Carlos Bastardo-Vale v. Attorney General United States
934 F.3d 255
3rd Cir.2019Background
- Petitioner Carlos Eduardo Bastardo-Vale, a Venezuelan national, pleaded no contest to second‑degree unlawful imprisonment in Delaware after an alleged forcible sexual encounter with a college freshman and received a suspended one‑year sentence.
- DHS charged him as removable and he applied for asylum, withholding of removal, and CAT relief; the IJ granted asylum but the BIA reversed, holding his conviction was a "particularly serious crime" and barred asylum and withholding.
- The BIA applied a case‑by‑case analysis (relying on its precedent like In re N‑A‑M‑ and M‑H‑) to find the offense particularly serious despite it not being an aggravated felony.
- The Third Circuit initially had precedent (Alaka v. Attorney General) holding that "particularly serious crime" in the withholding statute was limited to aggravated felonies; the en banc court reconsidered Alaka.
- The en banc majority held that in both the asylum statute (8 U.S.C. § 1158) and the withholding statute (8 U.S.C. § 1231(b)(3)), "particularly serious crime" includes aggravated felonies but is not limited to them, permitting both regulatory and case‑by‑case designations.
- Bastardo‑Vale did not raise in his opening brief a challenge to the BIA’s application of its case‑by‑case framework to his conviction, and the court found that argument waived, leaving the BIA’s factual application intact and denying the petition.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether "particularly serious crime" in the asylum statute is limited to aggravated felonies | Bastardo‑Vale: non‑aggravated conviction cannot trigger the bar | Government/BIA: non‑aggravated crimes may be designated by regulation or case‑by‑case | Held: Not limited to aggravated felonies; aggravated felonies are a subset and AG may designate by regulation or case‑by‑case |
| Whether "particularly serious crime" in the withholding statute is limited to aggravated felonies | Bastardo‑Vale: Alaka controls; withholding bar limited to aggravated felonies | Government/BIA: statute allows broader meaning; AG can determine other crimes are particularly serious | Held: Overruled Alaka; withholding phrase also includes but is not limited to aggravated felonies |
| Whether the phrase "by regulation" in § 1158(b)(2)(B)(ii) restricts the AG to rulemaking (precluding case‑by‑case adjudication) | Bastardo‑Vale: (and majority) "may designate by regulation" is permissive; does not preclude adjudication | Dissent: "by regulation" unambiguously limits AG to rulemaking for designations | Held: Majority rejects the limiting reading; AG may use regulation or case‑by‑case adjudication (dissent disagrees) |
| Whether Bastardo‑Vale preserved a challenge to the BIA’s application of case‑by‑case analysis to his conviction | Bastardo‑Vale: appellate brief argued only Alaka; did not contest BIA's factual application | Government/BIA: BIA factual determination stands | Held: Waiver — Bastardo‑Vale failed to preserve that argument; BIA’s application left undisturbed |
Key Cases Cited
- Alaka v. Attorney General, 456 F.3d 88 (3d Cir. 2006) (prior Third Circuit panel holding "particularly serious crime" in withholding statute limited to aggravated felonies)
- Gao v. Holder, 595 F.3d 549 (4th Cir. 2010) (holding "particularly serious crime" not limited to aggravated felonies and endorsing case‑by‑case analysis)
- Delgado v. Holder, 648 F.3d 1095 (9th Cir. 2011) (en banc) (asylum and withholding bars permit case‑by‑case determinations and AG regulatory authority)
- Nethagani v. Mukasey, 532 F.3d 150 (2d Cir. 2008) (concluding AG may determine non‑aggravated felonies to be particularly serious)
- Brand X Internet Servs. v. FCC, 545 U.S. 967 (2005) (explaining when courts must defer to agency interpretations over prior judicial constructions)
- Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837 (1984) (framework for judicial deference to reasonable agency interpretations)
- Leocal v. Ashcroft, 543 U.S. 1 (2004) (canon to give effect to every word of a statute)
