Valerie Y. SMITH, Appellant, v. Eric K. SHINSEKI, Secretary of Veterans Affairs, Appellee.
No. 08-1667.
United States Court of Appeals for Veterans Claims.
Argued June 9, 2010. Decided Aug. 17, 2010. As Amended Nov. 16, 2010.
24 Vet. App. 40
Finally, Mr. Bardwell argues that the Board failed to account for the “places, types, and circumstances” of his service pursuant to
III. CONCLUSION
On consideration of the foregoing, the June 16, 2008, Board decision is AFFIRMED.
Michael G. Smith, of Little Rock, Arkansas, was on the pleading for the appellant.
Monique A.S. Allen, with whom John H. Thompson, Acting General Counsel; R. Randall Campbell, Assistant General Counsel; and David L. Quinn, Deputy Assistant General Counsel, all of Washington, D.C., were on the brief for the appellee.
Before HAGEL, LANCE, and DAVIS, Judges.
HAGEL, Judge:
Valerie Y. Smith appeals through counsel a May 2, 2008, Board of Veterans’ Appeals (Board) decision denying entitlement to VA benefits for (1) residuals of a
This matter was referred to panel to determine which, if any, of three statutory presumptions regarding the incurrence or aggravation of a disease or injury apply to a claimant who has prior active duty service but whose claim for benefits is based on a later period of active duty for training. Because (1) Ms. Smith is not entitled to the presumptions of service connection and aggravation; (2) the presumption of sound condition does not apply in Ms. Smith‘s case; (3) the Board‘s finding of fact that there was no competent medical evidence linking Ms. Smith‘s disability to her period of active duty for training is not clearly erroneous; (4) VA‘s notice errors were harmless; and (5) there is no primary service-connected condition on which claims for secondary service connection can be based, the Court will affirm the May 2, 2008, Board decision.
I. FACTS
Ms. Smith joined the Army National Guard in December 1981. From February through July 1982, as part of her initial training with the National Guard, she served on active duty with the U.S. Army. Her service with the Army extended more than 180 days, thus qualifying her for status as a veteran for purposes of VA benefits. Ms. Smith‘s National Guard service continued until December 2003. During her National Guard service, Ms. Smith had confirmed periods of active duty for training in June and July 1999, August and September 2000, and June 2002.
In September 1999, Ms. Smith complained to a private physician of headaches that she stated had begun five months prior. Testing revealed a large left frontal temporal meningioma. Private medical records reveal that Ms. Smith underwent a craniotomy to remove the tumor in October 1999.
In October 2001, Ms. Smith sought VA benefits for residuals of the meningioma, among other conditions. In March 2003, a VA regional office denied her claim, along with her claims for left ear hearing loss and gum infections. The regional office determined that Ms. Smith‘s meningioma did not have its onset during her June and July 1999 periods of active duty for training. Ms. Smith filed a Notice of Disagreement with that decision in April 2003 and ultimately appealed to the Board.
In July 2004, Ms. Smith testified at a Board hearing that she had not suffered any head injuries and that her headaches began in approximately 1988. In June 2006, the Board denied her claims, and Ms. Smith appealed to the Court. In March 2007, the Court granted the parties’ joint motion for remand and returned the matter to the Board.
In November 2007, a VA medical examiner reviewed Ms. Smith‘s claims file. He noted that Ms. Smith complained of headaches in 1987, 1991, and 1998. With respect to the etiology of Ms. Smith‘s condition, the examiner stated: “I do believe that [her] headaches noted in June and
In May 2008, the Board issued the decision on appeal. The Board conceded that Ms. Smith had not been notified that, if service connection were granted, a disability rating and effective date would be assigned, as required by Dingess v. Nicholson, 19 Vet.App. 473 (2006), aff‘d sub nom. Hartman v. Nicholson, 483 F.3d 1311 (Fed.Cir.2007), but found that error nonprejudicial in light of the ultimate conclusion that service connection was not warranted.
Turning to the question of service connection, the Board noted that benefits may be awarded for a disability resulting from disease or injury incurred or aggravated while performing active duty for training. The Board also noted that Ms. Smith does not claim that her headaches manifested during her 1982 period of active duty, but during her 1999 period of active duty for training. The Board found that Ms. Smith‘s medical records revealed ongoing complaints of headaches between 1991 and 1997 and that there were no records of headache complaints during her 1999 period of active duty for training. The Board found Ms. Smith‘s statements that she experienced headaches during active duty for training in 1999 credible, insofar as she is competent to relate her symptoms. The Board rejected Ms. Smith‘s statements to the extent that she asserted that her headaches were symptoms of her later-discovered brain tumor, finding that Ms. Smith lacked the competence to offer a medical opinion on that issue. The Board then concluded that “there is no competent medical evidence that supports the ... contention of an etiological relationship between her left front temporal meningioma and active service.” R. at 12. The Board noted that no medical opinion stated that Ms. Smith‘s symptoms began during any period of active duty for training. Relying on the November 2007 VA medical opinion, the Board concluded that Ms. Smith‘s headaches “clearly predate” her 1999 period of active duty for training, and therefore she is not entitled to VA benefits for that condition. Id. The Board also considered the possibility of presumptive service connection under
On appeal, Ms. Smith makes four arguments. First, she contends that the Board erred in not affording her the presumption of service connection for chronic conditions found in
In response, the Secretary argues that the Board properly determined that Ms. Smith was not entitled to the presumption of service connection under
II. ANALYSIS
A. Presumptions of Sound Condition, Service Connection, and Aggravation
Ms. Smith argues that the Board erred in failing to recognize her as a “veteran” and in failing to afford her the presumptions of sound condition, service connection, and aggravation. Status as a veteran is one of the five elements of a claim for service-connection benefits. See Dingess, 19 Vet.App. at 484. The term “veteran” is defined as “a person who served in the active military, naval, or air service, and who was discharged or released therefrom under conditions other than dishonorable.”
The question that arises here is whether Ms. Smith, who is a veteran by virtue of her period of active duty service in 1982 but whose claim is based on a later period of active duty for training, is entitled to the presumptions of sound condition, service connection, and aggravation generally afforded to veterans whose claims are based on their periods of active duty. The Court has held that, without previously established veteran status, the presumptions of service connection and sound condition are inapplicable. See Acciola, 22 Vet.App. at 324; Biggins, 1 Vet.App. at 478. Those cases, however, concerned appellants who had only served periods of active duty for training, unlike Ms. Smith, who attained veteran status because she served the required period of active duty service. The question in this case is one of statutory and regulatory interpretation,
1. Presumption of Sound Condition
Under the presumption of sound condition,
For the purposes of section 1110 of this title, every veteran shall be taken to have been in sound condition when examined, accepted, and enrolled for service, except as to defects, infirmities, or disorders noted at the time of the examination, acceptance, and enrollment, or where clear and unmistakable evidence demonstrates that the injury or disease existed before acceptance and enrollment and was not aggravated by such service.
Veteran status, however, is not the only requirement of section 1111. The statute provides that the presumption applies when a veteran has been “examined, accepted, and enrolled for service,” and where that examination revealed no “defects, infirmities, or disorders.”
At no point in her principal or reply brief did Ms. Smith assert that she had received an examination that showed no defects or infirmities prior to her entry into the June and July 1999 periods of active duty for training on which her claim is based, nor is the Court able to determine from the record whether such an examination was conducted. At oral argument, Ms. Smith noted that, while she was not given an examination directly prior to her entry into her 1999 period of active duty for training, the record indicates that several Standard Forms 93 (Report of Medical History) were completed throughout her 22-year service in the Army Na-
In a supplemental filing submitted on June 8, 2010, in response to a Court order, the Secretary reported that “[a] complete and thorough review of the Record Before the Agency reveals no evidence that [Ms. Smith] received a service examination prior to or at the time of commencement of any of the three 5-day periods of [active duty for training] in June and July 1999.” Secretary‘s Response at 1. At oral argument, the Secretary asserted that there is no requirement that the military provide entrance examinations to reservists entering periods of active duty for training and that the completion of a Report of Medical History is not a sufficient substitute for an entrance examination.
The Board, for its part, implicitly considered the presumption of sound condition when it noted that March 1997, April 1996, and March 1991 “routine Reports of Medical History” taken throughout Ms. Smith‘s service in the National Guard reflect her complaints of ongoing headaches. R. at 10. The Board concluded that Ms. Smith‘s condition pre-existed the 1999 period of active duty for training on which her claim was based and was not aggravated by that period of service. However, the Board did not explain the evidentiary standard it applied in reaching these conclusions. See Wagner v. Principi, 370 F.3d 1089, 1096 (Fed.Cir.2004) (holding that rebuttal of presumption of sound condition requires clear and unmistakable evidence both that the condition pre-existed service and that it was not aggravated by service). This was error. See
2. Presumption of Service Connection
Relevant to the matter before the Court,
As discussed above, in the context of active duty for training, “active military, naval or air service” means “any period of active duty for training during which the individual concerned was disabled or died from a disease or injury incurred or aggravated in [the] line of duty.”
3. Presumption of Aggravation
“[I]f a preexisting disorder is noted upon entry into service, the veteran cannot bring a claim for [disability compensation] for that disorder, but the veteran may bring a claim for [disability compensation for] aggravation of that disorder. In the latter case [
In order to succeed in a claim based on the aggravation of a disability, section 1153 requires “active military, naval, or air service.” However, section 101(24) defines this phrase differently based on the type of duty during which the aggravation of a disability is claimed. The phrase “active military, naval, or air service” is defined as either “active duty” (
B. Remaining Arguments
1. Finding of Fact Regarding Medical Evidence
The Board, not the Court, is responsible for assessing the credibility and weight to be given to evidence, and the Court may overturn the Board‘s assessments only if they are clearly erroneous. Owens v. Brown, 7 Vet.App. 429, 433 (1995). “A factual finding is “clearly erroneous” when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” Hersey v. Derwinski, 2 Vet.App. 91, 94 (1992) (quoting United States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948)).
Ms. Smith argues that the Board‘s finding of fact that there is no competent medical evidence that her disability is related to service is clearly erroneous because the November 2007 VA medical opinion expressly states otherwise. A review of the November 2007 VA examination report, however, confirms the Board‘s finding. The examiner did opine that the headaches Ms. Smith complained of during her June and July 1999 period of active
2. Duty To Notify
VA must provide notice as to all elements of a claim, including establishing entitlement to an effective date and the assignment of a disability rating. Dingess, 19 Vet.App. at 484. Ms. Smith argues that the notice she received was inadequate in that it did not address disability rating and effective date, nor did it address her secondary service-connection claims. Although no VA notice letters appear in the record of proceedings, the Court agrees with the Board‘s determination that VA‘s failure to advise Ms. Smith of these two elements of her claim was harmless error. As the Board stated, a disability rating and effective date are not assigned unless there is first a finding that a disability is service connected. Here, the Board found that, because Ms. Smith had been denied entitlement to VA benefits for residuals of a meningioma, the question of how a disability rating and effective date for that condition would have been determined was irrelevant to her claim. Because the Court has determined that benefits for residuals of left meningioma are not warranted for the reasons given in Part II.A above, VA‘s failure to advise Ms. Smith of all of the information required by Dingess is harmless error. See
Similarly, because Ms. Smith asserts that her gum infections and left ear hearing loss are based on her claim for benefits for residuals of a left meningioma, and because the Court has determined that VA benefits for that condition are not warranted, VA‘s failure to advise her of the information and evidence necessary to establish entitlement to benefits on a secondary basis is also harmless error. See
3. Secondary Service Connection
A disability may be service connected on a secondary basis by demonstrating that the disability is either (1) “proximately due to or the result of [an already] service-connected disease or injury,”
III. CONCLUSION
Upon consideration of the foregoing, the May 2, 2008, Board decision is AFFIRMED.
Notes
For disability resulting from personal injury suffered or disease contracted in line of duty, or for aggravation of a preexisting injury suffered or disease contracted in line of duty, in the active military, naval, or air service, during a period of war, the United States will pay to any veteran thus disabled and who was discharged or released under conditions other than dishonorable from the period of service in which said injury or disease was incurred, or preexisting injury or disease was aggravated, compensation as provided in this subchapter, but no compensation shall be paid if the disability is a result of the veteran‘s own willful misconduct or abuse of alcohol or drugs.
any period of inactive duty for training during which the individual concerned was disabled or died--
(i) from an injury incurred or aggravated in line of duty; or
(ii) from an acute myocardial infarction, a cardiac arrest, or a cerebrovascular accident occurring during such training.
