UNITED STATES оf America, Plaintiff-Appellee, v. Willie YATES, Defendant-Appellant.
No. 16-3997
United States Court of Appeals, Sixth Circuit.
August 9, 2017
866 F.3d 723
I agree with the majority that our recent decision in Convergys Corporation v. N.L.R.B., No. 15-60860, forecloses the Board‘s alternative argument that LogistiCare‘s waiver violates
Accordingly, I concur in part and dissent in part.
Before: MOORE, GILMAN, and COOK, Circuit Judges.
OPINION
RONALD LEE GILMAN, Circuit Judge.
Willie Yates appeals from the district court‘s sentencing decision in connection with his convictions for being a felon in possession of a firearm and for possessing crack cocaine with the intent to distribute the drug. The court found Yates to be a career offender under United States Sentencing Guidelines
I. BACKGROUND
A. Factual background
In 2010, officers with the Akron Police Department executed a search warrant at Yates‘s residence. The police seized firearms, ammunition, crack cocaine, and drug paraphernalia during the search. Yates was subsequently arrested and charged with being a felon in possession of a firearm, in violation of
At sentencing, the district court determined that Yates was an armed career criminal based on his prior criminal history. The court therefore imposed a mandatory minimum sentence under the Armed Career Criminal Act (ACCA),
B. Procedural background
This court affirmed Yates‘s conviction and sentence in 2012, holding that the district court did not err in classifying Yates as an armed career criminal. See United States v. Yates, 501 Fed.Appx. 505 (6th Cir. 2012). Yates later returned to the district court to file a motion under
In 2016, this court affirmed the district court‘s denial of Yates‘s ineffective-assistance claim, but vacated Yates‘s sentence. See Yates v. United States, No. 14-3547 (6th Cir. April 13, 2016). Yates‘s status as an armed career criminal was based in part on his 1999 Ohio robbery conviction, which the district court had deemed to be a “violent felony” under the ACCA‘s residual clause. And because the residual clause was held to be unconstitutionally vague in Johnson, this court concluded that Yates was entitled to be resentenced.
An updated Presentence Report, prepared in connection with Yates‘s resentencing, determined that he was a career offender under
The district court rejected Yates‘s arguments and found him to be a career offender with a base offense level of 34. Because of Yates‘s depression, poor medical condition, and the lack of any disciplinary history while incarcerated, however, the court decided to vary downward from the guidelines range, which was 262 to 327 months of imprisonment. The court instead sentenced Yates to a term of 120 months’ imprisonment for his conviction under
II. ANALYSIS
A. Standard of review
“We review de novo a district court‘s conclusion that a crime qualifies аs a predicate offense for the career-offender designation” under the guidelines. United States v. Skipper, 552 F.3d 489, 491 (6th Cir. 2009). The reasonableness of a sentence, on the other hand, is reviewed using the abuse-of-discretion standard. United States v. Carter, 510 F.3d 593, 600 (6th Cir. 2007). “Review for reasonableness has both procedural and substantive components.” Id.
B. Yates was improperly designated a career offender under the guidelines.
Yates first argues that the district court erred in applying the career-offender enhancement to determine that his base offense level was 34. Under the guidelines, [a] defendant is a career offender if (1) the defendant was at least eighteen years old at the time the defendant committed the instant offense of conviction; (2) the instant offense of conviction is a felony that is either a crime of violence or a controlled substance offense; and (3) the defendant has at least two prior felony convictions of either a crime of violence or a controlled substance offense.
- has as an element the use, attempted use, or threatened use of physical force against the person of another, or
- is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
The district court concluded that Yates‘s 1999 Ohio robbery conviction was a crime of violence and that his 2008 Ohio drug-trafficking conviction was a controlled-substance offense. Yates was therefore subject to the career-offender enhancement under
1. Yates‘s conviction under Ohio Rev. Code Ann. § 2911.02(A)(3) does not qualify as a crime of violence under U.S.S.G. § 4B1.2(a)(1).
Yates was convicted of robbery in 1999 under
(A) No person, in attempting or committing a theft offense or in fleeing immediately after the attempt or offense, shall ...
(3) Use or threaten the immediate use of force against another.
For the purpose of this statute, force is defined as “any violence, compulsion, or constraint physically exerted by any means upon or against a person or thing.”
Yates first contends his robbery conviction is not a crime of violence because the degree of physical force required by the guidelines’ force clause is “violent force—that is, force capable of causing physical pain or injury to another person.” Johnson v. United States, 559 U.S. 133, 140 (2010). (We note that this 2010 Johnson decision is distinct from the Supreme Court‘s 2015 decision of the same nаme that we have previously cited.) Yates argues that the force criminalized by
This court has previously addressed the Ohio robbery statute at issue in the unpub-
Ordinarily, “we treat a holding that a crime is categorically a violent felony under the ACCA as controlling as to whether that same crime is a crime of violence under § 4B1.1.” United States v. Hibbit, 514 Fed.Appx. 594, 597 (6th Cir. 2013). But because Mansur is unpublished, we are not bound by its holding. See Bell v. Johnson, 308 F.3d 594, 611 (6th Cir. 2002) (“It is well-established law in this circuit that unpublished cases are not binding precedent.“). We also find the reasoning of Mansur unpersuasive in light of Supreme Court precedent, Ohio state-court decisions, and more recent caselaw from our sister circuits.
In determining whether Yates‘s conviction under
The force criminalized by
A review of Ohio state-court decisions confirms our view that a defendant need not engage in violent force in order to be convicted of robbery under
Indeed, the facts before the Carter court involved a victim who “had a firm grasp of her purse, with the strap over her shoulder, when [the defendant] pulled it from her” and “then pulled [her] right hand off of [her] left hand here where [she] [] was holding the bottom part of [her] purse.” Carter, 504 N.E.2d at 470-71. The court first reasoned that “the potential for serious physical injury was certainly present” in light of the woman‘s age, id. at 470, and therefore the threat of the immediate use of physical force existed as contemplated by
But the Carter court went on to hold that this purse-snatching incident entailed the requisite degree of actual force sufficient to constitute robbery under
Subsequent Ohio decisions reinforce our conclusion that only a minimal level of force is needed to sustain a conviction under
Finally, our conclusion is in line with recent decisions from other federal appellate courts across the country that have addressed the issue before us now: whether the state robbery statute in question contains as an element the use, attempted use, or threatened use of “force capable of causing physical pain or injury to another person.” See Johnson, 559 U.S. at 140. We conclude that
For example, in United States v. Bell, 840 F.3d 963 (8th Cir. 2016), the Eighth Circuit held that a conviction under Missouri‘s second-degree robbery statute did not qualify as a crime of violence because it did “not necessarily require use of the type of violent force described by the Supreme Court in Johnson.” Id. at 966-67. To support its conclusion, the court pointed to a case in which “the Missouri Court of Appeals sustained a conviction [for second-degree robbery] based on the victim‘s testimony that the defendant ‘bumped’ her shoulder and ‘yanked’ her purse away from her[,]’ while ‘another witness testified that [the defendant] ‘nudged’ [the victim],’ and yet a ‘third witness testified that there was a ‘slight’ struggle’ over the purse.” See id. at 966 (quoting State v. Lewis, 466 S.W.3d 629, 631 (Mo. Ct. App. 2015)). Also relevant to the court‘s decision was the fact that “the victim did not testify [that] the slight struggle caused her any pain, or that she was injured by the incident.” Id. The Eighth Circuit therefore concluded that “there is at least a ‘reasonable probability’ Missouri could apply its statute (or already has) to conduct falling short of violent force.” Id. (quoting Moncrieffe, 569 U.S. at 191).
Other circuits have similarly held that, when a state robbery statute criminalizes minimal force, such as the force incidental to purse-snatching, a conviction under that statute is not a “crime of violence” under the guidelines’ force clause or a “violent felony” under the ACCA force clause. See United States v. Mulkern, 854 F.3d 87, 93 (1st Cir. 2017) (holding that a state conviction for robbery in Maine was not a violent felony under the ACCA because “Maine‘s highest court recognizes that ‘any physical force’ suffices to satisfy the ‘physical force’ element [of the robbery statute],” including “the mere act of snatching a purse from the hand of a victim ..., even if the robber never made ‘direct bodily contаct’ with the victim“) (emphasis in original); United States v. Gardner, 823 F.3d 793, 803-04 (4th Cir. 2016) (holding that a conviction under the North Carolina robbery statute did not qualify as a violent felony under the ACCA in light of decisions from the North Carolina Court of Appeals holding “that a defendant‘s act of pushing the victim‘s hand off of a carton of cigarettes was sufficient ‘actual force’ to uphold a common law robbery conviction” and upholding “a conviction when a defendant pushed the shoulder of an electronics store clerk, causing her to fall onto shelves while the defendant took possession of a televi-
The force required for a conviction under
Other cases holding that the state robbery statute in question involved the use or threat of violent force have made similar findings. See United States v. Doctor, 842 F.3d 306, 308-12 (4th Cir. 2016) (holding that robbery in South Carolina is a violent felony under the ACCA based, in part, on the fact that, unlike robbery statutes that criminalize purse-snatching incidents, “there is no indication that South Carolina robbery by violence can be committed with minimal actual force“), cert. denied, --- U.S. ---, 137 S.Ct. 1831, 197 L.Ed.2d 773 (2017); United States v. Priddy, 808 F.3d 676, 686 (6th Cir. 2015) (holding that robbery in Tennessee constitutes a violent felony under the ACCA because the statute specifically requires a showing of violence, which is defined as “physical force unlawfully exercised so as to injure, damage or abuse,” or a showing
In short, the case before us is distinguishable from the line of circuit decisions upholding the use of state robbery convictions for sentence-enhancement purposes because “[in] each of these cases, there was either an explicit еlement of violence in the statute ... or an absence of state authority demonstrating a reasonable probability that state courts would apply the statute to non-violent conduct.” Nicholas, 686 Fed.Appx. at 576.
Based on Ohio state-court decisions, and guided by the various circuit cases, we therefore conclude that the force criminalized by
Because we hold that
2. Yates‘s conviction under Ohio Rev. Code Ann. § 2911.02(A)(3) does not qualify as a crime of violence under U.S.S.G. § 4B1.2(a)(2).
The government argues, in the alternative, that Yates‘s conviction under
Although robbery was not an enumerated offense at the time of Yates‘s sentencing, it has since been added to the enumerated clause by a 2016 Amendment that applies retroactively. See United States v. Kennedy, No. 15-1456, 683 Fed.Appx. 409, 418-19, 2017 WL 1078552, *8 (6th Cir. Mar. 22, 2017). Yates mаy therefore be subject to a career-offender enhancement if his prior convictions under
This circuit has not yet adopted a definition for generic robbery. Other circuits, however, havе observed that “the generic form of robbery ‘may be thought of as aggravated larceny,’ containing at least the elements of ‘misappropriation of property under circumstances involving immediate danger to the person.‘” United States v. Santiesteban-Hernandez, 469 F.3d 376, 380 (5th Cir. 2006) (quoting Wayne R. LaFave, Substantive Criminal Law § 20.3 intro., (d)(2) (2d ed. 2003)), abrogated on other grounds by United States v. Rodriguez, 711 F.3d 541 (5th Cir. 2013). And the Fifth Circuit has noted that this “immediate danger element” is what differentiates robbery from larceny and extortion and “has been implemented by the states in two main ways.” Id. Compare id. (“The majority of states require property to be taken from a person or a person‘s presence by means of force or putting in fear.“), with United States v. Lockley, 632 F.3d 1238, 1243 (11th Cir. 2011) (“A small minority of states and the Model Penal Code, however, ‘define ‘robbery’ in terms of ‘bodily injury’ or ‘committing violence’ or ‘physical harm,’ or some amalgam of those terms and the majority definition.“).
But “[t]he difference in the majority and minority definitions is slight.” Lockley, 632 F.3d at 1244; see also Santiesteban-Hernandez, 469 F.3d at 381 (noting that “the bodily injury approach focuses on the realization of the immediate danger rather than the means by which the immediate danger is created, but they are two sides of the same coin“). Professor LaFave in his treatise looks to the majority definition of robbery, listing as an element of the offense “that the taking be accomplished by means of force or putting in fear.” LaFave, supra, § 20.3 intro. In discussing this element, he further observes that “robbery requires that the taking be done by means of violence or intimidation.” Id. at § 20.3(d) (emphasis added). This mention of violence indicates that the type of force contemplated by the generic definition of robbery is more than minimal. See id. at § 20.3 intro. The Editors’ Notes to the Model Penal Code, which reflects the minority definition of robbery, similarly comments that “[r]obbery is distinguished from ordinary larceny by the presence of the victim and the use or threat of violence.” Model Penal Code § 222.1.
Finally, precedent from this circuit supports the conсlusion that generic robbery requires a confrontation that at the very least implies the threat of violence. See United States v. Mitchell, 743 F.3d 1054 (6th Cir. 2014). In Mitchell, this court analyzed whether a conviction under the Tennessee robbery statute qualified as a violent felony as defined by the ACCA. Although the Mitchell court did not adopt a definition of generic robbery, it did discuss the degree of risk posed by the Tennessee robbery statute. It observed that “[r]obbery presents an even greater degree of risk of physical injury relative to (generic) burglary” because, “[w]hereas burglary raises the mere possibility of confrontation, robbery is defined as to guarantee it.” Id. at 1062.
Professor LaFave summarized this body of law by noting that “[t]he great weight of
Generic robbery, in sum, constitutes the “misappropriation of property under circumstances involving immediate danger to the person.” Santiesteban-Hernandez, 469 F.3d at 380. In rendering our holding today, we need not decide whether to define the element of “immediate danger” with reference to the serious bodily injury suffered by or threatened against the victim or with reference to the force used by the defendant. Either way,
C. Yates‘s challenge to the substantive reasonableness of his sentence
Because of our conclusion that Yates was improperly designated as a career offender under the guidelines and is entitled to be resentenced, we decline to address his argument concerning the substantive reasonableness of his sentence. That issue will have to await another day.
III. CONCLUSION
For all of the reasons set forth above, we VACATE Yates‘s sentence and REMAND the case for resentencing.
Byron Lewis BLACK, Petitioner-Appellant, v. Wayne CARPENTER, Warden, Respondent-Appellee.
No. 13-5224
United States Court of Appeals, Sixth Circuit.
Argued: December 8, 2016
Decided and Filed: August 10, 2017
