UNITED STATES OF AMERICA, APPELLEE v. BRIAN ERIC CARR, APPELLANT
No. 18-3053
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT
Decided January 7, 2020
Argued October 17, 2019
Appeal from the United States District Court for the District of Columbia (No. 1:02-cr-00106-1)
A.J. Kramer, Federal Public Defender, argued the cause and filed the briefs for appellant.
Before: HENDERSON and RAO, Circuit Judges, and WILLIAMS, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge RAO.
RAO, Circuit Judge: After Brian Carr was convicted under the federal bank robbery statute, see
We need not reach Carr‘s constitutional objection, because in 2003, when Carr was sentenced, a prior conviction could be a crime of violence under either the residual clause or the Guidelines’ independent elements clause, which defines a crime of violence as one that “has as an element the use, attempted use, or threatened use of physical force.” See
I.
In 2002, Carr walked into a bank in downtown Washington, D.C., and gave the teller a note demanding money. United States v. Carr, 373 F.3d 1350, 1352 (D.C. Cir. 2004). The police arrested him at the scene of the crime and later linked him to four other robberies. Id. Carr was then indicted and convicted of five counts of bank robbery under
[A]ny offense under federal or state law, punishable by imprisonment for a term exceeding one year, that—
- has as an element the use, attempted use, or threatened use of physical force against the person of another, or
- is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
Without the career offender enhancement, Carr would have had a Guidelines range of 140 to 175 months. After the enhancement, Carr‘s Guidelines range was 210 to 262 months. Carr appealed, and this court affirmed. See Carr, 373 F.3d 1350. In 2005, Carr brought his first motion to vacate his sentence under
While Carr was serving his sentence, the Supreme Court decided Johnson, which held the residual clause of ACCA‘s definition of a violent felony was void for vagueness in violation of the Due Process Clause. 135 S. Ct. 2551. The residual clause held unconstitutional in Johnson exactly mirrors the residual clause defining a crime of violence in the Sentencing Guidelines. See In re Sealed Case, 548 F.3d 1085, 1089 (D.C. Cir. 2008) (explaining that “we apply the ACCA standard to determine whether an offense qualifies as a crime of violence under section 4B1.2“).
Carr sought leave to file a second
II.
We review the denial of a
Thus, we start with the question of whether bank robbery “has as an element the use, attempted use, or threatened use of physical force.”
The least culpable conduct covered by the statute—bank robbery “by intimidation“—categorically involves a threat of physical force. Moreover, while Carr is correct that crimes of negligence cannot count as crimes of violence under the elements clause, the federal bank robbery statute requires more than mere negligence.
A.
The federal bank robbery statute provides:
Whoever, by force and violence, or by intimidation, takes, or attempts to take, from the person or presence of another, or obtains or attempts to obtain by extortion any property or money or any other thing of value belonging to, or in the care, custody, control, management, or possession of, any bank, credit union, or any savings and loan association ... Shall be fined under this title or imprisoned not more than twenty years, or both.6
We agree with our fellow circuits that
While the ordinary meaning of the word “intimidation” is arguably broad enough to encompass nonviolent threats, the history of common law robbery makes clear that the federal bank robbery statute uses the word to refer only to threats of violence. Traditionally, the sole difference between the common law crimes of robbery and larceny was that robbery had an additional element of physical force. See, e.g., Stokeling, 139 S. Ct. at 550 (“At common law, an unlawful taking was merely larceny unless the crime involved ‘violence.‘“); Pixley v. United States, 692 A.2d 438, 439 (D.C. 1997) (one element of “robbery in the usual common law sense” is that the property be taken “using force or violence“); People v. Ryan, 88 N.E. 170, 171 (Ill. 1909) (“If a thing of value be feloniously taken from the person of another with such violence as to occasion a substantial corporal injury, or if it be obtained by a violent struggle with the possessor, it is ‘robbery‘; but if the article is taken without any sensible or material violence to the person and without any struggle for its possession it is merely ‘larceny from the person.‘“).
While physical force has always been the touchstone for robbery, it was sufficient at common law for the defendant to threaten physical force. Jurists usually used one of two terms to describe that threat: “putting in fear” or “intimidation.” See 4 William Blackstone, Commentaries *243 (“[R]obbery ... is the felonious and forcible taking, from the person of another, of goods or money to any value, by violence or putting in fear.“); Commw. v. Clifford, 62 Mass. 215, 216 (1851) (“Robbery, by the common law, is larceny from the person, accompanied by violence or by putting in
In the Twentieth Century, many states codified the traditional common law elements of robbery, using the word “intimidation” to express the requirement of “putting in fear.” As one court explained, “Intimidation in the law of robbery means putting in fear[.] ... The modern draftsmen have changed the words but not the meaning. They employ the single word ‘intimidation‘, but the meaning is identical.” United States v. Baker, 129 F. Supp. 684, 685 (S.D. Cal. 1955); see also Johnson v. State, 57 S.E. 1056, 1056 (Ga. 1907) (“[O]ur Penal Code definition [and its use of ‘intimidation‘] is merely declaratory of the common law.“). No matter which term is used, only a threat of physical force is sufficient to make out the elements of robbery. See LaFave, 3 SUBST. CRIM. L. § 20.3(d)(2) n. 72 (“[T]he threat must be of immediate use of physical force.“); Karl Oakes, 77 CORPUS JURIS SECUNDUM § 15 (2019) (explaining that intimidation “results when the words or conduct of the accused exercise such domination and control over the victim as to overcome the victim‘s mind and overbear the victim‘s will, placing the victim in fear of bodily harm” (emphasis added)); United States v. Harris, 844 F.3d 1260, 1266, 1270 (10th Cir. 2017) (“[C]ommon law robbery requires a taking ‘by violence or intimidation.’ ... [W]hether by force, or by threats or intimidation, we conclude that robbery in Colorado has as an element the use or threatened use of physical force against another person.“); Royal v. State, 490 So. 2d 44, 46 (Fla. 1986) (noting that robbery requires only intimidation, but explaining that “[i]t is violence that makes robbery an offense of greater atrocity than larceny“); Fleming v. Commw., 196 S.E. 696, 697 (Va. 1938) (“The ... fear must be of a physical nature.“).
In 1934, Congress enacted the first federal bank robbery statute, which reflected state common law and criminalized theft “by force and violence, or by putting in fear.” See ch. 304, 48 Stat. 783 (1934) (formerly codified at
The Guidelines’ elements clause likewise encompasses the violence element of common law robbery by requiring “the use, attempted use, or threatened use of physical force.”
Despite the established and longstanding meaning of intimidation, Carr has argued that the federal bank robbery statute applies to two classes of cases that do not involve the requisite amount of force for a crime of violence under the Guidelines. First, he emphasizes on appeal that
Second, Carr emphasized below that a defendant can be convicted under
We therefore hold that the least culpable conduct covered by the statute—bank robbery “by intimidation” categorically involves a threat of physical force as required by the elements clause‘s definition of a crime of violence.
B.
Next, we address whether federal bank robbery has a sufficient mens rea requirement to count as a crime of violence under the Sentencing Guidelines. The parties do not dispute that a crime of violence under the Guidelines requires more than negligence and that a mental state of recklessness or more would be sufficient under existing circuit precedent. See United States v. Haight, 892 F.3d 1271, 1281 (D.C. Cir. 2018) (holding in the ACCA context “that the use of violent force includes the reckless use of such force“); see also Carr Br. at 8, 12; United States Br. at 28-33.
The government here maintains that the statute requires at least recklessness because
To evaluate the mens rea requirement in the bank robbery statute, we start with Carter v. United States, in which the Supreme Court held that
Carter requires that under
Finally, Carr focuses on the fact that every court has defined intimidation at least partly in objective terms of what a reasonable, ordinary person would find intimidating, which Carr argues is a textbook negligence rule. Yet that is only half the standard. While the actus reus is judged in objective terms (whether an ordinary person would find the conduct intimidating), the mens rea is defined in subjective terms (whether the defendant had knowledge that an ordinary person would view his conduct as intimidating). See, e.g., United States v. McBride, 826 F.3d 293, 296 (6th Cir. 2016) (“The defendant must at least know that his actions would create the impression in an ordinary person that resistance would be met by force.“). That the intimidation requirement has one objective component does not diminish its distinct subjective prong, which separates this offense from crimes of mere negligence.8
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Bank robbery under
RAO
CIRCUIT JUDGE
