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Or. Admin. R. ch. 441, div. 35 – Securities Transactions Exempt from Registration | Midpage
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Oregon Administrative Rules
Chapter 441
35
Or. Admin. R. ch. 441, div. 35
Securities Transactions Exempt from Registration
Department of Consumer and Business Services
0005
Self-Executing Transaction Exemptions
0010
Accredited Investor
0020
Transactions Ineligible Under ORS 59.035(7) Exemption
0021
Disclosure Requirements for Real Estate Paper Transactions Exempt Under ORS 59.035(7)
0030
Manual Exemption
0045
Solicitation of Interest for Offering of Securities Pursuant to SEC Regulation A
0050
Isolated Issuer Transaction
0060
Offers of Securities on the Internet
0070
Policy and Purpose of the Oregon Intrastate Offering Exemption (OIO)
0080
Definitions
0090
Requirements for Exemption From Securities Registration
0100
Resale Limitations
0110
Required Filings
0120
Required Disclosures
0125
Reporting
0130
Advertising
0140
Use of Internet General Requirements
0160
Use of the Internet by Third Party Platform Providers
0170
Prohibited Offerings
0180
Prohibition on Commissions, Fees and Other Remuneration
0190
Integration
0210
Bad Actor Disqualification
0220
Records
0230
Burden of Proof
0240
Waivers
0300
Certain Compensatory Benefit Plans