In re RUDOLFO A. RODRIGUEZ on Habeas Corpus.
Crim. No. 18044
In Bank
June 30, 1975
Respondent‘s petition for a rehearing was denied July 30, 1975.
14 Cal.3d 639
Sidney M. Wolinsky, J. Anthony Kline, Gilbert Graham, Laurence R. Sperber, Charles C. Marson and Joseph Remcho for Petitioner.
Evelle J. Younger, Attorney General, Jack R. Winkler, Chief Assistant Attorney General, Edward P. O‘Brien, Assistant Attorney General, Robert R. Granucci and Michael Buzzell, Deputy Attorneys General, for Respondent.
OPINION
WRIGHT, C. J.—Petitioner, who has served 22 years of an indeterminate sentence of one year to life for violation of
The Background of Petitioner‘s Incarceration
In October 1952 petitioner pleaded guilty to violating
Petitioner‘s claims must be examined in light of the background described above and with an understanding of the Indeterminate Sentence Law, a statutory scheme which encompasses both the administrative framework for term-fixing and parole-granting and also those provisions of the various codes which establish prison terms as punishment for felonies.8 Before undertaking this examination it should be emphasized that we do not here consider the wisdom of the indeterminate sentence philosophy, nor are we here concerned with whether the goals the Indeterminate Sentence Law sought to achieve have been or are capable of being achieved. These questions are properly matters of
The Indeterminate Sentence Law
As now constituted the administrative provisions of the Indeterminate Sentence Law provide that: “Every person convicted of a public offense, for which imprisonment in any reformatory or state prison is now prescribed by law shall, unless such convicted person be placed on probation, a new trial granted, or the imposing of sentence suspended, be sentenced to be imprisoned in a state prison, but the court in imposing the sentence shall not fix the term or duration of the period of imprisonment.” (
When the Authority does grant a tentative parole date, the prisoner‘s term is fixed with the number of years to be served in prison and the number to be served on parole, if he is not sooner discharged,13 designated. The Authority may, however, redetermine the term, and in the past it has routinely refixed terms at maximum upon suspension or revocation of parole (Adult Authority Res. No. 171 adopted Mar. 6, 1951), and has also done so when a parole date is rescinded. (See, e.g., In re Prewitt (1972) 8 Cal.3d 470, 472.) The term remains fixed at maximum until a new parole date is granted.
Records of the Department of Corrections and the Authority establish that petitioner is a prisoner for whom a term has never been fixed at less than maximum, apparently because he has not been deemed ready for parole. He differs, however, from most prisoners in that category because his lack of “parole readiness” is not based on misconduct in prison, but because the Authority cannot predict his future behavior, and because he is believed to lack ability to care for himself and to conform to parole requirements except in a structured living situation with supervision.
Constitutionality of the Life Maximum Term for Violation of Section 288.
Petitioner contends that a life term is disproportionate to the conduct proscribed by
We recognized in Foss that the existence of gradations of culpability was an important factor in assessing the constitutionality of a punishment provision. “Relevant to this inquiry are the facts of the crime in question, the nonviolent nature of the offense, and whether there are rational gradations of culpability that can be made on the basis of the injury to the victim or to society in general.” (In re Foss, supra, 10 Cal.3d at p. 919.) Finding that there were such gradations of culpability among persons subject to the recidivist provisions of
This court has an obligation, however, to look beyond the facial validity of a statute that is subject to possible unconstitutional administration since a “law though ‘fair on its face and impartial in appearance’ may be open to serious abuses in administration and courts may be imposed upon if the substantial rights of the persons charged are not adequately safeguarded at every stage of the proceedings.” (Minnesota v. Probate Court (1940) 309 U.S. 270, 277.) We have recognized that this court‘s obligation to oversee the execution of the penal laws of California extends not only to judicial proceedings, but also to the administration of the Indeterminate Sentence Law. By way of recent example, we have applied the due process procedures set forth in Morrissey v. Brewer (1972) 408 U.S. 471, and Gagnon v. Scarpelli (1973) 411 U.S. 778, to both parole revocation and parole rescission proceedings under the Indeterminate Sentence Law (Gee v. Brown (1975) ante, p. 142; In re Prewitt, supra) and have extended these protections to Authority actions refixing terms upward. (In re Winn, 13 Cal.3d 694.) We have also affirmed a prisoner‘s or parolee‘s right to prehearing disclosure of evidence to be considered by the Authority at revocation or rescission hearings. (In re Prewitt, supra; In re Love (1974) 11 Cal.3d 179. See also, In re Olson, supra.) And we have directed that a prisoner be given a written statement of the reason for denial of parole. (In re Sturm, supra.)
The obligation of the court to assure that the Indeterminate Sentence Law is properly administered, however, is not limited to considerations of procedural due process alone. In In re Minnis (1972) 7 Cal.3d 639, we disapproved, as arbitrary and contrary to the philosophy and purpose of the Indeterminate Sentence Law, an Authority practice by which some offenders, based on their offense alone, were categorically denied parole or a term fixed at less than the statutory maximum. Our duty to assure that practices followed by the Authority do not permit unconstitutionally excessive punishment is surely no less compelling than our duty to assure that the legislative purpose of the law is carried out.
Therefore, we reject both the suggestion that our task is complete once we conclude that a statutory punishment is not excessive on its face, and the proposition that our responsibility does not extend to an examination of the term-fixing practices of the Authority to ascertain whether they comport with the constitutional demands of the Eighth Amendment and article I, section 17, of the California Constitution. Nor can we accept the conclusion of our colleagues, stated elsewhere, that “the Indeterminate Sentence Law has operated in a constitutional fashion since its inception.” (People v. Wingo, supra, ante, pp. 169, 186, concurring and dissenting opn. of Richardson, J.) Not only is that not a fact properly subject to judicial notice (
In In re Lynch, supra, we declared the life maximum term imposed upon a second conviction for violation of
The experience of petitioners Lynch and Rodriguez, the cited policy statement, and the assertion of the Authority in this proceeding that it has no obligation, either statutory or constitutional, to ever fix petitioner Rodriguez’ term at less than life imprisonment, leads us to the contrary conclusion. The Indeterminate Sentence Law is not now being administered in a manner which offers assurance that persons subject thereto will have their terms fixed at a number of years proportionate to their individual culpability (People v. Wingo, supra, ante, p. 169), or, that their terms will be fixed with sufficient promptness to permit any requested review of their proportionality to be accomplished before the affected individuals have been imprisoned beyond the constitutionally permitted term.
Having determined that the judicial function of assessing the constitutionality of penal statutes imposing punishment for crime (People v. Anderson (1972) 6 Cal.3d 628, 640; Furman v. Georgia (1972) 408 U.S. 238, 269) encompasses review of the administration of the Indeterminate Sentence Law, and finding ourselves unwilling to join in the assumption that the Authority is now administering the law in a constitutional manner, we turn to petitioner‘s claim that as applied to him the administration of the law has resulted in the imposition of cruel and unusual punishment.
The Term-Fixing Responsibility of the Adult Authority.
Petitioner asserts that as applied to him the life term is excessive. He also claims that the Authority has abused its discretion and subjected him to excessive punishment by failing to fix his term at less than maximum and in failing to grant him parole. Inasmuch as we have decided that there is merit in the first two interrelated claims, and that petitioner is entitled to be discharged from his term, we need not resolve the question regarding his readiness for parole.16
The rule that statutes are to be construed, if their language permits, so as to render them valid and constitutional rather than invalid and unconstitutional (Erlich v. Municipal Court (1961) 55 Cal.2d 553, 558; Palermo v. Stockton Theaters, Inc. (1948) 32 Cal.2d 53, 60) is no less compelling when applied to a statutory scheme such as the Indeterminate Sentence Law than when applied to a single legislative act. Thus, we recognized in People v. Wingo, supra, ante, page 169, that a prisoner committed under a statute
This basic term-fixing responsibility of the Authority is independent of the Authority‘s power to grant parole and of its discretionary power to later reduce the term thus fixed, which fixed, constitutionally proportionate, term we shall hereafter refer to as the “primary term.” The Authority‘s power to grant parole and to later reduce the primary term remain unaffected. That power enables the Authority to give recognition to a prisoner‘s good conduct in prison, his efforts toward rehabilitation, and his readiness to lead a crime-free life in society. On the other hand, this discretionary power also permits the Authority to retain a prisoner for the full primary term if his release might pose a danger to society (People v. Morse (1964) 60 Cal.2d 631, 648) and to revoke parole, rescind an unexecuted grant of parole and refix a reduced term at a greater number of years up to the primary term if the prisoner or parolee engages in conduct which affords cause to believe he cannot or will not conform to the conditions of parole, or would pose a danger to society if free. (
Conversely, the primary term must reflect the circumstances existing at the time of the offense. Both the Eighth Amendment and article I, section 17, proscribe punishment which is disproportionate to the particular offense. The United States Supreme Court has suggested that various punishments may be imposed “depending upon the enormity of
In the instant case the Adult Authority appears not to have recognized this distinction. Because it has not distinguished its responsibility to fix the primary term of prisoners subject to the Indeterminate Sentence Law from its parole-granting function, and because it has determined that petitioner is not ready for parole, it has either failed to fulfill its obligation to fix petitioner‘s term at a number of years proportionate to his offense, or, having impliedly fixed it at life (People v. Wingo, supra, ante, pp. 169, 183), has imposed excessive punishment on him.17
We reach the conclusion that the 22 years of imprisonment served by petitioner are excessive and disproportionate punishment by application of the Lynch-Foss analysis briefly referred to above. Since the question posed involves “proportionality” as measured by constitutional stand-
The first analytical technique that we suggested in Lynch was an examination of the “nature of the offense and/or the offender, with particular regard to the degree of danger both present to society.” (In re Lynch, supra, 8 Cal.3d at p. 425.) Among the relevant factors noted there were the triviality of the offense, the absence of violence, the age of the offender, and the offender‘s past history and individual personality. The offense committed here is by no means “trivial,” but the method of its
Nor do the particular characteristics of this offender at the time of the offense justify 22 years’ imprisonment. He was only 26 years old at the time of the offense. His conduct was explained in part by his limited intelligence, his frustrations brought on by intellectual and sexual inadequacy, and his inability to cope with these problems. He has no history of criminal activity apart from problems associated with his sexual maladjustment. Thus, it appears that neither the circumstances of his offense nor his personal characteristics establish a danger to society sufficient to justify such a prolonged period of imprisonment.19
The second aspect of the Lynch analysis is a comparison of the punishment in question with sentences provided in California for “different offenses which, by the same test, must be deemed more serious.” (8 Cal.3d at p. 426.) If petitioner had committed any of the following more serious offenses, as measured by the degree of violence and injury or threat of injury to victims, he would not only have been subject to significantly shorter maximum terms, but would have served those terms long since: assault with intent to murder (
Petitioner has already served a term which by any of the Lynch criteria is disproportionate to his offense. His continued imprisonment thus constitutes both cruel and unusual punishment within the meaning of article I, section 17, of the California Constitution. He is therefore entitled to be discharged from the term under which he is imprisoned. In view of this conclusion we need not consider his additional claim that the Authority has abused its discretion in failing to grant him parole.
The writ is granted. Respondent is directed to discharge petitioner from custody upon the finality of this opinion.
Tobriner, J., Mosk, J., and Sullivan, J., concurred.
I respectfully dissent, however, from both the premises assumed and the conclusions reached in that portion of the majority opinion which, while confirming the constitutionality of both the Indeterminate Sentence Law and
According to the majority such a startling and wholly novel conclusion is required because (1) in two habeas corpus proceedings, namely, In re Lynch (1972) 8 Cal.3d 410, and in the present matter, the authority was found to have abused its discretion; (2) a policy statement was issued by the authority to the effect that in its term setting function, it makes punishment fit the criminal rather than the crime; and (3) the authority has taken a certain position in the instant case. These discoveries, both singly and in the aggregate, constitute in my view a very flimsy foundation on which to rest a constitutional conclusion of such sweeping import.
The majority argument ignores the time honored concept that unconstitutionality will not be presumed, but rather that legislative acts and administrative decisions taken pursuant thereto are presumed to be constitutional. (In re Ricky H. (1970) 2 Cal.3d 513, 519; In re Smith (1949) 33 Cal.2d 797, 801.) It relies on two isolated examples, In re Lynch, supra, and the instant case, from the vast stream of administrative dispositions made
My disagreement with the majority while relatively simple is, nonetheless, fundamental. Sharing as I do the majority‘s conclusion that both the Indeterminate Sentence Law and
With all due deference I suggest the majority opinion underscores precisely the dangers and weaknesses inherent in the majority approach first enunciated in People v. Wingo (1975) ante, page 169. In Wingo, the majority removed flexibility from the Indeterminate Sentence Law by requiring the authority to fix a sentence
No authority, of course, is cited for such a proposition which is as novel as it is interesting. Only time will tell whether the majority‘s new formula is well or ill conceived. As noted by Justice Clark in his dissent in Wingo, the Legislature both in its enactment of the Indeterminate Sentence Law and in its many subsequent amendments thereto has experimented with various formulae expanding and contracting the powers of the authority. The Legislature could have imposed on the authority a present limitation of the type required by the majority. It didn‘t. It may require it. It hasn‘t. Such a formulation whether reached, as here, piecemeal in quick installments, or in a single judicial quantum leap, is both unnecessary and unwise. It is unnecessary because, as noted in my dissent in Wingo, the habeas corpus remedy is fully available (In re Sturm (1974) 11 Cal.3d 258, 269) as always to measure and test the authority‘s discretion, as amply demonstrated in Lynch and the instant case. I am unpersuaded that there is a general unawareness of the availability of habeas corpus remedy for this purpose. Such availability of the remedy constitutes in my view a full answer to the majority‘s major premise that the present system deprives certain prisoners of their constitutional rights. It is unwise because, innovative as the majority‘s formulation is, it is only one of several alternatives. Nothing in the record before us suggests in any way that the Legislature is inattentive to, or oblivious of, the apparent necessity for the kind of major changes in the law worked by the majority. On the contrary, we are advised of intense legislative and administrative activity in this area.
I cling to the view that the Legislature, through its traditional investigative process—hearings, enlistment of informed views, weighing of alternatives and debate, is far better equipped than are we, to develop the kinds of procedural changes contemplated by the majority. In this process I would stay our judicial hands no matter how inviting the prospect. My conclusion that we should eschew any judicial tinkering
McComb, J., and Clark, J., concurred.
