UNITED STATES OF AMERICA, Plaintiff-Appellee, versus CALVIN MATCHETT, Defendant-Appellant.
D.C. Docket No. 1:13-cr-20630-KMM-1
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
September 21, 2015
[PUBLISH]
Appeal from the United States District Court for the Southern District of Florida
WILLIAM PRYOR, Circuit Judge:
This appeal presents an issue of first impression for this Court: whether the vagueness doctrine of the Due Process Clause of the Fifth Amendment applies to the advisory Sentencing Guidelines. Calvin Matchett pleaded guilty to being a felon in possession of a firearm,
I. BACKGROUND
At approximately 9:00 a.m. on Tuesday, April 30, 2013, Police Officer Jesse Smith observed Matchett “carrying an unboxed, large flat screen television” down a residential street in the Bunche Park area of Miami Gardens, Florida. Officer Smith parked his marked police vehicle about twenty feet behind Matchett and turned on the blue lights. Officer Smith walked toward Matchett, identified himself, and told Matchett that he was not in any trouble. Officer Smith informed Matchett that he thought it was “kind of odd” to walk down the sidewalk in the morning carrying an unboxed television. After Matchett explained that he was carrying the television to a friend‘s house around the corner, Officer Smith asked Matchett to produce identification in case someone later reported the television as stolen.
Officer Smith testified that when Matchett put down the television, his demeanor changed immediately. Matchett “went from non-confrontational [to] almost like he was scared.” Matchett‘s “eyes got wider,” he was “tense,” and he was “looking to his right and looking to his left as if [he was] about to run.” Officer Smith had seen “this look hundreds and hundreds of times in [his] career,” and he thought Matchett had a reason to run.
Officer Smith was concerned that Matchett might have had a burglary tool such as “a screwdriver, a pry bar, a knife, [or] anything of that nature” that could be used as a weapon and could be concealed in the pockets of his baggy jeans. Matchett “patt[ed] the outside of his pockets”
Officer Smith “stepped up” to Matchett, “grabbed him by his waistband,” and said, “You‘re not under arrest. Don‘t move.” Officer Smith patted him down and felt a handgun in Matchett‘s front right pocket. Officer Smith held onto the gun and asked Matchett why he had it. Matchett then “physically pulled away from [Officer Smith] and tried to run away.”
Officer Smith grabbed Matchett with one hand on the waistband and the other on the gun and “had to throw him back into [a] fence to keep ahold of him.” Officer Smith described the scuffle as “a wrestling match” and noted that Matchett “almost slipped away.” The struggle lasted for “[w]ell over three minutes,” and several cars and one pedestrian stopped to watch. Officer Smith suffered “lots of abrasions and scrapes,” and both of his knees were bloodied. Officer Smith eventually pinned Matchett to the ground and held him there until another officer arrived. “At the end of the struggle, [the gun] was found . . . about ten feet away from [Officer Smith and Matchett] on the sidewalk.” The gun was loaded.
After a grand jury indicted Matchett on one count of possession of a firearm and ammunition by a convicted felon,
The presentence investigation report calculated a base offense level of 24 with a criminal history category of IV and a guideline range of 77 to 96 months of imprisonment. The calculated range included an enhancement for Matchett‘s two prior felony convictions for “crime[s] of violence,”
At sentencing, Matchett objected to both of these enhancements. He argued that his prior felony convictions for burglary of an unoccupied dwelling,
The district court ruled that the presentence investigation report correctly calculated Matchett‘s offense level. It also determined that burglary of an unoccupied dwelling is a “crime of violence” under the guidelines.
II. STANDARDS OF REVIEW
“The grant or denial of a motion to suppress evidence is reviewed in this Court as a mixed question of law and fact. We assess the district court‘s findings of fact under the clearly erroneous standard and review the application of the law to the facts de novo.” United States v. Perkins, 348 F.3d 965, 969 (11th Cir. 2003) (citation omitted). “The facts are construed in favor of the party that prevailed” in the district court. Id. “[W]e may affirm the denial of a motion to suppress on any ground supported by the record.” United States v. Caraballo, 595 F.3d 1214, 1222 (11th Cir. 2010).
“The district court‘s factual findings are reviewed for clear error, and its application of those facts to justify a sentencing enhancement is reviewed de novo.” United States v. Creel, 783 F.3d 1357, 1359 (11th Cir. 2015) (quoting United States v. Spriggs, 666 F.3d 1284, 1286 (11th Cir. 2012)) (internal quotation marks omitted). We review constitutional challenges to the sentencing guidelines de novo. United States v. Pressley, 345 F.3d 1205, 1209 (11th Cir. 2003). “For a factual finding to be clearly erroneous, this [C]ourt, after reviewing all of the evidence, must be left with a definite and firm conviction that a mistake has been committed.” Creel, 783 F.3d at 1359 (quoting United States v. Rodriguez-Lopez, 363 F.3d 1134, 1137 (11th Cir. 2004)) (alteration in original) (internal quotation marks omitted). We may affirm a sentencing enhancement “for any reason supported by the record, even if not relied upon by the district court.” United States v. Chitwood, 676 F.3d 971, 975 (11th Cir. 2012) (quoting United States v. Al-Arian, 514 F.3d 1184, 1189 (11th Cir. 2008)) (internal quotation marks omitted).
III. DISCUSSION
We divide our discussion into two parts. First, we explain that the district court did not err in denying Matchett‘s motion to suppress. Next, we explain that advisory guidelines cannot be unconstitutionally vague, and that the district court did not err in applying the two sentencing enhancements,
A. The District Court Did Not Err in Denying Matchett‘s Motion to Suppress.
Matchett argues that Officer Smith stopped and frisked him in violation of the Fourth Amendment, which guarantees “[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.”
We assume without deciding that Officer Smith seized Matchett at the onset of the encounter for purposes of the Fourth Amendment. We first address the stop and then address the frisk. We hold that Officer Smith had reasonable grounds for both and did not violate the Fourth Amendment.
1. Officer Smith Had Reasonable Suspicion to Stop and Question Matchett.
To stop Matchett and question him, Officer Smith needed “reasonable suspicion supported by articulable facts that criminal activity ‘may be afoot.‘” United States v. Sokolow, 490 U.S. 1, 7 (1989) (quoting Terry v. Ohio, 392 U.S. 1, 30 (1968)). To determine whether reasonable suspicion exists, we “must look at the totality of the circumstances of each case to see whether the detaining officer has a particularized and objective basis for suspecting legal wrongdoing.” United States v. Hunter, 291 F.3d 1302, 1306 (11th Cir. 2002) (quoting United States v. Arvizu, 534 U.S. 266, 273 (2002)) (internal quotation marks omitted). We view the totality of the circumstances in the light of the officer‘s special training and experience because “behavior, seemingly innocuous to the ordinary citizen, may ‘appear suspect to one familiar with [criminal] practices.‘” United States v. Smith, 201 F.3d 1317, 1323 (11th Cir. 2000) (quoting United States v. Glover, 957 F.2d 1004, 1010 (2d Cir. 1992)).
We agree with the district court that Officer Smith had reasonable suspicion to stop and question him. Officer Smith observed Matchett walking down a residential street carrying an unboxed flat-screen television around 9 a.m. on a weekday. Officer Smith knew from his experience that residential burglaries often occurred during the day while homeowners were at work, that flat-screen televisions were commonly stolen during residential burglaries, and that residential burglaries were common in Bunche Park. Although Officer Smith did not observe any illegal activity, “[a] reasonable suspicion of criminal activity may be formed by observing exclusively legal activity.” United States v. Gordon, 231 F.3d 750, 754 (11th Cir. 2000). When conduct is susceptible to both an innocent and a suspicious explanation, an “officer[] [can] detain the individual[] to resolve the ambiguity.” Illinois v. Wardlow, 528 U.S. 119, 125 (2000). Based on the totality of the circumstances, Officer Smith had a reasonable, articulable suspicion to stop Matchett and question him.
2. Officer Smith Reasonably Believed that His Safety Was in Danger.
To frisk Matchett, Officer Smith needed a “reasonabl[e] belie[f] that his safety, or the safety of others, [was] threatened.” Griffin, 696 F.3d at 1359. This objective inquiry is similar to our analysis of reasonable suspicion. That is, we “evaluat[e] the totality of the circumstances” instead of “each fact in isolation.” Id.
We agree with the district court that when Matchett‘s demeanor changed, Officer Smith was entitled to frisk him for weapons. After Officer Smith asked Matchett to produce his identification, his “muscles . . . tensed,” his “eyes got wider,” and he looked “scared.” He was “looking left and right as if he was going to flee.” Matchett wore baggy jeans that easily could conceal a weapon. He patted the
B. The District Court Correctly Applied the Sentencing Guidelines.
Matchett challenges two enhancements of his sentence. He argues that the residual clause of the career-offender guideline is unconstitutionally vague and, alternatively, that his previous convictions for burglary of an unoccupied dwelling are not crimes of violence. He also argues that the district court erred when it enhanced his sentence for reckless endangerment during flight. We address each enhancement in turn.
1. The District Court Did Not Err in Classifying Burglary of an Unoccupied Dwelling as a Crime of Violence Under the Guidelines.
A defendant convicted of unlawful possession of a firearm receives an enhanced base offense level of 24 if he “committed any part of the instant offense subsequent to sustaining at least two felony convictions of either a crime of violence or a controlled substance offense.”
Matchett argues that the residual clause of section 4B1.2(a)(2), which defines as crimes of violence offenses that “otherwise involve[] conduct that presents a serious potential risk of physical injury to another,”
a. The Vagueness Doctrine Does Not Apply to Advisory Sentencing Guidelines.
In Johnson, the Supreme Court held that the residual clause of the Armed Career Criminal Act is unconstitutionally vague. The Armed Career Criminal Act increases sentences for certain offenders who have three previous convictions for violent felonies or serious drug offenses.
By its terms, the decision of the Supreme Court in Johnson is limited to criminal statutes that define elements of a crime or fix punishments. The Supreme Court held that the residual clause of the Armed Career Criminal Act “violate[d] the Constitution‘s guarantee of due process,” 135 S. Ct. at 2563, because it violated “[t]he prohibition of vagueness in criminal statutes,” id. at 2556-57. It further explained that the vagueness doctrine “appl[ies] not only to statutes defining elements of crimes, but also to statutes fixing sentences.” Id at 2557. The Armed Career Criminal Act defines a crime and fixes a sentence, see
The Sentencing Guidelines are merely “the starting point and the initial benchmark,” Gall v. United States, 552 U.S. 38, 49 (2007), designed to “assist . . . the sentencing judge” in determining a sentence, United States v. Tichenor, 683 F.3d 358, 364 (7th Cir. 2012) (quoting United States v. Brierton, 165 F.3d 1133, 1139 (7th Cir. 1999)). In the end, a sentencing judge “must make an individualized assessment based on the facts presented” and “may not presume that the Guidelines range is reasonable.” Gall, 552 U.S. at 50. “The sentencing judge‘s authority to exercise discretion distinguishes the Guidelines from criminal statutes in a significant and undeniable manner.” Tichenor, 683 F.3d at 365.
The vagueness doctrine, which “rest[s] on [a] lack of notice,” Maynard v. Cartwright, 486 U.S. 356, 361 (1988), does not apply to advisory guidelines. The Supreme Court has explained that “[a]ny expectation subject to due process protection . . . that a criminal defendant would receive a sentence within the presumptively applicable guideline range did not survive [the] decision in United States v. Booker.” Irizarry v. United States, 553 U.S. 708, 713 (2008). Another circuit has already held that “[s]ince the Guidelines are merely advisory, defendants cannot rely on them to communicate the sentence that the district court will impose. Defendants’ inability to look to the Guidelines for notice underscores why . . . they cannot bring vagueness challenges against the Guidelines.” Tichenor, 683 F.3d at 365 (footnote omitted).
“Because there is no constitutional right to sentencing guidelines—or, more
Matchett argues that because this Court has entertained vagueness challenges to the guidelines in the past, we have implicitly held that the guidelines are subject to a challenge for vagueness, but we disagree. A “holding is comprised both of the result of the case and ‘those portions of the opinion necessary to that result by which we are bound.‘” Powell v. Thomas, 643 F.3d 1300, 1305 (11th Cir. 2011) (quoting United States v. Kaley, 579 F.3d 1246, 1253 n.10 (11th Cir. 2009)). That the guidelines can be void for vagueness is not a necessary condition for rejecting a vagueness challenge on other grounds. For example, in United States v. Travis we rejected a challenge to section 4B1.2(a)(2) because Supreme Court and Circuit precedent foreclosed an argument that the text of the residual clause was unconstitutionally vague. See 747 F.3d 1312, 1314 n.1 (11th Cir. 2014). Instead of deciding whether the guidelines could be void for vagueness, we summarily disposed of the vagueness challenge in a footnote as foreclosed by binding precedent. See id. But we did not decide that advisory sentencing guidelines can be unconstitutionally vague.
We also reject Matchett‘s argument that because the Ex Post Facto Clause applies to the advisory guidelines, the vagueness doctrine of the Due Process Clause must also apply to them. The Supreme Court has articulated different tests to determine when these doctrines apply. The Ex Post Facto Clause, among other things, governs laws that “present[] a ‘sufficient risk of increasing the measure of punishment attached to the covered crimes.‘” Peugh v. United States, __ U.S. __, 133 S. Ct. 2072, 2082 (2013) (quoting Garner v. Jones, 529 U.S. 244, 250 (2000)). Because increasing a guideline range carries a sufficient risk of a higher sentence, the Ex Post Facto Clause applies to the advisory guidelines. Id. at 2084. But the Due Process Clause governs laws that define offenses and fix punishments. Whether the Ex Post Facto Clause applies to the advisory guidelines in no way informs our analysis.
We reject Matchett‘s policy concern that allowing the residual clause of section 4B1.2(a)(2) to stand will upend the sentencing process by forcing courts to apply a clause that, according to Johnson, lacks precise meaning. This argument is beyond the scope of our review and unpersuasive. Although Johnson abrogated the previous decisions of the Supreme Court interpreting the residual clause of the Armed Career Criminal Act, sentencing courts interpreting the residual clause of the guidelines must still adhere to the
Holding that advisory guidelines can be void for vagueness, by contrast, would upend our sentencing regime. The Sentencing Guidelines are an important tool to guide judges’ discretion in sentencing, and many of their provisions could be described as vague. For example, the guidelines impose a two-level enhancement when certain offenses “involved sophisticated means.” See
No circuit has held in a published opinion that advisory guidelines can be unconstitutionally vague. Only the Ninth Circuit has stated, in dicta, that Sentencing Guidelines can be void for vagueness, but that decision was issued when the guidelines were still mandatory. See United States v. Johnson, 130 F.3d 1352, 1354 (9th Cir. 1997). The Courts of Appeals for the Fifth, Sixth, Seventh, and Eighth Circuits all have held that the Sentencing Guidelines—whether mandatory or advisory—cannot be unconstitutionally vague. See United States v. Pearson, 910 F.2d 221, 223 (5th Cir. 1990) (“Due process does not mandate . . . notice . . . of where, within the statutory range, the guideline sentence will fall.“); United States v. Smith, 73 F.3d 1414, 1418 (6th Cir. 1996) (“[T]he Sentencing Guidelines are not subject to a vagueness challenge.“); Tichenor, 683 F.3d at 365 (“Our determination that the Guidelines are not susceptible to vagueness challenges has only been bolstered as a result of Booker.“); Wivell, 893 F.2d at 160 (“[T]he limitations the Guidelines place on a judge‘s discretion cannot violate a defendant‘s right to due process by reason of being vague.“). We join them insofar as we reject Matchett‘s argument that advisory guidelines can be unconstitutionally vague.
b. The Florida Offense of Burglary of an Unoccupied Dwelling is a Crime of Violence Under the Residual Clause of the Career-Offender Guideline.
Although the definition of a crime of violence specifically includes the crime of “burglary of a dwelling,”
The Florida offense is nevertheless a crime of violence under the residual clause of the career-offender guideline because it “involves conduct that presents a serious potential risk of physical injury to another.”
2. The District Court Did Not Err in Enhancing Matchett‘s Sentence for Reckless Endangerment During Flight.
Matchett “recklessly created a substantial risk of death or serious bodily injury to another person,”
Although we have not held that resisting arrest while in possession of a loaded handgun is sufficiently reckless conduct to warrant an enhancement under
On this record, there was a significant chance that the firearm could have accidentally discharged. We hold that the district court did not err when it found that Matchett‘s conduct created the requisite degree of risk to justify the
IV. CONCLUSION
We AFFIRM the decision of the district court.
