UNITED STATES of America, Plaintiff-Appellee, v. Cortez Dewayne COOPER (12-6522) and Terry Lee Adams (13-5535), Defendants-Appellants.
Nos. 12-6522, 13-5535.
United States Court of Appeals, Sixth Circuit.
Jan. 7, 2014.
739 F.3d 873
In conclusion, the magistrate judge abused his discretion in awarding fees, and we thus reverse the fee award to Lawyers Title.
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For the foregoing reasons, the magistrate judge‘s order granting Lawyers Title‘s motion for summary judgment and denying Doubletree‘s motion for summary judgment is AFFIRMED IN PART, REVERSED IN PART, AND REMANDED for further proceedings consistent with this opinion, and the magistrate judge‘s order awarding attorneys’ fees to Lawyers Title is REVERSED.
Before: MOORE and COOK, Circuit Judges; GWIN, District Judge.*
OPINION
KAREN NELSON MOORE, Circuit Judge.
On October 27, 2010, a grand jury returned a thirty-nine-count indictment against fourteen individuals, including Defendants-Appellants Terry Lee Adams and Cortez Dewayne Cooper. Among other crimes, the grand jury charged Adams and Cooper with conspiring to distribute cocaine and cocaine base (crack cocaine) in violation of
I. BACKGROUND
The Federal Bureau of Investigation started tapping Pierre Isom‘s telephone in April 2010, suspecting that Isom was distributing powder cocaine and crack cocaine in and around Dyersburg, Tennessee. While monitoring the wiretap, the FBI learned that Adams and Cooper were in
A. Adams
Between April 3 and April 18, 2010, the FBI heard Adams ask—in code—for a total of ninety-one grams of powder cocaine. Based on this information, the grand jury indicted Adams on one count of conspiring to distribute powder cocaine and crack cocaine, in violation of
On October 5, 2012, Adams entered into a Rule 11(c)(1)(C) plea agreement with the government. In exchange for the government dropping the remaining counts and cases against him, Adams pleaded guilty to one count of conspiracy to possess with intent to distribute and to distribute controlled substances in violation of
Under the Sentencing Guidelines, ninety-one grams of powder cocaine equals 18.2 kilograms of marijuana and corresponds with a base offense level of 16.
Adams objected to the classification of his aggravated-assault conviction as a crime of violence under
B. Cooper
The FBI also caught Cooper conversing with Isom regarding the distribution of crack cocaine, which led to his indictment on one count of conspiracy to distribute a controlled substance, in violation of
Cooper did not dispute that he qualified as a career offender under
II. ANALYSIS
A. Crime of Violence
Adams first challenges the district court‘s application of the career-offender enhancement, particularly the court‘s determination that Adams‘s 1999 state-court conviction for aggravated assault qualifies as a crime of violence under
The guidelines classify a defendant as a career offender if he (1) was at least eighteen years old at the time of the instant offense; (2) was convicted of “a felony that is either a crime of violence or a controlled substance offense; and (3) the defendant ha[d] at least two prior felony convictions of either a crime of violence or
- has as an element the use, attempted use, or threatened use of physical force against the person of another, or
- is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
a prior felony conviction can qualify as a ‘crime of violence’ in one of three ways: (1) the conviction is one of the crimes specifically enumerated in Application Note 1 to the career offender guideline; (2) if not specifically enumerated, the crime has as an element the use, attempted use, or threatened use of physical force; or (3) if the offense is not specifically enumerated or does not include physical force as an element, the crime involved conduct posing a serious potential risk of physical injury to another person.
United States v. Rodriguez, 664 F.3d 1032, 1036 (6th Cir. 2012) (citing United States v. Ruvalcaba, 627 F.3d 218, 221 (6th Cir. 2010)). For the sake of clarity, we will refer to these three approaches as, respectively, the “enumerated-offense prong,” the “elements prong,” and the “residual prong.”
In determining whether a prior conviction qualifies as a crime of violence, we conduct a well-established two-step analysis. First, we apply the categorical approach outlined in Taylor v. United States, 495 U.S. 575, 110 S. Ct. 2143, 109 L. Ed. 2d 607 (1990), “look[ing] only to the fact of conviction and the statutory definition—not the facts underlying the offense—to determine whether that definition supports a conclusion that the conviction was for a crime of violence.” United States v. Bartee, 529 F.3d 357, 359 (6th Cir. 2008) (citing United States v. Armstead, 467 F.3d 943, 947 (6th Cir. 2006)). Second, “[i]f it is possible to violate the statute in a way that would constitute a crime of violence and in a way that would not, [we] may consider the indictment, guilty plea, or similar documents to determine whether they necessarily establish the nature of the prior conviction.” United States v. Gibbs, 626 F.3d 344, 352 (6th Cir. 2010) (citing Shepard v. United States, 544 U.S. 13, 26, 125 S. Ct. 1254, 161 L. Ed. 2d 205 (2005)).
1. Categorical Approach
We first consider whether a prior conviction under
(a) A person commits aggravated assault who:
(1) Intentionally or knowingly commits an assault as defined in
§ 39-13-101 and:(A) Causes serious bodily injury to another; or
(B) Uses or displays a deadly weapon; or
(2) Recklessly commits an assault as defined in
§ 39-13-101(a)(1) , and:(A) Causes serious bodily injury to another; or
(B) Uses or displays a deadly weapon.
(b) A person commits aggravated assault who, being the parent or custodian of a child or the custodian of an adult,
intentionally or knowingly fails or refuses to protect such child or adult from an aggravated assault as defined in subdivision (a)(1) or aggravated child abuse as defined in § 39-15-402 .(c) A person commits aggravated assault who, after having been enjoined or restrained by an order, diversion or probation agreement of a court of competent jurisdiction from in any way causing or attempting to cause bodily injury or in any way committing or attempting to commit an assault against an individual or individuals, intentionally or knowingly attempts to cause or causes bodily injury or commits or attempts to commit an assault against such individual or individuals.
(d) Aggravated assault under subdivision (a)(1) or subsection (b) or (c) is a Class C felony. Aggravated assault under subdivision (a)(2) is a Class D felony....
Furthermore, in Tennessee at that time:
(a) A person commits assault who:
(1) Intentionally, knowingly or recklessly causes bodily injury to another;
(2) Intentionally or knowingly causes another to reasonably fear imminent bodily injury; or
(3) Intentionally or knowingly causes physical contact with another and a reasonable person would regard the contact as extremely offensive or provocative....
As the parties recognize,
The government‘s arguments are less clear with regard to the enumerated-offense prong. We recognize that our holdings regarding
On prior occasions, we have recognized that “a specific offense [does not] automatically qualify as a crime of violence just because it has the same name as one of the enumerated offenses.” Rede-Mendez, 680 F.3d at 556 (citing Taylor, 495 U.S. at 588-89). Instead, we must look to the generic definition of aggravated assault, “which is found by surveying how the crime is described across jurisdictions, as well as consulting sources such as the Model Penal Code,” and then compare the scope of
In McFalls, we examined the South Carolina common-law crime of aggravated assault and observed:
Defining aggravated assault generically is particularly difficult because many states define assault in terms of degrees rather than with the terms simple or aggravated, see, e.g.,
Ala.Code § 13A-6-20(a) , and because some states still retain the common law distinction between assault and battery. See, e.g.,W. Va. Code § 61-2-9 . After surveying these laws, the Model Penal Code concluded that a person should be guilty of aggravated assault if he “(a) attempts to cause serious bodily injury to another, or causes such injury purposely, knowingly, or recklessly under circumstances manifesting extreme indifference to the value of human life; or (b) attempts to cause or purposely or knowingly causes bodily injury to another with a deadly weapon.” Model Penal Code § 211.1(2).
592 F.3d at 716-17. The South Carolina crime failed to qualify under the enumerated-offense prong because it criminalized conduct requiring a mens rea of simple recklessness, which was outside the generic definition. Id. at 717. In contrast, we held that Ohio‘s fourth-degree aggravated1 assault statute fit within the enumerated-offense prong because it required the state to prove that a person acted at least knowingly, a mens rea covered by generic aggravated assault. See Rodriguez, 664 F.3d at 1037-39. Here, like the South Carolina crime,
2. Modified-Categorical Approach
Under the categorical approach, it is unclear whether Adams‘s aggravated-assault conviction constitutes a crime of violence, so we turn to the Shepard documents to determine, if we can, which subsection of
In this case, the indictment, plea agreement, and state-court judgment demonstrate that Adams necessarily pleaded guilty to a violation of
Concluding that Adams necessarily pleaded guilty to violating
Our decisions in Rodriguez and McFalls add strength to and confirm this decision. In Rodriguez, we held that Ohio‘s fourth-degree aggravated-assault statute fit within the enumerated-offense prong. 664 F.3d at 1036-37. That statute stated that “[n]o person, while under the influence of sudden passion ..., shall knowingly: ... [c]ause or attempt to cause physical harm to another ... by means of a deadly weap-
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In summary, as the government concedes, a felony conviction under
B. Reasonableness of Cooper‘s Sentence
We next turn to Cooper‘s challenge regarding his 120-month sentence. Since the Supreme Court‘s decision in United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), we review sentences for procedural and substantive reasonableness under an abuse-of-discretion standard. United States v. Bolds, 511 F.3d 568, 578 (6th Cir. 2007). A sentence is not procedurally reasonable if the district court “fail[s] to calculate (or improperly calculat[es]) the Guidelines range, treat[s] the Guidelines as mandatory, fail[s] to consider the
Cooper admits that the district court correctly applied the career-offender guidelines, see Cooper Br. at 12, but he argues that we “should hold that application of the Career Offender guideline, at all, produces an unreasonable sentence,” id. at 15 (citing United States v. Newhouse, 919 F.Supp.2d 955 (N.D.Iowa 2013)). District courts may depart downward from a guidelines-recommended sentence, in certain cases, based on a policy disagreement with the Sentencing Commission. See, e.g., Spears v. United States, 555 U.S. 261, 263-64, 129 S.Ct. 840, 172 L.Ed.2d 596 (2009); Kimbrough v. United States, 552 U.S. 85, 91, 128 S.Ct. 558, 169 L.Ed.2d 481 (2007); United States v. Johnson, 553 F.3d 990, 995-96 (6th Cir. 2009). We have never held, as Cooper acknowledges, that a district court must depart downward from a guidelines-recommended sentence. See, e.g., United States v. Brooks, 628 F.3d 791, 800 (6th Cir. 2011). We refuse to do so now. The career-offender guidelines may be less than perfect, but district courts are best positioned—at least in the first instance—to sift through the facts of an individual case and determine an appropriate sentence for each defendant.
In Cooper‘s case, the district court met its responsibility. At the sentencing hearing, the district court took considerable time to determine “the sentence that best fits [Cooper‘s particular] circumstances.” R. 618 (Cooper Sept. 25, 2012 Sent. Hr‘g Tr. at 20:10) (Page ID # 1156). Specifically, the district court addressed Cooper‘s extensive role in the conspiracy, his long criminal history, his drug use, and his lack of work history. See, e.g., id. at 21:20-22:6 (Page ID # 1157-58). The district court initially imposed a sentence of 188 months of imprisonment but then resumed the hearing a week later and sentenced Cooper to 120 months of imprisonment because the court determined upon reflection that the 188-month sentence
C. Applicability of Alleyne
Finally, we take up Adams‘s and Cooper‘s allegations that the district court violated the defendants’ Sixth Amendment rights by failing to require the government to prove the fact of the defendants’ prior convictions to a jury. “The Sixth Amendment provides that those ‘accused’ of a ‘crime’ have the right to a trial ‘by an impartial jury.’ This right, in conjunction with the Due Process Clause, requires that each element of a crime be proved to the jury beyond a reasonable doubt.” Alleyne v. United States, — U.S. —, 133 S.Ct. 2151, 2156, 186 L.Ed.2d 314 (2013) (quoting
First, Alleyne dealt with judge-found facts that raised the mandatory minimum sentence under a statute, not judge-found facts that trigger an increased guidelines range, such as happened to the defendants. This distinction has been acknowledged by the Supreme Court. In Alleyne, the Court stated that it has “long recognized that broad sentencing discretion, informed by judicial factfinding, does not violate the Sixth Amendment.” Id. at 2163 (citing Dillon v. United States, 560 U.S. 817, 828-29, 130 S.Ct. 2683, 2692, 177 L.Ed.2d 271 (2010); Apprendi, 530 U.S. at 481). Unlike the statutes at issue in Alleyne and Apprendi, the career-offender guidelines, which are triggered by judicial factfinding, do not require a district court to give a defendant a higher sentence, nor do they allow a judge to impose a harsher sentence that was necessarily unavailable before. The career-offender guidelines merely advise a district court how to wield its discretion, and therefore the commands of Alleyne do not apply here.
Second, even if Alleyne extended to cover increases in the guidelines-recommended sentences, the opinion itself recognizes that federal courts treat the fact of prior convictions differently than other facts that might trigger a change in a defendant‘s minimum or maximum sentence. Alleyne, 133 S.Ct. at 2160 n. 1 (discussing Almendarez-Torres v. United States, 523 U.S. 224, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998)). In Almendarez-Torres, the Supreme Court rejected a constitutional challenge to judges finding the facts of prior convictions, which then triggered increased statutory penalties. 523 U.S. at 247. While we have recognized that ”Almendarez-Torres may stand on shifting sands, the case presently remains good law and we must follow it until the Supreme Court expressly overrules it.” United States v. Mack, 729 F.3d 594, 609 (6th Cir. 2013) (citing, inter alia, Alleyne, 133 S.Ct. at 2160 n. 1). As a result, we must hold that defendants’ Sixth Amendment challenges lack merit.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the sentences imposed by the district court.
