UNITED STATES OF AMERICA v. TODD TYKARSKY, Appellant
No. 04-4092
United States Court of Appeals for the Third Circuit
May 10, 2006
ALDISERT, Circuit Judge
PRECEDENTIAL; Argued April 3, 2006; On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 03-cr-00400); District Judge: Honorable Harvey Bartle, III
1600 Market Street, 5th Floor
Philadelphia, Pennsylvania 19103
Counsel for Appellant
Anne W. Chain, Esq. (ARGUED)
Patrick Meehan, Esq.
Robert Zauzmer, Esq.
Office of United States Attorney
615 Chestnut Street, Suite 1250
Philadelphia, Pennsylvania 19106
Counsel for Appellee
OPINION
ALDISERT, Circuit Judge.
In this appeal from a conviction and sentence in the United States District Court for the Eastern District of Pennsylvania, we join several sister courts of appeals in holding that the involvement of an actual minor, as distinguished from a government decoy, is not a prerequisite to conviction under
Having searched through this proverbial “haystack” of claims, we do, however, agree with Tykarsky‘s ex post facto challenge to his sentence. Absent a special jury finding that Tykarsky violated
I. Facts and Procedural History
A.
Tykarsky is a resident of Trenton, New Jersey. On April 22, 2003, he entered an America Online (“AOL“) chat room entitled “Iloveoldermen2,” using the screen name “toddty63.” In the same chat room was Special Agent Nester, an undercover FBI agent posing as a 14-year-old girl using the screen name “HeatherJet14.” Tykarsky initiated a dialogue over AOL‘s Instant Messenger with “HeatherJet14,” and during the course
On at least eight different dates from April 24, 2003 to May 20, 2003, Tykarsky communicated with “HeatherJet14” via either Instant Messenger or email. In these communications, he used the screen names “toddty63” and “golpher12345” and described, in explicit detail, the sexual acts that he hoped to perform with her.
On May 8, 2003 and May 9, 2003, Tykarsky sent instant messages to “HeatherJet14” requesting that she provide him with a picture of herself. Special Agent Nester sent him a photograph of herself that was taken when she was approximately 14 or 15 years old. On May 15, 2003, Tykarsky wrote that he was “a little scared” because “HeatherJet14” was so young. He also commented that he could get into trouble and go to jail if they were discovered. The two parties discussed the possibility of meeting on May 20, 2003 at the Holiday Inn on Packer Avenue in Philadelphia. Tykarsky noted that he would wear jeans and a white shirt and drive a blue Ford Explorer.
On or about May 19, 2003, Tykarsky again communicated by Instant Messenger with “HeatherJet14.” They made tentative arrangements, subject to confirmation, to meet on May 21, 2003 at the Holiday Inn. Tykarsky again stated that he would wear jeans to the rendezvous. On May 20, 2003, via Instant Messenger, Tykarsky again described, in explicit detail, the sexual acts in which he planned to engage with the putative minor. The two parties agreed to meet at 9:00 a.m. on May 21, 2003.
After being arrested, Tykarsky was taken to an FBI office where he was advised of his rights. He consented to an interview, which began around 10:00 a.m. Special Agent DeFazio, the case agent, documented the interview, but she did not write down verbatim statements and the interview was not recorded. During the interview, Tykarsky made various incriminating statements. He said that he had met “HeatherJet14” online, that he believed that she was 14 and that he thought about having sex with her. He claimed that this was the first time that he actually traveled to do something like this, that he thought that it was a mistake and that he should turn around, but that he never did. The interview ended around 11:02 a.m., at which time Tykarsky called his employer and was turned over to the United States Marshal‘s Office.
Pursuant to both his consent and a search warrant, the FBI conducted a search of Tykarsky‘s home. His computer was seized and analyzed by the Computer Analysis Response Team (“CART“) of the FBI. CART confirmed that the computer had AOL software and “buddy lists” associated with both screen names “toddty63” and “golpher12345,” and that one of the buddy lists included the screen name “HeatherJet14.” CART also recovered from Tykarsky‘s hard drive a copy of the photograph that Special Agent Nester had sent to him.
B.
Tykarsky filed four motions in the District Court relevant to his appeal. First, before trial, Tykarsky moved to dismiss the indictment. He argued, among other things, that the indictment was legally insufficient and that Count One of the indictment was duplicitous because it charged both an attempt and a completed offense. He also raised an impossibility defense to both counts on the grounds that no minor was actually involved in the indicted offenses. The District Court rejected his impossibility defense and denied the motion, holding that “[a]n actual victim is not required for a prosecution of attempt under
Second, Tykarsky moved to suppress statements he made to FBI officers after his arrest. The Court denied his motion because it concluded that Tykarsky knowingly and voluntarily waived his Miranda rights before speaking to the FBI. See United States v. Tykarsky, No. Crim. A. 03-400, 2004 U.S. Dist. LEXIS 2567, at *5-9 (E.D. Pa. Jan. 26, 2004).
The District Court denied the motion. United States v. Tykarsky, No. Crim. A. 03-400, 2004 U.S. Dist. LEXIS 15392 (E.D. Pa. Jul. 20, 2004). The Court concluded that the Government had presented sufficient circumstantial evidence from which the jury could infer that Tykarsky traveled across state lines for the purpose of engaging in criminal sexual activity on May 21, 2004. Id. at *4-5. It then reiterated its earlier conclusion that neither
Fourth, after the denial of his post-trial motions but before sentencing, Tykarsky moved for discovery of additional exculpatory evidence. He argued that the Government manipulated the charge and the prosecution to “entrap” him so that he would be subject to the five-year mandatory minimum sentence that became effective on April 30, 2003. He sought evidence from the Government regarding the dates and times that the undercover agent was online to rebut her testimony that she did not see Tykarsky online between April 25 and May 8, 2003. Tykarsky also sought discovery of phone records that he alleges would call into question the Government‘s timeline of Tykarsky‘s post-arrest interview and processing.
In the same motion, Tykarsky asked the Court to “intervene to assure that a just sentence is imposed” because the prosecution had declined to file a downward departure motion based on his alleged “cooperation.” He explained that although he had not provided the Government with any information or cooperated in any way with respect to the charged offenses, he had “sought to cooperate with the government by providing information as to other matters,” even going so far as to hire a private investigator to uncover other illegal activity (in which Tykarsky was not involved) that Tykarsky had later reported to the Government.
The District Court denied Tykarsky‘s motion for additional discovery as a “fishing expedition.” It also found that
This appeal followed. We have jurisdiction to review Tykarsky‘s conviction under
II. “Actual Minor” and §§ 2422(b) & 2423(b)
Tykarsky‘s first contention is that the evidence was insufficient to support his conviction on either count because it showed only that he had communicated and traveled to engage in sexual activity with an adult undercover agent. Raising the defense of legal impossibility, he contends that both
A.
Section 2422(b) of Title 18 reads:
Whoever, using the mail or any facility or means
of interstate or foreign commerce, or within the special maritime and territorial jurisdiction of the United States, knowingly persuades, induces, entices, or coerces any individual who has not attained the age of 18 years, to engage in prostitution or any sexual activity for which any person can be charged with a criminal offense, or attempts to do so, shall be fined under this title, imprisoned not more than 15 years, or both.
As we observed in United States v. Hsu, “[t]he law of impossible attempts has received much scholarly attention, but remains a murky area of the law.” 155 F.3d 189, 199 (3d Cir. 1998). The common law distinguishes between legal and factual impossibilities, providing that the former is a defense and that the latter is not. Factual impossibility “‘is said to occur when extraneous circumstances unknown to the actor or beyond his control prevent consummation of the intended crime.‘” Id. (quoting United States v. Berrigan, 482 F.2d 171, 188 (3d Cir. 1973)). By contrast, “‘[l]egal impossibility is said to occur where the intended acts, even if completed, would not amount to a crime.‘” Id. (quoting Berrigan, 482 F.2d at 188). Legal impossibility has been held to apply when a person accepts goods mistakenly believed to be stolen, see People v. Jaffe, 78 N.E. 169 (N.Y. 1906), when a hunter shoots a stuffed deer believing it to be alive, see State v. Guffey, 262 S.W.2d 152 (Mo. Ct. App.1953), and when a prisoner attempts to smuggle letters out of prison under the mistaken belief that the warden
Here, Tykarsky contends that it was legally impossible for him to persuade a minor to engage in “sexual activity for which any person can be charged with a criminal offense” because “HeatherJet14” was an adult and, as a legal matter, any sexual activity between him and the undercover agent would not be criminal. The Government contends that this is a case of factual impossibility because Tykarsky intended to engage in the conduct proscribed by law but failed only because of circumstances unknown to him. As we have recognized, the difficulty in these types of cases “is that the distinction between factual and legal impossibility is essentially a matter of semantics, for every case of legal impossibility can reasonably be characterized as a factual impossibility.” Id. For example, in the case involving the stuffed deer, had the facts been as the hunter believed, i.e. the deer was alive, the hunter would be guilty of shooting a deer out of season. The elusiveness of this distinction and the belief that the impossibility defense exonerates defendants “in situations where attempt liability most
Two of our sister courts of appeals have held that the absence of an actual minor in a
After examining the text of the statute, its broad purpose and its legislative history, we conclude that Congress did not intend to allow the use of an adult decoy, rather than an actual minor, to be asserted as a defense to
Second, as in Hsu and Everett, the underlying purposes of the law provide substantial evidence of a congressional intent that the defense of legal impossibility should not apply. In both Hsu and Everett, we stressed that the statutes at issue were designed to offer “comprehensive” solutions to the conduct being regulated. See Hsu, 155 F.3d at 201; Everett, 700 F.2d at 906-907. From this we concluded “that Congress could not have intended to adopt the impossibility defense, ‘whose viability at common law was questionable at best,’ because doing so would only ‘hamper federal efforts to enforce the drug [and corporate espionage] laws.‘” Hsu, 155 F.3d at 201 (quoting Everett, 700 F.2d at 906-907).
Just as the Drug Control Act embraces a “comprehensive” solution for drug trafficking and the Economic Espionage Act provides a “comprehensive” solution for corporate espionage, the Child Protection and Sexual Predator Punishment Act of 1998 is described as “a comprehensive response to the horrifying menace of sex crimes against children, particularly assaults facilitated by computers.” H.R. Rep. No. 105-557, at 10 (1998), U.S. Code Cong. & Admin.
It is the view of the Committee that law enforcement plays an important role in discovering child sex offenders on the Internet before they are able to victimize an actual child. Those who believe they are victimizing children, even if they come into contact with a law enforcement officer who poses as a child, should be punished just as if a real child were involved. It is for this reason that several provisions in this Act prohibit certain conduct involving minors and assumed minors.
H.R. Rep. No. 105-557, at 19.
We disagree. Although legislative history is often an undependable guide to legislative intent, “failed legislative proposals are a particularly dangerous ground on which to rest an interpretation of a prior statute.” See United States v. Craft, 535 U.S. 274, 287 (2002) (internal quotations omitted); see also Meek, 366 F.3d at 720 (“Sorting through the dustbin of discarded legislative proposals is a notoriously dubious proposition.“). We should be especially wary where, as here, the failed legislative proposal differs in fundamental ways from
Third, we deem significant that the statute here, like those at issue in Hsu and Everett, “was drafted at a time when ‘the doctrine of impossibility had become mired in fine distinctions and had lost whatever acceptance at common law it may have possessed when the statute considered in Berrigan was first enacted in 1930.‘” Hsu, 155 F.3d at 202 (quoting Everett, 700 F.2d at 905).5 The first version of
Finally, we are mindful “of the potential damage that the [defendant‘s] position could work on law enforcement under the statute.” Id.; see also Everett, 700 F.2d at 907 n.16. We mention this not because of our own policy preferences, but because it is
In light of
Applying our interpretation of
The evidence in this case satisfies both elements. The instant messages and the statements that Tykarsky made to FBI agents upon his arrest establish Tykarsky‘s subjective intent, and his appearance at the Holiday Inn according to the plan established over the instant messages provides the requisite “measure of objective evidence” corroborating his intent. See Everett, 700 F.2d at 908 (holding that “some measure of objective evidence corroborating” the criminal intent is necessary for an attempt conviction). The instant messages also provide sufficient evidence that he took substantial steps towards “persuading, inducing, enticing or coercing” a minor to engage in sexual activity. Accordingly, we will affirm his conviction under
B.
With respect to
A person who travels in interstate commerce . . . for the purpose of engaging in any illicit sexual
conduct with another person shall be fined under this title or imprisoned not more than 30 years, or both.
By its unambiguous terms,
III. Commerce Clause
Next, Tykarsky contends that the statutes under which he was convicted exceed Congress‘s powers under the Commerce Clause. We disagree. The Commerce Clause gives Congress power to regulate three types of activity: (1) “the use of channels of interstate commerce“; (2) “the instrumentalities of interstate commerce, or persons or things in interstate commerce, even though the threat may come only from intrastate activities“; and (3) “those activities having a substantial relation to interstate commerce, . . . i.e., those activities that substantially affect
Although Tykarsky‘s Commerce Clause challenge is not fully developed, the thrust of his argument appears to be that the statutes under which he was convicted exceed Congress‘s power as defined by the Supreme Court‘s decisions in Morrison and Lopez. See generally id.; United States v. Morrison, 529 U.S. 598 (2000). Both Morrison and Lopez, however, involved challenges to statutes enacted pursuant to the third category described in Lopez — Congress‘s authority to regulate activities that substantially affect interstate commerce. As we made clear in our recent decision in United States v. MacEwan, “we need not proceed to an analysis of Lopez‘s third category when Congress clearly has the power to regulate such an activity under the first two.” 2006 WL 861184 at *5; see also United States v. Lankford, 196 F.3d 563, 572 (5th Cir. 1999) (finding that because
Here, both statutes under which Tykarsky was convicted fall squarely within Congress‘s power to regulate the first two categories of activities described in Lopez.
IV. First, Fifth and Eighth Amendment Challenges to 18 U.S.C. § 2423(b)
Tykarsky next argues that he cannot constitutionally be charged under
As other courts of appeals have observed, it is clear that
But it does not. Contrary to Tykarsky‘s characterization, the relationship between the mens rea and the actus reus required by
V. Vagueness and Overbreadth and § 2422(b)
Tykarsky next argues that
Albeit a closer question, we also conclude that
VI. Sixth Amendment Grand Jury Clause
Tykarsky next contends that the District Court violated the Grand Jury Clause of the Sixth Amendment by allowing the jury to convict him of offenses that differed from those charged in the indictment. Count One of the indictment charged Tykarsky with traveling in interstate commerce “for the purpose of engaging in, and attempting to engage in, illicit sexual conduct.” In instructing the jury, however, the Court, consistent with the text of
Tykarsky‘s challenge fails. “His complaint is not that the indictment failed to charge the offense for which he was convicted, but that the indictment charged more than was necessary.” United States v. Miller, 471 U.S. 130, 140 (1985). The Supreme Court has observed that a defendant‘s right to be tried on the charges set forth in the indictment is not impaired where the indictment alleges more acts than are necessary for conviction. See, e.g., id. at 136 (“As long as the crime and the elements of the offense that sustain the conviction are fully and clearly set out in the indictment, the right to a grand jury is not normally violated by the fact that the indictment alleges more crimes or other means of communicating the same crime.“); Salinger v. United States, 272 U.S. 542, 548-549 (1926) (holding that there was “not even remotely an infraction of the constitutional provision that ‘no person shall be held to answer for a capital or otherwise infamous crime unless on a presentment or indictment to the grand jury’ ” where the district court submitted to the jury only one of several fraudulent schemes charged in the indictment).
Here, the District Court‘s decision to omit the “coercion” ground in Count Two and to charge the jury in the disjunctive, rather than the conjunctive, amounted only to a narrowing of the charged offense. Similarly, its omission of the unnecessary allegation in Count One of the indictment that Tykarsky “attempt[ed] to engage in . . . illicit sexual activity” also only narrowed the charged offense. As in Miller, “[t]he variance[s] complained of added nothing new to the grand jury‘s indictment
VII. Sixth Amendment Right to Confrontation
Tykarsky complains also that the District Court violated his Sixth Amendment Confrontation Clause rights by restricting his cross-examination of the undercover FBI agent, Special Agent Nester, and the FBI‘s case agent, Special Agent DeFazio. The District Court limited Tykarsky‘s cross-examination regarding a number of subjects, viz., the location of the undercover computer from which Special Agent Nester communicated with Tykarsky, communications that were not in the record, the agent‘s opinion as to whether Instant Messenger communications are “fraught with fantasy,” the agent‘s view of Tykarsky‘s state of mind during the communications and at the time of arrest, the agent‘s knowledge of the mandatory minimum sentence amendment to
Limitations on cross-examination are reviewed for abuse of discretion. United States v. Mussare, 405 F.3d 161, 169 (3d Cir. 2005). Although the Confrontation Clause guarantees the right of a criminal defendant to confront witnesses for the purpose of cross-examination, a district court retains ” ‘wide latitude insofar as the Confrontation Clause is concerned to impose reasonable limits on such cross-examination based on concerns about, among other things, harassment, prejudice,
We agree with the Government that the restrictions of which Tykarsky complains were well within the District Court‘s discretion. The District Court only restricted cross-examination where it was repetitive of other testimony, confusing or irrelevant. The District Court permitted Tykarsky to cross-examine Special Agents Nester and DeFazio thoroughly.11 Tykarsky questioned the agents extensively regarding the reliability of determining Instant Messenger identities, the use of fantasy in chat rooms and communications that were purportedly missing from the record. The District Court only sustained objections to this testimony when the questions were misleading or repetitive. The District Court also permitted cross-examination regarding the use of decoys in undercover investigations and FBI policy on recording interviews. It only restricted questioning when it became repetitive or when counsel was attempting to testify about FBI practices in other cases.12 The District Court also permitted cross-examination
In sustaining other prosecution objections, the District Court acted well within its discretion to restrict irrelevant and confusing testimony. For example, Special Agent Nester‘s impressions of Tykarsky‘s state of mind and her knowledge that the PROTECT Act imposed a minimum sentence of five years for violating
VIII. Other Contentions
Tykarsky‘s other attacks on his conviction merit little discussion. He challenges the District Court‘s rejection of various proposed jury instructions, including instructions regarding absence of evidence, thoughts, preparation, action, equivocation, intention, attempt, statements, that engaging in criminal sexual activity had to be “the” dominant purpose of the interstate travel, that the travel had to be on May 21, and the impact of the April 30, 2003 amendment to the PROTECT Act. We have reviewed the proposed instructions and the instructions submitted to the jury and conclude that the latter “fairly and adequately” present the issues in the case without confusing or misleading the jury. United States v. Simon, 995 F.2d 1236, 1243 n.11 (3d Cir. 1993). As we have said before, “[a] defendant is not entitled to a jury instruction of his own choosing.” United States v. Ellis, 165 F.3d 493, 498 n.7 (3d Cir. 1998).
We reject also Tykarsky‘s contention that the Government denied him a fair trial by improperly preparing his exhibit book and making an improper rebuttal argument. Government Exhibit 20 was a picture of Special Agent Nester as a minor. The image in the exhibit book provided to Tykarsky contained a photocopy of this image along with handwritten notations at the bottom. Defense counsel used the copy of the picture in the exhibit book to question the integrity of the evidence, arguing that the prosecution had torn off the notations at the bottom. The prosecution responded by pointing out that the actual exhibit provided to the jury did not have any notations and that any notations on the defense copy were irrelevant. We cannot discern any prejudice resulting from this confusion.
Tykarsky also argues that his post-arrest statement should have been excluded because of the FBI’s failure to electronically record it. See Stephan v. State, 711 P.2d 1159-1160 (Alaska 1985) (holding that the failure to record an interrogation is a violation of the due process clause of the
Tykarsky also alleges various Brady violations. He refers to potentially exculpatory Brady material throughout his brief and contends that the District Court erroneously denied his post-conviction, pre-sentencing motion for discovery of exculpatory evidence. With respect to many of the documents that Tykarsky alleges were not disclosed — such as a list of “any and all times that the agent was online or any information that would in any way contradict her trial testimony should be produced or provided to the defense,” a missing Internet Messenger conversation regarding a soccer game, Special Agent Nester’s Internet profile as it existed on May 21, 2003, interview notes from the post-arrest interview, and the other chat room postings from the time of the initial conversation between Tykarksky and Special Agent Nester to show the “environment” — there is no proof that they exist, and there is no evidence of any bad faith in failing to preserve them. See Arizona v. Youngblood, 488 U.S. 51, 58 (1988) (“[U]nless a criminal defendant can show bad faith on the part of the police, failure to preserve potentially useful evidence does not constitute a denial of due process of law.“). Moreover, even if such documents do exist, it is plain from the record that their nondisclosure, even when considered cumulatively, neither prejudiced Tykarsky nor affected the fairness of the proceedings. See United States v. Agurs, 427 U.S. 97, 109-110 (1976) (“The mere possibility that an item of undisclosed information might have helped the defense, or might have affected the outcome of the trial, does not establish ‘materiality’ in the constitutional sense.“)15.
Having concluded that all of Tykarsky’s attacks on his conviction are meritless, we now turn to Tykarsky’s ex post facto challenge to his five-year sentence.
IX. Ex Post Facto Application of Mandatory Minimum Sentence
As we have noted, Tykarsky was convicted of attempting to persuade, coerce, entice or induce an underage person to engage in illegal sexual activity through the Internet, in violation of
At sentencing, Tykarsky objected to the use of the amended version of the statute with its five-year mandatory minimum. He argued that the absence of a special verdict regarding the date of the violation precluded the Court from imposing the mandatory minimum. The District Court rejected this argument, concluding that because the only communications arranging the May 21, 2003 meeting at the Holiday Inn were made after April 30, the jury’s conviction on Count One — traveling interstate to engage in illegal sexual activity — necessarily required a finding that Tykarsky violated
Tykarsky now challenges his sentence on appeal. Absent a special verdict, he contends, there is no way to know whether the jury may have convicted him under
Because we conclude that this argument was not properly raised below, our review is for plain error.17 To establish plain error, Tykarsky must show that: (1) an error occurred, (2) the error was plain, (3) the error affected his substantial rights, and (4) the error is one seriously affecting the fairness, integrity or public reputation of judicial proceedings, such that the court should exercise its discretion to correct the error. Johnson v. United States, 520 U.S. 461, 466-467 (1997).
A.
We agree with Tykarsky that because the communications spanned two different versions of the statute with different minimum penalties, the question of whether the violation extended beyond the effective date of the amended version was one that had to be resolved by the jury.18 The Ex Post Facto Clause proscribes any law that “‘changes the
B.
We must next determine whether the error affected Tykarsky’s substantial rights. See Johnson, 520 U.S. at 466-467. To “affec[t] substantial rights,” the error must have been prejudicial. Olano, 507 U.S. at 734. Tykarsky has been prejudiced if there is a reasonable possibility that a jury, properly instructed on this point, might have found Tykarsky guilty based exclusively on acts that occurred before the increased penalty took effect. See Julian, 427 F.3d at 482 (“If a jury, properly instructed on this point, might have found that the conspiracy had come to an end before the increased penalty took effect or that Julian had withdrawn from the conspiracy before that date, then the error is one that implicates the fairness, integrity, or public reputation of the judicial process.“); United States v. Torres, 901 F.2d 205, 229 (2d Cir. 1990) (finding plain error where it was possible, though improbable, that the jury would have convicted based on pre-enactment conduct); see also United States v. Dobson, 419 F.3d 231, 239-240 (3d Cir. 2005) (finding plain error where there was a “reasonable likelihood” that the error affected the outcome). If, however, a reasonable jury could have concluded only that the attempted persuasion or enticement continued past April 30, then the error did not affect Tykarsky’s substantial rights.
In Julian, the Court of Appeals for the Seventh Circuit ultimately determined that the lack of a specific jury finding regarding the dates of involvement in a conspiracy to travel in foreign commerce for the purpose of engaging in illicit sexual activity did not prejudice the defendant. 427 F.3d at 483. There, the penalty for engaging in a
Reviewing for harmless error, the Court of Appeals for the Second Circuit reached a similar conclusion in United States v. Harris, concluding that there was “no possibility” that the jury relied solely on conduct occurring before the enactment of a continuing financial crimes enterprise (“CFCE“) statute. 79 F.3d at 229. The court observed that the district court’s instruction expressly required the jury to find that Harris engaged in a “series of acts” that necessarily encompassed post-CFCE enactment conduct. Id.; see also United States v. Williams-Davis, 90 F.3d 490, 510 (D.C. Cir. 1996) (rejecting defendant’s ex post facto claim where “there was no possibility that the jury finding could have rested solely on conduct preceding the critical date“).
By contrast, in United States v. Torres, the Second Circuit, reviewing for plain error, found an ex post facto violation where the defendants were subjected to life sentences based on conduct that “straddled” the date that the mandatory life sentence provision went into effect. 901 F.2d at 229. Although the court agreed with the Government that it was highly improbable that the jury did not convict based on post-enactment acts, it nonetheless observed:
It is clear that (1) it was the government’s burden to prove all the elements of section 848(b) beyond a reasonable doubt; (2) the instruction and verdict form allowed a resolution of this issue against the Torres brothers and Flores whether or not they met the requirements of section 848(b)(1) on or after October 27, 1986; (3) the ex post facto rule requires such conduct on or after October 27, 1986, as a constitutional matter, as a basis for a conviction under section 848(b); and (4) as a result of the resolution of this issue adversely to them, these defendants were subjected to the mandatory life sentence imposed by section 848(b), rather than the ten years to life sentence which would otherwise have been applicable under section 848(a).
Here, we believe there is a possibility that a reasonable jury could have convicted Tykarsky based solely on the pre-April 30 communications. The District Court’s reasoning takes the form of a classic non sequitur insofar as it concludes that the jury must have found that Tykarsky violated
The problem can be illustrated with a simple hypothetical. Assume that John Doe contacts Jane Minor on April 29 and that they engage in a long Instant Messenger conversation. He promises her various things and asks her to meet up with him for sex. But when he asks her if she is free that night, she says that her parents won’t let her leave the house but that she would like to meet the next week. Three days later, on May 1, they engage in another Instant Messenger conversation in which they flirt with one another and schedule a meeting at the local Best Western on May 3. At what point did John Doe violate
A jury could endorse the Government’s view here that the communications should be considered together and that they constitute a “continuing offense” in violation of
As in both this hypothetical and Torres, here there is at least a possibility that the jury convicted Tykarsky based solely on pre-PROTECT Act conduct. A reasonable jury could have concluded that because “HeatherJet14” already indicated a willingness to engage in sexual activity in the earlier communications, the later communications were either not sufficiently objectively persuasive to constitute a substantial step or were not written with the requisite intent to induce or persuade, see Dhingra, 371 F.3d at 562-563 (observing that
Moreover, we should be especially cautious in making assumptions about how a properly instructed jury would have found where, as here, the statute under which the defendant was convicted vests broad discretion in the jury. Although we have concluded that
C.
We turn now to the fourth element of plain error review: whether the error seriously affected the fairness, integrity, or public reputation of the judicial proceedings. In light of the Government’s burden of proving all elements beyond a reasonable doubt and the possibility that the jury convicted Tykarsky based solely on pre-PROTECT Act conduct, we conclude that the District Court’s failure to require a special verdict tainted the integrity and reputation of the judicial process. The proscription against ex post facto laws is “fundamental to our concept of constitutional liberty.” Marks v. United States, 430 U.S. 188, 191-192 (1977); see also The Federalist No. 44, p. 282 (C. Rossiter ed. 1961) (“[E]x post facto laws . . . are contrary to the first principles of the social compact and to every principle of sound legislation.“). Tykarsky was sentenced to a mandatory minimum pursuant to a statute — the amended version of
We have considered all other assignments of error and conclude that they do not merit discussion. For the foregoing reasons, we will affirm Tykarsky’s convictions for violating
Notes
(Tykarsky Br., Ex. H.)On or about May 21, 2003, at Philadelphia, in the Eastern District of Pennsylvania, and elsewhere, defendant
TODD TYKARSKY
a/k/a “toddty63,”
a/k/a “golpher12345,”traveled from New Jersey to Philadelphia, Pennsylvania for the purpose of engaging in, and attempting to engage in, illicit sexual conduct, as defined in Title 18, United States Code, Section 2243(f), that is, a sexual act as defined in Title 18, United States Code, Section 2246(2), with a person under eighteen years of age.
In violation of Title 18, United States Code, Section 2423(b) and (e).
(Tykarsky Br., Ex. H.)Between on or about April 22, 2003 and on or about May 20, 2003, at Philadelphia, in the Eastern District of Pennsylvania, and elsewhere, defendant
TODD TYKARSKY
a/k/a “toddty63,”
a/k/a “golpher12345,”used a facility in interstate commerce, that is, a computer modem connected to the Internet to attempt to knowingly persuade, induce, entice and coerce a person under eighteen years of age to engage in sexual activity for which the defendant could be charged with a criminal offense, that is, statutory rape, in violation of New Jersey Statutes 2C:14-2 and Title 18, Pennsylvania Consolidated Statutes Annotated, Section 3122.1.
In violation of Title 18, United States Code, Section 2422(b).
(App. at 779.)[W]e ask, one, that the Court not instruct at all on punishment. And, secondly, in this particular case, I think it’s appropriate for the Court, if it’s
going to do that, that we instruct that this is a mandatory minimum of five years that happened — that straddled this case, because this case covered from 4/22 to 5/20, and on 4/30 the law changed. And there’s facts in this case that I think can suggest that it was important for the jury to know the time of the change in law.
We agree with the Government that this request was insufficient to preserve the issue. Defense counsel appears to be requesting that the jury simply be informed of the potential sentence, which is improper. Although he draws attention to the change in law and makes a vague reference to it being significant to the “facts in this case,” he never requests a special verdict form or states that the jury must find that Tykarsky committed that crime after April 30. Although this objection is sufficient to convince us that defense counsel was not “sandbagging,” see United States v. Syme, 276 F.3d 131, 154 n.9 (3d Cir. 2002) (noting that evidence of sandbagging weighs against finding plain error), it is nonetheless an inadequate objection.
