KENNECOTT COPPER CORPORATION, NEVADA MINES DIVISION, McGILL, NEVADA v. Douglas M. COSTLE, Administrator, Environmental Protection Agency
No. 77-1359
United States Court of Appeals, Ninth Circuit
April 5, 1978
572 F.2d 1349
Therefore, in our review of the evidence in this case, we can consider the regressive nature of the wage proposals made by the company and the dropping of existing terms favorable to the union. However, there must be additional evidence before we can accept the Board‘s inference that the company failed to bargain in good faith.
D. Principles Applied to the Facts in This Case.
Applying these principles to the facts of this case is not easy. Looking at the record as a whole, however, we believe the finding of refusal to bargain is warranted here. The company‘s violation of the settlement agreement covering the first unfair labor practice charge indicates an unwillingness to deal with the union. The continuing pattern of communications directly with employees is also indicative of a desire to bypass the union. Timing is also a crucial factor here. Immediately after the union went on strike the wage offers were lowered. The company also first proposed to drop the union security clause and other terms favorable to the union after the strike started. Such action is suspect since negotiations had been going on for over six months and these issues had not been brought up before. The refusal to provide supporting data is consistent with a desire on the part of the company to frustrate negotiations. Viewed separately, each of these actions indicates only hard bargaining by the company. However, viewing these actions cumulatively, as we must, we find that there is substantial evidence to support the Board‘s conclusion that after the union went out on strike, the company‘s main goal was to punish, not to bargain with, the union.
If the Board‘s finding that the company failed to bargain in good faith is sustained, its other conclusions must also be upheld. Since the company did not bargain in good faith, there could be no impasse. United Fire Proof Warehouse Co. v. NLRB, 356 F.2d 494, 498 (7th Cir. 1966). Thus, the company‘s unilateral implementation of its last wage proposal was an independent violation of the duty to bargain. NLRB v. Katz, 369 U.S. 736, 743, 82 S.Ct. 1107, 8 L.Ed.2d 230 (1962). Similarly, the strike was converted to an unfair labor practice strike on the date the unfair practice was committed. NLRB v. Tom Joyce Floors, Inc., 353 F.2d 768, 772 (9th Cir. 1965).
Therefore the order of the Board shall be enforced in full.5
Jerome Ostrov (argued), Washington, D. C., for appellant.
Alfred V. J. Prather (argued), of Prather, Seeger, Doolittle, Farmer & Ewing, Washington, D. C., for appellee.
Before GOODWIN and SNEED, Circuit Judges, and HAUK,* District Judge.
This appeal requires us to determine whether a district court under the circumstances of this case has jurisdiction to grant a preliminary injunction requiring the Environmental Protection Agency (EPA) to approve a variance from the requirements of a State Implementation Plan (SIP) properly promulgated under the terms of the Clean Air Amendments of 1970 (formerly
I.
Procedural History.
This action, which we designate as Kennecott II, is merely the latest stage in a continuing battle between Kennecott Copper Company and the EPA as to the appropriate methods of pollution control to be employed at Kennecott‘s smelter in McGill, Nevada. A brief review of the procedural history of this controversy at this point will be helpful.
The SIP proposed by Nevada pursuant to
Kennecott sought judicial review of this regulation pursuant to
We rejected this contention and sustained the EPA‘s research program requirement. In doing so, we held that national ambient air quality standards must be met to the extent feasible by constant emission controls. A state plan which meets these standards by not utilizing feasible constant emission controls must be rejected under the authority of
Subsequent to the decision in Kennecott I, the company decided that construction of any acid plant was economically infeasible. This conclusion was based on an asserted multimillion dollar rise in the cost of constructing the acid plant and a decline in the price of copper. Since the EPA was planning to enforce the regulations which had been approved in Kennecott I the company chose to shut down completely in July 1976, rather than to risk sanctions for noncompliance.
Kennecott‘s next step was to petition the State of Nevada to revise its SIP. The revision requested by Kennecott required only a 40% reduction in SO2 emissions and allowed achievement of this reduction through production curtailments rather than by use of an acid plant. In addition, dispersion through a tall stack was recognized as an acceptable method by which the State would achieve compliance with national ambient air quality standards. Kennecott also sought a variance for one year which would exempt it from meeting any requirements other than those which, by one means or another, would enable the State to achieve the national standards. On October 1, 1976 the State Environmental Commission approved both the revision of the SIP and the variance. On October 7 both were submitted to the EPA for action pursuant to
Before the EPA had a chance to act on these submissions, however, Kennecott filed suit on October 12, 1976 against the Administrator of the EPA in the U.S. District Court for the District of Nevada. This action sought a declaratory judgment that the revision complied with the requirements of the Clean Air Amendments, a mandatory injunction or mandamus requiring the Administrator to approve the variance and the revision, and an injunction prohibiting the Administrator from enforcing the originally approved SIP or taking any other action to impede the operation of the McGill smelter. On November 24, 1976, the district court granted all the requested relief. 424 F.Supp. 1217 (D.Nev.1976). On April 25, 1977, this court granted the EPA‘s motion for a stay of the district court‘s order pending the determination of this appeal.
II.
The Issues.
The EPA attacks the jurisdiction of the district court to entertain this action. It first argues that
Kennecott responds by asserting that it is uncertain whether § 307 review is applicable to EPA denial of a revision of a SIP and that § 304 jurisdiction is appropriate because the Administrator has a mandatory duty to approve revisions of the SIP approved by the state which meet the requirements of § 110. Kennecott in support of § 304 jurisdiction argues that the Clean Air Amendments, as interpreted by the Supreme Court, give the states final authority in passing on the economic feasibility of such constant emission control systems as might be suggested by EPA. Kennecott makes the final argument that even if jurisdiction in the district court was technically improper, this court should consider the action as an original petition for review and hold that constant emission control systems are only required to the extent economically feasible and that a state‘s determination of economic infeasibility is binding on the EPA.
The district court, to establish its jurisdiction, relied primarily on
III.
Citizen Suit Provision—§ 304.
Kennecott argues that the “shall approve” language in
In the case before us Kennecott would have us permit the state to dictate to the Administrator how he should perform his discretionary duties and, following this usurpation, have the district court enforce the state‘s will. Our refusal to adopt this construction permits the Administrator to exercise his discretion in the manner the Administrator did in Natural Resources Defense Council v. Train when he determined that lead resulting from mobile and stationary sources was injurious to health and welfare. Once the Administrator, in the case before us, has determined that the revised SIP either does or does not meet all the requirements of
Wisconsin Environmental Decade, Inc. v. Wisconsin Power and Light Co., 395 F.Supp. 313 (W.D.Wis.1975) also supports our conclusion with respect to § 304 jurisdiction. The court, in considering the Administrator‘s duties under § 113 of the Clean Air Amendments, distinguished between the duties to notify both a violator of a state plan and the state, and to make a finding with respect to whether a violation occurred, on the one hand, and the duty to decide that a violation had occurred on the other. The latter was regarded as discretionary and not subject to review on the basis of jurisdiction resting on § 304, while the former two duties were regarded as “not discretionary,” thus affording a basis for § 304 jurisdiction. This corresponds to the distinction we recognize between the Administrator‘s duty to decide whether Nevada‘s revised SIP meets all the requirements of
The court in Wisconsin Environmental Decade properly noted that § 304 “was intended to provide relief only in a narrowly-defined class of situations in which the Administrator failed to perform a mandatory function; it was not designed to permit review of the performance of those functions, nor to permit the court to direct the manner in which any discretion given the Administrator in the performance of those functions should be exercised.” Id. at 321.
We do not regard Sierra Club v. Ruckelshaus, 344 F.Supp. 253 (D.D.C.), affirmed on the basis of District Court opinion, 4 BNA Env.Rep. Cases 1815 (1972), aff‘d by an equally divided Court, sub nom. Fri v. Sierra Club, 412 U.S. 541, 93 S.Ct. 2770, 37 L.Ed.2d 140 (1973), as contrary to our interpretation of § 304. The mandatory duty to prevent the degradation of clean air areas which the court held was imposed on the Administrator by the 1970 Amendments differs not from the mandatory duty to decide whether a revised SIP meets all the requirements of
Our refusal to accept the district court‘s interpretation does not clash with Union Electric Co. v. EPA, 427 U.S. 246, 96 S.Ct. 2518, 49 L.Ed.2d 474 (1976). While it is true that the Supreme Court in Union Electric Co. observed that the state is “the most important forum for consideration of claims of economic and technological feasibility” (id. at 266), this remark was in the context of its holding that claims of economic or technological feasibility could not be used to invalidate an SIP which imposed stricter standards than those set by the EPA for national ambient air quality. By this holding the Court recognized that the 1970 Amendments permit states to engage in “technology forcing” beyond that required by the Act and that in this process a state properly could consider technological and economic feasibility. This consideration by a state required no similar consideration by the Administrator during his review of the state‘s plan. So long as the state demanded more of its residents than would the statute, the Administrator under Union Electric Co. can be indifferent to technological and economic feasibility of the state‘s plan.
The Court‘s more general language which suggests that technological and economic infeasibility are never factors to be considered by the Administrator in reviewing state implementation plans (id. at 257-58) was not addressed to the issue this court faced in Kennecott I, viz., whether the Clean Air Amendments required, by reason of
IV.
Other Bases for Jurisdiction.
Two additional bases of jurisdiction relied on secondarily by the district court can be disposed of quickly. Califano v. Sanders, 430 U.S. 99, 97 S.Ct. 980, 51 L.Ed.2d 192 (1977) established that the Administrative Procedure Act,
Federal question jurisdiction under
We decline, however, to decide whether § 1331 so provides because, even if it does, first, the district court relied on
The nature of the erroneous interpretation of the law by the district court already has been indicated. It consists of the belief that under the circumstances of this case the EPA was required to accept the State of Nevada‘s finding of economic infeasibility of EPA‘s constant emission controls. On this error rests the action of the district court in its entirety. Under these circumstances, we would be free to overturn the district court‘s preliminary injunction even if jurisdiction were to exist. See, California ex rel. Younger v. Tahoe Regional Planning Agency, 516 F.2d 215, 218 (9th Cir.), cert. denied, 423 U.S. 868 (1975).3
Our second reason for concluding that, even if § 1331 jurisdiction exists, intervention by the district court was improper rests on the view that until the EPA acts on the proposed revision of Nevada‘s SIP and variance it is improper to intervene judicially. While the doctrine of primary jurisdiction has not, to our knowledge, been applied to the EPA, its use with respect to the Interstate Commerce Commission, Railway Labor Board, and the National Labor Relations Board reflects a general concern with premature interference with the administrative process which we believe applicable to this case in its present posture.4 Although it is likely the Administrator will act in due course to reject the proposed revision and variance on the ground that constant emission controls are not being employed to the “maximum extent possible,” we believe it unwise presently to proceed on that assumption. We cannot close our eyes to the fact that this opinion is being written in the year 1978 and that in 1977 the Clean Air Act was significantly amended. Circumstances have changed; we should not assume that both Kennecott and the EPA are unchanged. In any event, at this point we are convinced the judiciary should stand aside. Cf. Sampson v. Murray, 415 U.S. 61, 68, 94 S.Ct. 937, 39 L.Ed.2d 166 (1974); Far Eastern Conference v. United States, 342 U.S. 570, 574, 72 S.Ct. 492, 96 L.Ed. 576 (1952); Wilderness Society v. Morton, 156 U.S.App.D.C. 121, 165, 479 F.2d 842, 886 (1973), cert. denied, 411 U.S. 917 (1973).
This conviction also precludes us from deciding whether the proceeding can be treated as an original petition for review under § 307 of the Clean Air Amendments of 1970. Prior to the 1977 Amendments considerable uncertainty existed with respect to whether the availability of § 307 review was to be broadly or narrowly construed. Compare, Oljato Chapter of Navajo Tribe v. Train, 169 U.S.App.D.C. 195, 515 F.2d 654 (1975) with Utah Power & Light Co. v. EPA, 180 U.S.App.D.C. 70, 553 F.2d 215 (1977) and District of Columbia v. Train, 175 U.S.App.D.C. 115, 533 F.2d 1250 (1976). The 1977 Amendments to the Clean Air Act (
We reverse and remand with directions to dismiss the cause of action.
Reversed and Remanded.
In the first place, I note that in Section III, the majority opinion takes up the issue of whether the EPA Administrator‘s duty vis-a-vis Kennecott was discretionary or nondiscretionary (“mandatory“); and concluding that it was discretionary, it reverses the District Judge‘s grant of the preliminary injunction, 424 F.Supp. 1217 (D.Nev. 1976) (Kennecott II), and orders the case dismissed. With the majority reasoning on this issue, I respectfully must disagree and, therefore, enter my dissent.
Here, in Kennecott II, EPA concedes that in taking up and considering the variance (revision) of the EPA Plan, it did not consider economic infeasibility which EPA claims was irrelevant. 424 F.Supp. at 1228. EPA further concedes that the variance (revision) did meet the national ambient air quality standards. Id. at 1224. Therefore, EPA had the nondiscretionary duty to approve the variance (revision). Clean Air Act,
On the other hand, in Bunker Hill, 572 F.2d 1286 (9th Cir. 1977), just as in Kennecott I, 526 F.2d 1149 (9th Cir. 1975), the plaintiff company was pursuing its suit in the Circuit Court for review of the respective EPA Plan by objections to the Plan under
I agree with Bunker Hill, 572 F.2d 1286, in its reference at page 1294, Footnote 13, to the effect that the District Judge may have used inappropriate and erroneous language when he “asseverated ‘that the state of Nevada was the proper authority to make [a finding of economic infeasibility] and that it is binding on the Administrator of the EPA.‘” However, it should be noted here, in this Kennecott II case, the EPA and its Administrator actually refused even to consider economic infeasibility, claiming it to be irrelevant; and further admitted that the national ambient air quality standards were being met. In this posture and situation, the District Court had before it, in EPA‘s refusal to approve the variance (revision), a clearly nondiscretionary act, and the District Court undeniably had jurisdiction under the Citizen Suit provision of the Clean Air Act,
This District Court preliminary injunction would give EPA an opportunity, if it should so change its mind, to take up and consider economic feasibility as it should have done in the first place, and at the same time to present to the District Court evidence on that fundamental facet of the case. Moreover, the District Court‘s preliminary injunction would give EPA the opportunity to present evidence, if it should so change its mind, upon the other and second fundamental facet, namely, conformance of the variance (revision) with national ambient air quality standards under
Each of these two questions, it is respectfully submitted, should not be either ignored as to the first, or admitted as to the second, as EPA has done, unless EPA really intends to do so at the trial of the ultimate issue of this litigation, to wit, the granting or nongranting of a permanent injunction. Our affirming and keeping in force the preliminary injunction of the District Judge would preserve the status quo pending the final solution of these issues in the full trial before the District Judge that would be still to come.
Secondly, however, I concur in the majority opinion‘s Section IV in its discussion of the inapplicability of the Administrative
Finally, I concur that we are living and writing in the year 1978 and that in 1977 the Clean Air Act was significantly amended. As the majority points out, “Circumstances have changed; we should not assume that both Kennecott and the EPA are unchanged.” Because of these amendments and changes which now mandate exclusive Court of Appeals review of “any final action of the Administrator,” we in the judiciary “should stand aside,” reasonably confident that either now or in due course the controversy before us is or will be moot, or in any event subject to judicial review of final EPA action.
Therefore, while I would not reverse the esteemed District Judge, I do concur in the disposition of this matter by joining with the equally esteemed Circuit Judges Sneed and Goodwin, in remanding the matter to the District Court for dismissal of the present cause of action herein.
UNITED STATES of America v. Michael Byron WELCH
No. 77-3358
United States Court of Appeals, Ninth Circuit
April 6, 1978
E. Mac Amos, Jr., San Diego, Cal., for defendant-appellant.
Howard B. Matloff, Asst. U. S. Atty., on the brief, Michael H. Walsh, U. S. Atty., San Diego, Cal., for plaintiff-appellee.
Before ELY, TRASK and ANDERSON, Circuit Judges.
PER CURIAM:
Appellant Michael Byron Welch appeals from a conviction for unlawfully transporting a firearm in interstate commerce and possession of a sawed-off shotgun in violation of
