AARON E. ISBY, Plaintiff-Appellant, v. RICHARD BROWN, et al., Defendants-Appellees.
No. 15-3334
United States Court of Appeals For the Seventh Circuit
Argued February 8, 2017 — Decided May 10, 2017
Before WOOD, Chief Judge, FLAUM, Circuit Judge, and CONLEY, District Judge.
Appeal from the United States District Court for the Southern District of Indiana, Terre Haute Division. No. 2:12-cv-116-JMS-MJD — Jane E. Magnus-Stinson, Chief Judge.
Still unaware of Isby‘s three-strikes status, the district court granted him leave to proceed in forma pauperis on appeal. After briefing on appeal was complete, Isby‘s restricted status came to our and the parties’ attention; and two days prior to oral argument, defendants-appellees moved to dismiss this appeal “due to [Isby‘s] deceptive acts in failing to inform the district court of his numerous ‘strikes’ under the [PLRA].” For the reasons that follow, we deny the motion to dismiss, affirm the district court with respect to Isby‘s claim under the Eighth Amendment, and reverse and remand for further proceedings on Isby‘s due process claim.
I. Background
A. Factual Background
In 1989, Isby was convicted of robbery resulting in serious bodily injury and incarcerated at the Pendleton Correctional Facility in Indiana. In October of the following year, a counselor at Pendleton allegedly became verbally abusive. In response, Isby hit him in the face, resulting in officers gassing Isby and entering his cell with dogs, a fire hose, and a fully-
After his second conviction, Isby was moved among various facilities in Indiana and received several major-conduct reports for Class A or B infractions, including battery (in June 1999) and intimidation (in October 2005). On October 4, 2006, Isby was transferred to the Wabash Valley Correctional Facility. During his first nineteen days at Wabash Valley, he was housed in the general population and was not involved in any infractions, write-ups, or disturbances. On October 23, however, Isby was transferred to department-wide administrative long-term segregation (now called administrative restrictive-status housing) in the Secured Housing Unit (“SHU,” now called the “Special Confinement Unit” or “SCU“).1 Isby has remained in the SCU since that time.2
Isby‘s cell is approximately eighty square feet, and he remains inside it for twenty-three hours each day. There are windows through which Isby can see the hallway with a skylight, and a hallway clock is also visible from Isby‘s cell. He has a television and desk and is able to do some exercises such as push-ups in his cell. Isby is limited to one hour per day of out-of-cell exercise in a small outdoor enclosure surrounded by a chain-link fence with a basketball hoop and a pull-up bar. A number of witnesses testified that the outdoor exercise area is frequently covered in bird feces or even dead birds, which the facility refuses to clean. Isby testified that in light of these conditions, including that he is forced to wear a “nylon dog leash” when outside, he sometimes declines the one hour of outside time allotted to him. Another inmate formerly assigned to the SCU testified that the cramped living conditions prevented him from getting sufficient exercise, such that when he was finally released back into the general population, he “sweated profusely” while walking and “almost fainted.”
The district court found that cells in the SCU contain security lights that vary between five and nine watts and are on twenty-four hours per day, so that officers can see into the cells when they walk through the ranges. A former inmate testified that the lights in the SCU are brighter than those in
The district court found that temperatures in the SCU are maintained within normal limits, although the court noted that, on at least one occasion, temperatures approached forty degrees, and some inmates had to be moved to other housing for their own safety. Various inmates testified that they “freeze” during the winter and “burn … up” in the summer. Regardless of the season, inmates sleep on a thin, vinyl-covered foam mattress laid over a concrete slab, with a light knitted blanket and two sheets. Isby complains that these sleeping arrangements started causing him back problems in 2013. His medical records reflect that his symptoms improved somewhat by July 2014 with osteopathic manipulative treatment.
Isby has eaten all of his meals alone from food trays passed by correctional officers through a narrow port in the cell door. Aramark Food Services contracts with Indiana to provide meals to prison inmates, including those housed in the SCU. Sample Aramark menus introduced during trial reflect that the standard daily caloric intake for an adult male is 2800 calories per day, but the actual number of calories served, averaged over a weekly basis, has never matched or exceeded this
Inmates in the SCU are allowed to shower three times a week (as opposed to daily in the general population), and trial testimony reflected that the water in the showers alternates between “scalding hot” and freezing cold. Inmates also testified that toilets do not flush adequately, in some instances leaving feces, or the odor of feces, present in a cell for multiple days. SCU inmates are provided with a change of clothing once a year and new underwear every six months. The standard-issue clothing for a SCU inmate is a thin red jumpsuit. In winter, inmates are also provided with a “very, very thin” coat, and, if they can afford it, they have the option of purchasing additional warm clothing from the commissary. During trial, a number of inmates testified that when they send clothes to the laundry to be washed, they come back dirty and damaged. Isby said that he hand washes his clothing for that
A number of inmates, including Isby himself, testified to feelings of anger, frustration, and helplessness resulting from prolonged and isolated detainment in the SCU. However, Isby is not receiving and has not received treatment for mental illness, and seriously mentally ill inmates are not housed in the SCU. Isby has been seen by mental-health providers at weekly, thirty-day, and ninety-day intervals to determine whether he has any mental-health concerns that would require him to be removed from the SCU. Records of these visits from 2012 to 2014 show that Isby reported no mental-health concerns, though he said things like, “I‘m doing the best I can under the circumstances,” “I‘m okay but I‘d be better if they let me out of here,” and “How do you think I‘m doing,” and complained about his time in segregation being excessive. There is no record that Isby ever requested but was refused mental-health treatment.
Inmates in administrative segregation have their placement reviewed every thirty days.6 The review consists of Wabash Valley staff members examining the offender‘s Case Plan and other documents related to conduct, history, and
In the over-ten-year period that Isby has been assigned to the SCU, IDOC‘s stated reason for his continued placement following each review has been the same: “Your status has been reviewed and there are no changes recommended to the Southern Regional Director at this time. Your current Department-wide Administrative segregation status shall remain in effect unless otherwise rescinded by the Southern Regional Director.” During the 2015 bench trial on Isby‘s Eighth Amendment claim, Lieutenant Nicholson testified that he had never recommended that Isby be released from the SCU between 2006 and the present time “[b]ecause he killed a … dog and stabbed two officers,” referring to the incident that had occurred in 1990. In response to questions from the court, Jerry Snyder, the SCU Unit Team Manager, testified at trial that he had never recommended that Isby be released from the SCU because of the incident in 1990, because Isby had not signed up for two voluntary programs offered by IDOC to recondition inmates housed in the SCU for return to the general population, and because Isby had been “extremely argumentative and disrespectful with staff.” The record shows that Isby received a major-conduct report for disorderly conduct in October 2007, but that he had no major disciplinary infractions from early 2009 until December 2014.8 Snyder testified,
Offenders in the SCU may also request a more formal review of their placement every ninety days. If such a request is made, a casework manager interviews the inmate and submits a report to the Review Committee and Unit Team Management, who then decide whether or not to keep the inmate segregated from the general population. According to Snyder, documents used in the thirty-day reviews are initially reviewed by the case worker assigned to the inmate, and then by various other individuals up the chain of command, culminating in a review by Snyder himself, and, if release from the SCU is recommended, by the executive director of operations for the IDOC in Indianapolis. The parties dispute the extent to which Isby has requested any such hearing. Defendant Beverly Gilmore, a case worker at Wabash Valley, claimed that Isby requested only two ninety-day reviews, and it is undisputed that full reviews were conducted on or about April 7, 2011, and June 27, 2011, both of which included interviews with Isby and reports considered by the Review Committee.
The IDOC also offers self-help programs designed to assist offenders with examining their past behavior and formulating new perspectives. Two of these programs are the Actions, Consequences, and Treatment (“ACT“) Program and the Moral Reconation Program. They both include counseling to help inmates learn how to make better decisions. To participate in the ACT Program, the offender must write a request to his caseworker, and the caseworker and Unit Team Manager Snyder choose the participants. The fifth and last phase in the ACT Program involves release from the SCU and transfer to a different unit or facility. The Moral Reconation Program is a twelve-phase cognitive-behavior program, and an offender must likewise make a request in order to participate. These programs offer a means for inmates to potentially earn their way out of the SCU, though in the past, some inmates have also been released from the SCU without having participated in these programs.
Isby believes that the ACT Program is a “mind restructuring program … designed to … indoctrinate certain prisoners and turn them into snitches.” Isby has declined to participate in these types of programs. According to defendants-appellees, had Isby expressed interest in participating in either program, he would have been recommended immediately.
The IDOC has also implemented the New Castle Correctional Facility transition program, a step-down program for offenders who have been in restrictive-status housing for several years or longer. The New Castle transition unit has more
In August 2014, Snyder advised Isby that Snyder was considering transferring Isby from the SCU to the New Castle transition unit. Snyder explained that prison officials were reviewing all offenders who had been in restrictive-status housing for five or more years, and that officials probably would recommend transfer to New Castle in all of those cases because of the length of time the inmates had been in a restrictive setting. While discussing the program, Isby became adamant that he would not go and that they could not make him go to New Castle. He said there was no reason for him to go to the New Castle transition unit because he did not need to and was not interested, and he demanded to be released to general population at Wabash Valley. Snyder continued to try to talk to Isby, but Isby kept interrupting him. Snyder eventually discontinued the interview, and although several other long-term segregation inmates were recommended for and transferred to New Castle, Isby received no such recommendation or transfer. Snyder said he did not recommend Isby for the program because it requires cooperation. Snyder also expressed concern at the bench trial that if Isby were placed in general population without going through a transition program, his anger issues would present a safety concern for other offenders and prison staff.
B. Procedural Background
Isby filed this lawsuit in May 2012, and the district court granted his request to proceed in forma pauperis. His second
In September 2013, after the dismissal of two defendants,10 the remaining defendants moved for summary judgment on the due process claim, arguing that Isby had no right to be free from segregated confinement and that the reviews of his confinement—even in the absence of any in-person hearing—satisfied minimum constitutional guarantees. Defendants also argued that they were entitled to qualified immunity in light of Isby‘s failure to prove that their conduct violated clearly established law. The district court granted defendants’ motion as to the due process claim, concluding that all that was constitutionally required in cases like Isby‘s were “informal, non-adversarial … periodic review[s]” at a frequency “committed to the discretion of prison officials” and sufficient
In July 2015, the district court held a two-day bench trial on Isby‘s Eighth Amendment claim.11 Two months later, the district court entered judgment in defendants’ favor. The district court found that the food, clothing, lighting, laundry, and opportunities for exercise, showers, and time outside provided to Isby in the SCU passed constitutional muster. The court noted that Isby‘s weight over the past five years had not fluctuated greatly, nor was there evidence of any severe health problem; the district court also explained that any Eighth Amendment concern implicated by twenty-four hour lighting in the SCU was negated by the fact that Isby can cover his eyes with clothes or towels. The court credited Isby‘s testimony that he feels “dehumanized” by his conditions of confinement but found it significant that Isby has not taken “advantage of any of the opportunities to speak with mental health practitioners, engage in counseling, or otherwise discuss or attempt to diffuse these difficult circumstances.”
On appeal, Isby again sought and was granted leave to proceed in forma pauperis. On February 3, 2017, after briefing was completed and only five days before oral argument, another panel of this Court dismissed a separate appeal by Isby in a different case, in which Isby had contended that prison officials burdened his religious exercise by failing to serve him kosher food. See Isby-Israel v. Lemmon, No. 16-2697, 2017 WL 465670 (7th Cir. Feb. 3, 2017). The panel in Isby-Israel observed that Isby “knew [from the dismissal of one of his earlier actions] that he had already accumulated three ‘strikes’ for filing frivolous suits or appeals,” and that he thus had to pay the full filing fee upfront. See id. at *1. The Isby-Israel panel concluded that Isby‘s withholding of his three-strikes status was deceptive and dismissed that appeal, ordering him to pay all fees in this Court and in the district court and directing the clerks of federal courts in this Circuit to return as unfiled any papers submitted by him or on his behalf until full payment had been made. Id. at *2.
II. Discussion
A. Motion to Dismiss the Appeal
We first consider whether to dismiss this appeal based on Isby‘s failure to alert the court to his three strikes and to pay the requisite filing fees. Under the PLRA, prisoners who have accrued three “strikes” from filing actions or appeals dismissed as frivolous are barred from bringing another action in federal court without prepayment of fees. See
Isby does not dispute that he was aware of his three strikes when he initially brought this action in district court and when he appealed. Nor could he credibly do so, given the many other cases he has brought that were dismissed explicitly on the basis of his litigation history. See, e.g., Isby v. Bennet, No. 2:16-cv-00351-LJM-MJD, 2016 WL 5851603 (S.D. Ind. Oct. 6, 2016) (denying motion to alter or amend judgment dismissing Isby‘s case sua sponte when he sought leave to proceed in
Defendants-appellees argue that we ought to dismiss Isby‘s appeal because he concealed his restricted status from the district court when he sought pauper status below and on appeal. See Sloan v. Lesza, 181 F.3d 857, 859 (7th Cir. 1999) (“An effort to bamboozle the court by seeking permission to proceed in forma pauperis after a federal judge has held that
We note that defendants-appellees do not argue that
As Isby‘s three strikes do not bar us from hearing his appeal, we may consider whether to exercise our discretion to reach the merits of Isby‘s case. See
Isby‘s deception by omission is certainly not lost on us, and we agree with defendants-appellees that Isby‘s counsel‘s payment of all fees owed to this Court and the district court does not remedy his fraud. However, we have recognized the possibility of a lawyer paying for a prisoner‘s filing fee as a viable option under
B. Eighth Amendment Claim
We now turn to Isby‘s appeal from the district court‘s verdict on his Eighth Amendment claim. We review the court‘s legal conclusions de novo and its factual findings for clear error, see, e.g., Ernst v. City of Chi., 837 F.3d 788, 795–96 (7th Cir. 2016) (citation omitted), and certain mixed questions of law and fact concerning constitutional issues may be reviewed de novo, see Dean Foods Co. v. Brancel, 187 F.3d 609, 616–17 (7th Cir. 1999) (citation omitted).
In cases involving the conditions of confinement in a prison, two elements are required to establish a violation of the
We agree with the district court that Isby‘s Eighth Amendment claim fails on the objective element. Isby raises a number of complaints about the SCU relating to the lighting, food, temperatures, sleeping arrangements, the restricted time for showers and exercise, and so forth. He claims that the district
Moreover, although Isby points out that “[s]ome conditions of confinement may establish an Eighth Amendment violation in combination when each would not do so alone,” this occurs “only when they have a mutually enforcing effect that produces the deprivation of a single, identifiable human need such as food, warmth, or exercise.” Wilson v. Seiter, 501 U.S. 294, 304 (1991) (providing example of low cell temperature at night combined with failure to issue blankets) (citations and internal quotation marks omitted). While “the length of confinement cannot be ignored in deciding whether the confinement meets constitutional standards,” Hutto v. Finney, 437 U.S. 678, 686 (1978), we agree with the district court that there is no evidence of serious physical, mental, or psychological harm to Isby caused by the conditions of the SCU
Moreover, “[o]bviously influencing whether prolonged segregation constitutes cruel and unusual punishment is the existence of feasible alternatives.” Meriwether, 821 F.2d at 417. As the district court noted, “[t]his [case] presents a somewhat unique circumstance where feasible alternatives—the New Castle transition program, the ACT program—do exist, but they are alternatives that reasonably require Mr. Isby[] to cooperate, and he has steadfastly refused to do so.” Isby takes issue with what he characterizes as the district court‘s overreliance on the existence of these IDOC programs in denying his Eighth Amendment claim. He notes that the district court cited nothing in support of its assertion that an Eighth Amendment violation may be nullified because the inmate
While, as a personal matter, we (like the district court) find the length of Isby‘s confinement greatly disturbing, see, e.g., Davis v. Ayala, 135 S. Ct. 2187, 2208–10 (Kennedy, J., concurring) (discussing “[t]he human toll wrought by extended terms of isolation“), reh‘g denied, 136 S. Ct. 14 (2015), we agree that under the law as it currently stands, Isby has not made out an Eighth Amendment violation.
C. Fourteenth Amendment Claim
We review the district court‘s grant of summary judgment on Isby‘s due process claim de novo, construing all facts and drawing all reasonable inferences in Isby‘s favor. See, e.g., Collins v. Al-Shami, 851 F.3d 727, 730–31 (7th Cir. 2017) (citation omitted). Summary judgment is appropriate if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.
The
The district court concluded that, “[g]iven the length of time Isby[] has been confined in administrative segregation, ... and accepting [his] undisputed sworn statements concerning the conditions of his confinement as true for purposes of the summary judgment motion, ... a due process liberty is at stake.” Defendants-appellees sensibly do not contest the conclusion that the extraordinary length of Isby‘s segregation in the SCU implicates his due process rights. See, e.g., Harris v. Caruso, 465 F. App‘x 481, 484 (6th Cir. 2012) (“Harris has a cognizable liberty interest due to the atypical [eight-year] duration of his administrative segregation“). They claim, however, that the reviews that Isby receives every thirty days are sufficient for due process.
The Supreme Court held in Hewitt that the
The decision whether a prisoner remains a security risk will be based on facts relating to a particular prisoner—which will have been ascertained when determining [whether] to confine the inmate to administrative segregation—and on the officials’ general knowledge of prison conditions and tensions, which are singularly unsuited for “proof” in any highly structured manner.... [T]he ongoing task of operating the institution will require the prison officials to consider a wide range of administrative considerations.
Id. As the district court here rightly explained, we and other circuits have interpreted Hewitt as entitling inmates to an “informal and nonadversary” periodic review (the frequency of which is committed to the discretion of the prison officials) that keeps administrative segregation from becoming a pretext for indefinite confinement. Westefer v. Neal, 682 F.3d 679, 684–86 (7th Cir. 2012) (dealing with transfers to supermax prison, where inmates were held in either disciplinary or administrative segregation) (citations omitted); see also Smith v. Shettle, 946 F.2d 1250, 1254 (7th Cir. 1991); Black v. Parke, 4 F.3d 442, 448 (6th Cir. 1993) (“inmates in segregation are entitled
Isby takes issue with the perfunctory nature of his thirty-day reviews, emphasizing that, despite the amount of time that has passed since the 1990 incident,15 the duration of his confinement in the SCU, and his long stretches without disciplinary charges, he receives the same two-line decision at every review. To evaluate Wabash Valley‘s procedures in light of Hewitt, we consider the three Mathews v. Eldridge factors: (1) the private interest (that is, Isby‘s interest) affected by a governmental decision, (2) the governmental interests at stake, and (3) “the risk of an erroneous deprivation of [the private] interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards.” 424 U.S. 319, 335 (1976).
With respect to the first factor, Isby‘s private interest is considerably lessened because of his status as an inmate. See, e.g., Hewitt, 459 U.S. at 473 (“[The prisoner] was merely transferred from one extremely restricted environment to an even more confined situation“). However, whereas the inmate in Hewitt spent less than two months in segregation awaiting a hearing, Isby has spent over ten years there, and counting. The extended, indefinite length of his placement in the SCU tips the scale in his favor on this prong of the analysis. See
Next, we consider the government‘s interests, which are substantial. Maintaining institutional security and safety are crucial considerations in the management of a prison, and, to the extent that an inmate continues to pose a threat to himself or others, ongoing segregation may well be justified. See, e.g., Bell v. Wolfish, 441 U.S. 520, 547 (1979) (“Prison officials must be free to take appropriate action to ensure the safety of inmates and corrections personnel and to prevent escape or unauthorized entry.“). Obviously, however, the validity of the government interest continues only so long as the inmate continues to pose a safety or security risk. Mims, 744 F.2d at 953; see also id. (“the governmental interest involved in a good faith decision to subject a prisoner to administrative segregation may fluctuate with the passage of time and change of circumstances“). It is for this very reason that the Hewitt Court determined that periodic review of administrative segregation decisions is necessary. See id. at 953–54; see also Smith, 946 F.2d at 1254–55 (“[inmate‘s period of administrative segregation, which was not fixed in advance,] is an indefinite term, keyed to changing conditions, so there has to be some mechanism
Defendants-appellees claim that “[t]here is no mystery as to why Isby remains in the SCU,” and the undisputed-facts portion of the district court‘s summary judgment order states that Isby has been kept in segregation because of his extensive
Several other circuits have also criticized review procedures like those we have here. See, e.g., Incumaa v. Stirling, 791 F.3d 517, 534 (4th Cir. 2015) (“The ICC has merely rubber-stamped Appellant‘s incarceration in [solitary confinement] (figuratively and sometimes literally), listing in rote repetition the same justification every 30 days.... Indeed, the ICC‘s ongoing classification of Appellant is especially wanting for explanation in light of his nearly perfect disciplinary record while in security detention.“) (citations and internal quotations omitted); Selby v. Caruso, 734 F.3d 554, 559–60 (6th Cir. 2013) (holding that factual issue existed as to whether periodic administrative segregation reviews were meaningful and supported by “some evidence“); Toevs, 685 F.3d at 914–15 (concluding that periodic reviews that were not “meaningful” violated prisoner‘s due process rights); Kelly v. Brewer, 525 F.2d 394, 399–402 (8th Cir. 1975)
Given the long stretches of time during which Isby had no serious disciplinary problems, as well as the conflicting evidence as to the reasons for his ongoing segregation, Isby has raised triable issues of material fact regarding whether his reviews were meaningful or pretextual. See id. at 610 (“Review with a pre-ordained outcome is tantamount to no review at all.“). Here, the repeated issuance of the same uninformative language (without any updates or explanation of why continued placement is necessary) coupled with the length of Isby‘s confinement, could cause a reasonable trier of fact to conclude that Isby has been deprived of his liberty interest without due process. Moreover, our concerns with the thirty-day review process bring us to the ninety-day reviews, and the parties and the district court agree there is a disputed issue of material fact in Isby‘s case with respect to these more formal reviews. Further testimony and evidence at trial could clarify the reasons for Isby‘s ongoing segregation and convince a trier of fact that his reviews were not pretextual. However, his due process claim ought to have survived summary judgment.
D. Qualified Immunity
Because the district court found no violation under the
In considering whether qualified immunity applies, we must inquire: “(1) whether the facts, taken in the light most favorable to the plaintiff, show that the defendant violated a constitutional right; and (2) whether that constitutional right was clearly established at the time of the alleged violation.” Hernandez v. Cook Cty. Sheriff‘s Office, 634 F.3d 906, 914 (7th Cir. 2011) (citation omitted). “To be clearly established at the time of the challenged conduct, the right‘s contours must be sufficiently clear that every reasonable official would have understood that what he is doing violates that right, and existing precedent must have placed the statutory or constitutional question beyond debate.” Gustafson v. Adkins, 803 F.3d 883, 891 (7th Cir. 2015) (citation omitted).
It is well established that whenever process is constitutionally due, no matter the context, it must be granted in a meaningful manner. Cf. Armstrong v. Manzo, 380 U.S. 545, 552 (1965). That said, we must also be cautious about defining the due process violation at issue here “at the appropriate level of specificity.” Figgs v. Dawson, 829 F.3d 895, 905 (7th Cir. 2016) (citation omitted). There is no Seventh Circuit or Supreme Court case establishing exactly that periodic reviews of administrative segregation like those at issue here violate due process. “However, a case holding that the exact action in question is unlawful is not necessary.” Alicea, 815 F.3d at 291 (citation omitted). After all, prison officials have been on notice since Hewitt that periodic reviews of administrative segregation are constitutionally required, and it is self-evident that they cannot be a sham.
III. Conclusion
For the foregoing reasons, Isby is ordered to pay in full all outstanding fees to this Court and the district court, and we AFFIRM the district court on Isby‘s Eighth Amendment claim and REVERSE and REMAND on his Fourteenth Amendment claim.
Notes
As an aside, from December 29, 2014, to March 29, 2015, Isby was held in disciplinary restrictive-status housing in the SCU. His placement in this even more restrictive form of segregation presumably stemmed from a December 2014 incident described in further detail below, see infra n.8; and his time in disciplinary restrictive-status housing is not at issue in this appeal.
