Darren David Chaker appeals the district court’s denial of his habeas corpus petition brought under 28 U.S.C. § 2254. Chaker was convicted by a jury for filing a knowingly false complaint of peace officer misconduct in violation of California Penal Code section 148.6(a)(1). In his habeas corpus petition, Chaker alleges that California Penal Code section 148.6 violates the First Amendment. We have jurisdiction pursuant to 28 U.S.C. §§ 1291 and 2253.
As discussed below, a formal complaint of peace officer misconduct triggers a mandatory investigation conducted by the peace officer’s employing agency. Within the limited context of that investigation, section 148.6 criminalizes knowingly false speech critical of peace officer conduct, but leavеs unregulated knowingly false speech supportive of peace officer conduct. Because we conclude that the statute imper-missibly discriminates on the basis of a speaker’s viewpoint in violation of the First Amendment, we reverse the district court and grant the petition.
FACTUAL AND PROCEDURAL BACKGROUND
On April 9, 1996, El Cajon Police Officers Bill Bradberry and Terry Johnston arrested Chaker for theft of service for retrieving his car from a mechanic without paying. Several months later, on August' 15, 1996, Chaker filed a claim for damages form with the City of El Cajon alleging that Officer Bradberry injured him during the arrest. Specifically, Chaker alleged that Officer Bradberry hit him in the ribs, twisted his wrist, and failed to secure Chaker in the police vehicle with a seat belt so that Chaker struck his head during sudden stops. 1 Chaker also sеnt a letter directly to the El Cajon Police Department Internal Affairs Division, dated March 23, 1997, making the same complaint. In addition to the preceding allegations, Chaker alleged that he was strip-searched by Detective Bradberry. Chaker signed the March letter under penalty of perjury.
In March 1998, the San Diego District Attorney’s office filed a misdemeanor criminal complaint against Chaker in state court. The complaint charged Chaker with the misdemeanor offense of filing a knowingly false allegation of peace officer misconduct in violation of California Penal Code section 148.6(a)(1). At the ensuing jury trial, Officers Bradberry and Johnston testified and denied using excessive force against Chaker. A witness to the arrest testified that the arrest аppeared to be routine. She stated that from her vantage point, Chaker did not seem to be in any pain during the arrest. Finally, the Internal Affairs Officer responsible for investigating Chaker’s complaint testified and authenticated the letter submitted by Chaker to the El Cajon Police Department.
At trial, the court admitted a civil complaint in a lawsuit filed by Chaker against Officer Bradberry. The complaint contained a claim for slander arising out of an encounter between Officer Bradberry and *1218 Chaker on April 11, 1996, two days after Officer Bradberry arrested Chaker for theft of services. 2 The court reasoned that the state could use the complaint as evidence of what was “not on it,” for example, any discussion of Officer Bradberry’s alleged use оf excessive force during Chaker’s April 9,1996, arrest. 3
On February 22, 1999, the jury found Chaker guilty of violating section 148.6(a)(1). The court sentenced Chaker to two days of custody with credit for time served, fifteen days of public service, and three years of probation. The court also ordered Chaker to pay a fine and restitution totaling $1142.
Chaker appealed his conviction to the San Diego County Appellate Division of the Superior Court. That court affirmed his conviction. Rather than continue his direct appeal, Chaker filed a habeas corpus petition in Superior Court, and then another in the California Supreme Court, alleging ineffective assistance of both trial and appellate counsel. Both courts denied his petitions. Chaker filed a second habeas petition in the California Supreme Court on December 26, 2000, this time alleging denial of the right to self-representation. This petition was denied as well.
On October 23, 2000, Chaker filed a pro se habeas petition in federal district court alleging various problems with his state conviction. While his federal habeas petition was pending before the district court, Chaker filed his third state habeas petition with the California Supreme Court on September 10, 2001.
In his third state habeas petition, Chaker raised for the first time a First Amendment challenge to section 148.6. This petition was also denied, and the order denying the petition cited California cases concerning procedural default. After the California Supreme Court rejected Chaker’s First Amеndment challenge, he raised the claim in his February 25, 2002, amended federal habeas petition.
On November 8, 2002, Chaker moved for summary judgment on his First Amendment claim. The magistrate judge issued a Report and Recommendation recommending denial of Chaker’s habeas petition. The district court adopted in part the conclusions of the magistrate judge, denied the petition, and issued a limited certificate of appealability on Chaker’s First Amendment claim.
ANALYSIS
I. Procedural Issues and Standard of Review
The state and amicus curiae supporting the state raise several issues potentially barring our review of Chaker’s habeas petition. The state argues that we lack jurisdiction because Chaker was no longer serving his probation at the time of this appeal. The state also cоntends that the present appeal is moot because Chaker is not suffering any significant collateral consequences from his conviction. Finally, amicus curiae Criminal Justice Legal Foundation (“CJLF”) argues that because Chaker failed to raise his First Amend *1219 ment claim while he was still in custody, the district court lacked jurisdiction over Chaker’s First Amendment claim. We resolve these issues before addressing the merits of Chaker’s First Amendment claim.
A.Jurisdiction
The state argues that we should dismiss Chaker’s petition for lack of jurisdiction because Chaker is no longer on probation, and thus is not “in custody” for habeas purposes. The state is correct that “[f]or a federal court to have jurisdiction over a habeas petition filed by a state prisoner, the petitioner must be ‘in custody.’ ”
Zichko v. Idaho,
B.Mootness
The state next argues that this case is moot, contending
that Chaker is no longer suffering any significant collateral consequences as a result of his misdemeanor criminal conviction. This argument is foreclosed by
Chacon v. Wood,
C.Statute of Limitations
Federal habeas petitions ordinarily must be filed within one year of the “date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review.” 28 U.S.C. § 2244(d)(1)(A);
see Mayle v. Felix,
— U.S. —, ——,
Chaker’s conviction was affirmed on direct review by the San Diego County Appellate Division of the Superior Court on October 15, 1999. He did not directly appeal that decision. Thus, Chaker’s conviction became final after the thirty day time period for filing a notice of appeal lapsed. See Cal. R. Ct. 182(a). He filed his federal habeas petition on October 23, 2000, within one year of the date his state conviction became final.
*1220
It was not until Chaker filed his second amended petition, filed nunc pro tunc on February 25, 2002, that he raised his First Amendment challenge to section 148.6. Chaker’s second amended petition, filed more than two years after his conviction became final, was therefore filed long after the applicable statute of limitations ran. Amicus curiae CJLF contends that Chaker’s First Amendment claim, found in his second amended petition, does nоt “relate back” to his initial petition within the meaning of Federal Rule of Civil Procedure 15(c)(2),
5
and is therefore time barred by the applicable one year statute of limitations.
See Mayle,
Even so, the state failed to raise a statute of limitations defense to Chaker’s First Amendment claim in federal district court, thereby waiving it.
See Nardi v. Stewart,
D. Procedural Default and Standard of Review
Generally, under the provisions of the Antiterrorism and Effective Death Penalty Act, a federal habeas court reviews a state court’s decision to determine whether the state decision was “ ‘contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States.’ ”
Lockyer v. Andrade,
In this case, however, Chaker’s First Amendment claim was nevеr decided on the merits in a state court. Rather, the California Supreme Court denied Chaker’s First Amendment claim without opinion, citing cases relating to procedural default.
Procedural default normally constitutes an adequate and independent state ground precluding federal court review of a habeas petition.
See Zichko,
Thus, although we are not precluded from ruling on the merits of Chaker’s claim due to his procedural default, there is no state court ruling on the merits of Chaker’s First Amendment claim. There is therefore no state decision to review to determine whether the decision was “contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1).
In such a circumstance, we review the district court’s decision de novo without the deference usually accorded state courts under 28 U.S.C. § 2254(d)(1).
See Hudson v. Hunt,
II. California Penal Code section H8.6 and the First Amendment
A. California Penal Code section H8.6
California Penal Code section 148.6 makes it a misdemeanor to “file[ ] any allegation of misconduct against any peace officer ... knowing the allegation to be false.” CaLPenal Code § 148.6(a)(1). Any law enforcement agency that accepts an allegation of misconduct against a peace officer must require the complainant to read and sign an advisory statement warning the complainant in boldface tyрe, in part, “IT IS AGAINST THE LAW TO MAKE A COMPLAINT THAT YOU KNOW TO BE FALSE. IF YOU MAKE A COMPLAINT AGAINST AN OFFICER KNOWING THAT IT IS FALSE, YOU CAN BE PROSECUTED ON A MISDEMEANOR CHARGE.” 6 Cal.Penal Code § 148.6(a)(2).
*1222
The California Legislature enacted section 148.6 in 1995, Stats.1995, ch. 590 Section 1; Assem. Bill No. 1732 (1995— 1996 Reg. Sess.), partly in response to a perceived gap created by several state court decisions construing Penal Code section 148.5.
See People v. Stanistreet,
In Pena, the California Court of Appeal noted that
Allowing police officials to prosecute a citizen for filing a complaint against an officer ... by using the provisions of Penal Code section 148.5 would have the tendency to “chill” the willingness of citizens to file complaints, particularly on weak evidence and when the same entity against which the complaint is made will be investigating the accusations.
According to the California Supreme Court, the sanction imposed by section 148.6is unique in California’s statutory scheme. As the California Supreme Court recоgnized, “section 148.6 gives protection to peace officers that the Legislature has not given to others,” observing that “[i]t is not a crime to knowingly make such an accusation against a firefighter, a paramedic, a teacher, an elected official, or anyone else.” Id. (internal quotation marks and citation omitted).
Similarly, California law imposes a unique complaint process and record-keeping requirement for complaints of peace officer misconduct. Specifically, California Penal Code section 832.5 provides that “[e]aeh department or agency in this state that employs peace officers shall establish a procedure to investigate complaints by members of the public ... and shall make a written description of thе procedure available to the public.” Cal.Penal Code § 832.5(a)(1). Section 832.5 also requires that such complaints be retained for five years, unless the complaints are “determined to be frivolous, unfounded, or exonerated” by the peace officer’s employing agency, in which case the complaint “shall not be maintained in that officer’s general personnel file.” 7 CaLPenal Code § 832.5(b), (c).
*1223 In enacting section 148.6, the California legislature was motivated in part by the perceived abuse of citizen complaint procedures by “less ethical citizens.” As one court summarized,
[t]he Legislature noted that since the Rodney King incident in March 1991, law enforcement agencies throughout the state had ‘revised their citizen-complaint procedures to promote greater accountability on the part of their line officers.’ (Assem. Com. on Public Safety, Analysis of Assem. Bill No. 1732 (1995-1996 Reg. Sess.).) However, a “glaringly negative side-effect which has resulted [was] the willingness on the part of many of our less ethical citizens to maliciously file false allegations of misconduct against officers in an effort to punish them for simply doing their jobs.” (Ibid.) Against this backdrop, the Legislature enacted section 148.6, in an attempt to curb a perceived rising tide of knowingly false citizens’ complaints of misconduct by officers performing their duties.
San Diego Police Officers Ass’n. v. San Diego Police Dep’t.,
B. Viewpoint Discrimination and the First Amendment
Chaker argues that section 148.6 imper-missibly discriminates on the basis of viewpoint in violation of the First Amendment. While he concedes that knowingly false speech regarding a public official is' generally unprotected by the First Amendment,
see Garrison v. Louisiana,
The protections afforded by the First Amendment, made applicable to the States by the Fourteenth Amendment, are not absolute and the government may regulate certain categories of expression consistent with the Constitution.
See Virginia v. Black,
Nevertheless, these categories of speech are not rendered “entirely invisible to the Constitution, so that they may be made the vehicles for content discrimination unrelated tо their distinctively proscribable content.”
R.A.V.,
The leading case establishing the First Amendment’s application to proscribable classes of speech is
R.A.V.
In
R.A.V.,
the Supreme Court considered the constitutionality of a Minnesota statute banning certain symbolic expression, including cross burning, when done with the knowledge that such conduct would “ ‘arouse[ ] anger, alarm or resentment in others on the basis of race, color, creed, religion or gender.’ ”
Even with the limiting construction, however, the Court concluded that the statute was an impermissible content-based regulation of speech. The Court noted that “[displays containing abusive invective, no matter how vicious or severe, are permissible unless they are addressed to one of the specified disfavored topics,” such as race, color, creed, religion, or gender. Id. at 391,
The Court further held that the statute impermissibly discriminated on the basis of viewpoint. See id. (“In its practical operation, moreover, the ordinance goes even beyond mere content discrimination, to actual viewpoint discrimination.”). The Court reasoned that
Displays containing some words — odious racial epithets, for example — would be prohibited to proponents of all views. But “fighting words” that do not themselves invoke race, color, creed, religion, or gendеr — aspersions upon a person’s mother, for example — would seemingly be usable ad libitum in the placards of those arguing in favor of racial, color, etc., tolerance and equality, but could not be used by those speakers’ opponents. One could hold up a sign saying, for example, that all ‘anti-Catholic bigots’ are misbegotten; but not that all ‘papists’ are, for that would insult and provoke violence ‘on the basis of religion.’ St. Paul has no such authority to license one side of a debate to fight freestyle, while requiring the other to follow Marquis of Queensberry rules.
Id.
at 391-92,
Finally, the Court held that the statute was not narrowly tailored to meet the state’s compelling interest in ensuring “the
*1225
basic human rights of members of groups that have historically been subjected to discrimination.”
Id.
at 395,
The Court revisited
R.A.V.
in
Virginia v. Black.
In
Black,
two defendants challenged the constitutionality of a Virginia statute making it a crime to burn a cross with the intent to intimidate, contending that the statute fit within the Court’s holding in
R.A.V. See Black,
The Court distinguished its decision in
R.A.V.,
and explained that the Virginia statute was directed at
all
cross burning done with the intent to intimidate.
See id.
at 362,
The Court also concluded that the Virginia statute did not violate the First Amendment “because burning a cross is a particularly virulent form of intimidation.”
Id.
at 363,
Just as in
RAV.,
the category of speech at issue in this case — knowingly false speech regarding a public official — is “not within the area of constitutionally protected speech.”
R.A.V.,
Thus, it is clear that the state may prohibit knowingly false speech made in connection with the peace officer complaint process. As the state correctly points out, knowingly false complaints of peace officer misconduct cause valuable state resources to be expended investigating false claims rather than investigating valid claims.
See Stanistreet,
Nevertheless, following both
R.A.V.
and
Black,
we must determine whether California Penal Code section 148.6 violates the First Amendment’s core requirement of viewpoint neutrality even though the statute regulates otherwise unprotected speech.
See Gen. Media Commc’ns, Inc. v. Cohen,
We begin our analysis by recognizing that a knowingly false assertion made by a peace officer or witness in support of a peace officer during the course of a misconduct investigation, like a knowingly false complaint of misconduct, is еqually “at odds with the premises of democratic government.”
Garrison,
The state’s asserted interest in saving valuable public resources and maintaining the integrity of the complaint process is therefore called into question by its choice to prohibit only the knowingly false speech of those citizens who complain of peace officer conduct.
See City of Ladue v. Gilleo,
The statute’s under-inclusiveness is particularly troublesome in this case because section 148.6 is necessarily limited to criticism of government officials — peace officers. “Suspicion that viewpoint discrimination is afoot is at its zenith when the speech restricted is speech critical of the government,”
Ridley v. Mass. Bay Transp. Auth.,
An illustration drawn from this case may be helpful. At Chaker’s criminal trial, the witness who observed Chaker’s arrest testified that she saw no signs of excessive force during Chaker’s arrest. However, had the witness made this statement to the investigator charged with investigating Chaker’s complaint, knowing the statement to be false, the witness would not have faced criminal sanction under section 148.6. Similarly, had Officer Bradberry made a knowingly false statement to the investigator charged with investigating Chaker’s complaint, Officer Bradberry would not have faced criminal sanction under section 148.6. It is only Chaker, who filed a complaint of peace officer misconduct complaining that Officer Bradberry mistreated him in the course of an arrest, who faced criminal liability under section 148.6 for his knowing falsehood.
For these reasons, we find the Supreme Court’s analysis in
R.A.V.
controlling. Like the ordinance at issue in
R.A.V.,
section 148.6 regulates an unprotected category of speech, but singles out certain speech within that category for special opprobrium based on the speaker’s viewpoint.
*1228
Only knowingly false speech
critical
of peace officer conduct is subject to prosecution under section 148.6. Knowingly false speech
supportive
of peace officer conduct is not similarly subject to prosecution. California “has no such authority to license one side of a debate to fight freestyle, while requiring the other to follow Marquis of Queensberry rules.”
See R.A.V.,
At oral argument, the state and amicus curiae in support of the state offered three statutes which they believe regulate knowingly false speech of peace officers during the course of a misconduct investigation: California Penal Code sections 118.1, 132, and 134. They argued that these statutes put peace officers on equal footing with complainants in the course of a complaint investigation. Section 118.1, however, only prohibits an officer from filing a
crime report
if he or she knowingly and intentionally makes any statement regarding any material matter in the report which the officer knows to be false.
11
See
CaLPenal Code § 118.1;
see also Walker v. Kiousis,
We note that any impermissible viewpoint-based bias present in the сomplaint investigation process is easily cured: California can make all parties to an investigation of peace officer misconduct subject to sanction for knowingly making false statements. Otherwise, the selective sanction imposed by section 148.6 is impermissibly viewpoint-based.
CONCLUSION
Because Chaker’s conviction was obtained under a statute that runs afoul of the First Amendment, we reverse the judgment of the district court, grant Chaker’s petition for habeas corpus, and remand for issuance of the writ.
REVERSED AND REMANDED.
Notes
. Chaker described Officer Bradberiy's conduct as follows: (1) "Unlawful use of force. Det. Bill Bradberry [used] force by hitting me, twisting [my] wrist, when he arrested me,” (2) "[o]n or about April 8, 1996 at 1 pm. I complied [with the] arrest but Det. Bradberry hit me on my ribs anyway,” (3) "Det. Brad-berry’s use of force dаmaged my wrist, ribs,” (4) "Del. Bradbery did not seat belt me in when transported — he braked so I hit the dashboard. Ribs hurt, [wrist]” Chaker requested $25,000 in damages from the City of El Cajon.
. Prior to trial, the court excluded evidence of between ten or twelve suits filed by Chaker against other law enforcement agencies. The court also excluded evidence that Chaker had been declared a vexatious litigant in another lawsuit.
. The court also admitted a statement made by Chaker to an attorney in an unrelated lawsuit against a different El Cajon Police Officer. According to the attorney, Chaker said, "If all that happens in this case is that the City of El Cajon has to pay your fee of $20,000, and that prevents the City from purchasing one or two patrol cars, then that is an acceрtable result to me."
. The state also argues that Chaker lacks standing to attack his conviction on First Amendment grounds. We disagree. Chaker has shown “that the conduct of which he complains has caused him to suffer an 'injury in fact’ that a favorable judgment will redress.”
See Elk Grove Unified Sch. Dist. v. Newdow,
. Federal Rule of Civil Procedure 15(c)(2) provides, in part, that ”[a]n amendment of a pleading relates back to the date of the original pleading when ... the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading.” Fed.R.Civ.P. 15(c)(2).
. The full advisory, which must be written in boldface type, provides:
YOU HAVE THE RIGHT TO MAKE A COMPLAINT AGAINST A POLICE OFFICER FOR ANY IMPROPER POLICE CONDUCT. CALIFORNIA LAW REQUIRES THIS AGENCY TO HAVE A PROCEDURE TO INVESTIGATE CITIZENS' COMPLAINTS. YOU HAVE A RIGHT TO A WRITTEN DESCRIPTION OF THIS PROCEDURE. THIS AGENCY MAY FIND AFTER INVESTIGATION THAT THERE IS NOT ENOUGH EVIDENCE TO WARRANT ACTION ON YOUR COMPLAINT; EVEN IF THAT IS THE CASE, YOU HAVE THE RIGHT TO MAKE THE COMPLAINT AND HAVE IT INVESTIGATED IF YOU BELIEVE AN OFFICER BEHAVED IMPROPERLY. CITIZEN COMPLAINTS AND ANY REPORTS OR FINDINGS RELATING TO COMPLAINTS MUST BE RETAINED BY THIS AGENCY FOR AT LEAST FIVE YEARS.
IT IS AGAINST THE LAW TO MAKE A COMPLAINT THAT YOU KNOW TO BE FALSE. IF YOU MAKE A COMPLAINT AGAINST AN OFFICER KNOWING THAT IT IS FALSE, YOU CAN BE PROSECUTED ON A MISDEMEANOR CHARGE.
CaLPenal Code § 148.6(a)(2).
Chaker never signed this advisory before making his complaint. Rather, he sent in an infоrmal letter to the El Cajon Police Department, signed under penalty of perjury, complaining of Officer Bradberry’s conduct. It was Chaker’s letter that formed the basis of his prosecution under section 148.6.
Chaker argued that signing the advisory was an element of the offense, and he challenged his conviction on that basis in both his state and federal habeas petitions. But the state courts and the district court ruled against *1222 Chaker on this claim. Accordingly, we presume for the purposes of this appeal that signing the advisory was not an essential element of the offense.
. Use and discovery of complaints of peace officer misconduct is limited. Employing agencies “shall not use the complaints ... for punitive or promotional purposes” except as permitted under specific disciplinary procedures set forth by statute. CaLPenal Code § 832.5(c). Furthermore, a party seeking discovery of such complaints in any civil or criminal proceeding must provide notice to *1223 the employing agency and show "good cause” for the discovery; otherwise such records are confidential. See Cal.Penal Code § 832.7; Cal. Evid.Code § 1043.
. We grant Chaker’s motion for judicial notice, in which he requests we take judicial notice of the legislative history of § 148.6. See Fed.R.Evid. 201(b).
. Several courts have already addressed this precise issue. The California Supreme Court rejected a First Amendment challenge to section 148.6 similar to the instant challenge.
See Stanistreet,
. Because we conclude that section 148.6 discriminates on the basis of viewpoint, we need not reach the remaining arguments offered by Chaker and amicus curiae regarding content discrimination.
. California Penal Code 118.1 provides:
Every peace officer who files any report with the agency which employs him or her regarding the commission of any crime or any investigation of any crime, if he or she knowingly and intentionally makes any statement regarding any material matter in the report which the officer knows to be false, whether or not the statement is certified or otherwise expressly reported as true, is guilty of filing a false rеport punishable by imprisonment in the county jail for up to one year, or in the state prison for one, two, or three years. This section shall not apply to the contents of any statement which the peace officer attributes in the report to any other person.
. Penal Code § 132 provides:
Every person who upon any trial, proceeding, inquiry, or investigation whatever, authorized or permitted by law, offers in evidence, as genuine or true, any book, paper, document, record, or other instrument in writing, knowing the same to have been forged or fraudulently altered or ante-dated, is guilty of felony.
. California Penal Code § 134 provides:
Every person guilty of preparing any false or ante-dated book, paper, record, instrument in writing, or other matter or thing, with intent to produce it, or allow it to be produced for any fraudulent or deceitful purpose, as genuine or true, upon any trial, proceeding, or inquiry whatever, authorized by law, is guilty of felony.
