08-10 094
08-10 094
| Board of Vet. App. | Jan 31, 2017Background
- Veteran served Aug 1973–Mar 1996 and filed a formal VA claim on March 10, 2003 for "atrophy of left side abdomen muscles" later determined to be manifestations of a ventral hernia.
- Service connection for ventral hernia was awarded by a Jan 2007 rating decision (initial effective date April 21, 2006); a May 2014 RO decision granted an effective date of March 10, 2003 after appeal.
- The Board considered whether any communication before March 10, 2003 could be an informal claim; no pre‑2003 statement sufficiently identified ventral hernia benefits.
- Medical evidence in the appeal period (records and VA exams) showed relatively large, reducible, operable ventral hernia measurements (examples: Jan 2001 15 x 8 cm; Aug 2003 ~15.2 x 11.4 cm; Jun 2012 9 x 10 cm).
- Lay statements (Veteran and spouse) described functional effects (difficulty lifting, clothing changes); examiners were mixed on belt supportability.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Effective date earlier than Mar 10, 2003 for service connection | Veteran contended entitlement arose earlier based on medical evidence of hernia before 3/10/2003 | VA argued no formal or informal claim before 3/10/2003 and statutory rules tie effective date to claim receipt or later date entitlement arose | Denied — no claim or qualifying informal claim before 3/10/2003; effective date not earlier than 3/10/2003 |
| Initial rating >20% for ventral hernia (period prior to Jun 21, 2012) | Veteran argued hernia was always large and functionally limiting, warranting >20% | VA noted variable exam measurements but argued evidence supports at least 40% for large hernia not well supported by belt, but not 100% (hernia reducible/operable) | Granted 40% for entire period 3/10/2003–6/20/2012; 100% and extraschedular relief not warranted |
Key Cases Cited
- Stegall v. West, 11 Vet. App. 268 (1998) (remand/resolution of duties to comply with prior Board instructions)
- Brokowski v. Shinseki, 23 Vet. App. 79 (2009) (elements of an informal claim)
- Quarles v. Derwinski, 3 Vet. App. 129 (1992) (review all communications to determine when claim was received)
- Fenderson v. West, 12 Vet. App. 119 (1999) (consider entire disability history; staged ratings)
- Nelson v. Principi, 18 Vet. App. 407 (2004) (effective date is later of claim receipt or date entitlement arose)
- Lalonde v. West, 12 Vet. App. 377 (1999) (same governing principle for effective dates)
- Jandreau v. Nicholson, 492 F.3d 1372 (Fed. Cir. 2007) (competency of lay evidence for observable symptoms)
- Thun v. Peake, 22 Vet. App. 111 (2008) (standards for extraschedular referral)
- Rice v. Shinseki, 22 Vet. App. 447 (2009) (TDIU considerations and scope of appeals)
