*1 custodian; than a mere far more Day was solicited, accepted, who a broker
he was by re- assets plans’ pilfered and then insur- purchase promise on his neging the facts members. On plans’ ance Day simply here, hold presented “authority or control” sufficient exercised plans’ assets “disposition” over dispo- “fiduciary” under qualify clause. sition
Ill above, the forth set For the reasons judg- summary entry of District Secretary is in favor of ment Affirmed. America, Appellee STATES UNITED BOOKER, Appellant. Charles
No. 04-3152. Appeals, Circuit. of Columbia Dec. 2005. Argued 3, 2006. Feb. Decided *2 Rees,
Thomas S. Assistant U.S. Attor- ney, argued the cause for appellee. With him on the brief were Kenneth L. Wain- stein, Fisher, John Attorney, U.S. R. As- sistant U.S. Attorney the time the brief filed, and Tourish, Thomas J. Jr. and Pan, Florence Attorneys. Assistant U.S. III, McLeese, Roy W. Assistant At- U.S. torney, entered an appearance. GINSBURG, Before: Chief Judge, and SENTELLE, Judge, Circuit WILLIAMS, Senior Judge. Circuit for Opinion by the Court filed Circuit Judge SENTELLE.
Concurring opinion by filed Senior Judge Circuit WILLIAMS. SENTELLE, Judge. Circuit Charles Booker appeals his conviction and imprisonment pos- for “constructive session” of a argues firearm Booker support there was insufficient evidence to his conviction and that his sentence must be vacated and in light remanded of Unit- ed (2005). L.Ed.2d Because we
agree only with argument, Booker’s second we affirm his conviction for “constructive firearm, possession” of a but we vacate his sentence and remand District Court proceedings for further with consistent opinion. this
Background I. January
In officer undercover D.C. Metropolitan Depart- Police approached ment Booker and ex- Charles pressed in purchasing interest some crack While officer cocaine. waited car, unmarked ran about 50 feet up street and returned or 20 sec- Newport with a cigarette pack. onds later Davis, court, Mary E. appointed pack, From the Booker shook out two argued cause for Ziploc bags containing and filed the brief small crack cocaine appellant. one to officer in gave return guns proximity, expert testimony funds. The undercover prerecorded
$20 drugs marriage. They are “like a left, up back Booker walked officer Unhelpfully, the other.” pack. can’t do without Newport street re-hide par- is not included photograph *3 later, several uni- or three minutes Two However, in this case. ties’ submissions arrived to arrest Booker. officers formed government’s does contest the Booker not the team asked of arrest One member approxi- was gun lying that the assertion outside, doing was and what he Booker away Newport from mately five inches the looking was for he responded Booker gun that the pack, nor does Booker contest Officer Michael Newport cigarettes. his frost-free, notwithstanding and was clean team, Penn, member of the arrest another a bitterly fact that recovered on the was feet the and up then walked 50 street evening. cold winter Newport lying the pack on found Booker’s government’s close the case-in- Penn down investi- At the of ground. bent When chief, judgment Booker for of handgun “right he a be- moved a gate, saw black The Court denied cigarette pack. acquittal. the District the Newport side” motion. The defendant then called his in- charged in a four-count Booker was witness, only private investigator, a who unlawful distribution of co- dictment for photographs introduced additional base, caine in violation of U.S.C. neighborhood in which Booker was arrest- (b)(1)(C) (Count 841(a)(1) One); un- § According private ed. to the defendant’s possession with intent to distribute lawful investigator, Booker was arrested base, in violation of U.S.C. cocaine away gun-and- from the feet—not feet— (b)(1)(C) (Count 841(a)(1) Two); § us- drugs stash. ing, possessing a firearm dur- carrying, offense, trafficking in renew motion for ing drug violation Booker 924(c)(1)(A)® (Count § judgment of at the close of all the acquittal of 18 U.S.C. 10, 2004, Three); jury of possession May unlawful a fire- evidence. On the found all person appellant guilty arm and ammunition convicted on four counts. On 16, 2004, by imprisonment May the defendasit moved for a punishable of crime or, alternative, in exceeding year, acquittal in violation of the term 924(e)(1) 922(g)(1) trial. §§ for a new The District Court denied 18 U.S.C. (Count Four). motions. trial, evi- October the District Court government
At introduced On loaded, gun imposed and the a sentence under the Guidelines dence that One, pack grams 3.8 of co- 240 months on 240 months Newport contained Count Two, Three, base, Although on months on pure. caine 75% Booker’s Count Count gun on neither the nor and 360 months on Count Four. The terms fingerprints were One, Two, on Newport government linked and Four were to run pack, Counts concurrently, drugs through Booker to while Count Three was to undercov- sale; testimony to all drug consecutively er officer’s about the run other counts. Thus, government imposed ag- also introduced evidence the District Court years in previously gregate has sold crack us- Guidelines sentence of 35 (i.e., ing prison. dis- operandi Pending same modus Court’s de- pensing Newport pack from a cision in crack U.S. (2005), government same 125 S.Ct. 160 L.Ed.2d neighborhood). judge announced a gun drugs by then offer- also linked ing physical evidence of their non-Guidelines “alternative sentence”: ten photographic One, years ten Count years on Count on evidence on grounds waiver cause[s] ” Two, Three, years five on Count miscarriage justice.’ ‘manifest years on Count Four. Counts One and Two Thompson, States v. (D.C.Cir.2002) concurrently. Count
were be served (quoting United States v. Four was to served consecutively Sherod, be (D.C.Cir.), years on denied, ten Counts One and Two. Count cert.
Three was to
to all
consecutively
be served
(1992)).
II. of the Evidence riage justice” of standard is intended sim ply to ensure that the District Court has A opportunity to order an MJOA after “any We will affirm a conviction where receiving evidence, Sherod, all the see 960 rational trier of fact could have found the 1077, F.2d at post-verdict Booker’s motion of the beyond essential elements crime a may preserve objec be sufficient to reasonable Jackson v. Virginia, doubt.” the sufficiency tions to of the evidence against him. We need not determine this (1979) L.Ed.2d (emphasis in original); case, present issue in the because for the Wahl, see also v. United States 290 F.3d below, reasons forth set we conclude a 370, 375 We do not distin- juror rational could have convicted Booker guish between direct and circumstantial “possessing” for handgun. evidence, give “full play we right jury credibility, to determine
weigh
justifiable
the evidence and draw
B
inferences of fact.” United States v.
argues
prosecution
Clark,
(D.C.Cir.1999)
184 F.3d
that
“possessed” gun
establish
he
for
(internal quotation marks and citations
of
purposes
either
Three or
Count
Count
omitted). We “review the
rec-
evidence of
gun
Four because the
not found
on his
novo,
de
considering
ord
evidence
person,
it,
holding
no one saw him
and no
light
most favorable to
govern-
fingerprints were recovered from it. How
Wahl,
ment.”
tively possessed”
together
trafficking.”
Three
Count
drug
of
Count
both
poses
possession
McLendon,
is estab-
Four. “Constructive
finding
supporting
(D.C.Cir.2004);
with evidence
States v.
lished
see also United
ability
(D.C.Cir.2003)
had the
to exer- Brown,
defendant
over
and control
knowing
cise
dominion
drugs
present
are often
(noting guns and
Wahl, 290 F.3d at
question.”
items in
therefore,
together,
presence
(internal
marks and citations
quotation
presence
infer
one can be used to
omitted).
to a
“Although
proximity
mere
other);
Conyers,
constructive
is insufficient
establish
gun
(D.C.Cir.1997) (same);
755, 757
Unit
F.Sd
fac-
evidence of some other
possession,
Payne,
1065-66
ed States v.
gun, proof
with a
including connection
(D.C.Cir.1986) (same). Thus,
tor—
we reaffirm
control,
motive,
implying
eva-
gesture
possession
that “evidence of a defendant’s
conduct,
in-
indicating
or a statement
sive
can
be used to show his
[guns]
properly
enterprise
coupled
volvement in an
McLendon,
—
to [drugs],”
connection
*5
Alexander,
may suffice.”
proximity
1113,
at
versa. See United
F.3d
and vice
(internal
quotation
marks
F.3d
Evans,
891,
States v.
888 F.2d
omitted).
case,
In
citations
this
several
(D.C.Cir.1989) (“The government present
the
“plus factors” allowed
Alexander-type
ed evidence that
three
[all
defendants]
“connection with
jury to infer Booker’s
engaged
[drug]
in a common
enter
were
drug
gun.”
government’s
expert
The
[the]
prise.
jury
From
this evidence
could
drug dealers have a “mo-
testified that
reasonably
all
infer that
three shared di
namely, defense of themselves and
tive”—
to,
dominion and
rect access
control
carry guns. The
drug
their
stashes —to
over,
knapsack,”
the
which contained both
(through
officer watched
police
undercover
guns.),
cocaine and
cert. denied sub nom.
mirror)
up
Booker
as
walked
rearview
States,
1019,
Curren
United
494 U.S.
gesture implying
made “a
the street and
(1990);
110 S.Ct.
trol”
transac-
justify
“To
rever-
Here,
contrast,
by sharp
tion. See id.
sal of a
standard,
conviction under that
easily
grabbed
gun
(1)
(2)
could have
error,
there must be
that ‘affect[s]
(either
during the
sale
he
drug
when went
substantial
rights’
i.e., that
is prejudi-
—
pick
Newport
pack,
up
cigarette
Perkins,
cial.” United States v.
it).
he went
when
back
re-hide
(D.C.Cir.1998)
(quoting Fed. R.
gun
proximity
drugs sug-
and the
52(a)
Crim. P.
and citing United States v.
gest they
by
per-
were stashed
the same
Olano,
725, 731, 734,
son,
part
[drug]
“aof
common
enter-
(1993)).
245 Michel-Galaviz, (8th 946, judgment F.3d Where a v. second is entered Thomas, Cir.2005); 422 court judgment United States v. after the first has become (8th Cir.2005); 665, final judgment 669-70 the second is void.” 49 (8th Judgments Storer, 918, § 413 F.3d 923-24 C.J.S. (2005); States at 150-51 Cir.2005), ap while of its decisions see also Home Ins. Co. Brooklyn v. Life inconsistent, Dunn, pears United States Mer 19 Wall. U.S. (8th (1873) (“To L.Ed.
ryman,
Fed.Appx.
say
Cir.
that there can be
2005)
curiam).
two
(per
sug
One circuit has
final
...
judgments
involves a solec-
ism.”
(emphasis
original));
that it
affirm a
gested
Badger
would
lower “alter
Pharmacol,
Co.,
if
v. Colgate-Palmolive
all its
Inc.
“triggers”
native sentence”
were
(7th Cir.1993)
Adair,
(noting
satisfied. See United States v.
there
(5th
2005). can be
Nov.8,
“only
judgment per case”);
one final
*5-7
Cir.
WL
Judgments
9,§
46 Am.
2D
Finally,
one circuit has held that
lower
Jur.
(2005) (“A judge, having rendered and
requires
“alternative sentence”
the vacatur
signed
judgment,
one final
has no authori-
higher
of a
Guidelines sentence and a re
ty
Thus,
sign
another one.
after a final
mand for the “ministerial
of amend
task”
judgment
]se,
has been entered in a ca[
form
ing
judgment
committal
“to
entry of a
judgment
second final
reflect
alternate
[lower]
sentenced
first,
same
ca[ ]se does
vacate the
operative
which] is the
sentence.” United
if
nothing
there is
to show that the first is
Howe,
Fed.Appx.
64 & n.
vacated,
(foot-
nullity.”
then the second is a
Cir.2005).
(10th
None of these cases
omitted)).
*8
It
necessary
only
...
follows
consequence
judge may impose
judg
one and
that,
ment,
general rule
final judg-
judgment
when a
the written
form is a nulli
entered,
ty
ment has once been
second or
previ
no
extent
conflicts with the
...,
sentence,
judgment may
ously pronounced
772-73;
different
be rendered
id. at
until the first shall have been
also
ex
vacated and
see
Hill v. United States
rel. Wam
460, 464-65,
appeal
pler,
set aside or reversed on
or error.
S.Ct.
56
80
course,
may modify
incorporate
changes
1. Of
the District Court
or
Court
to
those
into a
judgment
single, preexisting judgment.
correct a
with Fed. R.
See
accordance
United
Lewis,
(for
P.
either a "clear
or
&
error”
F.2d
n. 21
Crim.
assistance”)
States,
(D.C.Cir.1980);
defendant's “substantial
and Fed.
Poole v. United
(for
error”).
(D.C.Cir.1957).
R. Crim. P. "clerical
How-
F.2d
Neither
rule
ever,
prescribe procedures
empowers
both rules
for such
District Court to enter a sec-
ond,
changes,
require
judgment.
independent
and both rules
the District
Lewis,
953;
(1936);
an
“alternative sentence”
(holding
F.2d at
identical
L.Ed. 1283
Reid,
court’s
sentencing
harmless the
Kennedy v.
rendered
error).
one and
Because Booker’s
erroneous,
only
and because
sentence was
case,
orally
the District Court
In this
agree
the error was not harm-
parties
Bureau of
the United States
instructed
less,
further
we vacate and remand for
years
for
incarcerate Booker
Prisons to
proceedings.
Ayers,
See
form, sentencing pro- original court’s appellate comports accepted practice Lewis, See, e.g., controls. nouncement involving federal cases—such as those 3582(c) § 953; also 18 U.S.C. F.2d see hinge on the District —that (“The may modify term of court not Court’s discretion: imprisonment imposed once it has been that, having It sometimes occurs after not except” relevant under circumstances court here.). considered lower decision error, merely appellate court found thir- Accordingly, we that Booker’s hold or and then reverses vacates remands— ty-five-year was the Guidelines sentence is, judgment it sets the aside and only imposed, the case to the lower court sends back only and it sentence before us to- is the proceedings, further than en for rather day.2 stipulated not to parties Had the tering entry or directing prejudiced the fact that Booker was petitioner. or That is the appellant sentence, look we would to Guidelines finding appropriate course whenever the only to “alternative sentence” determine automatically does entitle of error prejudice non. States v. vel Cf. appellant judgment, petitioner (D.C.Cir.2005) Coles, 764, 767 appellate court conduct cannot curiam) (per assessing that “in (holding conduct) (or chooses not to the further whether the District Booker error ques inquiry necessary to resolve the prejudicial, we must determine wheth- litigation. Our remaining tions materially er there would have been cases, full books are of such from Glass result, different more favorable the de- (1794), 1 L.Ed. Betsey, 3 Dall. fendant, imposed in had the sentence been Russell, 415, 1 3 Dall. sentenc- and Clarke post-Booker accordance with ing regime”); (1799), Simpson, 430 at 1191 L.Ed. 660 Vernonia School *9 course, judge 3. 2. the sentence” is not Of if the district is still satis- Because “alternative previ- fied the that the from record judgment, embodied in we have no occasion ap- ously the announced as an alternative is to it under error stan- review the harmless disposition, may propriate it be in order well dard. simply to than sentence on the record rather having hearing. another full-blown Acton, WILLIAMS, Judge, Dist. v. 515 U.S. Senior Circuit 47J (1995), concurring. S.Ct. L.Ed.2d 564
Tuggle v.
516 U.S.
Netherlands
concur,
I
anomaly
but note an
and a
(1995).
283,133
S.Ct.
L.Ed.2d 251
anomaly
distinction. The
is between this
United, States,
163, case and ones like
516 U.S.
United States
Stutson
177-78,
Simpson,
116 S.Ct.
(1996)
J.,
cases,
(Scalia,
In the
dissenting). The
latter
where
district
Stutson
the
court
majority
take
chooses
did not
issue with what is
identical
alternative
sentences
(both
the
apparently
proposition.
a self-evident
under
Guidelines and under an
likely
estimate of the
in
outcome
the Su-
summarize,
To
our ruling
Simpson
in
preme
then-looming
decision in
original judgment
the
could
is
stan$
543 U.S.
applicable
here.
In Simpson we did
(2005)),
S.Ct.
Our is exhausted when we the Su- have preme vacated constitutionality entered on the Court reviewed the basis prejudicial required criminal statute that error. individ- paid
uals who
had not
the fees
fines that
part
were
their sentences
the end of
IV
prison
their
terms to remain incarcerated
above,
For the reasons set forth
they
any
until
had “worked off’
outstand-
judgment of
is
affirmed ing
per day.
balances at
rate of
Id.
$5
part,
part,
vacated
and remanded for
offense, the “not deal holding a fine in nonpayment confinement sen- of an alternative pattern the familiar ” days.’ or 30 Id. tence of ‘$80 S.Ct. at 2023. a con- involve case doesn’t present sentence, as the tingent alternative include the non-Guidelines court didn’t judgment. And sentence anticipated on out- based contingencies may, Court decisions comes from con- course, problems different pose con- tingencies the defendant’s based on be, may whatever those issues duct. But speak to our here doesn’t decision solve judgments of such availability posed problems such as those transition Washington, Booker/Blakely 159 L.Ed.2d (2004). LUTKEWITTE, Appellant
Janet L. GONZALES, Attorney Alberto General, Appellee.
No. 04-5058. of Appeals, States Court Circuit. Columbia Argued Oct. 2005. Feb. 2006. Decided notes (if analyzed legal the standalone effect any) Today an “alternative sentence.” In the sentencing, context criminal we address that issue. we Because we con long recognized pronounce have “that the an “alternative is not clude sentence” real ment of judgment sentence constitutes the “sentence,” ly a the parties because States, of the court.” Gilliam v. United prejudiced by concede Booker was There Guidelines, mandatory application of the fore, pronounces once court criminal vacate the sentence remand for “judg sentence —which constitutes proceedings. further ment” —the has no lawful authority court supplement with a second C sentencing one.1 judge’s Because the oral begin “general with the pronouncement We rule constitutes the only court, can judgment!.] there be one final and because the
