United States of America v. Luis Alfredo Moreira-Bravo
No. 21-3355
United States Court of Appeals For the Eighth Circuit
December 27, 2022
Submitted: June 15, 2022
Appeal from United States District Court for the Southern District of Iowa - Eastern
Before GRUENDER, BENTON, and GRASZ, Circuit Judges.
Luis Alfredo Moreira-Bravo pleaded guilty to transporting a minor with intent to engage in criminal sexual activity in violation of
I.
In May 2020, twenty-six-year-old Moreira-Bravo drove from Minnesota to Iowa
Moreira-Bravo was indicted for transporting a minor with intent to engage in criminal sexual activity under
II.
“We review questions of statutory interpretation de novo.” United States v. Schostag, 895 F.3d 1025, 1027 (8th Cir. 2018). Section 2423(a) states:
A person who knowingly transports an individual who has not attained the age of 18 years in interstate or foreign commerce, or in any commonwealth, territory or possession of the United States, with intent that the individual engage in prostitution, or in any sexual activity for which any person can be charged with a criminal offense, shall be fined under this title and imprisoned not less than 10 years or for life.
This case concerns the two mens rea requirements: “knowingly” and “with intent that.” Moreira-Bravo argues that
A.
Moreira-Bravo first argues that
Moreira-Bravo invokes two presumptions of statutory construction found in Flores-Figueroa v. United States, 556 U.S. 646 (2009), and Rehaif v. United States, 588 U.S. ---, 139 S. Ct. 2191 (2019). Flores-Figueroa established the text-based presumption that the adverbial mens rea “knowingly” applies to all subsequently listed elements (the “all-subsequent-elements presumption“). See 556 U.S. at 650. Rehaif appealed to the longstanding presumption that a mens rea applies to every element that separates criminal from innocent conduct (the “otherwise-innocent-conduct presumption“). See 139 S. Ct. at 2196-97. Under these presumptions, Moreira-Bravo argues, the mens rea “knowingly” applies to the age requirement because it is a subsequently listed element that separates innocent from criminal conduct. We disagree.
1.
“[W]e begin with the statute‘s plain language,” United States v. Raiburn, 20 F.4th 416, 422 (8th Cir. 2021), giving “words . . . the meaning that proper grammar and usage would assign them,” Nielsen v. Preap, 536 U.S. ---, 139 S. Ct. 954, 965 (2019) (internal quotation marks and citations omitted). Prior to Flores-Figueroa, we noted that “qualifying words and phrases . . . apply only to the words or phrases immediately preceding or following them.” See United States v. Mendoza-Gonzales, 520 F.3d 912, 915 (8th Cir. 2008) (citing 2A Norman J. Singer & J.D. Shambie Singer, Sutherland Statutory Construction § 47:33 (7th ed. 2007)), cert. granted, judgment vacated, 556 U.S. 1232 (2009), and abrogated by Flores-Figueroa, 556 U.S. 646. Under this approach, “knowingly” would modify only the verb “transports,” and not the subsequent elements. But in ordinary usage, “a mental state adverb can modify some or all of the remaining words in a sentence.” United States v. Figueroa, 165 F.3d 111, 115 (2d Cir. 1998). For example, “if a bank official says, ‘Smith knowingly transferred funds to his brother‘s account,’ we would normally understand the bank official‘s statement as telling us that Smith knew the account was his brother‘s.” Flores-Figueroa, 556 U.S. at 650. Or the adverb might attach to only part of the ensuing phrase, as in the sentence, “‘[t]he mugger knowingly assaulted two people in the park—an employee of company X and a jogger from town Y.’ A person hearing this sentence would not likely assume that the mugger knew about the first victim‘s employer or the second victim‘s hometown.” Id. at 659 (Alito, J., concurring). And the sentence, “Ted knowingly stole expensive toys from a toy store that was on the verge of bankruptcy,” indicates that Ted knew he stole toys, knew they were expensive, and knew they came from the toy store. But whether Ted knew about the bankruptcy is ambiguous. Thus, in some statutory phrases that use the word “knowingly,” “neither grammar nor punctuation resolves the question of how much knowledge Congress intended to be sufficient for a conviction.” Figueroa, 165 F.3d at 115; see also Liparota v. United States, 471 U.S. 419, 425 (1985) (quoting W. LaFave & A. Scott, Criminal Law § 27 (1972)) (“[I]t is not at all clear
The all-subsequent-elements presumption helps resolve this ambiguity. In Flores-Figueroa, the Supreme Court interpreted
But the all-subsequent-elements presumption is not a bright-line rule; it “can be rebutted where the ‘context’ or ‘background circumstances’ of a statute lead to a different reading.” See Bruguier, 735 F.3d at 761 (quoting Flores-Figueroa, 556 U.S. at 652). Justice Alito, concurring in Flores-Figueroa, identified
a.
Congress codified
At common law, the crime of child abduction was a strict-liability offense as to the victim‘s age. See Oliver Wendell Holmes, Jr., The Common Law 58-59 (1881). The classic statement of this rule came in Regina v. Prince: “The legislature has enacted that if anyone does this wrong act he does it at the risk of the girl turning out to be under sixteen. This opinion gives full scope to the doctrine of mens rea.” (1875) 13 Cox C.C. 138 (Eng.).
Early American courts applied Prince to hold statutory rape a strict-liability crime as to the child‘s age. See, e.g., Matthew T. Fricker & Kelly Gilchrist, United States v. Nofziger and the Revision of
This passage from Morissette played a key role in Bruguier, where we found that a statute making it a crime “knowingly” to have sex with an incapacitated person required knowledge of the victim‘s incapacitated status. Bruguier, 735 F.3d at 757, 763; see
Statutory rape was still almost universally a strict-liability crime as to the victim‘s age when
If any crime “involve[s] [a] special context[],” it is
b.
Another aspect of
In another child-sex-crime statute, Congress provided a mens rea that varies based on whether the defendant could observe the victim. See
Like production of child pornography under
c.
Finally,
2.
Nor are we persuaded to depart from this reading by the otherwise-innocent-conduct presumption. See Rehaif, 139 S. Ct. at 2196-97. A mens rea requirement generally applies to each element that criminalizes otherwise innocent conduct. Id. According to Blackstone, an act committed “without a vicious will is no crime at all.” 4 William Blackstone, Commentaries *21. The Supreme Court has applied Blackstone‘s principle to construe an explicit mental-state requirement as attaching to other elements to avoid a construction that “would require the defendant to have knowledge only of traditionally lawful conduct.” See, e.g., Staples v. United States, 511 U.S. 600, 605, 614-15, 617-18 (1994) (applying a “knowing” mens rea to an element because the defendant‘s actions were “entirely innocent” without that element). In other words, the otherwise-innocent-conduct presumption disfavors interpretations of criminal statutes that merely require proof of a “will,” not a will that is “vicious.” See id. at 617. Three cases are particularly relevant here.
In X-Citement Video, the Court interpreted
In Rehaif, the Court addressed the interaction of two statutory provisions. 139 S. Ct. at 2194.
Finally, Ruan v. United States, 597 U.S. ---, 142 S. Ct. 2370, 2374 (2022), interpreted
In each of these cases, the disputed element (the performer‘s age in X-Citement Video, the prohibited status in Rehaif, and the lack of authorization in Ruan) separated criminal from innocent conduct, and the Court relied on this fact to hold that the mens rea requirement applied to that element.
Section 2423(a)‘s age requirement, in contrast, does not separate wrongful from innocent conduct. Section 2421(a) criminalizes the exact same conduct as
This case involves the added complication that the underlying criminal offense also happens to be a strict-liability crime as to the victim‘s age. See
At oral argument, Moreira-Bravo distinguished our unanimous sister circuits using a flawed application of the otherwise-innocent-conduct presumption. Those cases, he correctly argued, arose under the prostitution prong of
But Moreira-Bravo incorrectly assumes that all conduct falling under the sexual-activity prong relies on the victim‘s age for its criminality. As discussed above, that is far from true. Many sexual crimes have nothing to do with the participants’ ages. Moreira-Bravo‘s logic encourages the oddly divergent result of requiring knowledge of the transported victim‘s age when a minor is transported to engage in statutory rape but not when the minor is transported to engage in any other criminal sexual activity. Like the D.C. Circuit, we decline to interpret a single piece of statutory language differently depending on the underlying facts of the case. See id. at 208 (concluding that it would be implausible to require knowledge of underage status when the underlying offense is criminal sexual activity but not when the underlying offense is prostitution).
In sum, the age of the victim does not separate criminal from innocent conduct in
*
*
*
Neither the all-subsequent-elements presumption nor the otherwise-innocent-conduct presumption applies to
B.
Moreira-Bravo‘s next argument focuses on the latter portion of
Unlike the word “knowingly,” the phrase “with intent that” is not most naturally read as “applying to all the subsequently listed elements of the crime,” at least as it appears in
Furthermore, Moreira-Bravo‘s interpretation “is in direct conflict with the ‘common maxim, familiar to all minds, that ignorance of the law will not excuse any person, either civilly or criminally.‘” United States v. Hutzell, 217 F.3d 966, 968 (8th Cir. 2000) (quoting Barlow v. United States, 32 U.S. (7 Pet.) 404, 411 (1833)) (reaffirming that a statute imposing penalties on those who “knowingly violate”
First, transportation of an underage person with intent that the victim engage in sexual activity is ”per se blameworthy“—so much so that such conduct is traditionally punished as a strict-liability offense, as discussed above. See id. In other words, not requiring proof of intent to violate the law does not risk the criminalization of “innocent” conduct. See Rehaif, 139 S. Ct. at 2197.
Second, a defendant who transports a young person with the intent that the victim engage in sexual activity cannot reasonably claim a lack of awareness of criminal laws restricting sexual activity, such as the Minnesota offense underlying Moreira-Bravo‘s conviction. See, e.g., Owens v. State, 724 A.2d 43, 51 (Md. 1999) (explaining that sex “involves conscious activity which gives rise to circumstances that place a reasonable person on notice of potential illegality“); Commonwealth v. Robinson, 438 A.2d 964, 966 (Pa. 1981) (“[O]ne eighteen years of age or older who engages in sexual intercourse with a child below fourteen years of age does so at his own peril.“); State v. Haywood, No. 78276, 2001 WL 664121 at *5 (Ohio Ct. App. 2001) (unpublished) (“American culture . . . is . . . rife with warnings against sexual conduct with children. . . . Any person contemplating sexual conduct with a child in this age range should be cautious—the existence of ‘statutory rape’ laws is hardly a secret.“); State v. Carlson, 767 A.2d 421, 426-27 (N.H. 2001) (“[T]he defendant placed himself in risky circumstances, relying only on the victim‘s ‘mature’ behavior to substantiate her representation of her age.“). Thus, sexual activity, especially when it involves a young person, is comparable to other conduct that gives defendants notice of strict regulation. See, e.g., Hutzell, 217 F.3d at 969 (declining to require knowledge of unlawfulness where “[n]o one can reasonably claim . . . to be unaware of the current level of concern about domestic violence“); United States v. Freed, 401 U.S. 601, 609 (1971) (noting that “one
Section 2423(a) “does not signal an exception to the rule that ignorance of the law is no excuse.” See Int‘l Mins., 402 U.S. at 562. Therefore, a
III.
For the foregoing reasons, we affirm the judgment of the district court.
GRASZ, Circuit Judge, dissenting.
It is fundamental that a statute is to be interpreted according to its plain language and, if necessary, by using rules of statutory construction. We do not typically depart from this course to find statutory meaning from tradition or by looking to common law to support counter-textual “special context.” Yet the court today holds that when trying to convict a person of violating
Subsection (a) relevantly states:
A person who knowingly transports an individual who has not attained the age of 18 years in interstate . . . commerce, . . . with intent that the individual engage in prostitution, or in any sexual activity for which any person can be charged with a criminal offense, shall be fined under this title and imprisoned not less than 10 years or for life.
This language is not ambiguous. “In ordinary English, where a transitive verb has an object, listeners in most contexts assume that an adverb (such as knowingly) that modifies the transitive verb tells the listener how the subject performed the entire action, including the object as set forth in the sentence.” Flores-Figueroa v. United States, 556 U.S. 646, 650 (2009). Or as Justice Scalia explained, “‘[k]nowingly’ is not limited to the statute‘s verb[],” and “once it is understood to modify the object of [the] verb[], there is no reason to believe it does not extend to the phrase which limits that object[.]” Id. at 657 (Scalia,
The court, however, decides “context” requires an alternative interpretation of
In this vein, the Supreme Court has “read into criminal statutes . . . that contain no mens rea provision whatsoever” the mens rea deemed necessary to divide wrongful conduct from what is otherwise innocent conduct. Ruan v. United States, 142 S. Ct. 2370, 2377 (2022). This “is consistent with a basic principle that underlies the criminal law, namely, the importance of showing what Blackstone called ‘a vicious will.‘” Rehaif v. United States, 139 S. Ct. 2191, 2196 (quoting 4 W. Blackstone, Commentaries on the Laws of England 21 (1769)). “And when a statute is not silent as to mens rea but instead ‘includes a general scienter provision,’ ‘the presumption applies with equal or greater force’ to the scope of that provision.” Ruan, 142 S. Ct. at 2377 (quoting Rehaif, 139 S. Ct. at 2197).
The Supreme Court has applied the presumption of scienter even in situations when applying “knowingly” to an element was not “the most grammatical reading of the statute[.]” United States v. X-Citement Video, Inc., 513 U.S. 64, 70 (1994). The Court has
And in my view,
Another canon of construction supports interpreting
The court is not swayed by these interpretative canons and instead focuses on other contextual clues which it believes reveal Congress did not intend “knowingly” to apply to the age requirement. First, the court focuses on its belief that “Congress codified
I find this unpersuasive for several reasons. Most fundamentally, I do not believe this is a reason to ignore the plain text of the statute. Context may be reason to decline to apply the presumption of scienter when that presumption contradicts the plain meaning of the statutory text, but it should not be license to disregard the statute‘s plain meaning. See Flores-Figueroa, 556 U.S. at 657 (Scalia, J., concurring in part and concurring in the judgment) (refusing to join the Court‘s reliance on other considerations when the plain meaning of the statute answered the question).
Even putting this objection aside, I find the historical context less clear than the court does as it relates to
The court also claims a contextual clue from its belief that “[s]ection 2423(a) is not just a child sex crime, but one in which the defendant has an opportunity to observe the victim.” Ante, at 8. Relying on cases reviewing child pornography statutes, the court posits Moreira-Bravo‘s opportunity to observe the victim justifies departure from the typical mens rea requirement because someone who personally observes the victim is less likely to mistakenly believe the victim is of age. Id. at 8–9. This broad reading of caselaw is unavailing in part because
The court also reasons
In the end, none of the contextual clues utilized by the court convinces me that Congress meant something different than what the plain reading of the text dictates and interpretative canons reinforce—the government must prove Moreira-Bravo knew the individual transported was not yet eighteen years old. I therefore respectfully dissent.
