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Oregon Administrative Rules

35

Or. Admin. R. ch. 441, div. 35

Securities Transactions Exempt from Registration

Department of Consumer and Business Services

0005Self-Executing Transaction Exemptions 0010Accredited Investor 0020Transactions Ineligible Under ORS 59.035(7) Exemption 0021Disclosure Requirements for Real Estate Paper Transactions Exempt Under ORS 59.035(7)0030Manual Exemption 0045Solicitation of Interest for Offering of Securities Pursuant to SEC Regulation A 0050Isolated Issuer Transaction 0060Offers of Securities on the Internet 0070Policy and Purpose of the Oregon Intrastate Offering Exemption (OIO)0080Definitions 0090Requirements for Exemption From Securities Registration 0100Resale Limitations 0110Required Filings 0120Required Disclosures 0125Reporting 0130Advertising 0140Use of Internet General Requirements 0160Use of the Internet by Third Party Platform Providers 0170Prohibited Offerings 0180Prohibition on Commissions, Fees and Other Remuneration 0190Integration 0210Bad Actor Disqualification 0220Records 0230Burden of Proof 0240Waivers 0300Certain Compensatory Benefit Plans