In this appeal, we decide whether a district court has jurisdiction to consider a
I. BACKGROUND
Al-Arian was indicted in the Middle District of Florida on multiple counts of activity related to international terrorism, including conspiracy to commit racketeering, conspiracy to murder, maim, or injure persons at places outside the United States, conspiracy to provide material support to a designated foreign terrorist organization (the Palestinian Islamic Jihad), conspiracy to make and receive contributions of funds, goods, or services to or for the benefit of specially designated terrorists, providing material support to a terrorist organization, money laundering, and obstruction of justice. In May 2005, after his jury trial resulted in acquittals on some counts and a hung jury on others, Al-Arian pled guilty to one count of conspiracy “to make or receive contributions of funds, goods or services to or for the benefit of the Palestinian Islamic Jihad ... in violation of 18 U.S.C. § 371.” R17-1563 at 1. He was sentenced to 57 months of imprisonment.
Al-Arian entered his guilty plea in the Middle District of Florida pursuant to a written plea agreement. The plea agreement provides that the “agreement is limited to the Office of the United States Attorney for the Middle District of Florida and the Counterterrorism Section of the Department of Justice and cannot bind other federal, state, or local prosecuting authorities.” R17-1563 at 8. The plea agreement also contains an integration clause, establishing that the “plea agreement constitutes the entire agreement between the government and the defendant ... and no other promises, agreements, or representations exist or have been made to the defendant or defendant’s attorney with regard to such guilty plea.” Id. at 14. The plea agreement contains no terms regarding whether Al-Arian agreed to cooperate with the government in the future, or whether he could be required to do so. At Al-Arian’s plea hearing, the government informed the district court that prosecutors in the United States Attorney’s Office for the Eastern District of Virginia had agreed that the plea agreement would bind that office, but only to the extent that Al-Arian would not be charged by that office with crimes known to it “at the time of the agreement related to the conduct giving rise to the agreement.” R124 at 18-19. During the plea colloquy, the district court asked Al-Arian whether he had been promised anything else by anyone to induce his guilty plea, and Al-Arian replied that he had not.
In May 2006, the United States District Court for the Eastern District of Virginia issued to Al-Arian a grand jury subpoena
Al-Arian timely filed his motion in the Florida district court and argued that he and the government agreed that he would not be required to cooperate with the government in any manner. That agreement is not documented in the plea agreement, but Al-Arian asserted that the government purposefully omitted the standard cooperation provisions from the plea agreement because the government acquiesced to his refusal to cooperate. According to Al-Arian, the absence of a cooperation provision in the plea agreement demonstrated that the government agreed not to seek further testimony from him. Al-Arian contended that, in light of this agreement, his constitutional due process rights would be violated if he were compelled to testify before the grand jury in Virginia. Al-Arian requested that the Florida district court enforce the plea agreement and order specific performance of the non-cooperation aspect of that agreement, which would bar the government from compelling his testimony. The government responded that the Florida district court lacked jurisdiction to consider the motion and that the plea agreement did not immunize Al-Arian from the grand jury subpoena.
The Florida district court conducted a hearing on Al-Arian’s motion. The district court found that it had jurisdiction over the motion because Al-Arian sought “protection from the United States government” and that it did not matter in which judicial district the dispute over the grand jury subpoena took place. R127 at 29-80. In a subsequent written order, the court held that Al-Arian’s plea agreement was not ambiguous and did not prevent the government from issuing a subpoena compelling him to testify. Further, the court found that “cooperation” is not equivalent to compelled testimony, so that even if the plea agreement provided that Al-Arian would not have to cooperate, that would not necessarily mean that he could not be compelled to testify pursuant to a subpoena. R17-1666 at 1-2.
Al-Arian appealed the Florida district court’s order to this court. Subsequently, the Virginia district court found that Al-Arian had no legal basis on which to refuse to comply with the subpoena, granted the government’s motion to hold Al-Arian in civil contempt, denied Al-Arian’s motion to stay the contempt proceedings during the pendency of this appeal, and ordered Al-Arian’s criminal sentence to be tolled until he testified before the grand jury. Al-Arian appealed his contempt citation to the United States Court of Appeals for the Fourth Circuit, which affirmed the Virginia district court’s order. In May 2007, Al-Arian filed an unopposed motion for expedited consideration and resolution of his appeal with this court. We held oral argument in this case on 11 September 2007. 1 On 14 December 2007, the Virginia district court vacated its contempt order.
A. Jurisdiction
1. Mootness
Article III of the Constitution limits the jurisdiction of the federal courts to the consideration of “Cases” and “Controversies.” U.S. Const, art. Ill, § 2. A case on appeal becomes moot, and ceases to be a case or controversy, “when it no longer presents a live controversy with respect to which the court can give meaningful relief.”
Al Najjar v. Ashcroft,
We conclude that this case is not moot because we have the ability to afford meaningful relief to Al-Arian, even though the Virginia district court already vacated its contempt order. The Virginia district court’s contempt order provided that AlArian’s sentence imposed pursuant to his guilty plea would be tolled until he purges that contempt by testifying before the grand jury. If we were to find that AlArian’s plea agreement immunizes him from the grand jury subpoena, and the Virginia district court erred by holding him in contempt, the time Al-Arian served pursuant to the civil contempt order would be credited towards the sentence he is serving pursuant to his guilty plea. Hence, this appeal is not moot.
In re Grand Jury Proceedings (Knight),
2. Subject Matter Jurisdiction
Next, we must determine whether the district court had subject matter jurisdiction over Al-Arian’s motion to enforce his plea agreement.
Williams v. Best Buy Co.,
Whether the district court possessed jurisdiction over Al-Arian’s motion is a matter of first impression in our circuit. The
As an initial matter, the district court’s order is final and appealable. The district court’s order denying Al-Arian’s Motion to Enforce Plea Agreement is an adjudication of the terms of a contract, the plea agreement, entered into by Al-Arian and the government. The district court resolved all of Al-Arian’s claims, and there is no further action to be taken by the district court in this case. Thus, we have jurisdiction to consider this appeal.
See
28 U.S.C. § 1291;
Delaney’s, Inc. v. Illinois Union Ins. Co.,
The next question concerns the extent of our jurisdiction in this case— whether or not we may address the merits of Al-Arian’s motion and how we may do so.
2
In
Santobello v. New York,
We followed
Santobello
in
In re Arnett,
We now conclude, as have the First and Seventh Circuits, that a § 2255 motion may be used to enforce promises made in a plea agreement.
Bemis v. United States,
B. Breach of the Plea Agreement
Al-Arian argues that, in exchange for his guilty plea, the government agreed never to seek his cooperation in any future matter, and that the government breached this agreement by subpoenaing him to testify before a grand jury in the Eastern District of Virginia. Whether the government has breached a plea agreement is a question of law that we review
de novo. United States v. Mahique,
In
In re Grand Jury Proceedings (Perdue),
The Second Circuit reached the same result in a nearly identical case. In
In re Grand Jury Witness (Altro),
This case falls squarely within
Perdue
and
Altro.
Al-Arian’s plea agreement contains no mention of whether he could be compelled to testify before a grand jury in the future. It also contains an integration clause, providing that the plea agreement reflects all of the promises and agreements between Al-Arian and the government. Notwithstanding the integration clause, Al-Arian argues that the plea agreement’s lack of any provision related to future testimony is actually affirmative evidence that the government agreed, as part of the plea agreement, not to seek future testimony from him. According to Al-Arian, the government agreed to omit the “standard cooperation provision”
3
from the plea agreement because Al-Arian conditioned his guilty plea on his refusal to cooperate. Appellant’s Br. 16. Thus, Al-Arian contends that removing that language from the plea agreement achieved the same result as including
In this case, like
Perdue,
there is a clear conflict between Al-Arian’s understanding of the plea agreement versus the government’s understanding of it. Also like
Per-due,
Al-Arian alleges that he was at least unintentionally misled by the government into believing that he would not have to give any further testimony, and the government did not present any evidence to render Al-Arian’s misunderstanding implausible.
Perdue,
III. CONCLUSION
Al-Arian appeals the district court’s denial of his motion to enforce plea agreement, in which he argued that his plea agreement in the Middle District of Florida precluded the United States Attorney’s
AFFIRMED.
Notes
. We unsealed the proceedings in this case immediately prior to oral argument.
. The government moved for a limited remand to the district court if we were to reach the merits of Al-Arian's appeal and were required to resolve a factual issue based on evidence not in the record on appeal. Since we do not need to resolve any such factual issues, a limited remand is not needed. The government's motion is denied.
. The government filed a letter brief and attached the plea agreement provisions at issue in response to our request at oral argument. We note that the cooperation provisions are drafted such that cooperation includes testimony both provided voluntarily and compelled by a subpoena. However, because it is not necessary for us to decide in this appeal whether "cooperation” encompasses compelled testimony, we express no opinion as to whether the district court correctly found that "cooperation” does not include testimony compelled by a subpoena.
. Al-Arian also argues that the United States Attorney’s Office for the Eastern District of Virginia is bound by the plea agreement. We address this additional issue in further detail to explain that, even if the government had immunized Al-Arian from future grand jury subpoenas, neither the plea agreement itself nor the modification of that agreement made during the plea hearing in the district court extended any such immunity to subpoenas issued from the Eastern District of Virginia. The plea agreement expressly binds only the United States Attorney's Office for the Middle District of Florida and the Counterterrorism Section of the Department of Justice. At the plea hearing, the agreement was orally modified to “further bind the Eastern District of Virginia such that, if the [c]ourt accepts the plea agreement, the United States Attorney’s Office for the Eastern District of Virginia likewise will not charge [Al-Arian] with committing any other federal crimes known to that United States Attorney's Office at the time of the agreement.” R124 at 18-19. This modification of the plea agreement binds the United States Attorney’s Office Eastern District of Virginia only insofar as that office agreed not to prosecute Al-Arian for crimes known to that office at the time of the plea; it does not extend any purported immunity to Al-Arian from grand jury subpoenas.
