HUTTO, DIRECTOR, VIRGINIA STATE DEPARTMENT OF CORRECTIONS, ET AL. v. DAVIS
No. 81-23
Supreme Court of the United States
January 11, 1982
454 U.S. 370
On October 26, 1973, law enforcement officers raided respondent‘s home and seized approximately nine ounces of marihuana and assorted drug paraphernalia. Several days before the raid, officers had tape-recorded a transaction in which respondent had sold marihuana and other controlled substances to a police informant. With the aid of the seized
After exhausting direct appeal, respondent brought a habeas action in the United States District Court for the Western District of Virginia, asserting that a 40-year sentence was so grossly disproportionate to the crime of possessing less than nine ounces of marihuana that it constituted cruel and unusual punishment as proscribed by the
“After examining the nature of the offense, the legislative purpose behind the punishment, the punishment in the Commonwealth of Virginia for other offenses, and the punishment actually imposed for the same or similar offenses in Virginia, this court must necessarily conclude that a sentence of forty years and twenty thousand dollars in fines is so grossly out of proportion to the severity of the crimes as to constitute cruel and unusual punishment in violation of the Eighth Amendment of the United States Constitution.” Davis v. Zahradnick, 432 F. Supp. 444, 453 (1977).
Accordingly, the District Court issued a writ of habeas corpus.
A panel of the United States Court of Appeals for the Fourth Circuit reversed. Davis v. Davis, supra. The
The petitioner in Rummel was sentenced to life imprisonment under the Texas recidivist statute upon being convicted of his third felony: obtaining $120.75 by false pretenses. He had previously been convicted of passing a forged check in the amount of $28.36, and of fraudulently using a credit card to obtain $80 worth of goods or services. 445 U. S., at 265-266. Like the respondent in this case, Rummel argued that the length of his imprisonment was so “grossly disproportionate” to the crime for which he was sentenced that it violated the ban on cruel and unusual punishment of the
As mentioned above, the District Court found respondent‘s sentence to be unconstitutional by applying the four-part test of Hart v. Coiner, supra. Hart also was relied upon by the lower-court dissenters in Rummel, and was implicitly disapproved by our rejection of the dissenters’ view. Not only did we expressly recognize Hart as the primary opposing authority, 445 U. S., at 267, 269, but our opinion also disapproved each of its four “objective” factors.2 Because the District Court‘s grant of habeas relief was clearly guided by these factors, the Court of Appeals erred in affirming.
In short, Rummel stands for the proposition that federal courts should be “reluctan[t] to review legislatively mandated terms of imprisonment,” id. at 274, and that “successful challenges to the proportionality of particular sentences” should be “exceedingly rare,” id. at 272.3 By affirming the District Court decision after our decision in Rummel, the Court of Appeals sanctioned an intrusion into the basic line-drawing process that is “properly within the province of legislatures, not courts.” Id., at 275-276. More importantly, however, the Court of Appeals could be viewed as having ig-
Accordingly, the petition for a writ of certiorari is granted, the judgment of the Court of Appeals is reversed, and the case is remanded to the District Court with instructions to dismiss respondent‘s habeas petition.
It is so ordered.
JUSTICE POWELL, concurring in the judgment.
The Court holds that the
I
The respondent Davis met Eads in prison. During Eads’ confinement, his wife had become a drug user. Concerned about this development and its effect on their 2-year-old child, Eads offered to cooperate with the police “to assist in the exposure and arrest of those supplying drugs to his wife and any illicit drug distributor in the area, including Davis who Eads identified as an active drug dealer in Wythe County.” Davis v. Davis, 585 F. 2d 1226, 1228 (CA4 1978).
Davis was found guilty of both distributing marihuana and of possessing marihuana with intent to distribute. On each count, he received a sentence of 20 years’ imprisonment and a $10,000 fine. These sentences were imposed on a consecutive basis. The District Court granted his petition for a writ of habeas corpus because the sentences were “so grossly out of proportion to the severity of the crimes as to constitute cruel and unusual punishment . . . .”1 This judgment was reversed on appeal, Davis v. Davis, supra, but reinstated by the Court of Appeals on rehearing en banc.2 We remanded for reconsideration in light of our decision in Rummel v. Estelle, supra.3 By an equally divided vote en banc, the Court of Appeals again affirmed.4
II
The sole authority upon which the Court today relies is its decision in Rummel v. Estelle. Rummel decided that the
“This is not to say that a proportionality principle [viz., that grossly disproportionate punishments are unconstitutional] would not come into play in the extreme example mentioned by the dissent, post, at 288, if a legislature made overtime parking a felony punishable by life imprisonment.” 445 U. S., at 274, n. 11.
The Rummel Court therefore did not reject the proportionality principle long settled by our cases.6 It did take such a restricted view of the principle that—in the future—appellate courts, duty bound to follow the decision of this Court, often will be compelled to accept sentences that arguably are cruel and unusual.
I recognize, of course, that under our system the limits of a prison sentence normally are a matter of legislative prerogative, and trial courts have the primary responsibility to determine an appropriate sentence—within these limits—in light of the facts and circumstances of the particular case. Review of sentencing is not generally a function of appellate review. Yet, our system of justice always has recognized that appellate courts do have a responsibility—expressed in the proportionality principle—not to shut their eyes to grossly disproportionate sentences that are manifestly unjust. I therefore have no criticism of the District Court or the Court of Appeals for exercising this responsibility and reaching the judgments that are reversed here today.
There are features of this case that arguably distinguish it from Rummel. I identify these briefly. The first is a letter from the Commonwealth Attorney who successfully prosecuted Davis. The letter is set forth in full below.7 It was
“Heretofore, I have steadfastly opposed his release. However, the sentences now being imposed throughout the majority of the Commonwealth and the nation for comparable acts of drug distribution are extremely light and in most cases insignificant. In view of such, I think a gross injustice would be done should I not recommend his immediate release with the remainder of his term suspended.
“I do wish to make it expressly clear that my recommendation should not be construed as being critical of the jury that convicted Mr. Davis. I actually asked for a heavier sentence than was imposed. The citizens of this county have not softened their views toward drug offenders, and neither have I, but by the same token I cannot condone such grave disparity in sentencing.
“I think our community, our jury, and our Court were correct in their approach to the drug problem. However, that we may be correct and others wrong in their assessment, does not enable me to continue to ignore the wrong that would be perpetuated upon Mr. Davis by his continued confinement. My [conscience] dictates that in view of the lack of any semblance of uniformity of sentencing throughout the nation in dealing with the drug problem, that Mr. Davis‘s continued incarceration is grossly unjust.
“I trust that this is a fair summary of the content of our conversation, and if it is not, I hope you will please advise me.” Letter of Feb. 28, 1977 (emphasis added).
In the District Court, the parties stipulated that, had this prosecutor testified “with respect to the severity of the sentences imposed upon Petitioner for marijuana-related offenses, his testimony would comport with the contents of the attached letter . . . .” Supplemental Stipulation of Fact, Mar. 18, 1977.
The second and more important factor that arguably distinguishes Rummel is the action of the Virginia State Legislature in 1979. It then reduced the maximum penalty for offenses of which Davis was convicted to 10 years on each count—regardless of aggravating circumstances. See
III
Based on this evidence of comparative sentencing and the relatively minor degree of Davis’ criminality, affirmance of the judgment of the Court of Appeals arguably could be justified. I conclude, however, that Rummel requires reversal. Davis was convicted of distributing marihuana, and had dealt in other drugs as well. He was willing to sell marihuana for
These cases illustrate the seriousness of the disparity in sentencing that may distinguish our system of justice from other mature systems. Sentencing disparity in our country primarily results not from varying statutory limits among the States. Rather, in a nation of our size and with the sentencing decision in particular cases vested—as it should be—in trial courts, a good deal of disparity is inevitable. Effort to minimize this, at least on a state-by-state basis, certainly should be continued. Nor should reform in this respect be addressed only to prevent excessive penalties. The criticism of courts occurs more frequently, often fully justified, when persons guilty of crimes of violence, or serious drug distribution offenses, are given sentences that are disproportionately light in view of their offenses, as well as disparate in compari-
I join the judgment of the Court.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL and JUSTICE STEVENS join, dissenting.
The increasingly alarming penchant of the Court inappropriately to invoke its power of summary disposition could not be more evident than in this case. With the benefit of neither full briefing nor oral argument, the Court holds that Rummel v. Estelle, 445 U. S. 263 (1980), precluded the courts below from holding that respondent has been subjected to cruel and unusual punishment in violation of the
Rummel considered whether the application of the Texas habitual offender statute to petitioner William Rummel constituted cruel and unusual punishment in violation of the
“[T]he interest of the State of Texas here is not simply that of making criminal the unlawful acquisition of another person‘s property; it is in addition the interest, expressed in all recidivist statutes, in dealing in a harsher manner with those who by repeated criminal acts have shown that they are simply incapable of conforming to the norms of society as established by its criminal law. By conceding the validity of recidivist statutes generally, Rummel himself concedes that the State of Texas, or any other State, has a valid interest in so dealing with that class of persons.” Ibid.
Relying on Rummel, the per curiam suggests that because the punishment imposed on respondent was within the maximum prescribed by the state legislature, the Court of Appeals, which affirmed the District Court‘s grant of habeas relief on
The per curiam nevertheless reverses the judgment below on the basis that ”Rummel stands for the proposition that federal courts should be ‘reluctan[t] to review legislatively mandated terms of imprisonment’ . . . and that ‘successful challenges to the proportionality of particular sentences’ should be ‘exceedingly rare.‘” Ante, at 374, quoting Rummel, supra, at 274, 272. But this general principle of deference surely cannot justify the complete abdication of our responsibility to enforce the
It is obvious to me, as it apparently was to at least five judges of the Court of Appeals, that this case is one of those “exceedingly rare” cases in which a sentence should be invalidated on
“From October 31, 1975 to August, 1976 one hundred and seventeen (117) inmates were committed to the State Department of Corrections for possessing, selling, or manufacturing marijuana. The average sentence for
these offenses was three years and two months, the minimum was sixty days, and the maximum was fifteen years.” Davis v. Zahradnick, 432 F. Supp. 444, 453 (WD Va. 1977).
Second, this case is unique in that the very prosecutor who brought the charges against the respondent was forced to concede in light of his experience that the case represents a “grave disparity in sentencing,” and that the continued incarceration of Davis “is grossly unjust.”3 Finally, by its subse-
Today‘s decision is profoundly disturbing not only because the Court has misused precedent in order to place its imprimatur on a punishment that the courts below have determined, with ample justification, to be cruel and unusual, but also because it represents yet another instance of this Court‘s “growing and inexplicable readiness . . . to ‘dispose of’ cases summarily.” Harris v. Rivera, ante, at 349 (MARSHALL, J., dissenting). I am, of course, cognizant that, because of an ever-increasing docket, the Court has come under extraordinary pressure to accelerate its disposition process. But I do not believe that summary disposition on the basis of the certiorari papers is a proper response to such pressure6 where, as here, it is employed to change or extend the law in significant respects. Here, the Court reverses the judgment of the Court of Appeals, which had the benefit of our decisions, a concrete record, and a thoughtful Dis-
