LOGAN v. ZIMMERMAN BRUSH CO. ET AL.
No. 80-5950
Supreme Court of the United States
Argued October 14, 1981—Decided February 24, 1982
455 U.S. 422
Gary H. Palm argued the cause and filed briefs for appellant. Tyrone C. Fahner, Attorney General of Illinois, filed a
Jay A. Canel argued the cause and filed briefs for appellee Zimmerman Brush Co.*
JUSTICE BLACKMUN delivered the opinion of the Court.†
The issue in this case is whether a State may terminate a complainant‘s cause of action because a state official, for reasons beyond the complainant‘s control, failed to comply with a statutorily mandated procedure.
I
A
The Illinois Fair Employment Practices Act (FEPA or Act),
The findings and recommended order were to be filed with the Commission. A complainant was entitled to obtain review by the full Commission of any of the possible dispositions of his charge, including an initial determination that the evidence did not justify a complaint. The Commission was to file a written order and decision.
B
On November 9, 1979, appellant Laverne L. Logan, a probationary employee hired one month previously, was discharged by appellee Zimmerman Brush Company, purportedly because Logan‘s short left leg made it impossible for him to perform his duties as a shipping clerk. Five days later, Logan, acting pro se, filed a charge with the Commission alleging that his employment had been unlawfully terminated because of his physical handicap. App. 3. This triggered the Commission‘s statutory obligation under
When the conference date arrived, the company moved that Logan‘s charge be dismissed because the Commission had failed to hold the conference within the statutorily mandated 120-day period. Id., at 12. This request was rejected. Id., at 16. The company thereupon petitioned the Supreme Court of Illinois for an original writ of prohibition. That court stayed proceedings on Logan‘s complaint pending decision on the request for a writ. Id., at 24. Logan meanwhile obtained counsel, and—because 180 days had not yet passed since the occurrence of the allegedly discriminatory act—filed a second charge with the Commission. Id., at 26.
Before the Illinois Supreme Court, Logan argued that terminating his claim because of the Commission‘s failure to convene a timely conference—a matter beyond Logan‘s, or in-
The court found controlling its decision in Springfield-Sangamon County Regional Planning Comm‘n v. Fair Employment Practices Comm‘n, 71 Ill. 2d 61, 373 N. E. 2d 1307 (1978),2 where it had determined that
The Illinois Supreme Court summarily rejected Logan‘s argument that his due process and equal protection rights would be violated were the Commission‘s error allowed to extinguish his cause of action. The state legislature had established the right to redress for discriminatory employment practices, it was said, and “[t]he legislature could establish reasonable procedures to be followed upon a charge . . . .”
Logаn appealed, bringing his federal claims to this Court. We noted probable jurisdiction. 450 U. S. 909 (1981).
II
A
Justice Jackson, writing for the Court in Mullane v. Central Hanover Bank & Trust Co., 339 U. S. 306 (1950), observed: “Many controversies have raged about the cryptic and abstract words of the Due Process Clause but there can be no doubt that at a minimum they require that deprivation of life, liberty or property by adjudication be preceded by notice and opportunity for hearing appropriate to the nature of the case.” Id., at 313. At the outset, then, we are faced with what has become a familiar two-part inquiry: we must determine whether Logan was deprived of a protected interest, and, if so, what process was his due.
The first question, we believe, was affirmatively settled by the Mullane case itself, where the Court held that a cause of actiоn is a species of property protected by the Fourteenth Amendment‘s Due Process Clause.4 There, the Court confronted a challenge to a state law that provided for the settle-
This conclusion is hardly a novel one. The Court traditionally has held that the Due Process Clauses protect civil litigants who seek recourse in the courts, either as defendants hoping to protect their property or as plaintiffs attempting to redress grievances. In Societe Internationale v. Rogers, 357 U. S. 197 (1958), for example—where a plaintiff‘s claim had been dismissed for failure to comply with a trial court‘s order—the Court read the “property” component of the Fifth Amendment‘s Due Process Clause to impose “constitutional limitations upon the power of courts, even in aid of their own valid processes, to dismiss an action without affording a party the opportunity for a hearing on the merits of his cause.” Id., at 209. See also Hammond Packing Co. v. Arkansas, 212 U. S. 322, 349–351 (1909) (power to enter default judgment); Hovey v. Elliott, 167 U. S. 409 (1897) (same); Windsor v. McVeigh, 93 U. S. 274 (1876) (same). Cf. Wolff v. McDonnell, 418 U. S. 539, 558 (1974). Similarly, the Fourteenth Amendment‘s Due Process Clause has been interpreted as preventing the States from denying potential litigants use of established adjudicatory procedures, when such
In any event, the view that Logan‘s FEPA claim is a constitutionally protected one follows logically from the Court‘s more recent cases analyzing the nature of a property interest. The hallmark of рroperty, the Court has emphasized, is an individual entitlement grounded in state law, which cannot be removed except “for cause.” Memphis Light, Gas & Water Div. v. Craft, 436 U. S. 1, 11–12 (1978); Goss v. Lopez, 419 U. S. 565, 573–574 (1975); Board of Regents v. Roth, 408 U. S. 564, 576–578 (1972). Once that characteristic is found, the types of interests protected as “property” are varied and, as often as not, intangible, relating “to the whole domain of social and economic fact.” National Mutual Insurance Co. v. Tidewater Transfer Co., 337 U. S. 582, 646 (1949) (Frankfurter, J., dissenting); Arnett v. Kennedy, 416 U. S. 134,
The right to use the FEPA‘s adjudicatory procedures shares these characteristics. A claimant has more than an abstract desire or interest in redressing his grievance: his right to redress is guaranteed by the State, with the adequacy of his claim assessed under what is, in essence, a “for cause” standard, based upon the substantiality of the evidence. And an FEPA claim, which presumably can be surrendered for valuе, is at least as substantial as the right to an education labeled as property in Goss v. Lopez, supra.6 Certainly, it would require a remarkable reading of a “broad and majestic ter[m],” Board of Regents v. Roth, 408 U. S., at 571, to conclude that a horse trainer‘s license is a protected property interest under the Fourteenth Amendment, while a state-created right to redress discrimination is not.
The Illinois Supreme Court nevertheless seemed to believe that no individual entitlement could come into being under the FEPA until the Commission took appropriate action within the statutory deadline. Because the entitlement arises from statute, the court reasoned, it was the legisla-
Each of our due process cases has recognized, either explicitly or implicitly, that because “minimum [procedural] requirements [are] a matter of federal law, they are not diminished by the fact that the State may have specified its own procedures that it may deem adequate for determining the preconditions to adverse official action.” Vitek v. Jones, 445 U. S. 480, 491 (1980). See Arnett v. Kennedy, 416 U. S., at 166–167 (POWELL, J., concurring in part); id., at 211 (MARSHALL, J., dissenting). Indeed, any other conclusion would allow the State to destroy at will virtually any state-created property interest. The Court has considered and rejected such an approach: “While the legislature may elect not to confer a property interest, . . . it may not constitutionally authorize the deprivation of such an interest, once conferred, without appropriate procedural safeguards. . . . [T]he adequacy of statutory procedures for deprivation of a statutorily created property interest must be analyzed in constitutional terms.” Vitek v. Jones, 445 U. S., at 490–491, n. 6, quoting Arnett v. Kennedy, 416 U. S., at 167 (opinion concurring in part).
Of course, the State remains free to create substantive defenses or immunities for use in adjudication—or to eliminate its statutorily created causes of action altogether—just as it can amend or terminate its welfare or employment programs. The Court held as much in Martinez v. California, 444 U. S. 277 (1980), where it upheld a California statute granting officials immunity from certain types of state tort claims. We acknowledged that the grant of immunity arguably did deprive the plaintiffs of a protected proрerty interest. But they were not thereby deprived of property without due process, just as a welfare recipient is not deprived of due process when the legislature adjusts benefit levels. Cf.
The 120-day limitation in the FEPA,
B
As our decisions have emphasized time and again, the Due Process Clause grants the aggrieved party the opportunity to present his case and have its merits fairly judged. Thus it has become a truism that “some form of hearing” is required before the owner is finally deprived of a protected property interest. Board of Regents v. Roth, 408 U. S., at 570–571, n. 8 (emphasis in original). And that is why the Court has stressed that, when a “statutory scheme makes liability an important factor in the State‘s determination . . . , the State may not, consistent with due process, eliminate consideration of that factor in its prior hearing.” Bell v. Burson, 402
On the other hand, the Court has acknowledged that the timing and nature of the required hearing “will depend on appropriate accommodation of the competing interests involved.” Goss v. Lopez, 419 U. S., at 579. These include the importance of the private interest and the length or finality of the deprivation, see Memphis Light, Gas & Water Div. v. Craft, 436 U. S., at 19, and Mathews v. Eldridge, 424 U. S., at 334–335; the likelihood of governmental error, see id., at 335; and the magnitude of the governmental interests involved, see ibid., and Wolff v. McDonnell, 418 U. S., at 561–563.
Each of these factors leads us to conclude that appellant Logan is entitled to have the Commission consider the merits of his charge, based upon the substantiality of the available evidence, before deciding whether to terminate his claim. Logan‘s interests in retaining his employment, in disproving his employer‘s charges of incompetence or inability, and—more intangibly—in redressing an instance of alleged discrimination, are all substantial. At the same time, the deprivation here is final; Logan, unlike a claimant whose charge is dismissed on the merits for lack of evidence, cannot obtain judicial review of the Commission action. A system or procedure that deprives persons of their claims in a random manner, as is apparently true of
There has been no suggestion that any great number of clаimants are in Logan‘s position, or that directing the State to consider the merits of Logan‘s claim will be unduly burdensome. In any event, the State by statute has eliminated the mandatory hearing requirement, see n. 1, supra, demonstrating that it no longer has any appreciable interest in defending the procedure at issue.
Despite appellee Zimmerman Brush Company‘s arguments, the recent decision in Parratt v. Taylor, 451 U. S. 527 (1981), is not to the contrary. There, a state employee negligently lost a prisoner‘s hobby kit; while the Court concluded that the prisoner had suffered a deprivation of property within the meaning of the Fourteenth Amendment, it held that all the process due was provided by the State‘s tort claims procedure. In such a situation, the Court observed, “[i]t is difficult to concеive of how the State could provide a meaningful hearing before the deprivation takes place.” Id., at 541. The company suggests that Logan is complaining of the same type of essentially negligent deprivation, and that he therefore should be remitted to the tort remedies provided by the
This argument misses Parratt‘s point. In Parratt, the Court emphasized that it was dealing with “a tortious loss of . . . property as a result of a random and unauthorized act by
In any event, the Court‘s decisions suggest that, absent “the necessity of quick action by the State or the impracticality of providing any predeprivation process,” a postdeprivation hearing here would be constitutionally inadequate. Parratt, 451 U. S., at 539. See Memphis Light, Gas & Water Div. v. Craft, 436 U. S., at 19–20; Board of Regents v. Roth, 408 U. S., at 570, n. 7; Bell v. Burson, 402 U. S., at 542; Boddie v. Connecticut, 401 U. S., at 379. Cf. Barry v. Barchi, 443 U. S., at 64–65 (post-termination hearing permitted where thе decision to terminate was based on a reliable pretermination finding); Mathews v. Eldridge, 424 U. S., at 343–347 (same). That is particularly true where, as here, the State‘s only post-termination process comes in the form of an independent tort action.10 Seeking redress through a
to us, however, that such an action is available to Logan; the Illinois Supreme Court concluded that allowing Logan to file a second FEPA claim would frustrate the design of the FEPA by prejudicing the employer‘s rights, 82 Ill. 2d, at 109, 411 N. E. 2d, at 283, and it might well apply a similar analysis to bar an EOHA claim here. We would hesitate to remit Logan to so speculative a remedy. In any event, our conclusion about the inadequacy of any post-termination remedy here makes the availability of an EOHA suit irrelevant for present purposes.
Obviously, nothing we have said entitles every civil litigant to a hearing on the merits in every case. The State may erect reasonable procedural requirements for triggering the right to an adjudication, be they statutes of limitations, cf. Chase Securities Corp. v. Donaldson, 325 U. S., at 314–316, or, in an appropriate case, filing fees. United States v. Kras, 409 U. S. 434 (1973). And the State certainly accords due process when it terminates a claim for failure to comply with a reasonable procedural or evidentiary rule. Hammond Packing Co. v. Arkansas, 212 U. S., at 351; Windsor v. McVeigh, 93 U. S., at 278. What the Fourteenth Amendment does require, however, “is an opportunity . . . granted at a meaningful time and in a meaningful manner,” Armstrong v. Manzo, 380 U. S. 545, 552 (1965) (emphasis added), “for [a] hearing appropriate to the nature of the case,” Mullane v. Central Hanover Tr. Co., supra, at 313. Boddie v. Connecticut, 401 U. S., at 378. It is such an opportunity that Logan was denied.
III
The judgment of the Supreme Court of Illinois, accordingly, is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
JUSTICE BLACKMUN, with whom JUSTICE BRENNAN, JUSTICE MARSHALL, and JUSTICE O‘CONNOR join.
The Court‘s opinion, ante, considers appellant Logan‘s due process claim and decides that issue in his favor. As has been noted, Logan also raised an equal protection claim and that issue has been argued and briefed here. Although the Court considered that it was unnecessary to discuss and dispose of the equal protection claim when the due process issue was being decided in Logan‘s favor, I regard the equal protection issue as sufficiently important to require comment on my part,1 particularly inasmuch as a majority of the Members of the Court are favorably inclined toward the claim, although, to be sure, that majority is not the one that constitutes the Court for the controlling opinion.
On its face, Logan‘s equal protection claim is an unconventional one. The Act‘s
For over a century, the Court has engaged in a continuing and occasionally almost metaphysical effort to identify the precise nature of the Equal Protection Clause‘s guarantees.2 At the minimum level, however, the Court “consistently has required that legislation classify the persons it affects in a manner rationally related to legitimate governmental objectives.” Schweiker v. Wilson, 450 U. S. 221, 230 (1981). This is not a difficult standard for a State to meet when it is attempting to act sensibly and in good faith. But the “rational-basis standard is ‘not a toothless one,‘” id., at 234, quoting Mathews v. Lucas, 427 U. S. 495, 510 (1976); the classificatory scheme must “rationally advanc[e] a reasonable and identifiable governmental objective.” Schweiker v. Wilson, 450 U. S., at 235. I see no need to explore the outer bounds of this test, for I find that the Illinois statute runs afoul of the lowest level of permissible equal protectiоn scrutiny.
The FEPA itself has two express purposes: eliminating employment discrimination, and protecting employers and other potential defendants “from unfounded charges of discrimination.”
In its opinion, however, the Illinois Supreme Court recognized а third rationale for
It is true, of course, that
tory process which follows.” 82 Ill. 2d, at 106, 411 N. E. 2d, at 281. It is less clear to me that the court viewed the practice of terminating misscheduled claims as one that would aid the just and expeditious resolution of controversies. In light of my conclusions about the rationality of such a justification, however, it is irrelevant whether the Illinois Supreme Court intended to state that this was the actual or articulated rationale for
Finally, it is possible that the Illinois Supreme Court meant to suggest that the deadline contained in
I thus agree with appellant Logan that the Illinois scheme also deprives him of his Fourteenth Amendment right to the equal protection of the laws.
As the challenged statute now has been amended, this is a case of little importance except to the litigаnts. The action commenced with an isolated example of bureaucratic oversight that resulted in the denial even of a hearing on appellant‘s claim of discrimination. One would have expected this sort of negligence by the State to toll the statutory period within which a hearing must be held. The Supreme Court of Illinois, however, read the statutory terms as mandatory and jurisdictional.
The issue presented, at least for me, is too simple and straightforward to justify broad pronouncements on the law of procedural due process or of equal protection. I am particularly concerned by the potential implications of the Court‘s expansive due process analysis. In my view this is a case that should be decided narrоwly on its unusual facts.*
The decision of the Illinois Supreme Court effectively created two classes of claimants: those whose claims were, and those whose claims were not, processed within the prescribed 120 days by the Illinois Fair Employment Practices Commission. Under this classification, claimants with identical claims, despite equal diligence in presenting them, would be treated differently, depending on whether the Commission itself neglected to convene a hearing within the prescribed time. The question is whether this unusual classification is rationally related to a state interest that would justify it.
This Court has held repeatedly that state-created classifications must bear a rational relationship to legitimate governmental objectives. See, e. g., Schweiker v. Wilson, 450 U. S. 221, 230 (1981); Lindsey v. Normet, 405 U. S. 56 (1972). Although I do not join JUSTICE BLACKMUN‘S separate opinion, I agree that the challenged statute, as construed and applied in this case, failed to сomport with this minimal standard. I am concerned by the broad sweep of the Court‘s opinion, but I do join its judgment.
