AMERICAN ROAD & TRANSPORTATION BUILDERS ASSOCIATION, Plаintiff, v. ENVIRONMENTAL PROTECTION AGENCY et al., Defendants.
Civil Action No. 11-1713 (RC)
United States District Court, District of Columbia.
June 7, 2012
RUDOLPH CONTRERAS, District Judge.
IV. Conclusion
For the reasons explained above, the Court will grant defendant‘s motion to dismiss. A separate order will accompany this opinion.
Madeline P. Fleisher, U.S. Department of Justice, Washington, DC, for Defendants.
MEMORANDUM OPINION
RUDOLPH CONTRERAS, District Judge.
For the last ten years, the American Road and Transportation Builders Association (“ARTBA“) has sought to alter the
I. BACKGROUND
In 1990, Congress amended the Clean Air Act to authorize the federal regulation of emissions from nonroad engines,1 which power vehicles and mobile equipment from lawnmowers to locomotives. Pub.L. No. 101-549, § 213, 104 Stat. 2399, 2500 (codified at
In 1994, the EPA published two regulations interpreting the preemptive scope of section 209(e). One regulation—the “preemption rule“—defined statutory terms and clarified the class of preempted state law, see Preemption of State Regulation for Nonroad Engine and Vehicle Standards, 59 Fed.Reg. 36,969, 36,986-87 (July 20, 1994) (“1994 Preemption Rule“) (codified at 40 C.F.R. § 85.1602-03 (1995)), while the other—the “interpretive rule“—emphasized the types of state regulation that were permitted without federal authorization, see Emission Standards for New Nonroad Compression-Ignition Engines At or Above 37 Kilowatts, 59 Fed.Reg. 31,306, 31,339-40 (June 17, 1994) (“1994 Interpretive Rule“) (codified at 40 C.F.R. § 89 subpt. A, App‘x A (1995)). The agency‘s rationales for the two regulations were nearly identical. Compare id. at 31,328-31 with 1994 Preemption Rule, 59 Fed.Reg. at 36,971-74. In justifying both the preemption rule and the interpretive rule, the EPA acknowledgеd the “clear preemption of state regulation of nonroad engines ... in section 209(e)(1)” and determined that, although “[t]he language of section 209(e)(2) does not state any clear preemption,” some preemption was nonetheless implied.2 The agency fur-
EPA beliеves that states are not precluded under section 209 from regulating the use and operation of nonroad engines, such as regulations on hours of usage, daily mass emission limits, or sulfur limits on fuel; nor are permits regulating such operations precluded once the engine is placed into service or once the equitable or legal title to the engine or vehicle is transferred to an ultimate purchaser, as long as no certification, inspection, or other approval related to the control on emissions is required as a condition precedent to the initial retail sale, titling, or registration of the engine or equipment.
1994 Interpretive Rule, 59 Fed.Reg. at 31,339 (codified at 40 C.F.R. § 89 subpt. A, App‘x A (1995)).
An industry group challenged the preemption rule‘s definition of “new” and its limitation of section 209(e)(2)‘s preemptive effect to new nonroad engines, as well as the interpretive rule‘s assertion that section 209(e)(2) did not preempt state regulation of the use of nonroad engines. Engine Mfrs. Ass‘n v. EPA, 88 F.3d 1075 (D.C.Cir.1996) (“EMA“). This suit was brought in the D.C. Circuit under Clean Air Act § 307(b)(1), which provides that review of “nationally applicable regulations promulgated” under the Act “may be filed only in the United States Court of Apрeals for the District of Columbia.”
The EPA revised its regulations to conform to the Circuit‘s decision in EMA. See Preemption of State Regulation for Nonroad Engine and Vehicle Standards; Amendments to Rules, 62 Fed.Reg. 67,733, 67,735 (Dec. 30, 1997) (“Amendments to Rules“) (“Today‘s direct final rule implements the opinion of the Court regarding the scope of preemption of section 209(e)(2) by amending the language of the implementing regulations to reflect that California must request authorization for its emissions standards and other related requirements for all nonroad vehicles and engines.“) (emphasis added). The agency removed the word “new” from the preemption rule‘s description of the engines whose emissions could not be regulated without federal approval, see id. at 67,736 (amending 40 C.F.R. § 85.1603(d)), and revised the language of the interpretive rule‘s “determination that states are not precluded from regulating the use of nonroad engines,” id. at 67,734.
In 2002, ARTBA petitioned the EPA to amend its regulations. Petition to Amend Rules Implementing Clean Air Act § 209(e), EPA Docket HQ-OAR-2004-0008, Doc. 531 (July 12, 2002) (“Petition to Amend Rules“). The association asked the agency to declare that certain types of state regulation which the revised interpretive rule4 listed as permissible were in fact preempted by section 209(e), along with other types of regulation not discussed in the extant rules. Petition to Amend Rules at 1. ARTBA criticized the research and reasoning of the EMA decision at some length and identified allegedly untenable distinctions introduced by an amendment to the preemption rule dealing with locomotives. Id. at 3 (discussing Emissions Standards for Locomotives and Locomotive Engines, 63 Fed.Reg. 18,978, 18,998 (Apr. 16, 1998) (amending 40 C.F.R. § 85.1602-03)). ARTBA also noted that it had successfully challenged a Texas regulation as preempted by section 209(e). Id. at 1 (describing the holding of Engine Mfrs. Ass‘n v. Huston, 190 F.Supp.2d 922 (W.D.Tex.2001), vacated (5th Cir. Mar. 5, 2002) and dismissed as moot (5th Cir. May 14, 2002)). After the Supreme Court‘s decision in Engine Manufacturers Association v. South Coast Air Quality Management District, 541 U.S. 246, 124 S.Ct. 1756, 158 L.Ed.2d 529 (2004), ARTBA argued in an email to the EPA that the new precedent compelled the agency to grant the regulatory revisions that the association was seeking. ARTBA Petition, EPA Docket HQ-OAR-2004-0008, Doc. 532 (Apr. 30, 2004).
The EPA put ARTBA‘s petition out for comment in 2007, see Control of Emissions from Nonroad Spark-Ignition Engines and Equipment, 72 Fed.Reg. 28,098, 28,-
ARTBA challenged the denial of its petition before the D.C. Circuit. ARTBA v. EPA, 588 F.3d 1109 (D.C.Cir.2009). This challenge was also brought directly to that court under Clean Air Act § 307(b)(1), which provides that petitions for review of regulations promulgated under the Act “shall be filed within sixty days from the date notice of such promulgation appears in the Federal Register,” unless the “petition is based solely on grounds arising after such sixtieth day.”
In 2010, ARTBA submitted comments on Califоrnia‘s proposed revisions to a portion of its state implementation plan (“SIP“),6 and “renew[ed] [ARTBA‘s] petition with respect to the nonroad preemption rules.” ARTBA Comments and Rulemaking Petition Regarding Revision to California State Implementation Plan, EPA Docket R09-OAR-2010-0430, Doc. 14, at 1 (July 6, 2010). The association sought “EPA‘s denial of California‘s SIP
On July 8, 2011, ARTBA filed suit in the Ninth and D.C. Circuits. ARTBA petitioned the D.C. Circuit to review (1) the EPA‘s approval of the SIP revisions, (2) the agency‘s refusal to designate its action as having “nationwide scope or effect” under section 307(b)(1) and therefore subject to challenge in the D.C. Circuit instead of the Ninth Circuit, and (3) its denial of ARTBA‘s petition to amend or repeal the rules concerning the preemptive scope of section 209(e). See Petition for Review, ARTBA v. EPA, No. 11-1256 (D.C.Cir. July 8, 2011). ARTBA petitioned the Ninth Circuit to review only the approval of the SIP revisions. See Petition for Review, ARTBA v. EPA, No. 11-71897 (9th Cir. July 8, 2011). The Ninth Circuit case is currently stayed pending the resolution of the D.C. Circuit case.
On September 22, 2011, ARTBA brought this case “to challenge EPA‘s final agency action with respect to” the 2008 rulemaking at issue in ARTBA v. EPA, 588 F.3d 1109 (D.C.Cir.2009), as well as the 2011 rulemaking regarding the California SIP revisions, both of which “relate to the preemptive scope of Clean Air Act § 209(e),
II. LEGAL STANDARD
Sovereign immunity, which shields from suit the federal government, its agencies, and federal officials acting in their official capacities, is “jurisdictional in nature.” FDIC v. Meyer, 510 U.S. 471, 475, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994) (the federal government and its agencies); Jackson v. Donovan, 844 F.Supp.2d 74, 75-76 (D.D.C.2012) (citing Kentucky v. Graham, 473 U.S. 159, 165-66, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985)) (federal offiсials in their official capacities); see also United States v. Mitchell, 463 U.S. 206, 212, 103 S.Ct. 2961, 77 L.Ed.2d 580 (1983) (“It is axiomatic that the United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction“). “A waiver of the Federal Government‘s sovereign immunity must be unequivocally expressed in statutory text, and will not be implied.” Lane v. Pena, 518 U.S. 187, 192, 116 S.Ct. 2092, 135 L.Ed.2d 486 (1996) (citations omitted). “Indeed, the ‘[statutory] terms of [the United States‘] consent to be sued in any court define that court‘s jurisdiction to entertain the suit.” Meyer, 510 U.S. at 475,
III. ANALYSIS
Section 307(b)(1) of the Clean Air Act “channels review of final EPA action exclusively to the courts of appeals, regardless of how the grounds for review are framed.” Virginia v. United States, 74 F.3d 517, 523 (4th Cir.1996); Missouri v. United States, 109 F.3d 440, 441 (8th Cir.1997) (“The Clean Air Act ... channels all petitions for review of EPA actions into the courts of appeals.“) (abbreviation expanded); see also Massachusetts v. EPA, 415 F.3d 50, 54 (D.C.Cir.2005), overruled on other grounds, 549 U.S. 497, 127 S.Ct. 1438, 167 L.Ed.2d 248 (2007) (“Section 307(b)(1),
In an attempt to avoid that conclusion, ARTBA principally invokes the citizen-suit provision of the Clean Air Act, § 304(a)(2),
The citizen suit provision of the Clean Air Act authorizes “any person” to sue the EPA in district court “where there is alleged a failure of the Administrator to perform any act or duty under this chapter which is not discretionary with the Administrator....”
ARTBA next argues that it can bring this suit under the APA. As discussed above, “[u]nder APA § 704, only ‘final agency action for which there is no other adequate remedy in a court [is] subject to judicial review,‘” Transohio Sav. Bank v. Dir., Office of Thrift Supervision, 967 F.2d 598, 608 (D.C.Cir.1992) (quoting
If the person raising an objection can demonstrate to the Administrator that it was impracticable to raise such objection within [the period for public comment] or if the grounds for such objection arose after the period for public comment (but within the time specified for judiсial review) and if such objection is of central relevance to the outcome of the rule, the Administrator shall convene a proceeding for reconsideration of the rule and provide the same procedural rights as would have been afforded had the information been available at the time the rule was proposed.
Id. The judicial review provision, in turn, allows for the review of petitions based on grounds arising after the statutory period for review has expired. Id. § 7607(b)(1). Such grounds include “the occurrence of an event that ripens a claim,” although “a petition predicated on any such new event [must] be filed within 60 days of the event.” ARTBA, 588 F.3d at 1113-14. The D.C. Circuit held that “none of the[] events” that ARTBA cited there and now cites here occurred within sixty days of its petition either to the EPA or to the court of appeals. Id. at 1114. Had ARTBA filed its claim no more than sixty days after an event that ripened its claims, those claims would have been heard as timely brought.8 ARTBA did not do so, and its claims were therefore dismissed. That the association failed to comply with the review procedures of the Clean Air Act does not render those procedures inadequate, nor permit ARTBA to bring its claim under the APA. ARTBA therefore has no cause of action under the APA, and cannot depend upon that statute‘s waiver of sovereign immunity.
ARTBA raises other arguments, which the court addresses briefly. There is a narrow exception to sovereign immunity for suits alleging that a federal officer has acted outside of his delegated power, see Larson v. Domestic & Foreign Commerce Corp., 337 U.S. 682, 689-90, 69 S.Ct. 1457, 93 L.Ed. 1628 (1949); Chamber of Commerce v. Reich, 74 F.3d 1322, 1329 (D.C.Cir.1996), but “[a] claim of error in the exercise of that power is ... not sufficient.” Larson, 337 U.S. at 690, 69 S.Ct. 1457; see also Royster-Clark, 391 F.Supp.2d at 24-25. There is no doubt that the Administrator had the power to promulgate regulations implementing Clean Air Act section 209(e).
IV. CONCLUSION
The Clean Air Act gives the courts of appeals exclusive jurisdiction over the claims that ARTBA would raise here. In doing so, it provides an adequate remedy at law. There is no basis for jurisdiction over ARTBA‘s claims in this court, and no applicable waiver of the federal government‘s sovereign immunity. The court will thereforе grant the government‘s motion to dismiss the case for lack of jurisdiction.
Adam HILL, et al., Plaintiffs, v. WACKENHUT SERVICES INTERNATIONAL, et al., Defendants.
Civil Action No. 11-2158 (JEB)
United States District Court, District of Columbia.
June 7, 2012
Notes
... if no state regulation were preempted, California would have no need to seek au-
EPA believes that states are not precluded under section 209 from regulating the use and operation of nonroad engines, such as limitations on hours of usage, daily mass emission limits, or sulfur limits on fuel; nor are permits regulating such operations precluded, once the engine is no longer new. Amendments to Rules, 62 Fed.Reg. at 67,736 (codified at 40 C.F.R. § 89 Subpt. A, Appx. A (1998)).
