UNITED STATES OF AMERICA v. JAMES E. MACEWAN, Appellant
No. 05-1421
UNITED STATES COURT OF
April 5, 2006
Precedential. Argued March 9, 2006. On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 04-cr-00262). District Judge: Honorable Michael M. Baylson.
Before:
Ellen C. Brotman, Esq. (Argued)
John Rogers Carroll, Esq.
Carroll & Brotman
601 Walnut Street
Suite 1150 West
Philadelphia, PA 19106
Counsel for Appellant
Patrick L. Meehan, Esq.
Robert A. Zaumer, Esq.
Wendy A. Kelly, Esq.
Peter D. Hardy, Esq. (Argued)
Office of the United States Attorney
615 Chestnut Street
Suite 1250
Philadelphia, PA 19106
Counsel for Appellee
OPINION
ALDISERT, Circuit Judge.
This appeal primarily requires us to decide if the use of the Internet satisfies the interstate commerce element of the federal law prohibiting the receipt of child pornography,
I.
James MacEwan is a 71-year-old repeat offender of the federal laws prohibiting the distribution and receipt of child pornography. In 2001, prior to the present conviction for two counts of receiving child pornography in violation of
A.
Within little more than a year, MacEwan was found to have violated the terms of his probation three times, for which an indictment was returned on May 6, 2004. The indictment charged him with three counts of receiving materials containing child pornography in violation of
MacEwan was first discovered to have violated the conditions of his probation on July 16, 2003, when his probation officer made an unannounced visit to his home to verify his compliance with the terms of his probation. After inspecting MacEwan‘s computer, the officer found that MacEwan had been visiting child pornography websites. The officer then had the computer seized. Following further inspection, it was found to contain approximately 1,068 graphic image files of child pornography. This incident formed the basis of Count One of the 2004 indictment.
The second violation was discovered on October 9, 2003, when the probation officer made another unannounced visit to MacEwan‘s home. After inspecting two other computers, the probation officer found links to child pornography websites. The two computers were then seized and later found to contain approximately 256 graphic image files of child pornography. This incident forms the basis of Count Two.
The third violation occurred on March 10, 2004, when an undercover United States Postal Inspector, posing as a letter carrier, delivered five videotapes containing child pornography to MacEwan‘s home. MacEwan had previously ordered these tapes from a catalogue sent by the government as part of an investigatiоn into a global child pornography enterprise. MacEwan was selected to receive the catalogue solicitation because, during the course of the investigation, his name had previously been identified on a customer list for a child pornography website. After the videotapes were delivered and in MacEwan‘s possession, the Postal Inspectors then retrieved the videotapes pursuant to an anticipatory search warrant. This incident forms the basis of Count Three.
B.
On October 28, 2004, MacEwan entered a guilty plea to Count Three, but proceeded to trial on Counts One and Two. Following a bench trial held that same day, he
At trial, MacEwan had stipulated to the number of images charged in Counts One and Two, that they met the statutory definition of child pornography, and that the files had been knowingly downloaded from the Internet. He argued, however, that the government could not establish that, in compliance with the interstate commerce jurisdictional element of
To support its argument that the images had traveled in interstate commerce, the government had James Janco, the manager of Comcast‘s Network Abuse Department, testify. Comcast was MacEwan‘s Internet service provider from December 2002 to Octоber 14, 2003. Janco chiefly summarized the flow of data over the Internet and the routing of subscribers’ website connection requests.
He stated that when a Comcast subscriber accesses the Internet from his home computer and requests a connection with a website, the connection would first originate from the subscriber‘s computer, pass through the cable modem – both of which are located in the subscriber‘s house – and then be sent to a regional data center. For West Chester, Pennsylvania, where MacEwan resided, Comcast‘s regional data center was located within Pennsylvania. The regional data center takes the subscriber‘s request, transfers it through various routers within the regional data center, then sends the request to the Internet backbone, which is a series of leased, commercial and private lines. Janco then stated that those lines take the subscriber‘s specific request and connect it to the server containing the desired website.
Comcast calls this process of accessing a website “Shortest Path First” (“SPF“). Under SPF, when the signal travels from the regional data center it will be dynamically routed along the lines with the least volume of Internet traffic, rather than those covering the shortest geographical distance. In Janco‘s words: “[I]f the lines that [the request] would normally go within Pennsylvania are clogged or have a high amount of traffic on it, [the Internet backbone] would dynamically assign [the request] to another line connection and send it out of the shortest path first, what typically would be in the State of Pennsylvania in this case.” (Trial Transcript, app. at 50-51.) Janco acknowledged, however, that if the Pennsylvania lines are full or too busy, the connection request could instead be routed through lines outside of Pennsylvania, even if the requested website were lоcated on a server located within Pennsylvania. He stated that it was impossible to scientifically ascertain the exact path “any specific request, at a point in time would have done.”3 (Id. at 54.) Ultimately, however, the connection request would end up “wherever the server is physically located where [the subscriber] is trying to go.” (Id. at 50-51.) This
Before the close of trial, MacEwan made a motion for acquittal pursuant to
showing that the downloaded image files ever traveled outside of the state of Pennsylvania. He also contended that, as for Count One, the government failed to prove beyond a reasonable doubt that the image files were received within the statute of limitations period for
In its Memorandum Opinion dated December 29, 2004, the trial court rejected MacEwan‘s
C.
MacEwan‘s sentencing hearing was held on January 31, 2005, where the District Court determined that the enhanced sentencing provisions of the Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act (PROTECT Act), Pub. L. No. 108-21, 117 Stat. 650 (2003), effective as of April 30, 2003, applied to MacEwan because of his 2003 conviction for violating
II.
MacEwan presents a twofold challenge to the jurisdictional element of
A.
We exercise plenary review over MacEwan‘s challenges to the interpretation and constitutionality of the interstate commerce jurisdictional element of
MacEwan faults the District Court for its broad holding that regardless of whether thе images originated in Pennsylvania or out-of-state, the government showed that the images were downloaded from the Internet, which was “sufficient to carry its burden of proof as to interstate commerce.” (Opinion of the District Court, at 6.) He contends that because the government could not conclusively prove that the child pornography images crossed state lines in their Internet transmission, he is therefore being punished essentially for his mere intrastate possession of child pornography. He then argues that
MacEwan is conflating “interstate commerce” with “interstate transmission” and confusing the nature of the jurisdictional basis for his charged offense.6 Nowhere
statute does it state that the child pornography images must have crossed state lines; rather, it states solely that they must have been “transported in interstate . . . commerce by any means, including by computer.” See Okeke v. Gonzales, 407 F.3d 585, 593 (3d Cir. 2005) (stating that we will give terms of statutes their plain and ordinary meaning). With this distinction in mind, we must therefore analyze whether downloading an image of child pornography from the Internet (1) involves the receipt of something transported in interstate commerce, and (2) whether it is a constitutional exercise of Congress’ power under the Commerce Clause to punish those who use the Internet to download such images.
1.
“The Internet is an international network of interconnected computers . . . [and is comparable] to both a vast library including millions of readily available and indexed publications and a sprawling mall offering goods and services.” Reno v. ACLU, 521 U.S. 844, 850-853 (1997). Moreover, as is evident from the trial testimony of the government‘s еxpert, unless monitored by specific equipment, it is almost impossible to know the exact route taken by an Internet user‘s website connection request, such as MacEwan‘s requests to connect with various child pornography websites. Because of fluctuations in the volume of Internet traffic and determinations by the systems as to what line constitutes the “Shortest Path First,” a website connection request can travel entirely intrastate or partially interstate.
Regardless of the route taken, however, we conclude that because of the very interstate nature of the Internet, once a user submits a connection request to a website server or an image is transmitted from the website server back to user, the data has traveled in interstate commerce. Here, once the images of child pornography left the website server and entered the complex global data transmission system that is the Internet, the images were being transmitted in interstate commerce. To quote the Court of Appeals for the First Circuit in United States v. Carroll, the “transmission of photographs by means of the Internet is tantamount to moving photographs across state lines and thus constitutes transportation in interstate commerce.” 105 F.3d 740, 742; see United States v. Runyan, 290 F.3d 223, 239 (5th Cir. 2002) (same).
2.
That said, it is clear that Congress has the power to regulate the downloading of child pornography from the Internet. The Commerce Clause gives Congress power to regulate three types of activity: (1) “the use of channels of interstate commerce“; (2) “the instrumentalities of interstate commerce, or persons or things in interstate commerce, even though the threat may come only from intrastate activities“; and (3) “those activities having a substantial relation to interstate commerce, . . . i.e., those activities that substantially affect interstate commerce.” See Lopez, 514 U.S. at 558-559. Ignoring the first and second categories cited by Lopez, MacEwan proceeds to the third, and argues that because the government could not prove that the child pornography images traveled across state lines, the jurisdiction over his activity was only then created by his mere possession
We disagree with this approach. In addressing the transmission of child pornography images over the Internet, we need not proceed to an analysis of Lopez‘s third category when Congress clearly has the power to regulate such an activity under the first two. See United States v. Bishop, 66 F.3d 569, 588 n.29 (3d Cir. 1995) (”Lopez involved only a regulation that was justified, if at all, under Category Three [(the substantial effects test)] . . . [a]s such, Lopez does not affect our analysis here [of Category Two].“); compare with Lopez, 514 U.S. at 559 (proceeding to an analysis of congressional power under Category Three, where it was not argued that the first two categories applied); Morrison, 529 U.S. at 609 (same). Indeed, it is difficult to find an act more intertwined with the use of the channels and instrumentalities of interstate commerce than that of downloading an image from the Internet. See United States v. Hornaday, 392 F.3d 1306, 1311 (11th Cir. 2004) (“Congress clearly has the power to regulate the internet, as it does other instrumentalities and channels of interstate commerce, and to prohibit its use for harmful or immoral purposes regardless of whether those purposes would have a primarily intrastate impact.“). Accordingly, we are able to state conclusively that Congress’ power under
3.
Having concluded that the Internet is an instrumentality and channel of interstate commerce,8 it therefore does not matter whether MacEwan downloaded the images from a server located within Pennsylvania or whether those images were transmitted across state lines. It is sufficient that MacEwan downloaded those images from the Internet, a system that is inexorably intertwined with interstate commerce. See Lopez, 514 U.S. at 558 (stating that Congress has the power to regulate an instrumentality of interstate commerce even though the “threat may come only from intrastate activities“); Bishop, 66 F.3d at 588 (holding that Congress has the power to regulate the instrumentalities of interstate commerce even though the wrongful conduct may occur wholly intrastate).
B.
At trial, MacEwan stipulated that he downloaded from the Internet the child pornography images that were the subject of his conviction for Count Two of the indictment. Accordingly, in light of our conclusion that the government is not required to prove that the child pornography images crossed state lines before being downloaded and received by the defendant, but rather only must prove that the images were downloaded from the Internet, which is properly regulated by Congress as a channel and instrumentality of interstate commerce, it is beyond doubt that the government proved that MacEwan satisfied the jurisdictional element of
III.
We next turn to MacEwan‘s challenges to his 15-year sentence. As part of an effort by Congress “to restore the government‘s ability to prosecute child pornography offenses successfully,” the PROTECT Act amended
Whoever violates, or attempts or conspires to violate, paragraph (1), (2), (3), (4), or (6) of subsection (a) shall be fined under this title and imprisoned not less than 5 years and not more than 20 years, but, if such person has a prior conviction under this chapter, chapter 71, chapter 109A, chapter 117, or under section 920 of title 10 (article 120 of the Uniform Code of Military Justice), or under the laws of any State relating to aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward, or the production, possession, receipt, mailing, sale, distribution, shipment, or transportation of child pornography, such person shall be fined under this title and imprisoned for not less than 15 years nor more than 40 years.
sentencing measures of
MacEwan contends that the 15-year mandatory minimum sentence required by
A.
MacEwan argues that the 15-year mandatory minimum sentence of
In Ewing, the plurality opinion10 states that the ”
This principle of substantial deference therefore “restrains us from an extended
1.
Turning to the first proportionality factor, we note that the
An appellant confronts a very high bar when challenging a sentence mandated by Congress as the minimum punishment for a recidivist offender. In Ewing, the Supreme Court upheld the California three-strikes law in the face of a challenge by a defendant who had received a mandatory sentence of 25 years to life for his conviction of felony grand theft of three golf clubs. Id. at 28, 30-31. The defendant had previously been convicted of four serious or violent felonies. Id. at 19. In Rummel v. Estelle, 445 U.S. 263, 265-266 (1980), the Court upheld a life sentence for a defendant who was convicted under a three-strikes law where the triggering offense was the obtaining of $120.75 by false pretenses and the appellant had committed two previous fraud felonies where the amount obtained was $80 and $28.36, respectively. It was only in Solem that the Court ruled that a life sentence punishment for a recidivist offender violated the proportionality principles of the
2.
Here, MacEwan is facing a 15-year mandatory minimum prison term that he
MacEwan has repeatedly violated the federal anti-child pornography laws, and attempts to downplay the nature of those offenses by claiming that he is not a violent offender, or a trafficker in drugs or guns. We do not agree with this use of relativistic arguments to diminish the seriousness of his offenses. In evaluating the magnitude of the harm caused by child pornogrаphy, we defer to the findings made by Congress. The congressional findings underlying
3.
In light of the heavy burden that an appellant must carry in order to show that his sentence is grossly disproportionate, it is clear that MacEwan‘s is not one of those rare cases where the gravity of his crime of conviction is so outweighed by the harshness of his sentence that we are led to reach “an inference of gross disproportionality.” We therefore do not need to extend our
B.
MacEwan next argues that the mandatory minimum provision of
In considering MacEwan‘s argument, we must first address the nature of the separation of powers doctrine. In Lujan v. Defenders of Wildlife, 504 U.S. 555, 559-560 (1992), the Supreme Court observed that “the Constitution‘s central mechanism of separation of powers depends largely upon common understanding of what activities are appropriate to legislatures, to executives, and to courts.” Illustrating that common understanding, in Eash v. Riggins Trucking Inc., this Court stated that the “first sentence of the Constitution expressly vests the legislative power in Congress,
Turning now to the present dispute over mandatory minimum sentences, we note that the Supreme Court has specifically held that “Congress has the power to define criminal punishments without giving the courts any sentencing discretion.” Chapman v. United States, 500 U.S. 453, 467 (1991). Moreover, it has observed that “determinate sentences were found in this country‘s penal codes from its inception . . . and some have remained to the present.” Id. (citations omitted). Similarly, this Court has also acknowledged our traditionally limited discretion in sentencing:
While the pronouncement of sentence after a trial or a guilty plea may be an inherently judicial function, the proposition that specifying the sentence is an inherently judicial function is not supportable either by history or by the text of the Constitution. The Supreme Court has consistently recognized that Congress has plenary authority over the designation of appropriate punishment for federal crimes. See United States v. Grayson, 438 U.S. 41, 98 S.Ct. 2610, 57 L.Ed.2d 582 (1978); Ex parte United States, 242 U.S. 27, 42, 37 S.Ct. 72, 74, 61 L.Ed. 129 (1916). The early practice was for Congress to prescribe specific punishments for specific crimes, and it was only much later that Congress delegated to the federal courts the broad discretion in sentencing which they have exercised in recent years. Grayson, 438 U.S. at 45-46, 98 S.Ct. at 2613. The Supreme Court rejected the proposition that the power over sentencing is inherently judicial when it decided that Congress’ delegation of the authority to determine release dates to the Parolе Commission validly implied that the judge has no enforceable expectations
with respect to the release date, short of the statutory term. United States v. Addonizio, 442 U.S. 178, 99 S.Ct. 2235, 60 L.Ed.2d 805 (1979). Likewise, this court in Geraghty v. United States Parole Commission, 719 F.2d 1199, 1208 (3d Cir. 1983), cert. denied, 465 U.S. 1103, 104 S.Ct. 1602, 80 L.Ed.2d 133 (1984), squarely held that the legislation creating the federal parole board was not an impermissible delegation of an inherently judicial function. Thus, we hold that Congress may lawfully curtail judicial discretion in sentencing.
United States v. Frank, 864 F.2d 992, 1010 (3d Cir. 1988) (addressing a similar contention that the
As for MacEwan‘s argument that the mandatory minimum provision of
It is the Congress that has the power to define a crime and set its punishment. Notwithstanding that we judges may have imposed a lesser sentence in the case before us, and question the application of draconian mandatory minimum sentences in some cases, our jurisprudential hands are tied. The great Cardozo taught us long ago: “The judge, even when he is free, is still not wholly free. He is not to innovate at pleasure.” Benjamin N. Cardozo, The Nature of the Judicial Process 141 (1921). Although we recognize that a host of inequities inhere in many large mandatory sentences, the relief must come from the legislative arm of government and not from the judges of the Third Article. Mandatory minimum sentencing provisions do restrict, or in some cases strip, the courts of the power to impose an individually-crafted sentence for a specific defendant; nevertheless, we cannot agree that the use of mandatory minimums violates the doctrine of separation of powers. Accordingly, we may not disturb Congress’ power to define a sentence for a crime unless the sentence mandated for a crime offends the Constitution, i.e., is a cruel and unusual sentence or offends the Due Process Clause of the
C.
Finally, MacEwan argues that the mandatory minimum sentencing provision of
* * *
We therefore hold that the Internet is both a channel and instrumentality of interstate commerce and that Congress can regulate the downloading of child pornography over the Internet under
