Brenda WELLONS, Plaintiff-Appellant, v. NORTHWEST AIRLINES, INC., Defendant-Appellee.
No. 97-1242
United States Court of Appeals, Sixth Circuit
Argued and Submitted March 10, 1998. Decided Jan. 26, 1999.
173 F.3d 410
Donna J. Donati (argued and briefed), George D. Mesritz (briefed), Miller, Canfield, Paddock & Stone, Detroit, MI, for Appellee.
Before: KRUPANSKY, NELSON, and BATCHELDER, Circuit Judges.
NELSON, J., delivered the opinion of the court, in which BATCHELDER, J., joined. KRUPANSKY, J. (pp. 496-504), delivered a separate dissenting opinion.
DAVID A. NELSON, Circuit Judge.
The question presented in this appeal is whether a state statutory race discrimination claim and related common law tort claims asserted against an air carrier by a former employee have been preempted by the Airline Deregulation Act,
I
The plaintiff, Brenda Wellons, wоrked for Northwest Airlines as a reservation clerk from 1988 to 1993. Injured in an automobile accident in August of 1993, she was unable to work for a period of time thereafter. Ms. Wellons asked for a leave of absence, but Northwest denied her request. She was told that she would have to quit her job and reapply for employment when able to work again.
As instructed, Ms. Wellons resigned from her position. On reapplying for the job four months later, however, she was told that she could not be rehired because of a company policy that was said to bar the reemployment of anyone who had quit a job at Northwest within a year of the reapplication. But around the time that Ms. Wellons (an African-American) was denied reemployment, she says, Northwest allowed a similarly situated white woman to return to work after an absence of less than а year.
In September of 1996 Ms. Wellons brought suit against Northwest in a Michigan state court. The complaint alleged racial discrimination in violation of Michigan‘s Elliott-Larsen Civil Rights Act, together with intentional infliction of emotional distress, fraud, and misrepresentation.
Northwest removed the action to federal court on diversity grounds. The company then moved for dismissal of the complaint on the ground that Ms. Wellons’ claims were preempted by the Airline Deregulation Act,
II
We start our preemption analysis by noting the existence of a “presumption that Congress does not intend to supplant state law.” New York State Conference of Blue Cross & Blue Shield Plans v. Travelers Ins. Co., 514 U.S. 645, 654 (1995); see Abdu-Brisson v. Delta Air Lines, Inc., 128 F.3d 77, 83 (2d Cir. 1997). Without a “clear and manifest purpose” expressed by Congress, preemption is inappropriate. Travelers, 514 U.S. at 655; Parise v. Delta Airlines, Inc., 141 F.3d 1463, 1465 (11th Cir. 1998). The expression of purpose at issue here—the preemption clause of the Airline Deregulation Act—reads as follows:
“Except as provided in this subsection, a State, political subdivision of a State, or political authority of at least 2 States may
not enact or enforce a law, regulation, or other provision having the force and effect of law related to a price, route, or service of an air carrier that may provide air transportation under this subpart.” 49 U.S.C. § 41713(b)(1) . (Emphasis supplied.)
The words “related to,” as used in this context, “express a broad pre-emptive purpose.” Morales v. Trans World Airlines, Inc., 504 U.S. 374, 383 (1992). Adopting the construction placed on a comparable locution in the Employee Retirement Income Security Act (“ERISA“), the Supreme Court held in Morales that the Airline Deregulation Act preempts any state enforcement action—including an attempt to regulate air fare advertising under state deceptive advertising law—“having a connection with оr reference to airline ‘rates, routes, or services.‘” Id. at 384. See also American Airlines, Inc. v. Wolens, 513 U.S. 219, 223-24 (1995) (holding Consumer Fraud Act claims preempted when based on airline‘s administration of its frequent flyer program, but holding breach of contract claims not preempted).
Northwest contends, with undeniable logic, that its selection of reservation clerks has “a connection with” services—i.e., airline reservations—provided by the airline through its personnel. And Northwest argues that Ms. Wellons’ rights should be limited to those available to her under the federal civil rights laws because the application of non-uniform state laws could hinder the reliance on market forces that Congress sought to achieve in the Airline Deregulation Act.
Among the cases on which Northwest relies in this connection is Belgard v. United Airlines, 857 P.2d 467, 471 (Colo. App. 1992), cert. denied, 510 U.S. 1117 (1994). Belgard was a suit by airline employees who had been denied pilots’ jobs as a result of having undergоne corrective eye surgery. They claimed that the defendant airline was in violation of a Colorado statute that prohibited discrimination based on a perceived physical handicap. Relying on the Deregulation Act‘s twin purposes of “maintenance of safety as the highest priority” and “maximum reliance on competitive market forces,” the Belgard court determined that state regulation of hiring decisions made on the basis of job applicants’ “physical characteristics” was preempted as having “a connection with” the airline‘s services. Id. at 470-71.
In Fitzpatrick v. Simmons Airlines, Inc., 218 Mich. App. 689, 555 N.W.2d 479 (1996), similarly, a baggage handler whose employment had been terminated for failure to meet an airline‘s mandatory height and weight rule sued for discrimination under the Elliott-Larsen Act. Quoting Belgard, the Michigan appellate court concluded that a law “that restricts an аirline‘s selection of employees, based upon their physical characteristics, must necessarily have a connection with and reference to, and therefore must be one ‘relating to’ [airline services].” Fitzpatrick, 218 Mich. App. at 692. An order dismissing the plaintiff‘s case on preemption grounds was therefore affirmed.
Belgard and Fitzpatrick may have been decided correctly, but it does not seem to us that they are of much help to Northwest here. The United States Supreme Court has made it clear that notwithstanding the breadth of
The Second, Ninth, and Eleventh Circuits have all held that the Deregulation Act does not preempt state laws against discrimination on the basis of one or another of the following characteristics: age, sex or perceived disability. Parise, 141 F.3d 1463; Aloha Islandair Inc. v. Tseu, 128 F.3d 1301 (9th Cir. 1997); Abdu-Brisson, 128 F.3d 77. It seems to us that an employee‘s race has less to do with the services he renders for the airline than his age or physical condition might. Unwilling to create a circuit split as far as race is concerned, we hold that Ms. Wellons’ state law race discrimination claims are not preempted.
The order of dismissal is REVERSED, and the case is REMANDED for further proceedings not inconsistent with this opinion.
KRUPANSKY, Circuit Judge, dissenting.
Addressing a question of first impression in this circuit, the panel majority has resolved that the federal pre-emption proviso of the Airline Deregulation Act of 1978 (“ADA“) (as recodified in 1994 and amended),
The plaintiff-appellant Brenda Wellons (“Wellons“), an African American woman, has alleged that she worked as a reservation sales agent for defendant-appellee Northwest
On September 9, 1996, via her three count complaint lodged in Michigan state court anchored in the allegations summarized above, Wellons charged Northwest with racial discrimination in employment in violation of Michigan‘s Elliott-Larsen Civil Rights Act (
The laws of the United States are “the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.”
[A] State, political subdivision of a State, or political authority of at least 2 States may not enact or enforce a law, regulation, or other provision having the force and effect of law related to a price, route, or service of an air carrier that may provide air transportation under this subpart.
49 U.S.C. § 41713(b)(1) . (Emphases added).
Via adoption of the “related to” clause, Congress “express[ed] a broad pre-emptive purpose.” Morales v. Trans World Airlines, Inc., 504 U.S. 374, 383 (1992). In Morales, the high Court ruled that the ADA invalidated the application, against commercial airlines, of state laws governing deceptive fare advertising practices, because Congress did not merely preclude direct state regulation of airline prices, routes, and services, but instead sweepingly pre-empted the application of any state law in any context “related to” those airline functions. Id. at 383-86. Adhering to its precedential construction of Congress‘s similar pre-emption mandate promulgated by the Employee Retirement and Income Security Act (“ERISA“),4 the Morales Court instructed that “a state law may ‘relate to’ [a federally regulated subject matter], and thereby be pre-empted, even if the law is not specifically designed to affect such [mattеrs], or the effect is only indirect.” Id. at 386 (quoting Ingersoll-Rand Co. v. McClendon, 498 U.S. 133, 139 (1990)). Thus, the Court concluded that “[s]tate enforcement actions having a connection with or reference to airline ‘rates, routes, or services’ are pre-empted under [the ADA].” Id. at 384. Invoking the “commonplace of statutory construction that the specific governs the general,” id. at 384, the Justices dismissed the argument that the “remedies saving clause” of the ADA5 superseded the expressed congressional intention to suppress the application of state law to commercial airlines in any manner related to its rates, routes, or services: “[W]e do not believe Congress intended to undermine this carefully drawn [pre-emption] statute through a general saving clause.” Id. at 385 (quoting International Paper Co. v. Ouellette, 479 U.S. 481, 494 (1987)).
The Morales Court also rejected the challenge that state laws which relate to airline prices, routes, and services should be pre-empted only if those state laws conflict with federal law:
Nothing in the language of [the ADA pre-emption section] suggests that its “relating to” pre-emption is limited to inconsistent state regulation; and once again our ERISA cases have settled the matter: “The pre-emption provision ... displaces all state laws that fall within its sphere, even including state laws that are consistent with ERISA‘s substantive requirements.”
Id. at 386-87 (emphasis in original; brackets omitted) (quoting Mackey v. Lanier Collection Agency & Service, Inc., 486 U.S. 825, 829 (1988); Metropolitan Life Ins. Co. v. Massachusetts, 471 U.S. 724, 739 (1985)).
The Court noted that, although “some state actions may affect airline fares in too tenuous, remote, or peripheral a manner to have preemptive effect,” id. at 390 (quotations and brackets omitted) (citing Shaw v. Delta Air Lines, Inc., 463 U.S. 85, 100 n. 21 (1983)), the regulation of deceptive fare advertising was sufficiently related to airline “prices” to fall within ADA pre-emption. Finally, the Court observed that federal pre-emption of state proscriptions against false rate advertising will not immunize сommercial airlines against accountability for such transgressions: “[O]ur decision does not give the airlines carte blanche to lie to and deceive customers; the DOT [Department of Transportation] retains the power to prohibit advertisements which in its opinion do not further competitive pricing[.]” Id. at 390-91 (citation omitted).
We do not read the ADA‘s preemption clause, however, to shelter airlines from suits alleging no violation of state-imposed obligations, but seeking recovery solely for the airline‘s alleged breach of its own, self-imposed undertakings. As persuasively argued by the United States, terms and conditions airlines offer and passengers accept are privately ordered obligations and thus do not amount to a State‘s enactment or enforcement of any law, rule, regulation, standard, or other provision having the force and effect of law within the meaning of [thе ADA pre-emption statute]. A remedy confined to a contract‘s terms simply holds parties to their agreements.
Id. at 228-29 (citation, brackets, quotations, and footnote omitted).
See also id. at 232-33. Thus, Wolens clarified that the ADA pre-emption language insulated commercial airlines from all state law enforcement actions which were related to their prices, routes, or services, with the sole exception consisting of voluntarily assumed contractual duties which could be enforced pursuant to state law.
Applying the Court‘s directives in Morales and Wolens to the legal question joined by the instant appeal compels the conclusion that a state statutory claim for employment discrimination, and related state common law tort causes of action, should be deemed pre-empted by the ADA.6 The hiring or refusal to employ, terms and conditions of employment, and discharge of employees by an air carrier are matters clearly “related to” that carrier‘s ability to provide “services” to its customers. Beyond controversy, an air carrier‘s capability to ensure required “services” to its customers necessitates the ability to employ, retain, and/or discharge employees, which in turn compels the carrier to develop and implement employment policies and practices related to the effective administration of those employer-employee relations which are essential to the airline‘s “services” to its customers. By contrast, advertising (which the Court directed in Morales and Wolens to be sufficiently related to the “price” and “service” aspects of an air carrier‘s business to pre-empt state law enforcement actions concerning a carrier‘s allegedly fraudulent advertisements) is patently not essential to the air carrier‘s “price” or “service” processes. Because an airline can conduct its business, including the fixing of prices and supplying services, without advertising, but it cannot carry on business, especially providing services, without employing workers, the
The panel majority‘s exposure of commercial airlines to the variant employment discriminatiоn standards prevailing under the laws of the several states erroneously subjects those air carriers to potentially inconsistent, and in any event extra-national, regulatory standards and requirements, in contradiction of congressional policy and intent. See Morales, 504 U.S. at 378-79 (remarking that, by promulgating the ADA, Congress intended to promote economic efficiency, innovation, and low consumer prices by primarily relying upon competitive market forces rather than governmental regulation of the commercial airborne carriage business, but that surviving governmental regulation of the industry would be federal; the ADA pre-emption clause was designed to prevent the states from eviscerating federal deregulation by substituting state regulation); Pilot Life Ins. Co. v. Dedeaux, 481 U.S. 41, 55-56 (1987) (quoting ERISA legislative history which revealed a congressional intention, via enactment of ERISA‘s pre-еmption term which was analogous to the ADA pre-emption clause, to insulate ERISA-regulated benefit plans from state law regulations, standards, and requirements, so as to ensure national uniformity of regulation, administrative efficiency, and predictability and consistency of decisions). Manifestly, the imposition of multiple, and potentially conflicting or inconsistent, state created employment regulatory schemes upon an interstate commercial airline may impede its ability to provide efficient and low cost carriage services. Those congressionally-sanctioned values may be best promoted by substituting all state law regulation as related to airline prices, routes, or services (including employment actions, decisions, policies, and practices) with exclusive federal regulation and remеdies.
Moreover, as noted in Morales, 504 U.S. at 386-87, even state regulations which are substantially consistent with federal regulations are pre-empted if they relate to an air carrier‘s prices, routes, or services. Thus, because an airline‘s employment decisions, policies, and practices are so inseparably interrelated with its ability to provide low cost air carriage to the public, any attempted state legislative or other effort that directly or indirectly is in derogation of those abilities should be averted, notwithstanding that the implicated state law regime may harmonize with governing federal law requirements and standards. Accordingly, in the instant case, the plaintiff may advance only her federally-created legal rights against employment discrimination, which, by operation of the ADA, displace her otherwise applicable rights guaranteed by state law.8 Cf. McCall v. Chesapeake & Ohio Ry. Co., 844 F.2d 294, 300-04 (6th Cir. 1988) (ruling that a Michigan law handicapped discrimination in employment claim inaugurated by a diabetic locomotive engineer was pre-empted by the grievance resolution provisions of the federal Railway Labor Act), cert. denied, 488 U.S. 879 (1988).
The panel majority has cited Parise v. Delta Airlines, Inc., 141 F.3d 1463 (11th Cir. 1998), a Florida law age discriminatiоn lawsuit launched by a former customer service agent against a commercial air carrier, in which the defendant had alleged that its dismissal of the plaintiff had been prompted not by the plaintiff‘s age but rather by specified behavior which had allegedly threatened passenger safety. The trial court had ruled that, because the defendant‘s implicated employment decision was related to its provision of safe “services” to its passengers, the plaintiff‘s state law age discrimination action was pre-empted by the ADA. Id. at 1465. On appeal, the Eleventh Circuit reversed the lower court‘s dismissal of the plaintiff‘s complaint and remanded for further proceedings, ruling that the defendant‘s mere contention that it had cashiered the plaintiff for reasons related to customer safety rather than because of agе discriminatory animus was insufficient to warrant pre-emption; rather, the defendant had merely proffered a legitimate nondiscriminatory reason for its challenged employment action, which triggered the plaintiff‘s burden to prove at trial that the defendant‘s rationale constituted mere pretext. Id. at 1466-68.
Accordingly, in Parise, defendant Delta Airlines’ fact-specific defense theory (that the plaintiff‘s alleged troublesome conduct justified the defendant‘s termination of the plaintiff‘s employment because it had threatened the employer‘s ability to provide safe “services” to its customers) would fail if the plaintiff could prove that he did not commit the alleged threatening conduct, or that the defendant‘s proffered reason for its contested employment action pretextually masked age-related discriminatory animus. However, because the defendant had failed to urge generally that all state law age discrimination cases (and other types of employment discrimination cases) against commercial air carriers should be broadly pre-empted by the ADA because, as a matter of law, all of an airline‘s employment actions, decisions, policies, and practices are related to its provision of “services” to its customers, the Eleventh Circuit had no occasion to address the question presently before this reviewing court. Accordingly, Parise affords no material analytical guidance to the instant panel.
Next, the panel majority has relied upon Abdu-Brisson v. Delta Air Lines, Inc., 128 F.3d 77 (2d Cir. 1997), where the Second Circuit reversed the district court‘s dismissal, for ADA pre-emption, of an age discrimination lawsuit buttressed by the laws of New York state and New York City, concluding that the state and local age discrimination in employment statutes and ordinances in controversy affected the defendant‘s prices, routes, or services in ways which were too tenuous, remote, or peripheral to warrant federal pre-emption. Id. at 81-86. The Abdu-Brisson court discarded the defendant‘s contention that the specific age discrimination litigation at issue, which concerned work assignments driven by seniority considerations, would adversely affect its performance of “services” in that “altering seniority would disrupt flight deck harmony and thus affect services,” because the defendant had also contradictorily alleged “that pilot seniority does not affect the company itself.” Id. at 85. The court remarked that “Delta cannot have it both ways, claiming in [its summary judgment] motion that it has no motive to discriminate because seniority is of no concern to the company, and then claiming [in its motion for dismissal based on ADA pre-emption] that seniority does affect the company because it impacts flight deck relationships, thereby affecting services.” Id.
Accordingly, the Second Circuit concluded that the defendant‘s allegations “failed to establish that plaintiffs’ claims affect its ser-
The panel majority has also referenced Aloha Islandair Inc. v. Tseu, 128 F.3d 1301 (9th Cir. 1997), wherein an airline commenced a declaratory and injunctive relief action against the Hawaii Civil Rights Commission to forestall state enforcement of state disability discrimination laws by reason of the carrier‘s rejection of a monocular pilot‘s employment application. In Tseu, the airline conceded arguendo that state law race, color, religion, or sex discrimination litigation against it would not be pre-empted by the ADA.9 Id. at 1302. However, the airline persuaded the district court that, by contrast, state laws which banned physical disability discrimination in employment (such as the Hawaii law in controversy therein) should nevertheless be pre-empted by the ADA, because an airline employee‘s physical capacities are related to the airline‘s service obligations to its passengers. Id.
On review, the Ninth Circuit vacated the trial court‘s summary judgment for the airline and remanded for further proceedings. Id. at 1304. After noting that the Federal Aviation Administration had medically approved the monocular pilot in question, the Ninth Circuit perfunctorily commented that “we see no congressional purpose that would be served by denying to FAA-certified pilots, in the name of preemption, the protection of Hawaii‘s law from [sic] employment discrimination based on physical disability.” Id. at 1303. However, to the contrary, as developed herein, a clear congressional purpose would be advanced by displacing, in favor of federal law, the application of Hawaiian disability discrimination law (as well as all other state law employment discrimination measures) against air carriers—namely the application of exclusive and uniform federal standards, requirements, and remedies to interstate air carriers concerning their employment actions, decisions, policies, and practices.10
Although this differеntiation was facially rational in the abstract, it was nonetheless immaterial to the proper analysis of the issue adjudicated by the Gilman court, which issue is currently before the instant panel, namely whether any state law which governs an employer‘s employment-related actions, decisions, policies, or practices may be applied against a commercial airline despite the broad pre-emption provision of the ADA. As evolved supra, the Supreme Court in Wolens and Morales recognized a broad congressional intent to preclude all state regulation of matters which are related to airline prices, routes, and services to a degree that is more than merely “tenuous, remote, or peripheral.” See Wolens, 513 U.S. at 222-24; Morales, 504 U.S. at 390. The question whether the employment actions, decisions, policies, and practices of airlines are so related to the airline‘s provision of “services” to its passengers does not turn upon the potential substantive merits of any state law discrimination claim.
Although employment discrimination motivated by performance-related physical characteristics, such as height or weight, may be rational and hence justifiable, whereas employment discrimination animated by non-performance-related physical characteristics, such as race, age, or gender, is irrational and unjustifiable, that distinction is absolutely inapposite to the question whether Congress intended to federalize the employment relationship between air carriers and their past, present, or potential future employees.11 Because the employment of workers is sufficiently “related to” an airline‘s provision of “services” to its passengers, that employment relationship should be entirely governed by federal law. By operation of Congress’ ADA pre-emption edict, no state law employment discrimination cause may lie against an airline, irrespective of whether that discrimination was allegedly triggered by performance-related physical qualities, or by non-performance-related physical or other characteristics.
The “presumption that Congress [by enacting legislation] does not intend to supplant state law,” New York State Conference of Blue Cross & Blue Shield Plans v. Travelers Ins. Co., 514 U.S. 645, 654 (1995), is overcome when
Accordingly, I respectfully DISSENT from the panel majority‘s reversal of the triаl court‘s dismissal of the plaintiff‘s state law complaint.
Notes
[A] State, political subdivision of a State, or political authority of at least 2 States may not enact or enforce a law, regulation, or other provision having the force and effect of law related to a price, route, or service of an air carrier that may provide air transportation under this subpart.
