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Or. Admin. R. ch. 441 – Department of Consumer and Business Services | Midpage
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Oregon Administrative Rules
Chapter 441
Or. Admin. R. ch. 441
Department of Consumer and Business Services
Department of Consumer and Business Services
1
Procedural Rules
5
Application for Certificate of Compliance
11
General Provisions
25
Securities Exempt from Registration
35
Securities Transactions Exempt from Registration
45
Denial, Withdrawal or Conditioning of Exemptions
49
Notice Filings for Federal Covered Securities
65
Registration of Securities
75
Renewal of Securities Registrations
85
Conditions of Registration
95
Fairness Hearings
135
Fraud and Deceit with Respect to Securities or Securities Business
175
Licensing of Broker-dealers, Investment Advisers, and Salespersons
195
Records and Reports
205
Denial, Suspension, or Revocation of License
225
Cancellation, Withdrawal, or Suspension of License
300
Commodities
325
Franchises
446
Dealer Licensing
500
Banking
505
Banking Section (in General)
646
Identity Theft
710
Credit Unions (in General)
720
Credit Unions
730
Consumer Finance
735
Payday and Title Lending
740
Pawnbrokers
745
Money Transmitter Program
755
Check-casher Rules
810
General
820
Debt Buyers
840
Data Brokers
850
Mortgage Lending General Provisions
855
Licensing Exemptions for Mortgage Bankers and Mortgage Brokers
860
Licensing of Mortgage Bankers and Mortgage Brokers
865
Records and Reports
870
Dishonest, Fraudulent, Unfair and Unethical Practices
875
Custody and Possession of Client Funds
880
Licensing of Mortgage Loan Originators
885
Cancellation of License
890
Licensing of Mortgage Servicers
895
Student Loan Servicers
910
Debt Management
930
Prearrangement and Preconstruction Plans