USA v. Jeffrey WilliamsonUSA v. Jeffrey Williamson
A. J. Kramer, Federal Public Defender, argued the cause and filed the briefs for appellant.
Allaya Lloyd, Attorney, U.S. Department of Justice, argued the cause for appellee. With her on the brief was William Gullotta, Trial Attorney.
Before: RAO and WALKER, Circuit Judges, and RANDOLPH, Senior Circuit Judge.
Opinion for the court filed by Senior Circuit Judge RANDOLPH.
Dissenting opinion for the court filed by Circuit Judge RAO.
RANDOLPH, Senior Circuit Judge: This is an appeal from an Order of the district court issued on February 5, 2024. The full text of the Order, signed by District Judge Walton, is set forth in an Addendum to this opinion.
The appellant, Jeffrey Henry Williamson, is a prisoner at the Federal Correctional Complex in Butner, North Carolina. While nearing the end of his eight-year sentence for threatening to murder an agent of the Federal Bureau of Investigation, Williamson mailed a series of letters threatening not only the Assistant U.S. Attorney who prosecuted him but also the prosecutor‘s family and an FBI agent.
In his letters, Williamson recounted dreams of murdering the prosecutor and his family, and asked “How does that make you feel? There will be justice/you made a terrible mistake.” App. 3. As to the FBI agent, Williamson wrote: “the following BOP staff gang stalking + harassment as well as Butner FCI #1 has caused me nightmares of shooting FBI agent [X] in his head with a 300 mag sniper rifle at 300 yards like a deer“. App. 3.
During pretrial proceedings, Williamson finished serving his eight-year sentence for his earlier offenses. The pretrial detention order has continued his confinement at FCI Butner. The validity of that order is not a subject in this appeal.
I.
The history leading to the Order on appeal—Judge Walton‘s Order of February 2024—is as follows.
In June 2021, after several pretrial proceedings conducted via teleconferences, with Williamson representing himself, Judge Walton expressed reluctance to schedule a trial “without some input from [a] mental health expert who [could] assist [him] in assessing whether there [was] a viable issue regarding [Williamson‘s] mens rea in this case.” App. 141.1
Pursuant to
A forensic psychologist at Butner, Dr. Ross, reported that Williamson suffered from a “delusional disorder, persecutory type, multiple episodes, currently in acute episode.”2 Although Williamson‘s condition did not impair his ability to represent himself or to understand the illegality of his conduct, Dr. Ross concluded that Williamson was unable to conform his conduct to the law. App. 270.
Representing himself at a later pretrial hearing Williamson insisted that he did not suffer from a mental illness and stated that he did not intend to raise an insanity defense. App. 237–38. He asked Judge Walton to let him stay at FCI Butner because he was seeking a new examination to prove he was not mentally ill and because he feared that files he had accumulated while representing himself would not be available to him if he were transferred
In December 2021, the government moved to dismiss the 2020 Indictment against Williamson without prejudice in light of his mental condition and the prospect of a valid insanity defense. App. 279. The government also asked Judge Walton to provide that Williamson should “be evaluated for dangerousness and for a decision by the Director of the facility whether to file a dangerousness certification pursuant to
After still more proceedings unnecessary to recount, Judge Walton orally granted the government‘s motion on January 30, 2024. App. 416. On February 5, 2024, he issued a written Order dismissing the charges against Williamson, staying the dismissal, and requiring Williamson to remain at FCI Butner for “a reasonable period not to exceed 45 days, to be examined to determine whether the director of FCI Butner should file a certificate pursuant to
Judge Walton stayed his Order pending this appeal.
II.
Since 1949,
Section 4246 applies to three categories of prisoners: (1) those whose sentences are about to expire, (2) those who were committed to the custody of the Attorney General under
We interpret “all criminal charges have been dismissed” in
Appellate counsel for Williamson nevertheless contends that the Order exceeded the district court‘s authority. As he now sees it, the Order required the facility director to subject his client to a
This is a “quarrel in a straw.”6 The contested portion of Judge Walton‘s Order required only that the facility director perform the duty
Judge Walton‘s Order, although perhaps unnecessary, is appropriate. Any facility director, to comply with
There is nothing to Williamson‘s related argument that Judge Walton‘s Order is invalid because it required a “psychiatric examination,” which—the argument goes—can only be ordered after a certificate is filed and only by the court closest to the facility.
Judge Walton‘s Order did not prescribe a “psychiatric examination“—under
Williamson also contends that there was no need for the court to order any new evaluation or examination of him. He puts it this way: “Mr. Williamson had been at Butner for years, serving his prior sentence and in pretrial custody in the present case, and, thus, the director had ample opportunity and information upon which to ‘assess’ whether to issue a certificate.” Reply Brief, at 6. The assumption is that records from Williamson‘s many years at Butner provide sufficient material to satisfy the director‘s obligation under
The Fourth Circuit adopted this interpretation when reviewing an order similar to the Order now before us. There too the district court‘s order indicated that the facility director at Butner would make a preliminary dangerousness determination. See United States v. Berry, 142 F. 4th 184, 190 (4th Cir. 2025). The government had requested an order “referring [Berry] to the Bureau of Prisons for evaluation for civil commitment pursuant to
The Ninth Circuit reached the same result in upholding a district court order identical to Judge Walton‘s.13 The court reasoned that “[i]n authorizing the director to file a dangerousness certification,
This brings us to Williamson‘s remaining argument. As we understand it, he contends that because
It is a well-established principle that district courts have inherent powers, including the power to stay proceedings, which they can wield to respond to specific problems when doing so does not contradict any express rule or statute. See Dietz v. Bouldin, 579 U.S. 40, 46 (2016); Degen v. United States, 517 U.S. 820, 823 (1996); Chambers v. NASCO, Inc., 501 U.S. 32, 43–46, (1991); Link v. Wabash R. Co., 370 U.S. 626, 630–631 (1962); United States v. Hudson, 7 Cranch 32, 34 (1812)). The Order here is a reasonable response to the specific problem of making the “dismissed-charges” category in
We close with this response to the dissent.
To support its theory that we lack appellate jurisdiction, the dissent relies on the same reasons we have just given for rejecting the defendant‘s appeal on the merits. The outcome of our decision is the same as the dissent‘s preferred “jurisdictional” disposition: Judge Walton‘s Order, stayed during the pendency of this appeal, will go into effect. The question naturally arises: should our opinion be placed “on the merits” or instead, as the dissent prefers, should it be labeled a “jurisdictional” determination? Bell v. Hood, 327 U.S. 678, 682 (1946), gives the answer: the decision should be on the merits.
The Order dismisses the indictment against Williamson. Williamson objects only to one aspect of the Order: the requirement that a facility director at Butner make a dangerousness determination. According to Williamson, this illegally required his confinement to a hospital for a maximum of 45 days14 to be subjected to a psychiatric evaluation. Under circuit law, an order committing a defendant to a prison hospital “to undergo an involuntary psychiatric examination” is immediately
Affirmed.
ADDENDUM
ORDER
In accordance with the oral rulings issued by the Court at the status hearing held on January 30, 2024, via teleconference, it is hereby
ORDERED that the Government‘s Motion for an Evaluation Pursuant to
ORDERED that the defendant shall remain at FCI Butner for a reasonable period of time, not to exceed forty-five days, to be examined to determine whether the director of FCI Butner should file a certificate pursuant to
ORDERED that the Court will dismiss the Indictment without prejudice “solely for reasons related to the mental condition of the [defendant.]”
ORDERED that, upon the filing of a notice of appeal challenging this Order, which the defendant represents he intends to file, the proceedings before this Court will be STAYED pending a ruling by the District of Columbia Circuit. It is further
ORDERED that the defendant shall notify the Court within seven days of the resolution of his forthcoming appeal that will challenge this Order. It is further
ORDERED that the execution of this Order shall be STAYED for five days to allow the defendant to file a notice of appeal. It is further
ORDERED that the Clerk of the Court shall forthwith mail a copy of this Order to the defendant s address on record.
SO ORDERED this 5th day of February, 2024.
RAO, Circuit Judge, dissenting: It is highly unusual for this court to review an interlocutory order in a criminal case. We may hear such appeals only if the order conclusively determines rights “too important to be denied review” and meets the strict requirements of the collateral order doctrine. Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546 (1949). Jeffrey Williamson was already committed to pre-trial detention. The order under review merely provides up to 45 days for the director of the facility detaining Williamson to determine whether to initiate civil commitment proceedings, a task assigned to the director by statute. The order does not resolve the type of important question amenable to interlocutory review. This court therefore lacks jurisdiction, and the appeal should be dismissed.
I.
Jeffrey Williamson was indicted for mailing letters threatening an FBI agent and a federal prosecutor while serving a sentence at the Federal Correctional Institution (“FCI“) in Butner, North Carolina. In June 2021, when his sentence expired, Williamson was committed to pretrial detention. After a court-ordered psychiatric examination concluded that he met the standard for insanity, the government moved to dismiss his indictment without prejudice “solely for reasons related to [his] mental condition.” J.A. 268.
The government also asked the district court to stay the dismissal order and commit Williamson to FCI Butner for 45 days so he could be evaluated for dangerousness under
II.
The district court‘s limited order is not a final judgment, nor does it satisfy the strict requirements of the collateral order doctrine. Because the order does not decide the type of important issue subject to interlocutory review, we lack jurisdiction to review it.
A.
Appellate jurisdiction is generally limited by statute to “final decisions of the district courts.”
The Supreme Court has stressed the need to apply this standard stringently and explained that the second and third prongs embody a “judgment about the value of the interests” at stake. Mohawk, 558 U.S. at 107 (cleaned up); see Will v. Hallock, 546 U.S. 345, 350–52 (2006). Only if deferring review “imperil[s] a substantial public interest or some particular value of a high order” does the collateral order involve “important questions” that are “effectively unreviewable” after final judgment. Mohawk, 558 U.S. at 107 (cleaned up). The standard is designed to respect the statutory limits of
In criminal cases, the Court applies the collateral order doctrine “with the utmost strictness.” Flanagan v. United States, 465 U.S. 259, 265 (1984). “[T]he delays and disruptions attendant upon intermediate appeal are especially inimical to the effective and fair administration of the criminal law.” Di Bella v. United States, 369 U.S. 121, 126 (1962). Interlocutory appeals undermine the defendant‘s and society‘s “strong interest in the speedy resolution” of criminal cases. Flanagan, 465 U.S. at 264; see
B.
The district court‘s order does not meet the requirements for an immediately appealable collateral order.
As the majority explains, the brief order here does not decide an important question. It simply permits the director at FCI Butner to evaluate Williamson and determine whether to file a dangerousness certificate. See Majority Op. 7–9. The district court held that it will dismiss the charges against Williamson for reasons of mental defect, so he was subject to a dangerousness evaluation under
Williamson argues the order is immediately appealable because it commits him to a new term of custody and subjects him to an involuntary psychiatric examination. But properly understood, this order does neither. It simply leaves Williamson in pretrial detention, which was previously authorized in the June 2021 order, an order not challenged here.1 The order under review also does not mandate a psychiatric examination; it simply permits the
As such, the order has little consequence and cannot satisfy the stringent requirements of the collateral order doctrine. Specifically, the order fails the second and third prongs because it does not resolve an “important question[]” that is “effectively unreviewable” after final judgment. Mohawk, 558 U.S. at 106–07 (cleaned up). As explained above, the second and third prongs apply only to those orders that decide important issues such that deferring review “imperil[s] a substantial public interest or some particular value of a high order.” Id. at 107 (cleaned up). The order here only indicates that Williamson, who is already detained, should be evaluated for dangerousness under
The order
The Fourth Circuit‘s reasoning in a similar appeal involving
My colleagues’ assertion that the proper interpretation of the district court‘s order is a merits issue, not a jurisdictional one,2 turns the collateral order doctrine on its head.
Reeder v. Am. Council on Educ., 571 F.3d 1333, 1338 (D.C. Cir. 2009) (dismissing for lack of appellate jurisdiction after rejecting appellant‘s “misread[ing]” of the district court‘s order as a final judgment). Because the district court‘s order, properly understood, does not qualify under the collateral order doctrine, we must dismiss Williamson‘s appeal for lack of jurisdiction.
* * *
The majority affirms the district court‘s order in part because Williamson‘s appeal is merely a “quarrel in a straw.” Majority Op. 7. That observation, however, is precisely why the order is not immediately appealable. Because this court lacks jurisdiction, Williamson‘s appeal should be dismissed. I respectfully dissent.