American Academy of Implant Dentistry v. JackleyAmerican Academy of Implant Dentistry v. Jackley
Plaintiffs, American Academy of Implant Dentistry (AAID) and Dr. Edward Kusek, challenge the constitutionality of South Dakota Administrative Rule 20:43:04:01 under the First and Fourteenth Amendments to the United States Constitution. Docket 1. Plaintiffs move for summary judgment,
BACKGROUND
The following account sets out the material facts drawn from the parties’ statements of undisputed material facts and their respective responses. The undisputed material facts relevant to the parties’ motions for summary judgment are as follows:
The South Dakota Board of Dentistry (the Board) is an agency within South Dakota‘s Department of Health. Docket 55 ¶ 1. Its stated mission is “to protect the health and safety of the consumer public from the services of unqualified dentists, dental hygienists, and registered dental assistants by licensure of qualified persons, enforcement of the statutes, rules and regulations governing the practice of dentistry.” Docket 46-6. The Board licenses and registers dental professionals and investigates and resolves complaints against those within its jurisdiction. Docket 55 ¶¶ 3-4. The Board
AAID is a professional organization that supports and educates dentists who perform dental implant procedures. Docket 46-3 ¶ 4. AAID members who satisfy specified educational, experiential, and examination requirements may earn credentials issued by AAID and by the American Board of Oral Implantology/Implant Dentistry (ABOI/ID). Id. ¶¶ 8, 11. ABOI/ID is an independent specialty-certifying organization that is neither controlled by the American Dental Association (ADA) nor affiliated with any other professional organization, and it is accredited by the American Board of Dental Specialties. See id. ¶ 10. Dentists who successfully complete ABOI/ID‘s certification process earn Diplomate status, the organization‘s highest credential. See Docket 46-4 at 14.
Dr. Kusek is an ABOI/ID Diplomate who has practiced dentistry in Sioux Falls for approximately 40 years. Docket 55 ¶¶ 15-16. He is a member and former president of AAID and performs dental implant procedures as part of his practice. Id. ¶¶ 15, 17. For financial and family reasons, Dr. Kusek did not complete a postdoctoral residency after graduating from dental school. Id. ¶ 18.
In 2022, the Board began revising its rule governing advertising by dentists. Docket 46-5 at 7-8. At that time, South Dakota‘s advertising rule permitted a dentist to advertise as a “specialist” only in specialties recognized by the ADA. See Docket 55 ¶ 53; S.D. Admin. R. 20:43:04:01 (2011). During
The Board initially proposed a rule that would have permitted dentists to advertise as specialists in fields not recognized by the ADA if the advertisement included a disclaimer stating that the specialty was “not recognized as a specialty area by the American Dental Association.” Docket 46-7 at 5; Docket 63-12 at 22. Under that proposal, an ABOI/ID Diplomate could have advertised as a specialist in implantology provided the required disclaimer accompanied the advertisement. Docket 46-7 at 5. During the rulemaking process, however, the Board continued revising the proposal in response to stakeholder feedback and ultimately adopted a different approach. See Docket 63-1 at 3; Docket 46-5 at 26; see Docket 63-8. A Board representative later testified that the proposed disclaimer was reviewed, but the Board received negative feedback and the proposal “didn‘t seem to please the stakeholders.” Docket 46-5 at 26. Further, during the June 2, 2023 public hearing, the Board‘s general counsel explained that, rather than continuing to rely on ADA specialty recognition, the proposed rule would instead define specialty advertising by referring to
During the rulemaking process, the Board also received public comments and considered survey evidence regarding consumer perceptions of specialty advertising. See Docket 55 ¶ 61. In a written presentation submitted during the June 2, 2023 public hearing, the survey author explained that the research “examines among adult residents of South Dakota the impact of the designation ‘specialist’ on perceptions of dentists who include the word in ads promoting their services.” Docket 63-1 at 58. The Board also considered surveys conducted in South Dakota and Ohio concerning consumer responses to the designation “specialist.” Id. at 9-12. The South Dakota survey asked 400 respondents whether they would believe that a dentist advertising as an implant specialist had completed an accredited residency program in implant dentistry in addition to dental school. Docket 55 ¶ 42. Seventy-nine percent responded “Yes,” eleven percent responded “No,” and ten percent responded “Do not know.” Id. ¶¶ 43, 45. The Board also considered a similar survey conducted in Ohio, in which, when asked the same question, seventy-eight percent of respondents answered “Yes,” fourteen percent answered “No,” and eight percent answered “Do not know.” Id. ¶ 50.
At the closing of the public hearing on June 2, 2023, the Board adopted the current version of South Dakota Administrative Rule 20:43:04:01, which remains in effect. Docket 55 ¶ 62. Under the Rule:
A dentist may advertise or represent oneself as a specialist or use the terms specializes, specializing, or another variation of either term, for any specialty in which the dentist has completed a postdoctoral program that:
- Consists of at least two full-time years; and
- Is accredited by an accreditation agency recognized by the United States Department of Education or is administered by a dental school accredited by an organization recognized by the United States Department of Education.
A dentist advertising or representing oneself as a specialist or using the term specializes, specializing, or another variation of either term, must avoid any implication that another dentist associated with the same practice or entity is a specialist, unless that dentist meets the requirements of this section.
Declaration to the public of a specialty practice or the inference of specialty status not authorized by this section is engaging in false or misleading advertising.
On July 20, 2023, plaintiffs commenced this action alleging that the Rule violates the First and Fourteenth Amendments as applied to AAID dentists who have attained ABOI/ID Diplomate status but have not completed a qualifying postdoctoral residency program. Docket 1 at 17-20. Plaintiffs seek declaratory and injunctive relief. Id. at 20-21. Plaintiffs have moved for summary judgment on their claims. Docket 42. The Board opposes plaintiffs’ motion, Docket 66, and has filed a cross-motion for summary judgment, Docket 47. Plaintiffs oppose defendants’ motion. Docket 62.
LEGAL STANDARD
Summary judgment is appropriate if “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Once the moving party has met its burden, the nonmoving party may not rest on mere allegations or denials but must identify specific facts in the record demonstrating a genuine issue for trial. Mosley v. City of Northwoods, 415 F.3d 908, 910 (8th Cir. 2005). A factual dispute is genuine if a reasonable jury could return a verdict for either party, Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986), and it is material if it might affect the outcome of the suit under the governing law, Morrow v. United States, 47 F.4th 700, 704 (8th Cir. 2022).
In considering a motion for summary judgment, the court generally views the facts and draws all reasonable inferences in favor of the nonmoving party. Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587-88 (1986). When, as here, the parties have filed cross-motions for summary judgment, the court considers each motion separately, viewing the record in the light most favorable to the nonmoving party with respect to each motion. Thompson-Harbach v. USAA Fed. Savings Bank, 359 F. Supp. 3d 606, 614 (N.D. Iowa 2019).
I. Plaintiffs’ Motion for Summary Judgment
A. First Amendment Claim
The First Amendment provides that “Congress shall make no law . . . abridging the freedom of speech.”
Commercial speech, however, is accorded a lesser protection than other forms of constitutionally protected expression. Cent. Hudson Gas & Elec. Corp. v. Pub. Serv. Comm‘n, 447 U.S. 557, 563 (1980). Even so, commercial speech is protected from “unwarranted governmental regulation.” Id. at 561. Restrictions on commercial speech are therefore subject to intermediate scrutiny. See 1-800-411-Pain Referral Servs., LLC v. Otto, 744 F.3d 1045, 1055 (8th Cir. 2014).
When evaluating a restriction on commercial speech, the court first considers whether the regulation is content based, speaker based, or both. Id. at 1054. A law is content based if it applies to speech because of the topic discussed or the idea or message expressed. Reed v. Town of Gilbert, Ariz., 576 U.S. 155, 163 (2015). A law is speaker based if it disfavors particular speakers. Sorrell v. IMS Health Inc., 564 U.S. 552, 564 (2011).
Here, the court finds that South Dakota Administrative Rule 20:43:04:01 is both content based and speaker based. It is content based because it regulates whether dentists may use particular terms—including “specialist,” “specializes,” and “specializing“—and therefore applies based on the message
Under Central Hudson, the court analyzes: (1) whether the commercial speech concerns unlawful activity or is misleading; (2) whether the government‘s asserted interest is substantial; (3) whether the challenged regulation directly advances that interest; and (4) whether the regulation is no more extensive than necessary to serve that interest. Cent. Hudson, 447 U.S. at 566. The party seeking to uphold a restriction on commercial speech bears the burden of justifying it throughout that analysis. Edenfield v. Fane, 507 U.S. 761, 770 (1993). The court considers each Central Hudson factor in turn.
1. Whether the Speech is Misleading or Concerns Unlawful Activity
The first Central Hudson factor asks whether the commercial speech is misleading or concerns unlawful activity.1 Cent. Hudson, 447 U.S. at 566. Speech is inherently misleading if it “inevitably will be misleading” to consumers. Bates v. State Bar of Ariz., 433 U.S. 350, 372 (1977). Whether
The Rule prohibits dentists from advertising or representing themselves as “specialists,” using the terms “specializes” or “specializing,” or otherwise implying specialty status unless they have completed a qualifying postdoctoral residency program. See
The Supreme Court‘s plurality decision in Peel v. Attorney Registration & Disciplinary Commission of Illinois, 496 U.S. 91 (1990), provides the starting point. There, an attorney truthfully advertised that he was certified as a civil
Peel, however, did not involve a state‘s use of the designation “specialist” as a defined legal term. Rather, the attorney advertised a truthful, objectively verifiable credential conferred by a private certifying organization. See Peel, 496 U.S. at 96-97. Thus, the Court had no occasion to decide whether a state may restrict a professional from representing himself as a “specialist” after adopting its own definition of specialty status. As such, although Peel establishes that truthful statements regarding professional certification are not inherently misleading merely because they originate from a private certifying body, it does not squarely resolve whether a dentist who has not completed a qualifying residency may nevertheless advertise as a “specialist” or otherwise imply specialty status.
Plaintiffs also rely on the Fifth Circuit‘s decision in American Academy of Implant Dentistry v. Parker, 860 F.3d 300 (5th Cir. 2017). Docket 45 at 17;
With those principles in mind and viewing the evidence in the light most favorable to defendants, the court concludes that defendants have not demonstrated that plaintiffs’ proposed use of the designation “specialist” is inherently misleading. Defendants have produced ample evidence supporting their contention that consumers associate specialty status with completion of a residency. That evidence includes the views of dental professionals, medical professionals, and credentialing organizations, as well as consumer surveys conducted in South Dakota and Ohio, indicating that most respondents would expect a dentist advertising as a specialist to have completed a residency program. See Docket 63-6 at 5; Docket 50 ¶ 8; Docket 57 ¶¶ 6-7; Docket 53 ¶¶ 14-15; Docket 49 ¶ 13; Docket 51 ¶ 4; Docket 63-7; Docket 63-1 at 34-46, 57-68.
This conclusion is consistent with Peel. Although the potential misunderstanding in Peel differed from the facts presented here, the principle is the same: the possibility that consumers may draw an incorrect inference from truthful commercial speech does not, standing alone, justify treating the speech as inherently misleading. Rather, it demonstrates only the possibility of consumer confusion, which is the hallmark of potentially misleading, not inherently misleading, commercial speech. See Id. at 108-09; In re R.M.J., 455 U.S. at 203; see also Ibanez v. Florida Dep‘t of Bus. & Pro. Regul., Bd. of Accountancy, 512 U.S. 136, 144-45 (1994).
The same reasoning applies here. Plaintiffs do not seek to advertise credentials they do not possess. See Peel, 496 U.S. at 100-02; see also Ibanez, 512 U.S. at 142-46 (holding that the State failed to establish that the truthful
The surveys indicate that many consumers associate specialty status with completion of a residency program. See Docket 63-1 at 46, 67. But evidence of consumer expectations is not the same as evidence that plaintiffs’ proposed speech inevitably deceives consumers. Indeed, plaintiffs have introduced evidence challenging the surveys’ methodology and emphasizing that the surveys did not measure respondents’ independent understanding of the term “specialist.” Docket 46-16 at 6, 9, 12, 14-15. Even viewing that evidence in the light most favorable to defendants, the court cannot conclude as a matter of law that plaintiffs’ proposed use of the designation “specialist” is inherently misleading merely because consumers may associate specialty status with residency training.
As such, defendants have not established as a matter of law that plaintiffs’ proposed use of the designation “specialist” is inherently misleading. At most, the record demonstrates the potential for consumer confusion. Under Peel and In re R.M.J., that distinction is dispositive. Because plaintiffs’ proposed advertising “also may be presented in a way that is not deceptive,” it is properly characterized as potentially, rather than inherently, misleading. In
2. Whether the Government‘s Interest is Substantial
The Supreme Court has recognized that “[s]tates have a compelling interest in the practice of professions within their boundaries, and . . . as part of their power to protect the public health, safety, and other valid interests they have broad power to establish standards for . . . regulating the practice of professions.” Goldfarb v. Virginia State Bar, 421 U.S. 773, 792 (1975); see also Ohralik v. Ohio State Bar Ass‘n, 436 U.S. 447, 460 (1978). When a regulation restricts commercial speech, however, the state‘s general authority to regulate professions does not end the constitutional inquiry. Instead, the state must demonstrate that the challenged restriction serves a substantial governmental interest. Central Hudson, 447 U.S. at 564, 566.
Defendants assert that the Rule serves three governmental interests: protecting consumers from false or misleading advertising, protecting consumers from harms that may result from misleading advertising, and establishing uniform standards governing the use of specialty designations by dental professionals. See Docket 66 at 11; see also Docket 48 at 19. Plaintiffs contend that the Rule does not materially advance a substantial governmental interest because it regulates only the use of the designation “specialist,” while leaving dentists free to perform implant procedures and advertise implant services regardless of their training or experience. Docket 45 at 22.
3. Whether the Rule Directly Advances the Government‘s Asserted Interest
The third Central Hudson factor “concerns the relationship between the harm that underlies the State‘s interest and the means identified by the State to advance that interest.” Lorillard Tobacco Co. v. Reilly, 533 U.S. 525, 555 (2001). The state “must demonstrate that the harms it recites are real and that its restriction will in fact alleviate them to a material degree.” Edenfield, 507 U.S. at 771. Although the state is not invariably required to produce empirical studies, it must present evidence demonstrating that the challenged restriction materially advances its asserted interests. Id.; Florida Bar v. Went For It, Inc., 515 U.S. 618, 628 (1995). Such evidence may include empirical studies, anecdotal evidence, history, consensus, or common sense. Went For It, Inc., 515
Defendants have satisfied the third Central Hudson factor. The burden is on defendants to demonstrate not only that the asserted harm is real, but also that the challenged Rule alleviates that harm in a direct and material way. Edenfield, 507 U.S. at 771. The asserted harm here is consumer confusion: defendants contend that consumers understand the designation “specialist” to signify completion of a qualifying postdoctoral residency. See Docket 66 at 11-14. According to defendants, the Rule is directed at that asserted harm by prohibiting dentists who have not completed such a residency from advertising or representing themselves as specialists or otherwise implying specialty status. Id. at 14.
The record contains evidence from which the Board could reasonably conclude that the asserted harm is real. During the rulemaking process, the Board considered testimony, public comment, professional experience, and survey evidence. See Docket 63-6 at 5; Docket 50 ¶ 8; Docket 57 ¶¶ 6-7; Docket 53 ¶¶ 14-15; Docket 49 ¶ 13; Docket 51 ¶ 4; Docket 63-7; Docket 63-1
Plaintiffs assert that defendants have narrowed the Rule‘s justification during this litigation. Plaintiffs contend that the Board previously referenced patient safety and the potential for physical harm during the rulemaking process but now principally justifies the Rule as a means of preventing consumer deception in professional advertising. See Docket 45 at 23. But the record does not support plaintiffs’ characterization. The Board‘s concern
In addition, the Rule does not rest solely on unsupported assumptions regarding consumer understanding. As explained above, the court concluded only that plaintiffs’ proposed advertising is potentially—not inherently—misleading. That conclusion, however, does not foreclose the State from regulating such speech if it demonstrates that the restriction materially advances a substantial governmental interest. Here, the Board produced sufficient evidence that consumers may understand the designation “specialist” to signify completion of a qualifying postdoctoral residency. See id. at 46, 67. If consumers attach that meaning to the designation, limiting its use to dentists
As such, defendants have demonstrated that the Rule directly advances the State‘s asserted interest in preventing consumer confusion in professional advertising.
4. Whether the Rule Is No More Extensive Than Necessary
The fourth Central Hudson factor asks whether the challenged restriction is “not more extensive than is necessary to serve” the asserted governmental interest. Cent. Hudson, 447 U.S. at 566. The state need not employ the least restrictive means or establish a perfect fit between its ends and the means chosen to achieve them. Bd. of Trs. of State Univ. of N.Y. v. Fox, 492 U.S. 469, 480 (1989). But there must be a “reasonable fit” between the legislature‘s ends and the means chosen to accomplish those ends. Id. The fit must be “carefully calculated” to achieve the asserted objective, and the state bears the burden of affirmatively establishing that reasonable fit. Id. Although “numerous and obvious less-burdensome alternatives to the restriction on commercial speech” may exist, the availability of such alternatives remains “a relevant consideration in determining whether the ‘fit’ between ends and means is reasonable.” Cincinnati v. Discovery Network, Inc., 507 U.S. 410, 417 n.13 (1993).
Viewing the record in the light most favorable to defendants, plaintiffs are entitled to judgment as a matter of law because defendants have not demonstrated that the Rule is reasonably tailored to serve the Board‘s asserted interest in preventing consumer confusion. Although the Rule regulates only a narrow category of speech—the use of the designation “specialist” and related terms by dentists who have not completed a qualifying postdoctoral residency—that alone does not establish the reasonable fit required by Fox.
Defendants principally contend that the Rule is narrowly tailored because it prohibits only the use of the designation “specialist” while leaving plaintiffs free to advertise their AAID membership, ABOI/ID Diplomate status, implant services, and other objectively verifiable credentials. Docket 66 at 14. That argument has some force. The Rule burdens substantially less speech than an outright prohibition on advertising implant credentials or professional experience. But identifying the limited scope of the restriction does not, by itself, establish the reasonable fit that Fox requires. Defendants must affirmatively demonstrate why prohibiting plaintiffs from using the designation “specialist” is reasonably necessary to prevent consumer confusion. Defendants tailoring analysis consists largely of the assertion that the Rule regulates only
The Board‘s own rulemaking history illustrates that deficiency. During the rulemaking process, the Board initially proposed a disclosure-based approach that would have permitted dentists to advertise specialty status in non-ADA-recognized fields if accompanied by a disclaimer stating that the specialty was “not recognized as a specialty area by the American Dental Association.” See Docket 46-7 at 5. The Board later abandoned that proposal, Docket 43 ¶ 32, and instead adopted the categorical residency-based restriction now before the court, Docket 55 ¶ 62. That history demonstrates that the Board itself briefly considered a materially less speech-restrictive means of addressing the very consumer confusion it now identifies. Yet the record shows only that the Board “reviewed” the disclaimer draft and that “[t]he feedback received was not positive” and the proposal “didn‘t seem to please the stakeholders.” Docket 46-5 at 26. The rulemaking record does not explain why the Board concluded that a categorical prohibition, rather than a disclosure based approach, represented the reasonable fit required by Fox. Similarly, defendants fail to explain why South Dakota‘s existing prohibition on false or misleading advertising is insufficient to address advertisements that actually
The Rule‘s tailoring is further called into question by both its breadth and its limits. On one hand, the Rule is overinclusive because it broadly prohibits dentists who have not completed a qualifying residency from using the designation “specialist,” regardless of their experience, professional accomplishments, or objectively verifiable credentials. Thus, under the Rule, a dentist such as Dr. Kusek—who has practiced for approximately 40 years, earned ABOI/ID Diplomate status, and placed thousands of dental implants—may not advertise as a specialist, while a dentist who has only recently completed a qualifying residency may do so. Defendants respond that residency, rather than professional experience or continuing education, has traditionally defined specialty status “in the medical context.” Docket 66 at 15. Even assuming residency provides an appropriate benchmark for defining specialty status, defendants still must demonstrate why prohibiting all non residency dentists from using the designation “specialist” is reasonably necessary to prevent consumer confusion. They have not done so.
On the other hand, the Rule is also underinclusive. Defendants acknowledge that plaintiffs remain free to advertise their AAID membership, ABOI/ID Diplomate status, and other designations. Id. at 14. Yet defendants have not explained why prohibiting only the use of the designation “specialist,”
The Supreme Court‘s commercial speech jurisprudence reinforces this conclusion. Where commercial speech is only potentially misleading, the Court has repeatedly indicated that the preferred remedy is disclosure rather than suppression. See Peel, 496 U.S. at 110 (plurality opinion); id. at 116 (Marshall, J. concurring in the Judgment) (“[T]he remedy in the first instance is not necessarily a prohibition but preferably a requirement of disclaimers or explanation.” (internal quotation marks omitted)); see also Bates v. State Bar of Arizona, 433 U.S. at 384 (observing that states may require “warning or disclaimer[s]” to ensure consumers are not misled). Similarly, in Borgner v. Brooks, 284 F.3d 1204 (11th Cir. 2002), the Eleventh Circuit upheld a disclosure requirement requiring dentists, who advertise non-ADA-recognized credentials to disclose that those credentials were not recognized by the ADA or the state dental board. Id. at 1215-16. Although those decisions do not compel South Dakota to adopt a disclaimer regime, they illustrate that disclosure-based alternatives are constitutionally significant where the government seeks to restrict only potentially misleading commercial speech. Defendants have not demonstrated why those alternatives would fail here. The court‘s conclusion is
Ultimately, because defendants failed to show that the plaintiffs’ proposed advertising is inherently misleading, they were required to satisfy the remaining Central Hudson factors. They identified a substantial governmental interest and demonstrated that the Rule materially advances that interest. They did not, however, demonstrate that the Rule is no more extensive than necessary to serve it. That deficiency is fatal under Central Hudson. Defendants have not explained why this particular restriction, rather than a less speech-restrictive alternative, was necessary to address the Board‘s asserted concern about consumer confusion. As the Supreme Court explained in Thompson v. Western States Medical Center, 535 U.S. 357 (2002), “[i]f the First Amendment means anything, it means that regulating speech must be a last—not first—resort.” Id. at 373. And “if the Government could achieve its interests in a manner that does not restrict speech, or that restricts less speech, the Government must do so.” Id. at 371. On this record, defendants have not carried their burden. Thus, the Rule is more extensive than necessary to serve the Board‘s asserted interest and is therefore unconstitutional as applied to plaintiffs.
Plaintiffs also contend that the Rule violates the Equal Protection and Due Process Clauses of the Fourteenth Amendment. Docket 45 at 27. They argue that the Rule irrationally distinguishes between residency-trained dentists and ABOI/ID Diplomates, lacks a rational relationship to any legitimate governmental interest, and instead serves only to protect a favored group of dentists from economic competition. Id. at 28-29. Plaintiffs therefore seek summary judgment on their Fourteenth Amendment claims in addition to their First Amendment claim. Id. at 29.
Because the court concludes that the Rule violates the First Amendment as applied to plaintiffs, plaintiffs are entitled to the declaratory and injunctive relief they seek. The court therefore need not address plaintiffs’ alternative claims under the Due Process and Equal Protection Clauses of the Fourteenth Amendment.
II. Defendants’ Motion for Summary Judgment
Similarly, because the court concludes that plaintiffs are entitled to summary judgment on their First Amendment claim, defendants are not entitled to judgment as a matter of law. Thus, defendants’ motion for summary judgment is denied.
CONCLUSION
For the foregoing reasons, plaintiffs’ motion for summary judgment is granted as to their First Amendment claim. Because that determination affords plaintiffs the declaratory and injunctive relief they seek, the court does not
- Plaintiffs’ motion for summary judgment (Docket 42) is granted on their First Amendment claim;
- Defendants’ motion for summary judgment (Docket 47) is denied;
- South Dakota Administrative Rule 20:43:04:01 is unconstitutional as applied to plaintiffs under the First Amendment;
- Defendants are permanently enjoined from enforcing South Dakota Administrative Rule 20:43:04:01 against plaintiffs to the extent it prohibits them from advertising as specialists or using the terms “specialist” or “specialty” to describe an area of dental practice not recognized as a specialty under the American Dental Association, or otherwise enforcing any provision of South Dakota law inconsistent with this opinion.
Dated July 20, 2026.
BY THE COURT:
/s/ Karen E. Schreier
KAREN E. SCHREIER
UNITED STATES DISTRICT JUDGE