Or. Admin. R. ch. 441, div. 65 – Registration of Securities | Midpage

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Oregon Administrative Rules

65

Or. Admin. R. ch. 441, div. 65

Registration of Securities

Department of Consumer and Business Services

0001Fees for Registration of Securities 0010Types of Registration 0015When Registration Application Deemed Abandoned 0020Registration by Qualification 0030Registration by Filing 0035Registration by Multijurisdictional Coordination 0040Registration for Resale, or Dealing and Trading 0050Condominium Securities 0060Creation of Classifications 0070Definitions 0080General Requirements and Limitations 0090Integration 0100Information Requirements - General 0110Public Advertising and General Solicitation 0130Bad Actor Disqualification 0140Limitation on Selling Expenses 0150Escrow of Proceeds 0160Rescission of Improvident Sales Including Oversales 0180Licensing of Salespersons 0190Filings and Reports 0200Records 0210Waiver of Provisions 0220Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)0221Application and Information Requirements for a SOAR Offering 0222SOAR Offering Disclosure Requirements 0223Denial or Approval of a SOAR Offering Application by the Director 0224Retroactive Registration of SOAR Securities that Exceed the Amount Registered 0225Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000 0250Definitions 0260Optional Registration Procedures for Securities Involving Real Estate Paper