§ 139.8

7 Tex. Admin. Code § 139.8

Sales to Underwriters

Effective Nov 14, 202449 TexReg 8876Source Note: The provisions of this §139.8 adopted to be effective March 19, 1984, 9 TexReg 1440; amended to be effective October 4, 1984, 9 TexReg 4975; amended to be effective November 14, 2024, 49 TexReg 8876.Texas Secretary of State

Any transaction between the issuer, or other person on whose behalf the offering is made, and an underwriter, or among underwriters, is hereby exempted from the securities registration requirements of the Securities Act, Chapter 4003, Subchapters A, B, and C.

Source Note:The provisions of this §139.8 adopted to be effective March 19, 1984, 9 TexReg 1440; amended to be effective October 4, 1984, 9 TexReg 4975; amended to be effective November 14, 2024, 49 TexReg 8876.