United States v. Frederick MillerUnited States v. Frederick Miller
Dennis M. Hart, appointed by the court, argued the case and filed the briefs for appellant.
Anne Y. Park, Assistant U.S. Attorney, argued the case for appellee. With her on the brief were Chrisellen R. Kolb and Suzanne Grealy Curt, Assistant U.S. Attorneys.
Before: HENDERSON and PILLARD, Circuit Judges, and SILBERMAN, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge
KAREN LECRAFT HENDERSON, Circuit Judge: Frederick Miller (Miller) was convicted of drug conspiracy-related charges after two trials and three appeals. After our most recent remand for a second resentencing, the district court applied an upward
I. BACKGROUND
We have described the full history of Miller‘s prosecution in his previous appeals, see United States v. Miller, 738 F.3d 361 (D.C. Cir. 2013) (Miller I); United States v. Eiland, 738 F.3d 338 (D.C. Cir. 2013); United States v. Miller, 890 F.3d 317 (D.C. Cir. 2018) (Miller II), and thus we limit our discussion to the facts relevant to this appeal.
Miller and Gerald Eiland (Eiland) headed a massive interstate drug trafficking ring focused in the Washington, D.C. area. Eiland, 738 F.3d at 344-45. Although the conspiracy began in 1999, id., it is unclear exactly when Miller joined it. The indictment alleges that Miller joined the conspiracy “sometime around the year 2000.” Appendix (App.) 105.
At the latest resentencing on review here, the district court, relying on testimony from the second trial, made several findings regarding the extent of the harm caused by the conspiracy. In June 1999, Eiland solicited Brian Lipscombe (Lipscombe) a longtime drug dealer for Eiland to kill Sorenson Oruchie (Oruchie), a heroin supplier to whom Eiland owed money. As Lipscombe testified, he agreed and shot Oruchie in the head. Oruchie survived.
On October 12, 2001, the police executed a search of Je Bradford‘s residence. Bradford supplied the conspiracy with distribution quantities of cocaine. As the police pounded on the door, Bradford called Eiland, who told Bradford that he would “take care of everything.” Supplemental Appendix (S.A.) 183. Bradford then threw his cell phone against the wall, breaking it. As Bradford testified, Eiland later went to Bradford‘s residence to “destroy any cell phone that [Bradford] might have at the apartment and get rid of whatever evidence might be left.” S.A. 187-88. Bradford was arrested and subsequently incarcerated at the Charles County (MD) Detention Center.
According to the professional visitor log for the Charles County Detention Center, a “Frederick Miller” from the “D.C. police” visited Bradford on January 1, 2002. S.A. 208. From 2002 until 2005 Miller had a private detective license issued by the District of Columbia Metropolitan Police Department (MPD). Bradford testified that he and Miller met in a private room for a “legal visit” because Miller‘s license allowed him to visit an inmate without surveillance. S.A. 190-91. Bradford and Miller concluded that a particular associate had turned on Bradford. According to Bradford, Miller said that “it‘s not fair that you won‘t be able . . . to see your son grow up, . . . so [the associate] won‘t be able to see his son grow up.” S.A. 197. Miller also said that he knew where the associate went for his weekly bowling league and where he played with his son. As Bradford explained, Miller “was going to kill him.” S.A. 198.
Sometime in 2003, the FBI began investigating, including surveilling, the Eiland/Miller drug trafficking ring. Eiland, 738 F.3d at 345. At the second trial (regarding Eiland, Miller and two associates), an FBI agent testified that he investigated “drug trafficking that was occurring in the area of 9th and Wahler Place, Southeast, . . . up around Draper Elementary School.” S.A. 111. Draper Elementary
The government arrested Eiland and Miller in August 2004. Eiland, 738 F.3d at 345. Miller was charged with various crimes related to distributing heroin, cocaine, crack and phencyclidine (PCP). Id.1 The first jury convicted Miller on 21 counts, acquitted him on others and hung on the remaining counts. Id.2 The district court retried Miller, id., and the second jury found Miller guilty on the counts alleging narcotics conspiracy, RICO conspiracy, continuing criminal enterprise, heroin distribution and three counts alleging unlawful use of a communication facility, id. at 346.3 The district court sentenced Miller to life imprisonment on both the RICO conspiracy and continuing criminal enterprise counts. Id. Miller then appealed, challenging the procedures and sufficiency of evidence from both trials. From the first
otherwise affirmed. See Miller I, 738 F.3d at 367-68, 387. From the second trial, we found insufficient evidence for the continuing criminal enterprise charge, count 3. Eiland, 738 F.3d at 357-58.4 We remanded for Miller‘s first resentencing and the district court again sentenced Miller to life imprisonment on the RICO conspiracy charge and determinate sentences on the other 21 counts.5 Miller appealed.
On appeal from Miller‘s first resentencing, we concluded that the district court had erred. First, the district court committed “clear error” in finding the Sentencing Guidelines6 range for the RICO conspiracy charge to be mandatory life imprisonment. Miller II, 890 F.3d at 324-25. The panel “therefore vacate[d] Appellant‘s life sentence on the RICO conspiracy count and remand[ed] to the District Court with instructions to resentence Appellant on the RICO conspiracy count in light of the correct Guidelines range of 360 months to life.” Id. at 325. The district court made several “clerical errors” in describing the counts. Id. And it “plainly erred by imposing the [firearm] enhancement because it made no factual finding as to any nexus between those firearms and Appellant‘s
drug convictions.” Id. at 328. Finally, the court misapplied the “organizer or leader” enhancement after it had found that Miller managed or supervised “at least one participant” only. Id. at 329. Under the Guidelines, “the District Court‘s factual finding as to Appellant‘s role justified at most a three-point enhancement, [thus, it] plainly erred by imposing a four-point enhancement.” Id.
We remanded for a second resentencing. In Miller II‘s operative conclusion, we stated: “We reverse and remand for resentencing the District Court‘s four-point enhancement for Appellant‘s role in the offense, the court‘s two-point firearm enhancement, and Appellant‘s sentence for the RICO conspiracy. We also vacate the clerical errors in the judgment on Counts Two and Five, and remand these matters for correction by the District Court.” Id. at 331.
In district court, both Miller and the government submitted motions regarding the factual predicates for the role-in-the-offense and firearm enhancements. The government argued for enhancements that would have resulted in a Guidelines range with an upper range of life imprisonment and urged the district court to impose life imprisonment. One week before resentencing, however, the government filed a memorandum, stating that it no longer sought both the firearm enhancement and the four-point organizer-or-leader enhancement. The parties therefore did not dispute the proper offense level under the Guidelines. See App. 237 (government and defendant agree on enhancements with total offense level of 39 and Guideline range
At the hearing, the government explained why it had not theretofore asked for an upward variance. “[A]t the time of the original sentencing in this case, because [Miller] was given a mandatory life sentence—I don‘t think that then defense counsel or the Court were really focused on [the facts supporting an upward variance] too much.” App. 229; see also App. 232 (“The original PSR, presentence report, indicates that there is no reason for an upward variance. But again, at that point, the parties and the Court [we]re under the impression that we were dealing with a mandatory life sentence; there was no reason to look for a variance.“). Defense counsel emphasized that the government first argued for an upward variance only one week before the second resentencing but did not request a continuance.
The district court sentenced Miller to life imprisonment. It concluded that a sentence within the Sentencing Guidelines range did not reflect the seriousness of Miller‘s crimes or act as a sufficient deterrence. It offered several reasons for an upward variance. First, Miller had a long history of arrests for violent crimes and drug offenses. Because Miller had not been convicted of these offenses, however, the court calculated Miller‘s criminal history category under the Guidelines as 1, the lowest category. The court instead considered the past arrests as supporting an upward variance. Second, the court concluded that the conspiracy had obstructed justice based on the evidence that Eiland had destroyed evidence at Bradford‘s home. See supra at 3. Third, the court found the drug conspiracy unusually harmful to the community: “Miller caused harm beyond his conduct dealing narcotics” and the conspiracy “brought destruction on much of Southeast, Washington, D.C.” App. 242-43. “People like Mr. Oruchie were grievously injured as a result of the conspiracy.” App. 243. Fourth, Miller abused his private investigator credentials to gain an unsupervised visit with Bradford in prison in an effort to influence his testimony, including by credibly suggesting he would kill the man he thought informed on Bradford. Finally, Miller‘s conspiracy engaged in dangerous conduct (i.e., drug dealing) near a school, Draper Elementary School. Miller timely appealed.
II. ANALYSIS
We typically review the scope of a remand for resentencing de novo. United States v. Hunter, 809 F.3d 677, 681 (D.C. Cir. 2016). But where—as here—the defendant fails to object at his sentencing hearing—having had the opportunity to object—“the more demanding plain error standard of review applies.” Id. at 682 (quoting United States v. Locke, 664 F.3d 353, 357 (D.C. Cir. 2011)). Plain-error review has four elements. Puckett v. United States, 556 U.S. 129, 135 (2009). First, there must be a legal error the appellant did not “affirmatively waive[].” Id. “Second, the legal error must be clear or obvious, rather than subject to reasonable dispute.” Id. Third, the legal error “must have affected the appellant‘s substantial rights, which in the ordinary case means he must demonstrate that it affected the outcome of the district court proceedings.” Id. (citation and internal quotation marks omitted). Fourth, the appellate court typically remedies any plain error “only if the error
We review a criminal sentence for abuse of discretion and apply a two-step review process. Gall v. United States, 552 U.S. 38, 51 (2007). First, we consider whether the district court committed a “significant procedural error,” such as improperly calculating the Sentencing Guidelines range or relying on clearly erroneous facts. Id. We review a sentencing court‘s factual determinations for clear error. See United States v. Ventura, 650 F.3d 746, 749 (D.C. Cir. 2011).8
Second, we consider “the substantive reasonableness of the sentence” under the “abuse-of-discretion” standard, considering the “totality of the circumstances, including the extent of any variance from the Guidelines range.” Gall, 552 U.S. at 51. Regardless whether the defendant objected to the substantive reasonableness of the sentence, we review for abuse of discretion, as the defendant need not “re-object” to a sentence‘s substantive reasonableness once his original submission regarding substantive reasonableness is made and rejected. See United States v. Burroughs, 613 F.3d 233, 241
(D.C. Cir. 2010). “[I]t will be the unusual case when we reverse a district court sentence—whether within, above, or below the applicable Guidelines range—as substantively unreasonable.” United States v. Gardellini, 545 F.3d 1089, 1090 (D.C. Cir. 2008). Because the Guidelines are advisory only, we do not require a heightened showing of “reasonableness” if a district court imposes an above-Guidelines sentence. Id. at 1092-93.
A. The Mandate Rule
Miller argues that the district court exceeded its mandate on remand. In Miller II, we “reverse[d] and remand[ed] for resentencing the District Court‘s four-point enhancement for Appellant‘s role in the offense, the court‘s two-point firearm enhancement, and Appellant‘s sentence for the RICO conspiracy.” 890 F. 3d at 331. According to Miller, we remanded only for the limited purpose of making factual findings for the organizer-or-leader and firearm enhancements. Even assuming arguendo
Under the mandate rule, “an inferior court has no power or authority to deviate from the mandate issued by an appellate court.” Briggs v. Pennsylvania R. Co., 334 U.S. 304, 306 (1948). If we remand to a district court without “express instructions regarding which issues the district court may consider” at resentencing, the district court may consider only defined “categories of inquiry.” See United States v. Blackson, 709 F.3d 36, 40 (D.C. Cir. 2013) (“collecting in one place this circuit‘s rules regarding the scope of a district court‘s resentencing authority under a remand order“). In United States v. Whren we said that “upon a resentencing occasioned by a remand, unless the court of appeals expressly directs otherwise, the district court may consider . . . such new arguments or new facts as are made newly relevant by the court of appeals’ decision—whether by the reasoning or by the result.” 111 F.3d 956, 960 (D.C. Cir. 1997). For Whren to apply, then, the appellate decision must not “expressly” forbid the district court from considering new arguments but any new argument must be “newly relevant.”
Miller II did not expressly prohibit the district court from considering new arguments. Granted, Miller argues that we remanded for the district court to consider only whether factual predicates existed for the two enhancements described supra. But, even assuming Miller is correct, Whren requires only that we do not expressly direct the district court not to consider newly relevant arguments for those arguments to be precluded. 111 F.3d at 960. And Miller II did not expressly limit the district court‘s remit—we simply remanded for resentencing on several issues. 890 F.3d at 331. For “express” instructions, we generally require “more specific remand instructions” than the typical remand instruction. See Blackson, 709 F.3d at 43.
We believe Miller II also made the question of an upward variance “newly relevant.” In the two earlier sentencings, the government had argued that the court should impose life imprisonment under the Sentencing Guidelines range. Thus, it had no reason to argue that the district court should impose an upward variance—the district court could not have imposed an upward variance from life imprisonment. See United States v. McCoy, 313 F.3d 561, 564, 566 (D.C. Cir. 2002) (en banc) (Whren applies to issues “which never became determinative before the district court” or “for which the likelihood of any significance is remote[, as] an absolute requirement to raise all objections (regardless of the degree of relevance) is likely both to waste judicial resources and work injustice“). Once Miller II held that the insufficient evidence for the firearm and organizer-or-leader enhancements required remand, however, the upward variance became “newly relevant” because, without the vacated enhancements, the government could no longer argue for life imprisonment under the Guidelines.
Even if the government should have argued for an upward variance as an alternative ground for sentencing Miller to life imprisonment at the previous sentencings, Whren would still apply because the district court can apply an upward variance sua sponte without notice. See Irizarry v. United States, 553 U.S. 708, 714 (2008). Because the district court had sentenced Miller to life imprisonment under the Guidelines at both the original sentencing and the first resentencing, it necessarily did not consider whether to apply an upward variance. But,
B. Alleged Procedural Errors
Miller first argues that the district court committed a “significant procedural error” because Miller lacked sufficient time to review the grounds for the upward variances. But even assuming that a lack of proper notice would constitute a
significant procedural error, cf. Gall, 552 U.S. at 51 (“significant procedural error[s]” include “failing to calculate (or improperly calculating) the Guidelines range, treating the Guidelines as mandatory, failing to consider the
The Federal Rules of Criminal Procedure provide no right to notice of the grounds of an upward variance. After the Supreme Court interpreted Rule 32 to provide a right to notice before a court departs from the Sentencing Guidelines, Burns v. United States, 501 U.S. 129, 135 (1991), the Congress repealed the relevant part of Rule 32 and clarified that courts must provide notice only before imposing an upward departure:
(h) Notice of Possible Departure from Sentencing Guidelines. Before the court may depart from the applicable sentencing range on a ground not identified for departure either in the presentence report or in a party‘s prehearing submission, the court must give the parties reasonable notice that it is contemplating such a departure. The notice must specify any ground on which the court is contemplating a departure.
Notably,
The Supreme Court has also explained that the right to due process does not require a sentencing court to grant notice before imposing an upward variance. It explained that “[t]he due process concerns that motivated the Court to require notice in a world of mandatory Guidelines no longer provide a basis for” a due process right to notice after the Court decided United States v. Booker, 543 U.S. 220 (2005). Irizarry, 553 U.S. at 714. “Now faced with advisory Guidelines,” the
Miller also appears to argue that the district court made several clearly erroneous findings in determining bases for the upward variance. See Gall, 552 U.S. at 51 (“significant procedural error[s]” include “selecting a sentence based on clearly erroneous facts“). “A finding is ‘clearly erroneous’ when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” United States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948). “Where there are two permissible views of the evidence, the factfinder‘s choice between them cannot be clearly erroneous.” Anderson v. City of Bessemer City, N.C., 470 U.S. 564, 574 (1985). As the Seventh Circuit has put it, “[t]o be clearly erroneous, a decision must strike us as more than just maybe or probably wrong; it must . . . strike us as wrong with the force of a five-week-old, unrefrigerated dead fish.” Parts & Elec. Motors, Inc. v. Sterling Elec., Inc., 866 F.2d 228, 233 (7th Cir. 1988).
Miller challenges several factual findings that are not close to “clearly erroneous.” For example, Miller argues that the district court could not rely on Bradford‘s testimony because he identified Miller as “Corey.” Even if Bradford heard Eiland on the phone refer to Miller as “Corey“—and the record suggests that Bradford might not have heard him correctly, see App. 271—the district court could nonetheless reasonably determine that Bradford in court correctly pointed out Miller as his prison visitor. App. 273 “If the district court‘s account of the evidence is plausible in light of the record viewed in its entirety, the court of appeals may not reverse it even though convinced that had it been sitting as the trier of fact, it would have weighed the evidence differently.” Anderson, 470 U.S. at 573-74.
We address at length the only challenge that warrants discussion: whether the district court erroneously found that Miller was a member of the drug conspiracy when Eiland paid Lipscombe to kill Oruchie. At trial, Lipscombe testified that Eiland paid him to kill Oruchie. Lipscombe, in exchange for $10,000 and a used Acura, shot Oruchie in the head and told Eiland that Oruchie had died. Miller argues that he could not have yet joined the conspiracy because Lipscombe testified that he attempted to kill Oruchie “[i]n June of, approximately June, of 1999,” App. 275, and Miller was incarcerated until sometime in June 1999. Based on this untidy chronology—and, indeed, the lack of any other evidence suggesting that Miller knew about the attempted murder of Oruchie—Miller might have a point.
Nonetheless, Miller challenges a finding the district court did not make. The district court found “it more likely than not that Mr. Eiland paid Mr. Lipscombe to murder one of his heroin suppliers, Sorenson Oruchie.” App. 241-42. In setting out the reasons to apply an upward variance, however, the district court found that the conspiracy harmed people beyond drug users, only once mentioning Oruchie as an example:
[Miller‘s] actions brought destruction on much of Southeast, Washington, D.C. In dealing drugs across the street from an
elementary school, the conspirators harmed the entire community; they exposed young children to the risk of violence, and disrupted their education. This was not just a conspiracy to harm drug users. Moreover, Mr. Miller caused harm beyond his conduct dealing narcotics. People like Mr. Oruchie were grievously injured as a result of the conspiracy that he co-led with his codefendant.
App. 242-43 (emphasis added). The district court cited the attempted murder of Oruchie as an example of the threat the conspiracy posed to an entire area of the District of Columbia. Indeed, several times it referred to the conspiracy‘s “destruction” of the Southeast community. See App. 244 (noting “harms [Miller] brought“); App. 245 (noting “conspiracy‘s violent conduct“). Because the district court did not punish Miller for the attempted murder of Oruchie, but instead merely cited it as an example of the kinds of harms that conspiracy caused, there was no error.
We also reject Miller‘s other claims of “significant” procedural error. First, the district court did not use the Guidelines as its basis for the upward variance. It explicitly applied the upward variance based on considerations required by
C. The Alleged “Substantively Unreasonable” Sentence
Miller argues that the district court imposed a substantively unreasonable sentence. It is “an unusual case” in which the district court imposes such an “unreasonably high or low” sentence to warrant reversal for substantive
unreasonableness. Gardellini, 545 F.3d at 1093, 1096. Contrary to Miller‘s protestations, this is not that case.
First, the district court distinguished this case from a typical case with the same underlying charges. See United States v. Murray, 897 F.3d 298, 308-09 (D.C. Cir. 2018) (“To sustain an upward variance, the district court . . . must state the specific reason why the defendant‘s conduct was more harmful or egregious than the typical case represented by the relevant Sentencing Guidelines range.” (cleaned up)). The district court gave several reasons that Miller caused greater-than-usual harm. See, e.g., App. 244 (“[T]he guidelines d[o] not reflect the seriousness of the offense with respect to the conspirator‘s violent conduct, the efforts to obstruct justice, and the impact on school children.“).
Further, the district court did not “incorrectly” give the same sentence to Eiland and Miller. It sentenced both Eiland and Miller to life imprisonment, notwithstanding Eiland was the conspiracy‘s “leader” and Miller the “manager.” See U.S. Sent‘g Guidelines Manual § 3B1.1 (“an organizer or leader” receives greater punishment than “a manager or supervisor“). Even if Eiland‘s and Miller‘s criminal conduct were identical save for their respective roles as “leader” and “manager,” the district court could have reasonably determined that each deserved the most serious punishment available.
Moreover, the district court properly considered the purposes of criminal sentencing. See
Finally, we believe the district court made two clerical errors. The Amended Judgment describes count 5 as “Conspiracy and Attempted Possession with Intent to Distribute Heroin” but the verdict form refers to “Count 5: On or about April 16, 2004, attempt to possess with intent to distribute heroin.” Although the Amended Judgment refers to the correct statute for count 5, see
For the foregoing reasons, we affirm the district court‘s judgment but remand to the district court to correct the judgment in accordance with this opinion.
So ordered.