Alexander v. StateAlexander v. State
- Reporters:
- , ,
- Before:
- Bethel, McMillian, Colvin
A Banks County jury found Stephen Alexander guilty of several sexual offenses against his stepdaughters, both of whom were minors during Alexander‘s trial. At trial, the two victims and a child advocate testified in a courtroom that was partially closed to spectators at the direction of the trial court.
As discussed below, the improper closure of a courtroom is considered a “structural” error that results in reversal of a defendant‘s conviction on direct appeal if the error was committed over objection. Alexander‘s trial counsel, however, did not object. Thus, this case involves a criminal defendant who is seeking to challenge the closure of a courtroom solely through a Sixth Amendment claim of ineffective assistance of counsel under
Relying on this Court‘s decision in Reid v. State, 286 Ga. 484, 488 (3) (b) (690 SE2d 177) (2010), the trial court and the Court of Appeals determined that the proper Strickland analysis requires a defendant in this posture to demonstrate actual prejudice to prevail and rejected Alexander‘s claim of ineffective assistance of counsel for failure to show any such prejudice. See Alexander v. State, 356 Ga. App. 392, 394-395 (2) (a) (847 SE2d 383) (2020). Alexander maintains that post-Reid authority from the Supreme Court of the United States requires a different analysis, see Weaver v. Massachusetts, ___ U. S. ___ (137 SCt 1899, 198 LE2d 420) (2017), and urges us to revisit the question of what a defendant must demonstrate when challenging a courtroom closure through a claim of ineffective assistance of counsel. We granted certiorari to determine the soundness of Reid in light of Weaver.
Although Weaver discussed a “fundamental unfairness” test as a potential alternative to demonstrating prejudice arising from
1. Factual Background
We briefly recount facts of this case that are relevant to the issue before us. Alexander was charged with multiple sexual offenses against his two stepdaughters, both of whom were undеr the age of 16 at the time of Alexander‘s trial. Before trial, the State requested that the “courtroom be cleared” during the victims’
After opening statements, the trial court excused the jury and then announced, “I am going to, on request from counsel from both sides, go ahead and ask that the gallery be cleared, except for the uncle, and we‘ll go from there.” The older victim testified first, followed by the child advocate who had interviewed her after she disclosed the abuse. Then the younger victim testified. During the testimony of these three witnesses, the courtroom‘s gallery was cleared of all spectators except the victims’ uncle. Alexander‘s
The victims testified at length about a years-long history of sexual abuse by Alexander. The child advocate, who was qualified as an expert in forensic interviewing and child sexual abuse, testified generally about the process of conducting forensic interviews of suspected victims of child sexual abuse and specifically about his interview of the older victim after she disclosed the abuse. An audio and video recording of the interview was admitted during the advocate‘s testimony and played for the jury. The advocate testified that, based on his experience, it was his opinion that the older victim‘s “disclosure and interview are consistent with a child who‘s experienced sexual abuse.”
After the testimony of the younger victim, the spectators who had been asked to leave the gallery were invited back into the
Alexander thеreafter moved for a new trial. At the hearing on the motion, Alexander testified that he asked one of his trial attorneys why his family members had to leave the courtroom. Alexander testified that his attorney said “We‘ll check into it.” Alexander testified that he wanted his family members to be in the courtroom and did not want them to be removed. Alexander also testified that his mother and father, who were asked to leave the courtroom, had “a good relationship” with the victims and that he believed their presence in the courtroom “would have helped maybe get the truth out.”
One of Alexander‘s trial attorneys likewise testified that “[Alexander] wanted his family to be in the courtroom at all times.” Counsel explained that he “should have objected to [the partial closure] because . . . I knew then and I know now what the law is and I should have objected, but I did not.” Counsel also testified that
Relying on this Court‘s decision in Reid, the trial court rejected Alexander‘s claim of ineffective assistance arising from the failure to object to the partial courtroom closure. Alexander appealed, but, also relying on Reid, the Court of Appeals affirmed that ruling. See Alexander, 356 Ga. App. at 394-395 (2) (a). We granted Alexander‘s petition for a writ of certiorari.4
2. The Right to a Public Trial, Structural Error, and Ineffective Assistance of Counsel
The
The
Georgia law regarding the public aspect of hearings in criminal cases is more protective of the concept of open courtrooms than federal law. Our state constitution point-blankly states that criminal trials shall be public. We see no friction between these state and federal constitutional provisions, properly interpreted, since the objectives of both are identical: accеss to judicial hearings for the public and fair trials for criminal defendants.
(Emphasis in original; citation and punctuation omitted.) Id.
Georgia statutory law mandates the partial closure of a
Here, Alexander argues that his counsel performed deficiently by failing to object to the trial court‘s partial closure of the courtroom. He argues that the partial closure dеprived him of his public-trial right under the
Moreover, Alexander argues, had his trial counsel objected to the partial closure and had the objection been overruled, Alexander would have been entitled to have his convictions reversed on direct appeal without the need to show actual harm because a courtroom closure during witness testimony in violation of a defendant‘s right
Structural error is a defect affecting the framework within which the trial proceeds, rather than simply an error in the trial process itself. As such, structural errors are not subject to harmless error analysis [when properly raised at trial and on direct appeal].
(Citation and punctuation omitted) Berry v. State, 282 Ga. 376, 378 (3) (651 SE2d 1) (2007).7
When no objection to an alleged error is raised at trial and the error is raised only through a claim of ineffective assistance of counsel, however, Strickland ordinarily requires the defendant to show not only that his counsel performed deficiently by not objecting but also that the deficiency caused prejudice, meaning a reasonable probability that, but for the deficiency, the outсome of the trial would have been different. See Strickland, 466 U. S. at 694 (III) (B). Applying Strickland, this Court held in Reid that even when a
In Reid, the trial court temporarily closed the courtroom for the trial testimony of two witnesses. See id. at 487 (3) (c). The defendant did not object but later challenged the courtroom closure through a claim of ineffective assistance of counsel. See id. In reviewing the defendant‘s claim, this Court stated that, assuming the failure to object constituted deficient performance, the defendant “still must show that he was prejudiced by counsel‘s decision not to object to the brief closing of the courtroom. . . . [P]rejudice will not be presumed.” Id. at 487-488 (3) (c). Thus, this Court stated that even though “[t]he improper closing of a courtroom is a structural error requiring reversal . . . if the defendant properly objected at trial and raised the issue on direct appeal,” when challenged in the context of a claim of
As noted previously, both the trial court and the Court of Appeals relied on Reid in denying Alexander‘s claim of ineffective assistance. See Alexander, 356 Ga. App. at 394-395 (2) (a). Alexander argues that, despite Reid, Weaver allows him to establish his claim of ineffective assistance by showing that his counsel‘s
3. The Scope and Applicability of Weaver
Weaver involved a criminal case in Massachusetts in which “the courtroom was occupied by potential jurors and clоsed to the public for two days of the jury selection process.” 137 SCt at 1905.9 “Defense counsel neither objected to the closure at trial nor raised
The Court suggested, however, that a defendant‘s failure to demonstrate a reasonable probability that the lack of objection to the courtroom closure affected the outcome of his trial might not always be fatal to his claim of ineffective assistance of counsel. The Court recognized a disagreement among federal courts of appeal and state courts of last resort about whether a defendant must demonstrate prejudice in a case in which an objection to a structural error is not preserved. See id. at 1907 (I). The Court explained that “[s]ome courts have held that when a defendant shows that his attorney unreasonably failed to object to a structural error, the defendant is entitled to a new trial without further inquiry, whereas
The Court recognized that under Strickland, a defendant generally must show that his counsel‘s deficient performance prejudiced him in that there is “a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different,” but noted Strickland‘s caution that the prejudice inquiry should not be applied in a “‘mechanical‘” fashion and that claims of ineffective assistance must ultimately concentrate on “‘the fundamental fairness of the proceeding.‘” Id. at 1911 (III) (quoting Strickland, 466 U. S. at 694-696 (IV)).
The Court said that Weaver therefore argued that, “even if
This dicta began with the Court noting that
not every public-trial violation will in fact lead to a fundamentally unfair trial. Nor can it be said that the failure to object to a public-trial violation always deprives the defendant of a reasonable probability of a different outcome. Thus, when a defendant raises a public-trial violation via an ineffective-assistancе-of-counsel claim, Strickland prejudice is not shown automatically. Instead, the burden is on the defendant to show either a reasonable probability of a different outcome in his or her case or, as the Court has assumed for these purposes, to show that the particular public-trial violation was so serious as to render his or her trial fundamentally unfair.
(Citations omitted.) Weaver, 137 SCt at 1911 (III).
Applying that assumed standard, the Court first held that
The Court then suggested that
[i]n other circumstances a different result might obtain. If, for instance, defense counsel errs in failing to object when the government‘s main witness testifies in secret, then the defendant might be able to show prejudiсe with little more detail. Even in those circumstances, however, the burden would remain on the defendant to make the prejudice showing, because a public-trial violation does not always lead to a fundamentally unfair trial.
(Citations omitted.) Id. at 1913 (IV). The Court ultimately
As this recounting of Weaver shows, despite the Supreme Court‘s theorizing about how a defendant might establish a claim of ineffective assistance of counsel in the context of а courtroom closure, neither the test assumed in Weaver, nor anything else stated in Weaver about it, is binding upon this Court. In addition, nothing in Weaver displaced our holding in Reid that a showing of actual prejudice is required in order to establish a claim of ineffective assistance arising from trial counsel‘s failure to object to a courtroom closure.
4. We Adhere to Reid
Alexander urges this Court to adopt the test assumed in Weaver and, in a supplemental brief filed after oral argument, asks us to overrule Reid. He contends that he could establish his claim of ineffective assistance of counsel based on a showing of fundamental
We have cited Weaver in only one case addressing a defendant‘s claim of ineffective assistance arising from a courtroom closure. See Walker v. State, 308 Ga. 33, 41 (3) (c) (838 SE2d 792) (2020). In Walker, the trial court ordered that spectators not be permitted to move in and out of the courtroom during closing arguments and the final jury charge. See id. Trial counsel failed to object, and the defendant argued that the failure constituted ineffective assistanсe under Strickland. See id. We concluded that the claim failed under both Reid and Weaver‘s assumed test because the defendant had “not shown that the trial court‘s order rendered his trial fundamentally unfair or that it somehow altered the outcome of trial.” Id. at 41 (3) (c). Although our holding might suggest that a
We see no reason for the dicta in Weaver to disturb this Court‘s square holding in Reid regarding claims of ineffective assistance arising from the failure to object to a courtroom closure. We are mindful that “dicta from the Supreme Court is not something to be lightly cast aside.” (Citation and punctuation omitted.) Schwab v. Crosby, 451 F3d 1308, 1326 (II) (B) (11th Cir. 2006). Such dicta may be of “considerable persuasive value, especially [when] it interprets the Court‘s own precedent.” United States v. City of Hialeah, 140 F3d 968, 974 (III) (A) (11th Cir. 1998). However, the Court‘s dicta is less persuasive to us where, as it did in Weaver, the Court merely considered an assumption proposed by a litigant for the sake of argument. Establishing a new legal test based on dicta regarding legal assumptions made by the Supreme Court comes with risks,
Moreover, Reid is a sound precedent which faithfully applies the two-pronged Strickland test. See Weaver, 137 SCt at 1914 (Alito, J., concurring in judgment) (rejecting the Weaver majority‘s analysis and noting that cases involving courtroom closures “[call] for a straightforward application of the familiar standard for evaluating ineffective assistance of counsel claims” under Strickland). In our view, the Strickland test properly places a heavy burden on the defendant to prove that his counsel‘s deficient performance negatively impacted the outcome of the trial. See State v. Mobley, 296 Ga. 876, 877 (770 SE2d 1) (2015). In doing so, Strickland requires the defendant to show how the closure of thе courtroom affected the outcome of his trial. See Morris v. State, 308 Ga. 520, 531 (6) (842 SE2d 45) (2020); see also Weaver, 137 SCt at 1915 (Alito, J., concurring in the judgment) (“[A]n attorney‘s error ‘does not warrant setting aside the judgment of a criminal proceeding if the error had no effect on the judgment.‘” (quoting Strickland, 466 U. S. at 691)). Because we believe Reid faithfully applies Strickland, we see no reason to depart from it or add to it here.
Finally, Reid rightly recognized that allowing a defendant to establish a claim of ineffective assistance without demonstrating that the failure to object affected the outcome of the trial “would encourage defense counsel to manipulate the justice system by intentionally failing to object in order to ensure an automatic reversal on appeal.” 286 Ga. at 488 (c); see also Weaver, 137 SCt at 1912 (III) (noting that “an ineffеctive-assistance claim can function as a way to escape rules of waiver and forfeiture and raise issues not presented at trial, thus undermining the finality of jury verdicts” (citation and punctuation omitted)); Freeman, 328 Ga. App. at 760-761 (4) (noting that a defendant should “not be allowed to induce an asserted error, sit silently hoping for acquittal, and obtain a new
In light of the foregoing, we view Reid as a sound precedent, and we see no reason to adopt a separate “fundamental unfairness” test as a new avenue for establishing a claim of ineffective assistance of counsel in the context of a courtroom closure. Weaver does not command otherwise. We therefore decline Alexander‘s invitation to overrule Reid.11
5. We Affirm the Judgment of the Court of Appeals
Applying Reid here, Alexander has not carried his burden of showing a reasonable probability that the outcome of his trial would
Accordingly, the judgment of the Court of Appeals is affirmed.
Judgment affirmed. All the Justices concur, except McMillian and Colvin, JJ., disqualified.
Notes
I do want to perfect the record with respect to one other matter. It becomes a little sensitive from time to time. Let me just pull this out. You know, this is one of those cases where there can be an exception to one of the major rules that we hold near and dear to criminal cases, criminal trials, and that is open courtrooms. And, of course, we had here — in this case we had witnesses who were under the age of 16, who were called upon to testify — two of them, and by agreement of counsel, we invited the folks in the gallery to leave for those witnesses. The Court had absolutely no intention to require anyone to remain outside of the courtroom beyond those two witnesses, as the statute suggests and requires, really, and frankly was unaware as to whether there were still folks here. But I do want to point out that the Court certainly had no intention of preventing anyone from — who otherwisе could be in the gallery from being in the gallery. And I would ask — and I don‘t know what remains or if there‘s a possibility that anyone might be recalled, especially some of these witnesses who are minors, but I would ask that counsel, and for that matter court security officers, just assist the Court to make sure that the courtroom is not inadvertently closed off to the public, who have a right to be here.
In the trial of any criminal case, when any person under the age оf 16 is testifying concerning any sexual offense, the court shall clear the courtroom of all persons except parties to the cause and their immediate families or guardians, attorneys and their secretaries, officers of the court, victim assistance coordinators, victims’ advocates, and such other victim assistance personnel as provided for by [
OCGA § 15-18-14.2 ], jurors, newspaper reporters or broadcasters, and court reporters.
Weaver, 137 SCt at 1906 (I).The pool of potential jury members was large, some 60 to 100 people. The assigned courtroom could accommodate only 50 or 60 in the courtroom seating. As a result, the trial judge brought all potential jurors into the courtroom so that he could introduce the case and ask certain preliminary questions of the entire venire panel. Many of the potential jurors did not have seats and had to stand in the courtrоom. After the preliminary questions, the potential jurors who had been standing were moved outside the courtroom to wait during the individual questioning of the other potential jurors. The judge acknowledged that the hallway was not “the most comfortable place to wait” and thanked the potential jurors for their patience. The judge noted that there was simply not space in the courtroom for everybody. As all of the seats in the courtroom were occupied by the venire panel, an officer of the court excluded from the courtroom any member of the public who was not a potential juror. So when petitioner‘s mother and her minister came to the courtroom to observe the two days of jury selection, they were turned away.