amended by, 271 F.3d 910 (9th Cir. 2001). Plaintiffs are plainly barred by the Eleventh Amendment from suing the State of California in federal court.
An exception under Ex Parte Young, 209 U.S. 123 (1908), however, allows citizens to sue state officers in their official capacities “for prospective declaratory or injunctive relief ... for their alleged violations of federal law.” Coal. to Defend Affirmative Action, 674 F.3d at 1134. The state official “‘must have some connection with the enforcement of the act.‘” Id. (quoting Ex parte Young, 209 U.S. at 157). That connection “must be fairly direct; a generalized duty to enforce state law or general supervisory power over the persons responsible for enforcing the challenged provision will not subject an official to suit.” Id. (quoting L.A. Cnty. Bar Ass‘n v. Eu, 979 F.2d 697, 704 (9th Cir. 1992)).
Here, Governor Brown is entitled to Eleventh Amendment immunity because his only connection to
We may affirm the district court‘s determination that the Attorney General is not entitled to Eleventh Amendment immunity on any sufficient ground. See Papa v. United States, 281 F.3d 1004, 1009 (9th Cir. 2002).
Pursuant to
The Attorney General‘s argument that she is entitled to Eleventh Amendment immunity because she has not shown she intends to enforce
We affirm the district court‘s denial of Eleventh Amendment immunity to the Attorney General. We dismiss the State of California and Governor Brown from this lawsuit because they are immune from suit.
II. Denial of Plaintiffs’ Preliminary Injunction
A. Standard of Review & Legal Standards
A plaintiff seeking a preliminary injunction must establish that: (1) he is “likely to succeed on the merits“; (2) he is “likely to suffer irreparable harm in the absence of preliminary relief“; (3) “the balance of equities tips in his favor“; and (4) “an injunction is in the public interest.” Winter v. Natural Res. Def. Council, Inc., 555 U.S. 7, 20 (2008). Under our “sliding scale” approach to evaluating the first and third Winter elements, a preliminary injunction may be granted when there are “serious questions going to the merits and a hardship balance that tips sharply toward the plaintiff,” so long as “the other two elements of the Winter test are also met.” Alliance for the Wild Rockies v. Cottrell, 632 F.3d 1127, 1131-32 (9th Cir. 2011) (internal quotation marks and citations omitted).
“We review a district court‘s grant or denial of a preliminary injunction for abuse of discretion and the underlying legal principles de novo.” DISH Network Corp. v. F.C.C., 653 F.3d 771, 776 (9th Cir. 2011). We may reverse the district court “only where [the district court] relied on an erroneous legal premise or abused its discretion.” Id. Further, when we agree with the district court that a plaintiff has failed to show the likelihood of success on the merits, we “need not consider the remaining three [Winter elements].” Id. at 776-77.
B. The Scope of § 25982
We begin our analysis by addressing the parties’ dispute over the scope of
Although we need not consider the legislative history, it supports our interpretation.2 The accompanying Bill Analysis for Senate Bill 1520 which proposed the legislation Force Fed Birds, notes that the purpose of “th[e] bill is intended to prohibit the force feeding of ducks and geese ..., Force feeding is the common method used to produce foie gras .... The Author states that no other livestock product is produced via force feeding ...,” Sen. Comm. on Bus. & Professions (Cal. 2004), Analysis of S.B. 1520 as introduced Apr. 26, 2004, at 4 (emphasis added); Sen. Rules Comm. (Cal. 2004), Analysis of S.B. 1520 as amended May 6, 2004, at 5 (same). Further, foie gras is the only product produced via force feeding mentioned in the Bill Analyses. Specifically, the Bill Analyses discuss the background of foie gras; countries that have banned force feeding to produce foie gras; grocers who have refused to purchase foie gras; whether there are alternative methods of producing foie gras; and support for, and against, the foie gras industry.3
We conclude that
C. Plaintiffs’ Due Process Clause Challenge
Plaintiffs contend that they raised a serious question that the statute violates their due process rights because: (1) the statute‘s definition of force feeding is vague; and (2) the statute fails to give persons fair notice of what conduct is prohibited. We disagree on both points.
“Whether a statute or regulation is unconstitutionally vague is a question of law reviewed de novo.” United States v. Ninety-Five Firearms, 28 F.3d 940, 941 (9th Cir. 1994). “It is well established that vagueness challenges to statutes which do not involve First Amendment freedoms must be examined in the light of the facts of the case at hand.” United States v. Mazurie, 419 U.S. 544, 550 (1975). “To be struck down for vagueness, a statute or regulation must fail ‘to give a person of ordinary intelligence fair notice that his contemplated conduct’ is forbidden.” Donovan v. Royal Logging Co., 645 F.2d 822, 831 (9th Cir. 1981) (quoting United States v. Dacus, 634 F.2d 441, 444 (9th Cir. 1980)). “Economic regulation is subject to ‘a less strict vagueness test’ than criminal laws ...,” Great Am. Houseboat Co. v. United States, 780 F.2d 741, 746 (9th Cir. 1986) (quoting Vill. of Hoffman Estates v. Flipside Hoffman Estates, Inc., 455 U.S. 489, 498 (1982)).
1. The statute‘s definition for force feeding is not vague.
As Plaintiffs’ evidence demonstrates, there are four feeding stages of Moulard ducks. In the first three stages, ducks feed themselves from feeding pans that are available either twenty-four hours a day or certain times during the day. But in the “final stage, known as gavage,” each duck is “hand-fed [by a feeder] using a tube to deliver the feed to the crop sac at the base of the duck‘s esophagus.” In fact, Merriam Webster defines “gavage” as the “introduction of material into the stomach by a tube.” During the gavage stage, the feeders dictate how much food the ducks are fed.
The specific example of force feeding under the statute—feeding a bird using a tube so that the bird will consume more food than it would consume voluntarily—is how Plaintiffs feed their ducks during the gavage stage. Thus, the district court did not abuse its discretion when it held that Plaintiffs failed to raise serious questions that, as applied to Plaintiffs, the definition of force feeding is not vague.
2. The statute gives fair notice of prohibited conduct.
The term “for the purpose of” in the statute modifies the phrase “force feeding a bird.” See Am. Small Bus. League v. U.S. Small Bus. Admin., 623 F.3d 1052, 1054 (9th Cir. 2010) (“As a matter of syntax, the latter phrase most naturally modifies only the former phrase.“). The natural reading of “force feeding a bird for the purpose of enlarging the bird‘s liver beyond normal size” is a description of the objective nature of the force feeding, rather than the subjective motive of the farmer. See W. Watersheds Project v. Interior Bd. of Land Appeals, 624 F.3d 983, 987 (9th Cir. 2010) (holding that a statute‘s phrase “for the purpose of” did not refer to “subjective motives,” but rather was an objective description of the conduct covered by the statute). Here, Plaintiffs do not contest that force feeding a bird through a tube inserted into the bird‘s esophagus is for the purpose of enlarging the duck‘s liver.
Finally, Plaintiffs’ description of
D. Plaintiffs’ Commerce Clause Challenge
Plaintiffs argue that we should find that
“Although the Commerce Clause is by its text an affirmative grant of power to Congress to regulate interstate and foreign commerce, the Clause has long been recognized as a self-executing limitation on the power of the States to enact laws imposing substantial burdens on such commerce.” Nat‘l Ass‘n of Optometrists & Opticians v. Harris, 682 F.3d 1144, 1147 (9th Cir. 2012) (quoting South-Central Timber Dev., Inc. v. Wunnicke, 467 U.S. 82, 87 (1984)). This limitation on the states to regulate commerce is “known as the dormant Commerce Clause.” Id. The primary purpose of the dormant Commerce Clause is to prohibit “statutes that discriminate against interstate commerce” by providing benefits to “in-state economic interests” while “burdening out-of-state competitors.” Id. at 1148 (quoting CTS Corp. v. Dynamics Corp. of Am., 481 U.S. 69, 87 (1987), and Dep‘t of Revenue v. Davis, 553 U.S. 328, 337 (2008)).
1. Section 25982 is not discriminatory.
The Supreme Court has “interpreted the Commerce Clause to invalidate local laws that impose commercial barriers or discriminate against an article of commerce by reason of its origin or destination out of State.” C & A Carbone, Inc. v. Town of Clarkstown, N.Y., 511 U.S. 383, 390 (1994); Nat‘l Ass‘n of Optometrists, 682 F.3d at 1148 (explaining that discriminatory statutes seek economic protectionism and are “‘designed to benefit in-state economic interests by burdening out-of-state competitors‘” (quoting Dep‘t of Revenue, 553 U.S. at 337)). Conversely, a statute that “treat[s] all private companies exactly the same” does not discriminate against interstate commerce. United Haulers Ass‘n, Inc., 550 U.S. at 342. This is so even when only out-of-state businesses are burdened because there are no comparable in-state businesses. Exxon Corp. v. Governor of Maryland, 437 U.S. 117, 119-20, 125 (1978).
Under
2. Section 25982 does not directly regulate interstate commerce.
A statute is not “invalid merely because it affects in some way the flow of
Plaintiffs argue that the district court should have found that
a. Section 25982 is not aimed at out-of-state producers.
Plaintiffs contend that
Plaintiffs misinterpret the interplay between the statutory provisions. Plaintiffs assume that
b. Plaintiffs have not shown that § 25982 constitutes a total ban on foie gras or that a nationally uniform production method is required for foie gras.
Plaintiffs rely on Schollenberger v. Pennsylvania, 171 U.S. 1 (1898), to argue that
Plaintiffs would have us assume, without evidentiary support, that
Moreover, in Schollenberger the Supreme Court emphasized that Congress actively regulated the industry of oleomargarine. 171 U.S. at 8. Congress had “given a definition of the meaning of oleomargarine, and ha[d] imposed a special tax on the manufacturers of the article, on wholesale dealers and upon retail dealers.” Id. See also Cloverleaf Butter Co. v. Patterson, 315 U.S. 148, 148, 162 (1942) (stating that “[t]he manufacture and distribution ... of process and renovated butter is a substantial industry which, because of its multi-state activity, cannot be effectively regulated by isolated competing states“).
In a different context, we have recognized that a state‘s regulation of a nationally uniform business can have extraterritorial effects. In NCAA v. Miller, we considered the constitutionality of a Nevada statute that imposed standards for how the NCAA, an interstate organization, could run its enforcement proceedings. 10 F.3d at 638-39. “[F]or the NCAA to accomplish its goals, [its] enforcement procedures must be applied even-handedly and uniformly on a national basis.” Id. at 638 (internal quotation marks and citation omitted). The national uniformity required by the NCAA meant that the NCAA could not adopt Nevada‘s procedures for Nevada, and alternative procedures for its business in other states. Id. at 639. As a result, to avoid liability under Nevada‘s statute, the NCAA “would have to apply Nevada‘s procedures to enforcement proceedings throughout the country.” Id. We concluded that Nevada‘s statute directly regulated interstate commerce. Id.
Plaintiffs argue that the need for national uniformity for the foie gras market is evidenced by the federal Poultry Products Inspection Act‘s (“PPIA“) requirement that ducks undergo several stages of federal inspection.8 The PPIA ensures that “poultry products distributed to [the public] are wholesome, not adulterated, and properly marked, labeled, and packaged.”
At this stage in the proceedings, Plaintiffs have not demonstrated that a nationally uniform foie gras production method is required to produce foie gras. If no uniform production method is required, Plaintiffs may force feed birds to produce foie gras for non-California markets. California‘s standards are therefore not imposed as the sole production method Plaintiffs must follow. We therefore hold that the district court correctly concluded that Plaintiffs have not raised serious questions that
c. Section 25982 is not a price fixing statute.
Plaintiffs rely heavily on Healy v. Beer Institute, Inc., 491 U.S. 324 (1989), and Baldwin v. G.A.F. Seelig, Inc., 294 U.S. 511 (1935), to assert
The Supreme Court has explained that Healy and Baldwin involved “price control or price affirmation statutes.” Pharm. Research & Mfrs. of Am. v. Walsh, 538 U.S. 644, 669 (2003). Accordingly, the Court has held that Healy and Baldwin are not applicable to a statute that does not dictate the price of a product and does not “t[ie] the price of its in-state products to out-of-state prices.” Id. Here,
d. Plaintiffs have not shown that § 25982 will have the practical effect of conflicting legislation.
Plaintiffs warn that if
For these reasons we conclude that the district court did not abuse its discretion when it concluded that Plaintiffs failed to raise serious questions concerning their Commerce Clause challenge.
3. Section 25982 does not substantially burden interstate commerce.
The district court correctly determined that Plaintiffs failed to raise serious questions that
We have explained that under Pike, a plaintiff must first show that the
First, as the district court recognized, most statutes that impose a substantial burden on interstate commerce do so because they are discriminatory. See id. at 1148 (noting that “[m]ost regulations that run afoul of the dormant Commerce Clause do so because of discrimination“). As discussed above,
Second, less typically, statutes impose significant burdens on interstate commerce as a consequence of “inconsistent regulation of activities that are inherently national or require a uniform system of regulation.” Id. But here, Plaintiffs have failed to show that the foie gras market is inherently national or that it requires a uniform system of regulation. See Valley Bank of Nev. v. Plus Sys., Inc., 914 F.2d 1186, 1192 (9th Cir. 1990) (noting that examples of “courts finding uniformity necessary” fall into the categories of “transportation” or “professional sports league[s]“).
Third, the district court found that although Plaintiffs alleged that
We likewise affirm the district court‘s holding that Plaintiffs failed to raise a serious question that
Plaintiffs argue on appeal that precluding sales of products produced by force feeding birds “does nothing” to prevent animal cruelty in California. But in the district court, “Plaintiffs ... presented no evidence that
Plaintiffs argue that less burdensome alternatives to
Because we affirm the district court‘s holding that Plaintiffs failed to raise a serious question that they are likely to succeed on the merits, we need not consider the remaining Winter elements of whether Plaintiffs will suffer irreparable harm; whether the balance of equities tip in Plaintiffs’ favor; or whether an injunction is in the public interest. Winter, 555 U.S. at 20; DISH Network Corp., 653 F.3d at 776-77.
CONCLUSION
For the foregoing reasons, we AFFIRM the district court‘s denial of Plaintiffs’ motion for a preliminary injunction. We REMAND for further proceedings consistent with this opinion.
