UNITED STATES v. PELTIER
No. 73-2000
Supreme Court of the United States
Argued February 18, 1975—Decided June 25, 1975
422 U.S. 531
Sandor W. Shapery, by appointment of the Court, 419 U. S. 1044, argued the cause and filed a brief for respondent.*
*Sanford Jay Rosen filed a brief for the Mexican American Legal Defense and Educational Fund as amicus curiae urging affirmance.
Four months before this Court‘s decision in Almeida-Sanchez v. United States, 413 U. S. 266 (1973), respondent was stopped in his automobile by a roving border patrol, and three plastic garbage bags containing 270 pounds of marihuana were found in the trunk of his car by Border Patrol agents. On the basis of this evidence an indictment was returned charging him with a violation of
In Almeida-Sanchez, supra, this Court held that a warrantless automobile search, conducted approximately 25 air miles from the Mexican border by Border Patrol agents, acting without probable cause, was uncon
“[Respondent] is entitled to the benefit of the rule announced in Almeida-Sanchez, not because of retroactivity but because of Fourth Amendment principles never deviated from by the Supreme Court.” Id., at 989.
The judgment of conviction was reversed, and the case3
Although expressing some doubt about the applicability of the old law-new law test as a precondition to retroactivity analysis, id., at 990, the six dissenters joined issue with the majority over the proper interpretation of Almeida-Sanchez. The dissenters concluded that Almeida-Sanchez had announced a new constitutional rule because the decision overruled a consistent line of Courts of Appeals precedent and disrupted a long accepted and widely relied upon administrative practice. Border Patrol agents had conducted roving searches pursuant to congressional authorization,
Despite the conceded illegality of the search under the Almeida-Sanchez standard, the Government contends that the exclusionary rule should not be mechanically applied in the case now before us because the policies
I
Since 1965 this Court has repeatedly struggled with the question of whether rulings in criminal cases should be given retroactive effect. In those cases “[w]here the major purpose of new constitutional doctrine is to overcome an aspect of the criminal trial that substantially impairs its truth-finding function and so raises serious questions about the accuracy of guilty verdicts in past trials,” Williams v. United States, 401 U. S. 646, 653 (1971), the doctrine has quite often been applied retroactively. It is indisputable, however, that in every case in which the Court has addressed the retroactivity problem in the context of the exclusionary rule, whereby concededly relevant evidence is excluded in order to enforce a constitutional guarantee that does not relate to the integrity of the factfinding process, the Court has concluded that any such new constitutional principle would be accorded only prospective application.5 Linkletter v. Walker, 381 U. S. 618 (1965); Johnson v. New Jersey, 384 U. S. 719 (1966); Stovall v. Denno, supra; Fuller v. Alaska, 393 U. S. 80 (1968); Desist v. United States, 394 U. S. 244 (1969); Jenkins v. Delaware, 395 U. S. 213
We think that these cases tell us a great deal about the nature of the exclusionary rule, as well as something about the nature of retroactivity analysis. Decisions of this Court applying the exclusionary rule to unconstitutionally seized evidence have referred to “the imperative of judicial integrity,” Elkins v. United States, 364 U. S. 206, 222 (1960), although the Court has relied principally upon the deterrent purpose served by the exclusionary rule. See Mapp v. Ohio, 367 U. S. 643 (1961); Lee v. Florida, 392 U. S. 378 (1968); see also United States v. Calandra, 414 U. S. 338 (1974); Michigan v. Tucker, 417 U. S. 433 (1974). And see also Oaks, Studying the Exclusionary Rule in Search and Seizure, 37 U. Chi. L. Rev. 665, 668-672 (1970).
When it came time to consider whether those decisions would be applied retroactively, however, the Court recognized that the introduction of evidence which had been seized by law enforcement officials in good-faith compliance with then-prevailing constitutional norms did not make the courts “accomplices in the willful disobedience of a Constitution they are sworn to uphold.” Elkins v. United States, supra, at 223. Thus, while the “imperative of judicial integrity” played a role in this Court‘s decision to overrule Wolf v. Colorado, 338 U. S. 25 (1949), see Mapp v. Ohio, supra, at 659, the Mapp decision was not applied retroactively: “Rather than being abhorrent at the time of seizure in this case, the use in state trials of illegally seized evidence had been specifically authorized by this Court in Wolf.” Linkletter v. Walker, supra, at 638 (footnote omitted). Similarly, in Lee v. Florida, supra, this Court overruled Schwartz v. Texas, 344 U. S. 199 (1952), and held that evidence seized in violation of § 605 of the Federal Communica
“[T]he decision we reach today is not based upon language and doctrinal symmetry alone. It is buttressed as well by the ‘imperative of judicial integrity.’ Elkins v. United States, 364 U. S. 206, 222. Under our Constitution no court, state or federal, may serve as an accomplice in the willful transgression of ‘the Laws of the United States,’ laws by which ‘the Judges in every State [are] bound....‘” 392 U. S., at 385-386 (footnotes omitted).
But when it came time to consider the retroactivity of Lee, the Court held that it would not be applied retroactively, saying:
“Retroactive application of Lee would overturn every state conviction obtained in good-faith reliance on Schwartz. Since this result is not required by the principle upon which Lee was decided, or necessary to accomplish its purpose, we hold that the exclusionary rule is to be applied only to trials in which the evidence is sought to be introduced after the date of our decision in Lee.” Fuller v. Alaska, supra, at 81.
The teaching of these retroactivity cases is that if the law enforcement officers reasonably believed in good faith that evidence they had seized was admissible at trial, the “imperative of judicial integrity” is not offended by the introduction into evidence of that material even if decisions subsequent to the search or seizure have broadened the exclusionary rule to encompass evidence seized in that manner. It would seem to follow a fortiori from the Linkletter and Fuller holdings that the “im
This approach to the “imperative of judicial integrity” does not differ markedly from the analysis the Court has utilized in determining whether the deterrence rationale undergirding the exclusionary rule would be furthered by retroactive application of new constitutional doctrines. See Linkletter v. Walker, supra, at 636-637; Fuller v. Alaska, supra, at 81; Desist v. United States, supra, at 249-251. In Desist, the Court explicitly recognized the interrelation between retroactivity rulings and the exclusionary rule: “[W]e simply decline to extend the court-made exclusionary rule to cases in which its deterrent purpose would not be served.” 394 U. S., at 254 n. 24.
This focus in the retroactivity cases on the purposes served by the exclusionary rule is also quite in harmony with the approach taken generally to the exclusionary rule. In United States v. Calandra, 414 U. S., at 348, we said that the exclusionary rule “is a judicially created remedy designed to safeguard Fourth Amendment rights generally through its deterrent effect, rather than a personal constitutional right of the party aggrieved.” It follows that “the application of the rule has been re
“The deterrent purpose of the exclusionary rule necessarily assumes that the police have engaged in willful, or at the very least negligent, conduct which has deprived the defendant of some right. By refusing to admit evidence gained as a result of such conduct, the courts hope to instill in those particular investigating officers, or in their future counterparts, a greater degree of care toward the rights of an accused. Where the official action was pursued in complete good faith, however, the deterrence rationale loses much of its force.”
The “reliability and relevancy,” Linkletter, supra, at 639, of the evidence found in the trunk of respondent‘s car is unquestioned. It was sufficiently damning on the issue of respondent‘s guilt or innocence that he stipulated in writing that in effect he had committed the offense charged. Whether or not the exclusionary rule should be applied to the roving Border Patrol search conducted in this case, then, depends on whether considerations of either judicial integrity or deterrence of Fourth Amendment violations are sufficiently weighty to require that the evidence obtained by the Border Patrol in this case be excluded.
II
The Border Patrol agents who stopped and searched respondent‘s automobile were acting pursuant to
Between 1952 and Almeida-Sanchez, roving Border Patrol searches under
“Roving automobile searches in border regions for aliens . . . have been consistently approved by the judiciary. While the question is one of first impression in this Court, such searches uniformly have been sustained by the courts of appeals whose jurisdictions include those areas of the border between Mexico and the United States where the problem has been most severe.” 413 U. S., at 278.
It was in reliance upon a validly enacted statute, supported by longstanding administrative regulations and continuous judicial approval, that Border Patrol agents stopped and searched respondent‘s automobile. Since the parties acknowledge that Almeida-Sanchez was the first roving Border Patrol case to be decided by this
The judgment of the Court of Appeals is therefore
Reversed.
MR. JUSTICE DOUGLAS, dissenting.
I agree with my Brother BRENNAN that Almeida-Sanchez v. United States, 413 U. S. 266 (1973), reaffirmed traditional Fourth Amendment principles and that the purposes of the exclusionary rule compel exclusion of the unconstitutionally seized evidence in this case. I adhere to my view that a constitutional rule made retroactive in one case must be applied retroactively in all. See my dissent in Daniel v. Louisiana, 420 U. S. 31, 33 (1975), and cases cited. It is largely a matter of chance that we held the Border Patrol to the command of the
I
Until today the question of the prospective application of a decision of this Court was not deemed to be presented unless the decision “constitute[d] a sharp break in the line of earlier authority or an avulsive change which caused the current of the law thereafter to flow between new banks.” Hanover Shoe, Inc. v. United Shoe Machinery Corp., 392 U. S. 481, 499 (1968).1 Measured by that test, our decision in Almeida-Sanchez v. United States, 413 U. S. 266 (1973), presents no question of prospectivity, and the Court errs in even addressing the question. For both the Court‘s opinion and the concurring opinion of MR. JUSTICE POWELL in Almeida-Sanchez plainly applied familiar principles of constitutional adjudication announced 50 years ago in Carroll v. United States, 267 U. S. 132, 153-154 (1925), and merely construed
The Court states, however, that the Border Patrol agents searched Peltier “in reliance upon a validly enacted statute, supported by longstanding administrative regulations and continuous judicial approval . . . .” Ante,
Second, the Court states that “[b]etween 1952 and Almeida-Sanchez, roving Border Patrol searches under
In addition, the rule of Miranda, supra, was a patent anomaly in the Courts of Appeals which sanctioned roving patrol searches without a showing even of suspicious circumstances. The Court of Appeals for the Ninth Circuit, for example, held consistently that probable cause must be shown to validate a search for contraband except in a border search or its functional equivalent, see, e. g., Cervantes v. United States, 263 F. 2d 800, 803 (1959); Fumagalli v. United States, 429 F. 2d 1011 (1970),3 and this despite a statutory authorization to search for contraband at least as broad as
Given this history, it becomes quite clear why the Court has found it necessary to discard the “sharp break” test to reach the prospectivity question in this case. For the approval by Courts of Appeals of this law enforcement practice was short-lived, less than unanimous, irreconcilable with other rulings of the same courts, and contrary to the explicit doctrine of this Court in Carroll, supra, as reaffirmed in Brinegar v. United States, 338 U. S. 160, 164 (1949), and other cases. If a case in this Court merely reaffirming longstanding precedent can ever constitute the “avulsive change [in] the current of the law” required before we even address the issue of prospectivity, Hanover Shoe, 392 U. S., at 499, surely Almeida-Sanchez was not such a case.5
More fundamentally, applying a decision of this Court prospectively when the decision is not a “sharp break in the web of the law,” Milton v. Wainwright, 407 U. S. 371, 381 n. 2 (1972) (STEWART, J., dissenting), encourages in those responsible for law enforcement a parsimonious approach to enforcement of constitutional rights. “One need not be a rigid partisan of Blackstone to recognize that many, though not all, of this Court‘s constitutional decisions are grounded upon fundamental principles whose content does not change dramatically from year to year . . . .” Desist v. United States, 394 U. S. 244, 263 (1969) (Harlan, J., dissenting). To apply our opinions prospectively except in “sharp break” cases “add[s] this Court‘s approval to those who honor the Constitution‘s mandate only where acceptable to them or compelled by the precise and inescapable specifics of a decision of this Court. . . . History does not embrace the years needed for us to hold, millimeter by millimeter, that such and such a penetration of individual rights is an infringement of the Constitution‘s guarantees. The vitality of our Constitution depends upon conceptual faithfulness and not merely decisional obedience. Certainly, this Court should not encourage police or other courts to disregard the plain purport of our decisions and to adopt a let‘s-wait-until-it‘s-decided approach.” Id., at 277 (Fortas, J., dissenting).7
II
Nevertheless, the Court substitutes, at least as respects the availability of the exclusionary rule in cases involving searches invalid under the
The Court‘s stated reason for this remarkable departure from settled principles is “the policies underlying the [exclusionary] rule.” Ante, at 534-535. But the policies identified by the Court as underlying that rule in Fourth Amendment cases are distorted out of all resemblance to the understanding of purposes that has heretofore prevailed. I said in my dissent in United States v. Calandra, 414 U. S. 338 (1974), that that decision left
III
The Court‘s opinion depends upon an entirely new understanding of the exclusionary rule in
The Court signals its new approach in these words: “If the purpose of the exclusionary rule is to deter unlawful police conduct, then evidence obtained from a search should be suppressed only if it can be said that the law enforcement officer had knowledge, or may properly be charged with knowledge, that the search was unconstitutional under the
The new formulation obviously removes the very foundation of the exclusionary rule as it has been expressed in countless decisions. Until now the rule in federal criminal cases decided on direct review10 has been that suppression is necessarily the sanction to be applied when it is determined that the evidence was in fact illegally acquired.11 The revision unveiled today
Other defects of today‘s new formulation are also patent. First, this new doctrine could stop dead in its tracks judicial development of
Deterrence can operate in several ways. The simplest is special or specific deterrence—punishing an individual so that he will not repeat the same behavior. But “[t]he exclusionary rule is not aimed at special deterrence since it does not impose any direct punishment on a law enforcement official who has broken the rule. . . . The exclusionary rule is aimed at affecting the wider audience of all law enforcement officials and society at
Thus, the exclusionary rule, focused upon general, not specific, deterrence, depends not upon threatening a sanction for lack of compliance but upon removing an inducement to violate
We therefore might consider, in this light, what may have influenced the officials who authorized roving searches without probable cause under the supposed authority of
Aside from this most fundamental error, solid practical reasons militate forcefully in favor of rejection of today‘s suggested road to revision of the exclusionary rule. This Court has already rejected a case-by-case approach to the exclusionary rule. After Wolf v. Colorado, 338 U. S. 25 (1949), had held the
Today‘s formulation extended to all search-and-seizure cases would inevitably introduce the same uncertainty, by adding a new layer of factfinding in deciding motions to suppress in the already heavily burdened federal courts. The district courts would have to determine, and the appellate courts to review, subjective states of mind of numerous people, see n. 18, supra, and reasonable objective extrapolations of existing law, on each of the thousands of suppression motions presented each year.20 Nice questions will have to be faced, such as whether to exclude evidence obtained in a search which officers be-
If a majority of my colleagues are determined to discard the exclusionary rule in
