PURPOSE: This rule prescribes the notice to be provided to the Securities Division upon the completion of an offering in Missouri.

1. (1) Within thirty (30) days of the completion of an offering in Missouri, the registrant shall provide a written statement to the Securities Division that states the following:

   1. (A) The date the offering was completed in Missouri; and
   2. (B) The number and amount of registered securities sold in Missouri.
2. (2) The written statement needs to be signed by an officer, director or agent of the issuer or by an authorized signatory of the registrant.

AUTHORITY: sections 409.3-305(i) and 409.6-605, RSMo Supp. 2003.* Original rule filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969, effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974. Rescinded and readopted: Filed Aug. 30, 2002, effective Feb. 28, 2003. Amended: Filed Nov. 26, 2002, effective Aug. 30, 2003. Emergency amendment filed Aug. 19, 2003, effective Sept. 12, 2003, expired March 9, 2004. Amended: Filed Aug. 22, 2003, effective Feb. 29, 2004.

*Original authority: 409.3-305, RSMo 2003; 409.6-605, RSMo 2003.