CARLOS EDUARDO BASTARDO-VALE v. ATTORNEY GENERAL UNITED STATES OF AMERICA
No. 17-2017
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
August 12, 2019
Argued En Banc on May 15, 2019
PRECEDENTIAL. Argued on May 24, 2018 before Merits Panel. (Agency No. A206-907-703). Immigration Judge: Quynh Vu Bain.
Before: SMITH, Chief Judge, McKEE, AMBRO, CHAGARES, JORDAN, HARDIMAN, GREENAWAY, JR., SHWARTZ, KRAUSE, RESTREPO, BIBAS, PORTER, and MATEY, Circuit Judges.
Rosa Barreca
1308 South 8th Street
Philadelphia, PA 19147
Cherylle C. Corpuz [ARGUED]
Morais Law
101 West Main Street
Suite 101
Moorestown, NJ 08057
Counsel for Petitioner
Benjamin M. Moss [ARGUED]
Judith R. O‘Sullivan
United States Department of Justice
Office of Immigration Litigation
P.O. Box 878, Ben Franklin Station
Washington, DC 20044
Counsel for Respondent
Joseph C. Hohenstein [ARGUED]
Landau Hess Simon & Choi
190 North Independence
Suite 602
Philadelphia, PA 19106
Counsel for Amicus Curiae American Immigration Lawyers Association
OPINION OF THE COURT
SHWARTZ, Circuit Judge.
Today we decide whether the phrase “particularly serious crime” as used in both the asylum and withholding of removal statutes,
In reaching this conclusion, we overrule Alaka v. Attorney General, 456 F.3d 88 (3d Cir. 2006), where we defined the phrase “particularly serious crime” in the context of withholding of removal to include only aggravated felonies. Because we revisit this precedent and agree with the Board of Immigration Appeals’ (“BIA“) decision that Petitioner Carlos Eduardo Bastardo-Vale committed a particularly serious crime that barred him from obtaining asylum and withholding of removal relief, we will deny the petition for review.
I
Bastardo-Vale petitions for review of the BIA decision that his conviction for second-degree unlawful imprisonment under Delaware law constitutes a “particularly serious crime,” rendering him inеligible for both asylum and withholding of removal relief.
In the early morning of November 10, 2013, Bastardo-Vale returned to his apartment. There, by the victim‘s account, Bastardo-Vale invited her to his apartment where he forcibly pulled her into his room and began raping her, or by Bastardo-Vale‘s account, they began to have consensual sex. According to the police report, the victim told Bastardo-Vale to “‘stop’ numerous times but he refused.” A.R. 2187. She “freed herself by using her knee to strike [Bastardo-Vale] in the rib cage and push him off of her body.” Id. The victim and Bastardo-Vale both left the apartment. About forty-five minutes later, Bastardo-Vale encountered security guards elsewhere on campus, who told him that they were looking for him because he had been accused of rape and instructed him to “stay.” A.R. 260. Bastardo-Vale ignored their direction, returned to his apartment to retrieve a used condom, and tossed it into a dumpster. He claimed that he discarded the evidence because, as a graduate resident assistant, he risked losing his scholarship by having sexual relations with a freshman.
Bastardo-Vale pleaded no contest to second-degree unlawful imprisonment in violation of
The Department of Homeland Security (“DHS“) then charged Bastardo-Vale with removability under
The BIA agreed with DHS, disregarded our precedent in Alaka, and held that Bastardo-Vale had “been conviсted of a particularly serious crime under [the BIA‘s] case-by-case approach set forth in,” among other cases, N-A-M-. A.R. 6. The BIA concluded that the Delaware unlawful imprisonment statute encompasses conduct involving physical force and intimidation, as well as that which “places at risk a particularly vulnerable segment of society . . . [so the] conviction falls within the potential ambit of a particularly serious crime.” A.R. 6. The BIA concluded the circumstances of Bastardo-Vale‘s offense demonstrated its seriousness because “[t]he use of physical force to overcome another‘s desire to terminate a sexual encounter, whether originally consented to or not, is an inherently violent act that places a victim in fear for their safety.” A.R. 6-7. The BIA held that Bastardo-Vale‘s conviction for a particularly serious crime barred him from receiving asylum and withholding of removal but remanded the matter to the IJ to address whether he was entitled to CAT relief.1
The IJ and BIA‘s blatant disregard of the binding regional precedent is ultra vires. See Abdulai v. Ashcroft, 239 F.3d 542, 553 (3d Cir. 2001) (“The BIA is required to follow court of appeals precedent within the geographical confines of the relevant circuit.” (citation omitted)). While we understand the value of uniform treatment of similarly situated aliens and acknowledge that, until now, our circuit precedent differed from that of other circuits, Brand X did not provide the IJ or BIA the authority to ignore the applicable regional circuit‘s precedent. See Abdulai, 239 F.3d at 553; Saravia v. Att‘y Gen., 905 F.3d 729, 731 (3d Cir. 2018) (holding that an IJ must follow circuit precedent despite the BIA‘s “subsequent contrary decision” (citation omitted)). To the contrary, Brand X provides that “[a] court‘s prior judicial construction of a statute trumps an agency construction otherwise entitled to Chevron deference . . . if the prior court decision holds that its construction follows from the unambiguous terms of the statute and thus leaves no room for agency discretion.” 545 U.S. at 982.
In Alaka, we did not hold that the phrase “particularly serious crime” in the withholding of removal statute was ambiguous. Thus, the case on which the BIA and IJ relied, M-H-, misunderstood Alaka‘s view of the statutory phrase. M-H- reasoned that since Alaka did not expressly state that the withholding statute was “unambiguous,” the agency was free to disregard our interpretation of the statute and impose its own. 26 I. & N. Dec. at 49. There are two related problems with this view. First, Alaka stated that the “plain language and structure” of the withholding statute “indicate[d] that an offense must be an aggravated felony” to be particularly serious. 456 F.3d at 104. This demonstrated that the Alaka court did not view the withholding statute as ambiguous. Second, the absence of Chevron-type language from Alaka, such as an explicit statement that the statute was unambiguous, is understandable because the BIA had not interpreted the clause at issue when the Alaka court ruled. Thus, the Alaka court had no reason to use language relevant to deciding whether we are obligated to defer to an agency‘s interpretation. The lack of magic words like “unambiguous” and use of words like “suggest” or “implies,” when viewed in context of Alaka‘s focus on the statute‘s language and structure, conveys that it viewed the statute as clear. See Texas v. Alabama-Coushatta Tribe of Texas, 918 F.3d 440, 447 (5th Cir. 2019) (holding that a “prior judicial decision need not say in so many magic words that its holding is the only permissible interpretation of the statute in order for that holding to be binding on an agency” (internal quotation marks and citations omitted)). Because the BIA‘s interpretation of Alaka is predicated on an erroneous view that Alaka did not hold that the statute was unambiguous, we need not defer to its interpretation. Compare M-H-, 26 I. & N. Dec. at 49, with Alabama-Coushatta Tribe, 918 F.3d at 449 (holding that “a court should not defer to an agency‘s interpretation of a statute if a ‘judicial precedent hold[s] that the statute unambiguously forecloses the agency‘s interpretation‘” (quoting Brand X, 545 U.S. at 982-83)).
On remand, Bastardo-Vale withdrew his CAT сlaim, and the IJ ordered Bastardo-Vale removed. Bastardo-Vale appealed the IJ‘s decision to the BIA for it to certify the ruling as final and petitioned our Court for review.2 The BIA determined that “there [was] nothing left for [it] to decide regarding” Bastardo-Vale‘s asylum or withholding of removal applications, Supp. App. 10, but again remanded the matter for the IJ to determine his country of removal. The IJ subsequently ordered Bastardo-Vale removed to Venezuela.
Bastardo-Vale seeks review of the BIA‘s determination that his conviction for second-degree
After oral argument before a panel of our Court, we elected sua sponte to hear the case en banc to determine whether Alaka remains good law. We now examine the phrase “particularly serious crime” under both the asylum and withholding of removal statutes as well as the rulings of our sister circuits who have concluded that the phrase “particularly serious crime” is not limited to aggravated felonies in either the asylum or withholding of removal context.
II3
A
The IJ granted Bastardo-Vale asylum but the BIA overturned that ruling because it found that Bastardo-Vale was convicted of an offense it deemed to be a particularly serious crime, even though it was not an aggravated felony. To determine whether this is correct, we will first review the statutory framework for asylum.
The Secretary of Homeland Security or the Attorney General may grant an asylum application if the alien shows that he is a “refugee” who is persecuted due to his race, religion, nationality, membership in a particular social group, or political opinion.
The phrase “particularly serious crime” is not defined in
(i) Conviction of aggravated felony
For purposes of clause (ii) of subparagraph (A) [which bars an alien convicted of a particularly serious crime from asylum relief], an alien who has been convicted of an aggravated felony shall be considered to have been convicted of a particularly serious crime.
(ii) Offenses
The Attorney General may designate by regulation offenses that will be considered to be a crime described in clause (ii) . . . of subparagraph (A).
Id. While the language in subsection (i) automatically designates aggravated felonies as particularly serious crimes, subsection (ii) shows that Congress did not limit the definition of particularly serious crimes to aggravated felonies. Indeed, the asylum statute authorizes the Attorney General to designate by regulation other offenses as particularly serious crimes. Id.
Moreover, reading “particularly serious crime” to include only aggravated felonies would improperly render the phrase meaningless as it would just be an alternate phrase for “aggravated felony.” See TRW Inc. v. Andrews, 534 U.S. 19, 31 (2001) (“It is a cardinal principle of statutory construction that a statute ought, upon the whole, to be so construed that, if it can be prevented, no clause, sentence, or word shall be superfluous, void, or insignificant.” (internal quotation marks and citation omitted)). Reading the plain language of the asylum statute to provide that aggravated felonies are just one category of crimes that are deemed particularly serious would give the phrases “particularly serious crime” and “aggravated felony” independent meaning.
Such a reading would also render meaningless the Attorney General‘s power to designate other crimes as serious. See Delgado v. Holder, 648 F.3d 1095, 1106 (9th Cir. 2011) (en banc) (“There is little question that this latter provision permits the Attorney General, by regulation, to make particular crimes categorically particularly serious even though they are not aggravated felonies.” (emphasis omitted)); Gao, 595 F.3d at 556 (“Given that the statute makes all aggravated felonies per se particularly serious, the Attorney General‘s power to designate offenses as such by regulation would be ‘wholly redundant’ if it were limited to aggravated felonies.” (citation omitted)); Nethagani v. Mukasey, 532 F.3d 150, 156 (2d Cir. 2008) (“The Attorney General (or his agents) may determine that a crime is particularly serious for purposes of the asylum statute,
Congress‘s grant of authority to the Attorney General to promulgate regulations to identify other offenses as particularly serious crimes further demonstrates that offenses other than aggravated felonies could be designated as per se particularly serious crimes. Through rulemaking, the Attorney General gives notice to the public of offenses, in addition to aggravated felonies, that may be designated as per se “particularly serious crimes” and receives comments. This authorization, however, is permissive and does not preclude the Attorney General from evaluating, on a case-by-case basis, whether the facts and circumstances of a conviction also support concluding that an individual alien committed a particularly serious crime. Immigration officials have proceeded via case-by-case adjudication since the early 1980s. See Delgado, 648 F.3d at 1106 (citing In re Frentescu, 18 I. & N. Dec. 244, 247 (1982)). We presume that Congress was aware of this procedurе in 1996 when it granted the Attorney General the authority to identify by regulation categories of crimes that may be deemed per se particularly serious crimes. See id. (“Although Congress has amended the asylum statute‘s particularly serious crime bar over time, none of its actions have called into question the BIA‘s authority to designate offenses as particularly serious crimes through case-by-case adjudication.“); see also Lorillard v. Pons, 434 U.S. 575, 580 (1978) (“Congress is presumed to be aware of an administrative or judicial interpretation of a statute and to adopt that interpretation when it re-enacts a statute without change.“). Thus, the grant of regulatory
F.3d at 1106 (holding that
For these reasons, we hold that under the asylum statute, (1) aggravated felonies
B
We next examine the phrase “particularly serious crime” in the withholding of removal statute to determine whether it also includes, but is not limited to, aggravated felonies. The “particularly serious crime” bar in that statute provides:
Subparagraph (A) [providing for withholding of removal] does not apply to an alien deportable under section 1227(a)(4)(D) of this title or if the Attorney General decides that—
. . .
(ii) the alien, having been convicted by a final judgment of a particularly serious crime is a danger to the community of the United States;
. . .
For the purposes of clause (ii), an alien who has been convicted of an aggravated felony (or felonies) for which the alien has been sentenced to an aggregate term of imprisonment of at least 5 years shall be considered to have committed a particularly serious crime. The previous sentence shall not preclude the Attorney General from determining that, notwithstanding the length of sentence imposed, an alien has been convicted of a particularly serious crime.
In Alaka, we interpreted the phrase “particularly serious crime” as used in the withholding statute to be limited tо aggravated felonies. 456 F.3d at 104-05. The Alaka court examined only the withholding statute, and no party presented the Alaka court with the identical phrase from the asylum statute. Thus, the Alaka court was not required to consider whether the use of the phrase in the asylum statute should influence its interpretation of the identical phrase in the withholding statute. Unlike our colleagues in Alaka, we must interpret the phrase as used in both statutes because Bastardo-Vale seeks both asylum and withholding of removal relief. We must therefore proceed in this case mindful that “[i]n all but the most unusual situations, a single use of a statutory phrase must have a fixed meaning.” Cochise Consultancy, Inc. v. United States ex rel. Hunt, 139 S. Ct. 1507, 1512 (2019) (citation omitted); Smith v. City of Jackson, 544 U.S. 228, 233 (2005) (“[W]hen Congress uses the same language in two
statutes having similar purposes . . . it is appropriate to presume that Congress intended that text to have the same meaning in both statutes.“). As a result, we will reexamine our earlier interpretation of the phrase “particularly serious crime” as it is used in the withholding of removal statute.
Moreover, Congress used both “aggravated felony” and “particularly serious crimes” in the statute and, as stated earlier, we are obligated to give each word meaning. See N-A-M, 587 F.3d at 1056 (holding that “Congress‘s use of two different terms—‘particularly serious’ crime and ‘aggravated’ felony—is additionally indicative of substantively different meanings“). To say that only aggravated felonies are “particularly serious crimes” would render the words “particularly serious crime” surplusage. Put differently, if Congress did not intend for crimes other than aggravated felonies to disqualify aliens from withholding of removal, then it would have simply said that (1) an alien convicted of an aggravated felony and sentenced to at least five years of imprisonment is barred from relief and that (2) the Attorney General may, in his discretion, bar those who are convicted of an aggravated felony and who received sentences of less than five years from relief. Congress‘s inclusion of the words “particularly serious crime” in addition to the words “aggravated felony” conveys that the bar may apply to those who are convicted of crimes other than aggravated felonies too when the Attorney General determines the offense is a particularly serious crime.
In sum, the language of the withholding of removal statute shows that aggravated felonies are a subset of particularly serious crimes and that Congress has deemed one subset of aggravated felonies, namely those for which the alien was sentenced to at least five years, particularly serious per se. Our sister circuits have also embraced the view that the phrase “particularly serious crime” as used in the withholding of removal statute includes but is not limited to aggravated felonies. See Delgado, 648 F.3d at 1102-04; Gao, 595 F.3d at 554-55; N-A-M, 587 F.3d at 1056; Nethagani, 532 F.3d at 156-57; see also Valerio-Ramirez v. Sessions, 882 F.3d 289, 296 (1st Cir. 2018) (adopting a case-by-case approach for determining “whether a non-aggravated felony qualifies as a particularly serious crime rendering an alien ineligible for withholding of deportation” (internal quotation marks omitted)). Thus, under the language of both the asylum and withholding statutes, the phrase “particularly serious crime” means the same thing: both aggravated felonies and other offenses can be particularly serious crimes.6
In reaching this conclusion, we depart from our precedent in Alaka. In our Court, precedent is binding on later panels, 3d Cir. I.O.P. 9.1, and “[w]e do not overturn our precedents lightly,” Al-Sharif v. U.S. Citizenship & Immigration Servs., 734 F.3d 207, 212 (3d Cir. 2013) (en banc). Indeed, this practice shows our Court‘s respect for the role of stare decisis and the predictability it affords. See Payne v. Tennessee, 501 U.S. 808, 827 (1991) (noting that stare decisis “promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process” (citation omitted)). This case, however, presents a “rare occasion” where departure is required for four reasons. See In re Grossman‘s Inc., 607 F.3d 114, 117 (3d Cir. 2010) (en banc). First, in the twelve years since Alaka, no other appellate court tasked with interpreting the phrase “particularly serious crime” has concluded that it only includes aggravated felonies. While we generally “decide cases before us based on our own examination of the issue, not on the views of other jurisdictions,” these more recent decisions suggest that we should “consider whether the reasoning applied by our colleagues elsewhere is persuasive.” Id. at 121; Joyce v. Maersk Line Ltd., 876 F.3d 502, 512 (3d Cir. 2017) (en banc) (“[W]hen our Court is in disagreement with every other circuit to consider a question, it can be wise to reconsider our prior reasoning.“). Second, the phrase “particularly serious crime” is used in both the asylum and withholding of removal statutes and should be interpreted to mean the same thing. See, e.g., City of Jackson, 544 U.S. at 233. Third, by interpreting the phrase consistently across similar statutes, and similar to our sister circuits, we ensure that aliens in different circuits with identical convictions are treated similarly. Finally, as explained above, limiting the phrase “particularly serious crimes” to encompass only aggravated felonies “cannot easily be reconciled with the text” of the asylum and withholding of removal statutes. See Al-Sharif, 734 F.3d at 212. Therefore, we now overrule Alaka‘s definition of particularly serious crime as being limited to aggravated felonies and hоld that the phrase “particularly serious crime” includes—but is not limited to—aggravated felonies.
III
Having determined that the phrase “particularly serious crime” can include offenses other than aggravated felonies, we now address the Government‘s argument that Bastardo-Vale waived his right to challenge the BIA‘s application of N-A-M- to his conviction.
Bastardo-Vale failed to argue in his opening brief to us that the BIA improperly applied N-A-M- in concluding that his conviction for second-degree unlawful imprisonment was a particularly serious crime. Instead, Bastardo-Vale argued only that, because he was not convicted of an aggravated felony, the particularly serious crime bar did not apply to his claims for asylum and withholding of removal. Bastardo-Vale‘s clear focus on Alaka in his brief to our Court and his omission of any argument regarding the BIA‘s application of N-A-M- and its analysis of the circumstances of his offense constitutes a waiver of any challenges to the BIA‘s assessment of whether his offense of conviction constitutes a particularly serious crime. Thus, we will leave the BIA‘s conclusion undisturbed.7
IV
For the foregoing reasons, we will deny the petition.
McKEE, Circuit Judge, dissenting
Today we hold that the panel in Alaka v. Attorney General1 erred in concluding that “particularly serious crime,” as that term is used in
Nevertheless, I cannot agree that the Majority has appropriately dealt with the unambiguous phrase “by regulation” in
I.
Congress unambiguously stated that “[t]he Attorney General may designate by regulation offenses that will be considered to be a [particularly serious] crime.”5 My colleagues argue that the fact that the statute says the Attorney General “may” designate offenses as particularly serious crimes by regulation does not mean the Attorney General may only do so by regulation. They believe that Congress did not intend to preclude the Attorney General from also so designating offenses by agency adjudication.6 They proclаim: “the grant of regulatory authority to designate classes of offenses as particularly serious crimes did not displace the Attorney General‘s authority to also make case-specific determinations concerning whether an alien‘s offense should be deemed ‘particularly serious.‘”7 However, that proclamation ignores that Congress did expressly limit that grant of regulatory authority. It stated that the Attorney General could designate additional crimes “by regulation.”
My colleagues suggest that Congress would have stated that “the Attorney General shall designate by regulation,” if Congress intended to require the Attorney General to act by regulation only. However, inserting a command such as “shall” instead of “may” would almost certainly obligate the Attorney General to designate additional particularly serious crimes, whether or not the Attorney General would otherwise have done so. Surely Congress did not intend to require the Attorney General to designate additional crimes as being “particularly serious” within the meaning of the statute. Rather, Congress left that decision to the discretion of the Attorney General. Had Congress intended to allow the Attorney General to designate other crimes as particularly serious in any way that s/he chose, rather than relying on “may” in drafting
My colleagues gloss over the fact that they are reading “by regulation” out of the statute by explaining “[t]his authorization . . . is permissive and does not preclude the Attorney General from evaluating, on a case-by-case basis, whether the facts and circumstances of a conviction also support concluding that an individual alien committed a particularly serious crime.”8 But simply saying the authority that Congress granted is “permissive” surely cannot negate
A simple and practical hypothetical is illustrative here. Assume that a child living in Newark, New Jersey asks her mother for permission to travel to New York City for the weekend, and the mother responds, “you may go to New York for the weekend.” Now, imagine the mother‘s horror when the daughter calls from Los Angeles and tells the mother that she had permission to travel there because the mother simply said the daughter may go to New York, but did not say that the daughter may not go to Los Angeles or that she must go to New York. The daughter‘s claim of parental permission would be no less valid than the grant of congressional permission which my colleagues rely upon here. Yet, I think it is safe to assume that the daughter‘s explanation would be met with something less than enthusiastic approval. It is an argument that no parent would accept, and this Court should not accept it either.
The analogy is not as far afield as the very different context may suggest. Such “permission by omission” (or more precisely, license by omission) is exactly what the Majority is authorizing.
My colleagues explain that “[i]mmigration officiаls have proceeded via case-by-case adjudication since the early 1980s.”9 They argue that “[w]e presume that Congress was aware of this procedure in 1996 when it granted the Attorney General the authority to identify by regulation categories of crimes that may be deemed per se particularly serious crimes.”10 But therein lies the proverbial rub. Congress did not have to include the limitation “by regulation” when the statute was amended in 1996. It is much more logical to conclude that Congress included that limitation because it was concerned about what immigration officials had been doing “since the early 1980s,” and wanted to limit the Attorney General‘s exercise of discretion. Why else include the limitation - “by regulation?” The fact that Congress was aware of what immigration officials had been doing for 16 years before adding “by regulation” to the statute is perhaps the strongest argument against the Majority‘s position.
The Majority Opinion attempts to rescue the jettisoning of this limiting phrase in part by citing to Rossman v. Fleet Bank (R.I.) National Association,11 and arguing that we there relied upon the “‘permissive sense’ of the word ‘may.‘”12 However, Rossman is totally irrelevant to our inquiry here. There, a borrower sued Fleet Bank arguing that a fee imрosed that was not disclosed in the credit card solicitation violated the Truth in Lending Act. The bank claimed that the credit solicitation only had to accurately disclose fees which were contemplated when it issued the solicitation agreement. The Act required disclosure of “[a]ny annual fee . . . imposed for the issuance or availability of a credit card.”13 A controlling regulation required disclosure of “[a]ny . . . periodic fee that may be imposed for the issuance . . .
My colleagues’ allusion to a second problem with my interpretation of the asylum stаtute is not helpful either. They cite Lorillard v. Pons17 to argue that we presume Congress was aware that the Attorney General had been defining new crimes as serious crimes on a case-by-case basis and that Congress therefore accepted the practice by subsequently re-enacting the statute “without change.”18 However, as I explain in more detail below, Congress did not reenact the statute “without change,” it amended it by adding the limitation “by regulation,” thereby limiting the authority of the Attorney General.
In order to justify reading “by regulation” out of the statute, the Majority Opinion also partially relies upon a discussion of some of the regulatory history and agency and judicial decisions that preceded the 1996 amendments.19 That analysis may have some relevance to an inquiry into the meaning of an ambiguous statute. However, there is nothing ambiguous about the phrase “by regulation” or any other part of the statute that we are discussing, and my colleagues do not suggest that there is any ambiguity. Accordingly, much of the discussion in footnote five of the Majority Opinion should simply be irrelevant to our inquiry here. It is the cardinal canon of statutory interpretation that a cоurt must begin with the statutory language. “[C]ourts must presume that a legislature says in a statute what it means and means in a statute what it says there. When the words of a statute are unambiguous, then, this first canon is also the last: judicial inquiry is complete.”20
The Majority‘s analysis is also contrary to our obligation to give effect to each word of a statute “so that no part will be inoperative or superfluous, void or insignificant.”21 Ironically, the Majority Opinion stresses that its reading “give[s] effect to every word of the statute.”22 But simply saying so does not make it so. It completely ignores the limiting phrase: “by regulation.”
Nevertheless, my colleagues do insist that limiting the Attorney General to the regulatory process “would impose an onerous burden.”25 However, the “burdens” imposed by requiring the Attorney General to engage in rulemaking to supplement the list of crimes that are particularly serious are not so onerous or impossible as to make the resulting scheme absurd. To the extent that requiring the Attorney General to invoke the regulatory process before allowing the Attorney General to exclude an entire category of persons from eligibility for a favorable exеrcise of discretion imposes an undue burden, it is a burden that Congress, and not the courts, must mitigate.
II.
My colleagues also rely on decisions of our sister appellate courts for their conclusion that “by regulation” includes case-by-case adjudication, but those decisions are devoid of the kind of analysis that should be required before ignoring an unambiguous statutory limitation on the authority of the Attorney General. Most of the cases relied upon by the Majority contain precious little (if any) analysis of the limiting phrase “by regulation” in
Similarly, in Delgado, the Court of Appeals for the Ninth Circuit relied on Ali‘s analysis to conclude that, even though the statute “is silent on case-by-case adjudication,” it “does not require the Attorney General to anticipate every adjudication by promulgating a regulation covering each particular crime.”27 But the statute is not silent on case-by-case adjudication. Moreover, the Delgado court was affording Chevron deference to the BIA.
Two issues relevant to our discussion were before the court in Delgado. First, whether the withholding statute limited particularly serious crimes to aggravated felonies; and second, whether, under the asylum statute, the Attorney General was limited to the regulatory process in order to declare other crimes particularly serious. On the first question, because there was no controlling judicial precedent to guide its analysis, the court relied upon Chevron and deferred to the BIA‘s interpretation of the statute. The court‘s analysis can be summed up in its statement: “[u]nder Chevron, we owe deference to the BIA‘s interpretation.”28
The court then decided that “by regulation” also included case-by-case adjudication, in part by deferring to the BIA. It stated: “[b]ecause the history of the withholding and asylum statutes are similar, our conclusion as to the withholding statute is instructive.”29 The court then cited the BIA‘s history of case-by-case adjudication and concluded that “the Attorney General has the authority to designate offenses as particularly serious crimes through case-by-case adjudication.”30 Since the court failed to provide any in-depth analysis of why it could ignore the clear limitation in the statute, it does not provide much guidance for our inquiry into the meaning of this unambiguous statute.
The other case that the Majority relies upon for the proposition that “by regulation” includes case-by-case adjudication is Gao v. Holder.31 Gao suffers from similar flaws. There, the Court of Appeals for the Fourth Circuit cited to the decision in Ali. It, too, read the explicit limitation, “by regulation,” out of the statute, concluding that “nothing in the statute says that the Attorney General must use regulation to designate crimes as particularly serious.”32 Thus, as in Ali and Delgado, the court put on blinders and concluded that the statute does not say what it says. And, as in Delgado, the court then proceeded to defer to the BIA‘s decision to determine particularly serious crimes on a case-by-case basis.33 It concluded “the choice made between proceeding by general rule or by individual, ad hoc litigation is one that lies primarily in the informed discretion of the administrative agency.”34 However, that is clearly not true where, as here, Congress
Moreover, as my colleagues note, and as I have noted above, Congress specifically amended the asylum statute to add the limiting phrase: “by regulation.”35 I have already mentioned this, but I think it is worth reiterating that the limitation was not included in the asylum statute before 1996.36 The statute simply barred asylum where the alien committed any aggravated felony. The Attorney General did not have any authority to deny asylum based on the commission of any other category of crime.37 If we are to give each word in the statute meaning,38 we must conclude that Congress specifically added “by regulation” to give the Attorney General a power which he did not already pоssess. “When Congress acts to amend a statute, we presume it intends its amendment to have real and substantial effect.”39 Congress clearly thought that the Attorney General needed authority to designate other offenses as particularly serious crimes “by regulation.” If my colleagues are correct and adding “by regulation” does not limit the Attorney General to the regulatory process, then that phrase in the 1996 amendment is absolutely meaningless. However, that conclusion violates our obligation to give meaning to every word of a statute. If a congressional grant of authority was necessary to allow the Attorney General to designate offenses as particularly serious “by regulation,” then the Attorney General should need a congressional grant of authority to designate offenses as particularly serious by BIA adjudication.
III.
Accordingly, for all the reasons I have set forth above, I must respectfully dissent.
AMBRO, Circuit Judge, dissenting
I join in full Judge McKee‘s dissent relating to the interpretation of “by regulation” in
[Withholding of removal] does not apply . . . if the Attorney General decides that—
(ii) the alien, having been convicted by a final judgment of a particularly serious crime is a danger to the community of the United States;
. . .
For the purposes of clause (ii), an alien who has been convicted of an aggravated felony (or felonies) for which the alien has been sentenced to an aggregate term of imprisonment of at least 5 years shall be considered to have committed a particularly serious crime. The previous sentence shall not preclude the Attorney General from determining that, notwithstanding the length of sentence imposed,
an alien has been convicted of a particularly serious crime.
Judge Shwartz, writing for the majority, holds that a “particularly serious crime” is not limited to an aggravated felony. This overrules the contrary reading of Alaka v. Attorney General, 456 F.3d 88, 104-05 (3rd Cir. 2006), a decision I authored as a matter of statutory interpretation. Though I disagree with our new interpretation, I commend Judge Shwartz for construing the withholding-of-removal provision in that analytical framework instead of focusing on whether the BIA‘s decision, rendered after Alaka, in In re: M-H, 26 I & N Dec. 46 (BIA 2012), is entitled to Chevron deference, an issue neither briefed nor decided in Alaka.
I do, however, continue to believe that Alaka got this right, and that the majority misreads the language of the withholding-of-removal statute. The first sentence of the clarifying paragraph makes all aggravated felonies carrying a sentence of more than five years particularly serious; the second, which expressly refers back to “[t]he previous sentence,” authorizes the Attorney General to declare certain other crimes as particularly serious “notwithstanding the length of sentence imposed.” On its face this appears to mean that the Attorney General‘s discretion qualifies only aggravated felonies that resulted in a prison sentence of less than five years, and it does not extend to other crimes. See Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 154 (2012) (“A proviso conditions the principal matter that it qualifies—almost always the matter immediately preceding.“).
Thus the provision creates a three-tiered system: (1) certain aggravated felonies automatically are particularly serious (those with actual, aggregated prison sentences of at least five years); (2) other aggravated felonies with lesser prison sentences can be considered particularly serious on a case-by-case basis free of the need to do so by regulation; and (3) all other crimes are not particularly serious.1
The majority holds to the contrary that the Attorney General‘s power conferred by the second sentence is effectively unlimited, but this does not fit the language of the statute. If that had been Congress‘s intent, it would have worded the provision differently, either adding “for any crime” after “notwithstanding the length of sentence imposed” or simply stating that “the previous sentence shall not preclude the Attorney General from determining in any other case that an alien has been convicted of a particularly serious crime.” Yet Congress did not enact any such addition. Neither should a court.
I respectfully dissent.
