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Code of Federal Regulations
Title 17
Chapter II
Part 205
17 C.F.R. Part 205
Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer
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205.1
Purpose and scope.
205.2
Definitions.
205.3
Issuer as client.
205.4
Responsibilities of supervisory attorneys.
205.5
Responsibilities of a subordinate attorney.
205.6
Sanctions and discipline.
205.7
No private right of action.