Lead Opinion
Opinion concurring in part and dissenting in part filed by Circuit Judge BROWN.
Aaron Burroughs pled guilty to several offenses involving the sexual abuse of a minor and was sentenced to a term of imprisonment followed by supervised release. On appeal Burroughs challenges his sentence, including several special conditions of his release. For the reasons set forth below, we vacate two of the conditions and remand for further proceedings consistent with this opinion. Otherwise, we affirm.
I.
S.G. was fourteen years old in the fall of 2005 when she met Burroughs, then a volunteer assistant football coach at her high school in Maryland. Not long after-wards, Burroughs introduced S.G. to prostitution. He became her pimp, taught her how much she could charge for various sex acts, and repeatedly took her to an area of the District of Columbia known for its high levels of prostitution. This misconduct continued until July 31, 2006, when police discovered S.G. engaged in prostitution in an automobile in Takoma Park, Maryland. S.G. directed the police to Burroughs, who was arrested later that evening.
Burroughs confessed to having vaginal and oral sex with S.G. and to arranging “dates” between her and several of his friends. He also led authorities to one of those friends, Michael Malloy, a U.S. Capitol Police Officer. Burroughs admitted to twice videotaping himself and Malloy engaging in sex acts with S.G.
Burroughs pled guilty to one count each of sexual exploitation of a minor, 18 U.S.C. § 2251(a) (2006); transportation of a minor to engage in prostitution, id. § 2423(a); and first degree child sexual abuse, D.C. CODE § 22-3008. His guideline range was 235 to 293 months’ imprisonment. Based on Burroughs’s substantial assistance in the investigation and prosecution of Malloy and others, the government authorized the court to grant a downward departure under § 5K1.1 of the Sentencing Guidelines and to impose a sentence below the statutory minimum in accordance with 18 U.S.C. § 3553(e). The government proposed imprisonment for 180 months, the statutory minimum for sexual exploitation of a minor. See 18 U.S.C. § 2251(e). Burroughs asked for a sentence of no longer than 120 months.
In granting the § 5K1.1 departure and selecting a sentence of 192 months’ imprisonment and 120 months’ supervised release, the district court explained that Burroughs deserved a longer sentence than Malloy’s 180 months. See Sentencing Hr’g
On appeal, Burroughs alleges his counsel at sentencing rendered ineffective assistance and challenges some of the conditions of his supervised release. We have jurisdiction under 18 U.S.C. § 3742(a)(1). See United States v. Hankerson,
II.
The Sixth Amendment right to counsel in “all criminal prosecutions” is the right to the effective assistance of counsel. See Strickland v. Washington,
Because the record will not often “disclose the facts necessary to decide either prong of the Strickland analysis,” a claim of ineffective assistance ordinarily cannot be resolved on direct appeal. Massaro v. United States,
Burroughs alleges that his lawyers should have had him evaluated by a mental health expert before he was sentenced. Although Burroughs could not have afforded the evaluation, the Criminal Justice Act (CJA) makes funding available for expert services “necessary for adequate representation” when the defendant “is financially unable to obtain them.” 18 U.S.C. § 3006A(e)(l). According to Burroughs, his lawyers “realized” that his “mental health was relevant” to the sentencing decision and went so far as to suggest he undergo a mental health evaluation, but they failed to request CJA funding for one. Reply Br. at 5. If their failure to seek funding under the CJA “reflected ignorance of the law, rather than a reasonable strategic decision, ... then the [attorneys’] performance must be deemed deficient.” United States v. Williams, 358
We assume, without deciding, that Burroughs’s lawyers erred, but we do not remand because Burroughs has not raised allegations that, if proven at an evidentiary hearing, would show prejudice. Burroughs contends that a mental health evaluation could have led to evidence that could have resulted in a downward variance from the guideline range in addition to the downward departure he received under § 5K1.1. But this argument rests on the assumption that the district court would have provided funding for an evaluation.
Because “[i]t cannot be true ... that a defendant always has a right to a psychiatrist under § 3006A,” United States v. Chavis,
About his depression, the Presentenee Investigation Report notes that Burroughs was briefly treated for “depression and adjustment disorder with depressed mood” following “a difficult adjustment to incarceration.” PSR ¶ 41. Burroughs provides no reason to think that his trouble acclimating to prison indicates that he suffers from other, underlying mental health issues. Indeed, his initial difficulties may reflect nothing more than the normal course of adjustment to life in prison. See Craig Haney, The Psychological Impact of Incarceration: Implications for Postprison Adjustment, in Prisoners Once Removed 33, 37-40 (Jeremy Travis & Michelle Waul eds., 2003). Without more— and Burroughs offers nothing more — his post-incarceration depression provides no basis for concluding that a mental health evaluation was necessary for adequate representation at sentencing. See United States v. Anderson,
Should an evidentiary hearing demonstrate the truth of everything Burroughs alleges, it still would not be reasonably probable that the district court would have granted him funding under the CJA. Without “any substantial issue that requires a determination of facts,” Poston,
III.
A sentencing court has discretion to impose any condition of supervised release “it considers to be appropriate” so long as the condition is reasonably related to factors
A.
In United States v. Sullivan, we explained that the standard of review for a challenge to a special condition of supervised release depends on whether the defendant first objected in the district court.
Burroughs concedes that his lawyers did not contest in the district court the conditions he now challenges and that Sullivan calls for plain error review. He argues, however, that Sullivan is in tension with our subsequent decision in United States v. Bras,
We think Burroughs misreads Bras and adhere to the view that “[t]he proper standard of review here is plain error.” Sullivan,
“The very word ‘review’ presupposes that a litigant’s arguments have been raised and considered in the tribunal of first instance.” Freytag v. Comm’r,
United States v. Russell,
Under Bras and Russell, a defendant’s argument to the district court regarding the length of his term of imprisonment or supervised release preserves for appeal the issue of whether the sentence imposed was unreasonable. He need not also take exception to the reasonableness of the sentence once it is pronounced. Even if the same principle applied to conditions of supervised release, the defendant in this case did not oppose the challenged conditions at any point— not in his sentencing memorandum, not in allocution before the sentence was pro
In applying Rule 52(b), we will vacate a plainly erroneous condition of supervised release only if it impinges upon the defendant’s “substantial rights,” Fed.R.CrimP. 52(b), in a way that “ ‘seriously affeet[s] the fairness, integrity or public reputation of judicial proceedings,’ ” United States v. Olano,
B.
Burroughs challenges three conditions that restrict his computer use. These conditions require him (1) to submit to Probation Office monitoring of his computer use and to pay for the monitoring technology himself; (2) to keep a daily log of any Internet activity unrelated to his employment; and (3) to inform potential employers of any computer-related conditions of his supervised release.
Burroughs did not use a computer to facilitate his crimes. We are told that he owns a computer, that the government searched it after his arrest, and that the search turned up nothing illegal. The government did not recommend that the court impose any supervised release conditions related to computers. See Gov’t Memorandum in Aid of Sentencing at 17. The Probation Office did, but neither the Probation Office nor the district court explained its reasons for restricting Burroughs’s computer access. Not knowing the court’s reasons for imposing these conditions, finding the government’s reasons unsupported by the record, and unable to identify any ourselves, we vacate the conditions as plainly out of sync with the relevant factors and remand for further proceedings.
Section 3583(d)(1) of Title 18 requires that discretionary conditions of supervised release be “reasonably related to the factors set forth in section 3553(a)(1), (a)(2)(B), (a)(2)(C), and (a)(2)(D).” Those factors are: “the nature and circumstances of the offense and the history and characteristics of the defendant,” 18 U.S.C. § 3553(a)(1); the need “to afford adequate deterrence to criminal conduct,” id. § 3553(a)(2)(B); the need “to protect the public from further crimes of the defendant,” id. § 3553(a)(2)(C); and the need “to provide the defendant with needed educational or vocational training, medical care, or other correctional treatment in the most effective manner,” id. § 3553(a)(2)(D).
We disagree that the computer restrictions are reasonably related to “the nature and circumstances of the offense.” Id. § 3553(a)(1). The government argues that these restrictions are related to Burroughs’s conduct because the Internet can be used to arrange sexual encounters with minors and to advertise minors for prostitution. Of course it can. But from drug dealers to Ponzi schemers and smugglers to stalkers — nearly any criminal can use the Internet to facilitate illegal conduct. That an offense is sometimes committed with the help of a computer does not mean that the district court can restrict the Internet access of anyone convicted of that offense.
If Internet restrictions were appropriate for every defendant convicted of a sex offense against a minor, we think the Sentencing Guidelines would say so. See United States v. Perazza-Mercado,
Nor can it be said that restricting Burroughs’s computer access satisfies a need “to protect the public from further crimes of the defendant.” 18 U.S.C. § 3553(a)(2)(C). This sentencing factor turns on “the likelihood that [the defendant] will ... commit crimes in the future.” United States v. Mason,
The government finally suggests that the computer restrictions will provide Burroughs with needed correctional treatment under 18 U.S.C. § 3553(a)(2)(D). Making passing reference to this factor, the government refers us to United States v. Johnson, which states that “[r]estrictions on Internet use may serve several sentencing objectives, chiefly therapy and rehabilitation, as well as the welfare of the community (by keeping an offender away from an instrumentality of his offenses).”
Having determined that the Internet monitoring and log-keeping conditions are not reasonably related to the statutory factors, we ask whether the district court’s error was plain. The government first argues that the absence of controlling precedent from this court or the Supreme Court prevents us from answering ‘yes.’ The lack of case law squarely on point does “militate against” finding plain error, United States v. Blackwell,
We agree with the circuits that have held similar computer restrictions to be plainly erroneous in closely analogous circumstances. Like Burroughs, the defendant in United States v. Smothers was convicted of sexual exploitation of a minor; like Burroughs, he did not use a computer in committing the offense of conviction; and like Burroughs, he had no prior history of illicit computer use.
Contrary to the government’s contention, Stanfield does not support the district court’s decision. In Stanfield, we remanded for clarification of an Internet restriction imposed on a defendant who had a “history of identity theft” but “had not used the internet in the commission of those crimes.”
We turn next to whether the district court’s error impacted the defendant’s “substantial rights.” Fed.R.Crim.P. 52(b); see also United States v. Marcus, 560 U.S. -,
Our final consideration is whether “the error seriously affects the fairness, integrity or public reputation of judicial proceedings.” In re Sealed Case,
That leaves the related requirement that Burroughs notify potential employers of “any computer related restrictions” imposed as conditions of his supervised release. Judgment at 4. We leave this condition intact. The district court provided for periodic, unannounced examinations of Burroughs’s computer' — a condition he has not appealed. When the Probation Office conducts its searches, it will have access not only to Burroughs’s personal data but to any work-related information stored on his computer as well. We see no reason why potential employers should not be made aware of that fact.
C.
Burroughs also challenges the condition requiring that he not have direct or indirect contact with children or loiter in places where children congregate.
The government tells us that associational restrictions like this one do not prohibit incidental or unintentional contact with minors. Appellee’s Br. at 36-38. That observation finds support in our survey of the case law. See, e.g., Johnson,
D.
We conclude by briefly addressing the contention that Burroughs’s lawyers were ineffective in failing to object to the challenged conditions of supervised release. A reasonable attorney would have objected, according to Burroughs, and thereby avoided plain error review on appeal. Our resolution of the appeal moots this argument with respect to all the challenged conditions except the employer-notification requirement. As to that condition, counsel was not deficient in failing to
IV.
We vacate the supervised release conditions that require the defendant to “allow installation of any hardware or software systems to monitor his computer use and ... pay for the cost of such monitoring equipment” and to “maintain a daily log of all addresses accessed by way of any computer, other than those authorized for employment, and ... make the log available to the Probation Office for review,” and remand for further proceedings consistent with this opinion. In all other respects, we affirm.
So ordered.
Notes
. Every circuit agrees that the plain error standard governs when the defendant fails to make his position on a condition of supervised release known to the district court. See United States v. Garrasteguy,
. The challenged conditions read:
Computer Search — .... Defendant shall allow installation of any hardware or software systems to monitor his computer use and shall pay for the cost of such monitoring equipment.
Computer Restriction — Defendant shall maintain a daily log of all addresses accessed by way of any computer, other than those authorized for employment, and he shall make the log available to the Probation Office for review. Defendant shall consent to third party disclosure to any employer or potential employer, concerning any computer related restrictions that are imposed upon defendant.
Judgment at 4.
. The condition on contact with children is part of a broader restriction, which reads in full:
Contact Restriction — Defendant shall have no direct, or indirect, contact with children, age 18 or younger, and refrain from loitering in any place where children congregate, including but not limited to residences, arcades, paries, playgrounds, and schools. Defendanl shall not reside with a child or children under the age of 18 without the expressed and written approval of the minor's legal guardian and the written permission of the Court.
Judgment at 4 (emphasis added). Burroughs contests only the italicized portion of the condition.
Concurrence Opinion
concurring in part and dissenting in part:
I agree appellant has not presented any colorable claim that his counsel at trial or at sentencing was unconstitutionally ineffective. I also agree unpreserved challenges to his supervised release conditions should be reviewed under -a plain error standard. I disagree, however, with the result of this decision and would affirm the district court’s sentence in all respects. My disagreement operates at two levels. First, I do not believe appellant identified any errors so obvious that they satisfy the demanding plain error standard. Second, the plain error the court identifies is chimerical: at the same time substantive and procedural. This oddity, I believe, raises a broader question regarding how this circuit treats procedural sentencing challenges.
Although the principle is familiar, it bears restating that courts rarely grant relief when reviewing for plain error. Such relief is appropriate only in exceptional cases in which the district court has been so egregiously derelict that it causes a miscarriage of justice to hang like a specter over the judicial process. See United States v. Frady,
In my view, the computer conditions at issue are not akin to the full computer use bans found to be unreasonable in the cases to which the court analogizes. See Maj. Op. at 244. Appellant is not restricted from using a computer or from visiting any Internet site; he is only subject to monitoring. So while the court is correct that the U.S. Sentencing Guidelines suggest limits on computer use only for sex offenders who used computers in their crimes, this suggestion is irrelevant. More helpful is the Guidelines’ suggestion that all sex offenders be subject to “a search, at any time, with or without a warrant ... [of any] computer, or other electronic communication or data storage devices or media ... by any probation officer in the lawful discharge of the officer’s supervision functions.” U.S. Sentencing Guidelines Manual § 5D1.3(d)(7)(C). That suggestion opens a wide avenue for the conditions appellant challenges in this case.
To counter that reasoning, appellant cites no case- — and the court finds none— in which monitoring and logging of a sex offender’s Internet usage was found to be incommensurate with the generally word
My opinion up to this point treats appellant’s appeal as a substantive challenge to his release conditions, and the court insists it does the same in its opinion. But by contemplating that the conditions could be rehabilitated on remand with further explanation, the court appears to ascribe procedural plain error to the district court for not connecting the conditions to the relevant statutory factors. See Maj. Op. at 242 (“Not knowing the court’s reasons for imposing these conditions ... we vacate the conditions as plainly out of sync with the relevant factors.”). This wrinkle in the court’s opinion deserves more discussion, first because a proper procedural analysis would still not result in a finding of plain error and, second, because it sheds light on a latent problem in this circuit’s caselaw regarding procedural sentencing appeals.
If viewed as a procedural challenge, appellant’s argument for plain error would be stronger, but ultimately unsuccessful. 18 U.S.C. § 3553 — the portion of the U.S.Code pertaining to the imposition of a sentence — mandates that a court “at the time of sentencing, shall state in open court the reasons of its imposition of the particular sentence.” 18 U.S.C. § 3553(c). This court has held that failure to provide such a statement to support the length of a prison sentence is plain error. See In re Sealed Case,
There is tension between those two holdings, and it hinges on whether conditions of supervised release are part of the “sentence” that § 3553 requires to be supported by a statement of reasons. It is arguable they are, since the statutory section regulating release conditions authorizes courts to include conditions “as part of the sentence.” 18 U.S.C. § 3583(a). And it seems logical that if courts must explain one deprivation of liberty, they must explain others as well.
But the question is also arguable the other way. The structure of Title 18 indicates sentences and release conditions are separate concepts: it discusses them in separate, non-consecutive sections. Looking specifically at § 3583, it does not contain a requirement that courts explain the imposition of release conditions and it does not reference the explanation requirement in § 3553. When § 3583 does reference
The point of this opinion is not to resolve this question. The only issue in this case, assuming a procedural challenge, is whether the district court’s failure to explain release conditions was an obvious enough error to constitute plain error. As demonstrated by the foregoing discussion, any procedural error was far from clear. But there will no doubt be a case — perhaps in the near future — in which this court will have to provide clarity.
