UNITED STATES OF AMERICA v. JAMES E. MACEWAN, Appellant
No. 05-1421
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
April 5, 2006
Precedential. Argued March 9, 2006. On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 04-cr-00262). District Judge: Honorable Michael M. Baylson.
Before: ROTH and ALDISERT, Circuit Judges, and RODRIGUEZ, District Judge.
John Rogers Carroll, Esq.
Carroll & Brotman
601 Walnut Street
Suite 1150 West
Philadelphia, PA 19106
Counsel for Appellant
Patrick L. Meehan, Esq.
Robert A. Zaumer, Esq.
Wendy A. Kelly, Esq.
Peter D. Hardy, Esq. (Argued)
Office of the United States Attorney
615 Chestnut Street
Suite 1250
Philadelphia, PA 19106
Counsel for Appellee
OPINION
ALDISERT, Circuit Judge.
This appeal primarily requires us to decide if the use of the Internet satisfies the interstate commerce element of the
I.
James MacEwan is a 71-year-old repeat offender of the federal laws prohibiting the distribution and receipt of child pornography. In 2001, prior to the present conviction for two counts of receiving child pornography in violation of
A.
Within little more than a year, MacEwan was found to have violated the terms of his probation three times, for which an indictment was returned on May 6, 2004. The indictment charged him with three counts of receiving materials containing child pornography in violation of
MacEwan was first discovered to have violated the conditions of his probation on July 16, 2003, when his probation officer made an unannounced visit to his home to verify his compliance with the terms of his probation. After inspecting MacEwan‘s computer, the officer found that MacEwan had been visiting child pornography websites. The officer then had the computer seized. Following further inspection, it was found to contain approximately 1,068 graphic image files of child pornography. This incident formed the basis of Count One of the 2004 indictment.
The second violation was discovered on October 9, 2003, when the probation officer made another unannounced visit to MacEwan‘s home. After inspecting two other computers, the probation officer found links to child pornography websites. The two computers were then seized and later found to contain approximately 256 graphic image files of child pornography. This incident forms the basis of Count Two.
The third violation occurred on March 10, 2004, when an undercover United States Postal Inspector, posing as a letter carrier, delivered five videotapes containing child pornography to MacEwan‘s home. MacEwan had previously ordered these tapes from a catalogue sent by the government as part of an investigation into a global child pornography enterрrise. MacEwan was selected to receive the catalogue solicitation because, during the course of the investigation, his name had previously been identified on a customer list for a child pornography website. After the videotapes were delivered and in MacEwan‘s possession, the Postal Inspectors then retrieved the videotapes pursuant to an anticipatory search warrant. This incident forms the basis of Count Three.
B.
On October 28, 2004, MacEwan entered a guilty plea to Count Three, but proceeded to trial on Counts One and Two. Following a bench trial held that same day, he was acquitted of Count One because the government failed to prove that he had received the image files that were the subject of that count within the applicable statute of limitations period. MacEwan was, however, found guilty of Count Two.
At trial, MacEwan had stipulatеd to the number of images charged in Counts One and Two, that they met the statutory definition of child pornography, and that the files had been knowingly downloaded from the Internet. He argued, however, that the government could not establish that, in compliance with the interstate commerce jurisdictional element of
To support its argument that the images had traveled in interstate commerce, the government had James Janco, the manager of Comcast‘s Network Abuse Department, testify. Comcast was MacEwan‘s Internet service provider from December 2002 to October 14, 2003. Janco chiefly summarized the flow of data over the Internet and the routing оf subscribers’ website connection requests.
He stated that when a Comcast subscriber accesses the Internet from his home computer and requests a connection with a website, the connection would first originate from the subscriber‘s computer, pass through the cable modem – both of which are located in the subscriber‘s house – and then be sent to a regional data center. For West Chester, Pennsylvania, where MacEwan resided, Comcast‘s regional data center was located within Pennsylvania. The regional data center takes the subscriber‘s request, transfers it through various routers within the regional data center, then sends the request to the Internet backbone, which is a series of leased, commercial and private lines. Janco then stated that those lines take the subscriber‘s specific request and connect it to the server containing the desired website.
Comcast calls this process of accessing a website “Shortest Path First” (“SPF“). Under SPF, when the signal travels from the regional data center it will be dynamically
Before the close of trial, MacEwan made a motion for acquittal pursuant to
In its Memorandum Opinion dated December 29, 2004, the trial court rejected MacEwan‘s
C.
MacEwan‘s sentencing hearing was held on January 31, 2005, where the District Court determined that the enhanced sentencing provisions of the Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act (PROTECT Act), Pub. L. No. 108-21, 117 Stat. 650 (2003), effective as of April 30, 2003, applied to MacEwan because of his 2003 conviction for violating
II.
MacEwan presents a twofold challenge to the jurisdictional element of
A.
We exercise plenary review over MacEwan‘s challenges to the interpretation and constitutionality of the interstate commerce jurisdictional element of
MacEwan faults the District Court for its broad holding that regardless of whether the images originated in Pennsylvania or out-of-state, the gоvernment showed that the images were downloaded from the Internet, which was “sufficient to carry its burden of proof as to interstate commerce.” (Opinion of the District Court, at 6.) He contends that because the government could not conclusively prove that the child pornography images crossed state lines in their Internet transmission, he is therefore being punished essentially for his mere intrastate possession of child pornography. He then argues that
MacEwan is conflating “interstate commerce” with “interstate transmission” and confusing the nature of the jurisdictional basis for his charged offense.6 Nowhere in the
1.
“The Internet is an international network of interconnected computers . . . [and is comparable] to both a vast library including millions of readily available and indexed publications and a sprawling mall offering goods and services.” Reno v. ACLU, 521 U.S. 844, 850-853 (1997). Moreover, as is evident from the trial testimony of the government‘s expert, unless monitored by specific equipmеnt, it is almost impossible to know the exact route taken by an Internet user‘s website connection request, such as MacEwan‘s requests to connect with various child pornography websites. Because of fluctuations in the volume of Internet traffic and determinations by the systems as to what line constitutes the “Shortest Path First,” a website connection request can travel entirely intrastate or partially interstate.
Regardless of the route taken, however, we conclude that because of the very interstate nature of the Internet, once a user submits a connection request to a website server or an image is transmitted from the website server back to user, the data has traveled in interstate commerce. Here, once the images of child pornography left the website server and entered the complex global data transmission system that is the Internet, the images were being transmitted in interstate commerce. To quote the Court of Appeals for the First Circuit in United States v. Carroll, the “transmission of photographs by means of the Internet is tantamount to moving photographs across state lines and thus constitutes transportation in interstate commerce.” 105 F.3d 740, 742; see United States v. Runyan, 290 F.3d 223, 239 (5th Cir. 2002) (same).
2.
That said, it is clear that Congress has the power to regulate the downloading of child pornography from the Internet. The Commerce Clause gives Congress power to regulate three types of activity: (1) “the use of channels of interstate commerce“; (2) “the instrumentalities of interstate commerce, or persons or things in interstate commerce, even though the threat may come only from intrastate activities“; and (3) “those activities having a substantial relation to interstate commerce, . . . i.e., those activities that substantially affect interstate commerce.” See Lopez, 514 U.S. at 558-559. Ignoring the first and second categories cited by Lopez, MacEwan proceeds to the third, and argues that because the government could not prove that the child pornography images
We disagree with this approach. In addressing the transmission of child pornography images over the Internet, we need not proceed to an analysis of Lopez‘s third category when Congress clearly has the power to regulate such an activity under the first two. See United States v. Bishop, 66 F.3d 569, 588 n.29 (3d Cir. 1995) (”Lopez involved only a regulation that was justified, if at all, under Category Three [(the substantial effects test)] . . . [a]s such, Lopez does not affect our analysis here [of Category Two].“); compare with Lopez, 514 U.S. at 559 (proceeding to an analysis of congressional power under Category Three, where it was not argued that the first two categories applied); Morrison, 529 U.S. at 609 (same). Indeed, it is difficult to find an act more intertwined with the use of the channels and instrumentalities of interstate commerce than that of downloading an image from the Internet. See United States v. Hornaday, 392 F.3d 1306, 1311 (11th Cir. 2004) (“Congress clearly has the power to regulate the internet, as it does other instrumentalities and channels of interstate commerce, and to prohibit its use for harmful or immoral purposes regardless of whether those purposes would have a primarily intrastate impact.“). Accordingly, we are able to state conclusively that Congress’ power under
3.
Having concluded that the Internet is an instrumentality and channel of interstate commerce,8 it therefore does not matter whether MacEwan downloaded the images from a server located within Pennsylvania or whether those images were transmitted across state lines. It is sufficient that MacEwan downloaded those images from the Internet, a system that is inexorably intertwined with interstate commerce. See Lopez, 514 U.S. at 558 (stating that Congress has the power to regulate an instrumentality of interstate commerce even though the “threat may come only from intrastate activities“); Bishop, 66 F.3d at 588 (holding that Congress has the power to regulate the instrumentalities of interstate commerce even though the wrongful conduct may occur wholly intrastate).
B.
At trial, MacEwan stipulated that he downloaded from the Internet the child pornography images that were the subject of his conviction for Count Two of the indictment. Accordingly, in light of our conclusion that the government is not required to prove that the child pornography images crossed state lines before being downloaded and received by the defendant, but rather only must prove that the images were downloaded from the Internet, which is properly regulated by Congress as a channel and instrumentality of interstate commerce, it is beyond doubt that the government proved that MacEwan satisfied the jurisdictional element of
III.
We next turn to MacEwan‘s challenges to his 15-year sentence. As part of an effort by Congress “to restore the government‘s ability to prosecute child pornography offenses successfully,” the PROTECT Act amended
Whoever violates, or attempts or conspires to violate, paragraph (1), (2), (3), (4), or (6) of subsection (a) shall be fined under this title and imprisoned not less than 5 years and not more than 20 years, but, if such person has a prior conviction under this chapter, chapter 71, chapter 109A, chapter 117, or under section 920 of title 10 (article 120 of the Uniform Code of Military Justice), or under the laws of any State relating to aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward, or the production, possession, receipt, mailing, sale, distribution, shipment, or transportation of child pornography, such person shall be fined under this title and imprisoned for not less than 15 years nor more than 40 years.
MacEwan contends that the 15-year mandatory minimum sentence required by
A.
MacEwan argues that the 15-year mandatory minimum sentence of
In Ewing, the plurality opinion10 states that the ”
This principle of substantial deference therefore “restrains us from an extended analysis of proportionality save in rare cases.” Id. (quoting Solem, 463 U.S. at 290 n.16). Consequently, in assessing such a challenge, the first proportionality factor acts as a gateway or threshold. If the defendant fails to show a gross imbalance between the crime and the sentence, our analysis is at an end. We, therefore, must focus upon whether MacEwan‘s is “the rare case in which a threshold comparison of the crime committed and the sentencе imposed leads to an inference of gross disproportionality.” Ewing, 538 U.S. at 30 (quoting Harmelin, 501 U.S. at 1005 (Kennedy, J.)). If no such inference of gross disproportionality exists, then we are not bound to conduct any “comparative analysis ‘within and between jurisdictions‘” as required by Solem‘s second and third factors. Id. at 23 (quoting Harmelin, 501 U.S. at 1005 (Kennedy, J.)).
1.
Turning to the first proportionality factor, we note that the
An appellant confronts a very high bar when challenging a sentence mandated by Congress as the minimum punishment for a recidivist offender. In Ewing, the Supreme Court upheld the California three-strikes law in the face of a challenge by a defendant who had received a mandatory sentence of 25 years to life for his conviction of felony grand theft of three golf clubs. Id. at 28, 30-31. The defendant had previously been convicted of four serious or violent felonies. Id. at 19. In Rummel v. Estelle, 445 U.S. 263, 265-266 (1980), the Court upheld a life sentence for a defendant who was convicted under a three-strikes law where the triggering offense was the obtaining of $120.75 by false pretenses and the appellant had committed two previous fraud felonies where the amount obtained was $80 and $28.36, respectively. It was only in Solem that the Court ruled that a life sentence punishment for a recidivist offender violated the proportionality principles of the
2.
Here, MacEwan is facing a 15-year mandatory minimum prison term that he received for violating federal anti-child pornography laws not once, but twice. His crimes were at least as serious as those committed by the appellants challenging their life sentences in Rummel and Ewing, which the Supreme Court uрheld as constitutional. And, unlike the appellant in Solem, MacEwan‘s triggering crime is not “one of the most passive felonies a person could commit,” such as the utterance of a “no account” check for $100. See Solem, 463 U.S. at 296. Moreover, the sentence received by MacEwan, unlike those received by the defendants in Rummel and Solem, is not a life sentence, but 15 years.11 Indeed, in United States v. Gross, the
MacEwan has repeatedly violated the federal anti-child pornography laws, and attempts to downplay the nature of those
3.
In light of the heavy burden that an appellant must carry in order to show that his sentence is grossly disproportionate, it is clear that MacEwan‘s is not one of those rare cases where the gravity of his crime of conviction is so outweighed by the harshness of his sentence that we are led to reach “an inference of gross disproportionality.” We therefore do not need to extend our
B.
MacEwan next argues that the mandatory minimum provision of
In considering MacEwan‘s argument, we must first address the nature of the separation of powers doctrine. In Lujan v. Defenders of Wildlife, 504 U.S. 555, 559-560 (1992), the Supreme Court observed that “the Constitution‘s central mechanism of separation of powers depends largely upon common understanding of what activities are appropriate to legislatures, to executives, and to courts.” Illustrating that common understanding, in Eash v. Riggins Trucking Inc., this Court stated that the “first sentence of the Constitution expressly vests the legislative power in Congress,
Turning now to the present dispute over mandatory minimum sentences, we note that the Supreme Court has specifically held that “Congress has the power to define criminal punishments without giving the courts any sentencing discretion.” Chapman v. United States, 500 U.S. 453, 467 (1991). Moreover, it has observed that “determinate sentences were found in this country‘s penal codes from its inception . . . and some have remained to the present.” Id. (citations omitted). Similarly, this Court has also acknowledged our traditionally limited discretion in sentencing:
While the pronouncement of sentence after a trial or a guilty plea may be an inherently judicial function, the proposition that specifying the sentence is an inherently judicial function is not supportable either by history or by the text of the Constitution. The Supreme Court has consistently recognized that Congress has plenary authority over the designation of appropriate punishment for federal crimes. See United States v. Grayson, 438 U.S. 41, 98 S.Ct. 2610, 57 L.Ed.2d 582 (1978); Ex parte United States, 242 U.S. 27, 42, 37 S.Ct. 72, 74, 61 L.Ed. 129 (1916). The early practice was for Congress to prescribe specific punishments for specific crimes, and it was only much later that Congress delegated to the federal courts the broad discretion in sentencing which they have exercised in recent years. Grayson, 438 U.S. at 45-46, 98 S.Ct. at 2613. The Supreme
Court rejected the proposition that the power over sentencing is inherently judicial when it decided that Congress’ delegation of the authority to detеrmine release dates to the Parole Commission validly implied that the judge has no enforceable expectations with respect to the release date, short of the statutory term. United States v. Addonizio, 442 U.S. 178, 99 S.Ct. 2235, 60 L.Ed.2d 805 (1979). Likewise, this court in Geraghty v. United States Parole Commission, 719 F.2d 1199, 1208 (3d Cir. 1983), cert. denied, 465 U.S. 1103, 104 S.Ct. 1602, 80 L.Ed.2d 133 (1984), squarely held that the legislation creating the federal parole board was not an impermissible delegation of an inherently judicial function. Thus, we hold that Congress may lawfully curtail judicial discretion in sentencing.
United States v. Frank, 864 F.2d 992, 1010 (3d Cir. 1988) (addressing a similar contention that the
As for MacEwan‘s argument that the mandatory minimum provision of
It is the Congress that has the power to define a crime and set its punishment. Notwithstanding that we judges may have imposed a lesser sentence in the case before us, and question the application of draconian mandatory minimum sentences in some cases, our jurisprudential hands are tied. The great Cardozo taught us long ago: “The judge, even when he is free, is still not wholly free. He is not to innovate at pleasure.” Benjamin N. Cardozo, The Nature of the Judicial Process 141 (1921). Although we recognize that a host of inequities inhere in many large mandatory sentences, the relief must come from the legislative arm of government and not from the judges of the Third Article. Mandatory minimum sentencing provisions do restrict, or in some cases strip, the courts of the power to impose an individually-crafted sentence for a specific defendant; nevertheless, we cannot agree that the use of mandatory minimums violates the doctrine of separation of powers. Accordingly, we may not disturb Congress’ power to define a sentence for a crime unless the sentence mandated for a crime offends the Constitution, i.e., is a cruel and unusual sentence or offends the Due Process Clause of the
C.
* * *
We therefore hold that the Internet is both a channel and instrumentality of interstate commerce and that Congress can regulate the downloading of child pornography over the Internet under
