Subarticle 2. Application | Midpage

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California Code of Regulations

Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions

Subchapter 80. Money Transmission

Article 5. Issuance of License

Subarticle 2. Application

Subarticle 2. Application

State of California

80.4100Scope.80.4100.10Pre-Filing Conference.80.4101Included Applications.80.4102Facing Page.80.4103Additional Information and Number of Copies.80.4104Information Regarding History and Business.80.4105Information Regarding Directors, Executive Officers, Control Persons, and 10% Equity Security Owners.80.4105.10Fingerprint and Background Checks.80.4105.11Information Regarding Control Persons Who Are Not Residents of the United States.80.4106Information Regarding Corporate or Limited Liability Matters.80.4107Information Regarding Securities.80.4108Information Regarding Equity Security Owners.80.4109Information Regarding Affiliates.80.4110Information Regarding Controlling Persons. [Repealed]80.4111Information Regarding Financial Statements and Reports.80.4112Information Regarding Extensions of Credit. [Repealed]80.4113Information Regarding Legal Proceedings.80.4114Information Regarding Payment Instrument or Travelers Check Licenses. [Repealed]80.4115Information Regarding Business Plan.80.4116Information Regarding California Offices. [Repealed]80.4117Information Regarding Proposed California Agents.80.4118Information Regarding Operations.80.4118.10Information Regarding Office of Foreign Assets Control (“OFAC”) Compliance.80.4118.11Information Regarding Bank Secrecy Act (“BSA”) Compliance.80.4119Information Regarding Forms of Receipts and Payment Instruments.80.4120Information Regarding Clearing Bank.80.4121Information Regarding Pro Forma Financial Statements.80.4122Information Regarding Reasonable Promise of Successful Operation. [Repealed]80.4123Information Regarding Compliance with Financial Code Section 2081.80.4124Information Regarding Authorization.80.4125Signature, Acknowledgment, and Verification.80.4126Fee.80.4127Amendment.