7 Tex. Admin. Code § 133.9 – Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises | Midpage
§ 133.9
7 Tex. Admin. Code § 133.9
Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises
Effective Apr 16, 202348 TexReg 1821Source Note: The provisions of this §133.9 adopted to be effective April 16, 2023, 48 TexReg 1821.Texas Secretary of State
This form is available from the State Securities Board, P.O. Box 13167, Austin, Texas 78711-3167 and at www.ssb.texas.gov.
Source Note:The provisions of this §133.9 adopted to be effective April 16, 2023, 48 TexReg 1821.