Mo. Code Regs. Ann. tit. 15, § 30-52.310 – Completion

PURPOSE: This rule prescribes the notice to be furnished upon the completion of registered offerings of securities.

(1) The registrant promptly shall notify the commissioner of—
1. (A) The date the offer and distribution of registered securities in Missouri is completed; and
2. (B) The number and amount of registered securities sold in Missouri. AUTHORITY: sections 409.305(g) and
3. (i) and 409.413(a), RSMo (1986).* Original rule filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969, effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974. *Original authority: 409.305(g) and (i), RSMo (1967), amended 1977, 1978, 1980, 1986 and 409.413(a), RSMo (1967).