THE PEOPLE, Plaintiff and Respondent, v. WALTER JEFFERSON et al., Defendants and Appellants.
No. S057834
Supreme Court of California
Aug. 2, 1999
21 Cal. 4th 86
Jennifer Mack, under appointment by the Supreme Court, for Defendant and Appellant Walter Jefferson.
John Steinberg, under appointment by the Supreme Court, for Defendant and Appellant Andre Brown.
Daniel E. Lungren and Bill Lockyer, Attorneys General, George Williamson, Chief Assistant Attorney General, Carol Wendelin Pollack, Assistant Attorney General, Marc E. Turchin, Sanjay T. Kumar, William T. Harter, Jaime L. Fuster, Lance E. Winters, Carol Frederick Jorstad and James William Bilderback II, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
KENNARD, J.—The “Three Strikes and You‘re Out Law” (
In this case, defendants, each of whom had a prior strike, were convicted of attempted willful, deliberate, and premeditated murder (hereafter attempted premeditated murder). Under the applicable punishment provision (
We have found two such provisions:
I
Defendant Andre Brown was a member of the Southside Village Crips, a criminal street gang; defendant Walter Jefferson was an “associate” of that gang. On the night of September 11, 1994, both defendants and Damian Sharply, another gang member, approached three teenagers on a street corner in Pomona, California. Defendant Jefferson opened fire, injuring one of them, Jose Hernandez, in the hip. At trial, the prosecution presented evidence that the shooting was gang related.
The jury convicted each defendant of two counts of attempted premeditated murder. (
The trial court sentenced defendant Jefferson to life imprisonment with the possibility of parole on the first count of attempted premeditated murder. The court doubled that sentence by adding a second term of life in prison because of Jefferson‘s prior strike, and it imposed a third life sentence for the second count of attempted premeditated murder. The court also sentenced Jefferson to three years in prison for the great bodily injury enhancement, five years for the firearm-use enhancement, and five years for the prior serious felony enhancement. In addition, the court ordered Jefferson to serve 15 years in prison before becoming eligible for parole, based on the jury‘s finding that the crimes fell within the criminal street gang sentencing provision. In all, the court sentenced Jefferson to 3 life terms plus 13 years, with a parole ineligibility period of 15 years.
The trial court sentenced defendant Brown to life imprisonment with the possibility of parole for the first count of attempted premeditated murder. Because of Brown‘s prior strike, the trial court doubled that sentence by adding a second term of life in prison, and it imposed a third life sentence for the second count of attempted premeditated murder. It also sentenced Brown to five years in prison for the prior serious felony enhancement. And because the jury found true the criminal street gang allegation, the court ordered Brown to serve 15 years before becoming eligible for parole. Brown‘s total sentence: three life terms plus five years, with a parole ineligibility period of fifteen years.
Both defendants appealed. The Court of Appeal affirmed the convictions, after striking from each judgment one life term and the fifteen-year parole ineligibility period imposed under the criminal street gang provision.
In striking the 15-year parole ineligibility period the trial court had imposed under the criminal street gang statute, the Court of Appeal reasoned: “Although [the] 15-year period of confinement [without parole] applies, . . . this is not a matter which the trial court imposes in sentencing the convicted felon. Instead, it is a matter addressed by the Board of Prison Terms in determining the prisoner‘s parole eligibility status.”
The Court of Appeal also faulted the trial court for doubling defendants’ life sentences under the Three Strikes law. The court observed that the
We granted the Attorney General‘s petition for review.
II
In 1994, the Legislature enacted the Three Strikes law (
Under the Three Strikes law, if a defendant is convicted of a felony, and the trial court or jury finds one or more prior strikes (convictions for certain violent or serious felonies), sentencing proceeds under the Three Strikes law “[n]otwithstanding any other law.” (
III
Under California law, most felonies carry a “determinate” prison sentence consisting of a specific number of months or years in prison. Some serious felonies, however, carry an “indeterminate” sentence, which means the defendant is sentenced to life imprisonment but the Board of Prison Terms can in its discretion release the defendant on parole.
Some indeterminate sentences expressly include a minimum prison term. For example, the punishment for second degree murder is ordinarily “a term of 15 years to life,” while first degree murder generally carries “a term of 25 years to life.” (
as “imprisonment in the state prison for life with the possibility of parole” or “imprisonment in the state prison for life.” In this category are sentencing provisions for attempted premeditated murder (
When a defendant is convicted of a felony and has a prior strike,
The Attorney General agrees with the Court of Appeal that a sentence of life in prison with the possibility of parole is an indeterminate term, because the trial court does not determine the length of the defendant‘s confinement in prison. He argues, however, that life imprisonment has a minimum term even when, as here, no such term is specified in the penalty provision for the specific crime in question. According to the Attorney General, the minimum term can be found in
Here, we must interpret the phrase “minimum term for an indeterminate term,” as it is used in
Before July 1, 1977, California law provided for indeterminate sentencing. Under that sentencing scheme, penal statutes specified a minimum and a maximum sentence for felonies, often ranging broadly from as little as one year in prison to imprisonment for life. (See Cassou & Taugher, Determinate Sentencing in California: The New Numbers Game (1978) 9 Pacific L.J. 5, 8 (Cassou & Taugher).) A trial court would simply sentence a defendant to prison for “the term prescribed by law,” while the actual length of a defendant‘s term, within the statutory maximum and minimum, was determined by the Adult Authority. (Ibid.; In re Rodriguez (1975) 14 Cal.3d 639, 645-646; former §§ 1168 [Stats. 1941, ch. 106, § 13, p. 1083], 3020 [Stats. 1941, ch. 106, § 15, p. 1110], 3023 [Stats. 1941, ch. 106, § 15, p. 1110].)
Under the pre-1977 sentencing law, the Adult Authority decided when to release prisoners on parole. (Former § 3040, as enacted by Stats. 1957, ch. 2256, § 57, p. 3934.) Parole consisted of “the release of a prisoner prior to expiration of his term of imprisonment conditioned upon his continuing good behavior during the remainder of the term.” (In re Peterson (1939) 14 Cal.2d 82, 85, italics added.) Thus, prisoners released on parole remained in the constructive custody of the Adult Authority; while on parole, they continued to serve their terms of imprisonment. Inmates with a life sentence were eligible for parole only if they had served at least seven years in prison. (
To summarize: “Under the indeterminate sentence law, a ‘term’ included the total time the state had jurisdiction over the prisoner. The parole date was the date of release from actual custody, but the balance of the ‘term’ was to be served on parole.” (Cassou & Taugher, supra, 9 Pacific L.J. at p. 28.)
On July 1, 1977, the Legislature replaced California‘s indeterminate sentencing scheme with a new law, the Determinate Sentencing Act. Under the new law, most felonies specify three possible terms of imprisonment (the lower, middle, and upper terms); after weighing any aggravating and mitigating circumstances, the trial court selects one of these terms. (
As under the old sentencing law, defendants who under current law are sentenced to life imprisonment with the possibility of parole must serve at least seven years in prison before being eligible for parole (
Thus, under the present law the prison “term” is the actual time served in prison before release on parole, and the day of release on parole marks the end of the prison term. Unlike the pre-1977 sentencing law, the period of parole is not part of a defendant‘s prison term, and the length of time an
From the above review of the old and current sentencing laws we learn this: A statute requiring a prisoner to serve a specified term of incarceration before being released on parole is a provision requiring service of a “minimum term” within the sentence-doubling language of
Defendants insist that the sentence for attempted premeditated murder does not have a minimum term, because
The dissent asserts that we reach this conclusion because we are “dissatisfied” with an “apparent decision” by the Legislature not to include the period described in
Any other construction of
Defendant Jefferson also argues that the Legislature‘s reference to
As previously explained,
Defendant Jefferson points out that
Defendant Jefferson fails to consider that
Like defendant Jefferson, the dissent relies heavily on
The dissent also argues: “If the drafters had understood
The dissent further contends: “[W]hen the drafters did make use of
In this case, the trial court tried to comply with the sentence-doubling requirement of
IV
Here, the jury found true allegations that defendants’ crimes fell within the criminal street gang language of
Based on the jury‘s finding in this case that the crimes fell within the criminal street gang sentencing provision, the trial court ordered defendants to serve 15 years in prison before becoming eligible for parole. The court did not, however, invoke
Defendants disagree. They contend that even if, as a general rule, a law prescribing a minimum period of confinement before release on parole establishes a minimum term under
A sentence enhancement is “an additional term of imprisonment added to the base term.” (Cal. Rules of Court, rule 405(c), italics added.) An example would be
CONCLUSION
For the reasons explained above, the trial court erred when it attempted to comply with the sentence-doubling requirement of
We reverse the judgment of the Court of Appeal insofar as it ordered the trial court to strike from each defendant‘s judgment of conviction the 15-year minimum term imposed under the criminal street gang provision of
George, C. J., Baxter J., Chin, J., and Brown, J., concurred.
WERDEGAR, J., Dissenting.—In this case the “Three Strikes” law does not appear to increase the amount of time that defendant, a second strike offender with a life sentence, must serve before becoming eligible for parole. This result seems counterintuitive, since a stated purpose of the Three
The majority seems dissatisfied with the Legislature‘s and the electorate‘s apparent decision to allow the Board of Prison Terms to retain this measure of discretion. Casting about for a source of judicial sentencing power, the majority fixes upon
While the popular understanding of the Three Strikes law is that a second strike results in a doubled sentence and a third strike in life imprisonment, the actual words of the law are far more complex. As judges, we must look for the law‘s meaning in its words. The author of the majority opinion, on an earlier occasion, persuasively explained why this is so: “[I]n construing the Three Strikes law, it is not enough to say that because the Legislature and the electorate wished to impose tougher penalties on repeat violent offenders, we should therefore give that enactment the harshest possible construction. Judges are constrained by the law. For the sake of the predictability and stability of the law, our guideposts in interpreting the Three Strikes law must be the usual principles of statutory construction that apply in every case, not our projections of the hopes and fears that led to the statute‘s enactment. . . . ‘For judicial construction to stick close to what the legislation says and not draw prodigally upon unformulated purposes or directions
Speaking technically, in the language of sentencing, the precise question before the court is how to sentence a second strike offender whose current offense is punishable by the indeterminate term of life imprisonment without a stated minimum term. The Three Strikes law directs courts to sentence second strike offenders by doubling “the determinate term or minimum term for an indeterminate term.” (
The majority, as mentioned, purports to find a minimum term in
To double the seven-year period mentioned in
Three things can be said with certainty about how the drafters used
First, the drafters clearly knew how to refer to
Second, that the drafters made use of
Third, even when the drafters did make use of
The majority would justify its conclusion as a way to avoid the “anomalous result” (maj. opn., ante, at p. 97 et seq.) of punishing attempted
At oral argument, the People expressly conceded that the seven-year period of parole ineligibility set out in
The People also contended at oral argument that, if the court did sentence defendant to life imprisonment without stating a minimum term, then “the Board of Prison Terms would be forced by operation of law” to double the applicable statutory periods of parole ineligibility. We have no occasion to consider this argument because our only role in this case is to review the judgment, including the sentence. For the reasons already discussed, however, the argument that the Three Strikes law directly compels the board to double any applicable periods of parole ineligibility, even if true, would not support the conclusion that the trial court may enter an order purporting to tell the board what to do.
In conclusion, I fear the majority has gone astray searching for a minimum term to double, when defendant‘s current offense simply does not carry a minimum term. (
I would affirm the judgment of the Court of Appeal.
Mosk, J., concurred.
