UNITED STATES of America v. Adrian Peter STOCK, Appellant.
No. 12-2914.
United States Court of Appeals, Third Circuit.
Argued May 14, 2013. Filed: Aug. 26, 2013.
728 F.3d 287
Rebecca R. Haywood, Esq., Laura S. Irwin, Esq., (argued), Office of the United States Attorney, Pittsburgh, PA, for Appellee.
OPINION OF THE COURT
FISHER, Circuit Judge.
Adrian Peter Stock appeals from the District Court‘s order denying his motion to dismiss his indictment under
I.1
On August 3, 2011, Stock was charged in a one-count indictment that alleged:
“On or about February 9, 2011, in the Western District of Pennsylvania, the defendant, ADRIAN PETER STOCK, did knowingly and willfully transmit in interstate commerce a communication containing a threat to injure the person of another, that is, the defendant, ADRIAN PETER STOCK, posted a notice on Craig‘s List, an Internet web site, that contained the following statements, among others,
i went home loaded in my truck and spend the past 3 hours looking for this douche with the expressed intent of crushing him in that little piece of shit under cover gray impala hooking up my tow chains and dragging his stupid ass down to creek hills and just drowning him in the falls. but alas i can‘t fine that bastard anywhere ... i really wish he would die, just like the rest of these stupid fucking asshole cops. so J.K.P. if you read this i hope you burn in hell. i only wish i could have been the one to send you there.
In violation of
Title 18, United States Code, Section 875(c) .”
App. at 50.
Stock moved to dismiss his indictment under
Stock then executed a plea agreement with the Government pursuant to
II.
The District Court had jurisdiction over Stock‘s case under
We apply a mixed standard of review to a district court‘s decision on a motion to dismiss an indictment, exercising plenary review over legal conclusions and clear error review over factual findings. United States v. Huet, 665 F.3d 588, 594 (3d Cir.2012). In this appeal, Stock attacks the sufficiency of his indictment, presenting a legal question over which we have plenary review. United States v. McGeehan, 584 F.3d 560, 565 (3d Cir. 2009), vacated on other grounds, 625 F.3d 159, 159 (3d Cir.2010). In particular, Stock challenges the sufficiency of his indictment on the basis that the specific facts alleged therein fall outside the scope of the relevant criminal statute as a matter of statutory interpretation, and statutory interpretation is a legal question over which we have plenary review. United States v. Zavrel, 384 F.3d 130, 132 (3d Cir.2004). Therefore, we exercise plenary review over this appeal.
III.
In this appeal, both parties ascribe errors to the District Court‘s opinion. The Government argues that the indictment is facially sufficient and that the term “threat” in
A.
In reviewing Stock‘s motion to dismiss, the District Court considered whether the word “threat” in
(citations omitted); see also Kost v. Kozakiewicz, 1 F.3d 176, 182 (3d Cir.1993) (holding, where the appellant only suggested the existence of an issue “in passing in a short footnote in the[] opening brief, without argument or relevant citation,” that the appellant had abandoned the issue on appeal); United States v. Jongewaard, 567 F.3d 336, 339 n. 2 (8th Cir. 2009) (noting, where a defendant “expressly disclaims any challenge ... under the First Amendment,” that a court “need not address the question whether [the] statements contained a true threat rather than constitutionally protected speech“). Indeed, we understand Stock‘s passing references to the First Amendment to make the reasonable point that because his statement is not a “threat” within the ordinary meaning of that word as it is used in
Under
Under
The Government asks us to ignore the statutory interpretation issue because, according to the Government, the indictment is facially sufficient. The Government relies on Huet, in which we were asked to decide whether a district court may find facts in ruling on a motion to dismiss an indictment for failure to state an offense under
However, Huet is distinguishable because the “only potential question of statutory interpretation” in that case was “not at issue on appeal.” 665 F.3d at 597 n. 7. For that reason, we had no need to address “whether the facts alleged in the indictment f[e]ll beyond the scope of the relevant criminal statute as a matter of statutory interpretation.” Id. at 597 (citing, inter alia, Panarella, 277 F.3d at 685). Nonetheless, we reaffirmed that a defendant may attack the sufficiency of an indictment on that basis. Id. at 595.
B.
The District Court concluded that the word “threat” in
The Government‘s proffered definition of the word “threat” is pulled from precedent concerning whether certain communications constitute “true threats” unprotected by the First Amendment. The Supreme Court‘s true threat jurisprudence originated in Watts v. United States, 394 U.S. 705 (1969) (per curiam). There, the defendant was charged with making a “threat” to harm the president in violation of
Contrary to the Government‘s contention, the definition of the word “threat” and the definition of the phrase “true threat” are not co-extensive. To be sure, Watts taught us to interpret threat statutes in light of the First Amendment. But by distinguishing a “true threat” from a “threat” that would otherwise fall within the scope of a statute were it not protected by the First Amendment, Watts shows that “true threats” are a specific subset of “threats.” Thus, the plain meaning of a “threat” under
The Government also claims that the ordinary meaning of the word “threat” in
Our interpretation of the word “threat” in
This conclusion is confirmed by a consideration of the “placement and purpose” of the term “threat” in
Jeffries and Jongewaard do not advance the Government‘s argument for several reasons. First, neither the Sixth Circuit nor the Eighth Circuit analyzed whether the word “threat” in
Pushing on to the purpose of
The Government further posits that because we apply an objective test to determine whether a communication is a true threat, United States v. Kosma, 951 F.2d 549, 557 (3d Cir.1991), under which the speaker need only have a general intent to communicate his statement, United States v. Himelwright, 42 F.3d 777, 782 (3d Cir.1994), “it cannot matter when, in a temporal sense, the defendant intended to injure the victim,” Response Br. at 32. Again assuming the applicability of the true threat test to the definition of the term “threat,” the sender‘s intent would normally be indiscernible to a reasonable recipient, while the retrospective or prospective nature of the message would typically be obvious to a reasonable recipient. Thus, the purposes of
Our interpretation of the term “threat” in
“Having deposited the [communications] in a United States Postal Service mail-
Id. at 1305-06. For this reason, the minority would have held that the communications “did not contain a threat.” Id. at 1307.
Further, in United States v. Landham, 251 F.3d 1072 (6th Cir.2001), the Sixth Circuit reached the same result, albeit under a true threat analysis. There, the defendant was convicted of, inter alia, transmitting a threat in interstate commerce in violation of
Sixth Circuit concluded that the statement was “not a ‘communication containing a threat,‘” and held that “the indictment failed, as a matter of law, to allege a violation of
C.
Notwithstanding the District Court‘s adoption of Stock‘s preferred definition of the word “threat,” the court determined that the case “d[id] not turn on the statutory construction of section 875(c),” because “a reasonable jury could conclude that the communication posted by Defendant on Craigslist constituted a threat.” App. at 13 (citing Huet, 665 F.3d at 596). According to Stock, this conclusion was erroneous because “[a] determination of whether the facts set forth in the indictment are ‘threats’ as used in
It is not unprecedented for a court to conclude that a communication does not legally qualify as a threat or a true threat. Indeed, in Watts, the Supreme Court held as a matter of law that the defendant‘s statement was merely “political hyperbole” that did not fit within the definition of the phrase “true ‘threat.‘” 394 U.S. at 708. Additionally, in Landham, the Sixth Circuit reversed the district court‘s denial of the defendant‘s motion to dismiss, concluding that “the indictment failed, as a matter of law, to allege a violation of
Especially relevant is the decision in Alkhabaz, where the Sixth Circuit affirmed the district court‘s dismissal of the indictment charging the defendant with violations of
Here, the record reflects that the District Court clearly recognized its authority to dismiss the indictment as a matter of law. App. at 13 (“The Court does not foreclose the possibility that an indictment charging an individual with a violation of section 875(c) may ‘fall beyond the scope of the relevant criminal statute, as a matter of statutory interpretation’ if the ‘specific facts’ charged in such an indictment are clearly deficient.” (quoting Huet, 665 F.3d at 595)). The District Court simply declined to exercise this authority because it determined that “reasonable jurors could certainly conclude that these statements constitute a ‘serious statement or communication which expresses an intention to inflict injury’ on JKP ‘at once or in the future.‘” Id. at 15 (quoting Zavrel, 384 F.3d at 136). We agree that, based on this underlying determination, the District Court properly concluded that the question necessarily became one of fact for the jury to resolve. The propriety of the District Court‘s underlying determination is the final issue we now address.
D.
The District Court determined that “a reasonable jury could conclude that the communication posted by Defendant on Craigslist constituted a threat” based on a consideration of the alleged statement
At the outset, Stock contends that the District Court erred in “assum[ing] the truth not just of the making of the statement, but of the content of the statement.”13 Opening Br. at 24. In other words, Stock believes that the District Court erroneously assumed that he actually engaged in the conduct described in the first sentence of his posting. “In evaluating a Rule 12 motion to dismiss, a district court must accept as true the factual allegations set forth in the indictment.” Huet, 665 F.3d at 595 (emphasis added) (citing, inter alia, United States v. Sampson, 371 U.S. 75, 78-79 (1962)). Here, the only fact alleged in the indictment was that Stock “posted a notice on Craig‘s List, an Internet web site, that contained [specific] statements.” App. at 50. The description of certain conduct was part of the statement that Stock allegedly made, not a second factual allegation. Thus, under normal circumstances, we would agree that, to the extent the District Court assumed that the communication was an admission of the conduct described therein, it did so in error.
Here, however, even if the District Court committed the alleged error, it is doubtful that the error affected the court‘s analysis. As the court correctly observed, “an objective test is applied to determine whether the Defendant‘s statements constitute a threat under section 875(c).” App. at 14 (citations omitted); see also Kosma, 951 F.2d at 559. Since Stock does not even argue that the statement was a joke or political hyperbole, it is obvious that a reasonable person would be entitled to believe not only that Stock made the statement, but also that the statement accurately described his conduct. Thus, Stock‘s sole remaining claim of error is that the District Court incorrectly interpreted his statement.
According to Stock, his first sentence:
“i went home loaded in my truck and spend the past 3 hours looking for this douche with the expressed intent of crushing him in that little piece of shit under cover gray impala hooking up my tow chains and dragging his stupid ass
down to creek hills and just drowning him in the falls,”
App. at 50 (emphasis omitted), “unambiguously refer[s] to a situation past and cannot amount to [a] threat[ ],” Opening Br. at 23 (citations omitted). We agree that this statement, by itself, reveals only an “expressed intent” to injure in “the past 3 hours,” and so does not constitute a threat. See Landham, 251 F.3d at 1082-83 (holding that a statement that refers only to past conduct does not constitute a true threat). But the first sentence does not stand alone; it provides context for the four sentences that follow. See Watts, 394 U.S. at 708 (considering whether a communication constitutes a true threat “in context“). And in the right context, an expression of an intent to injure in the past may be circumstantial evidence of an intent to injure in the present or future. See United States v. Fullmer, 584 F.3d 132, 156 (3d Cir.2009) (holding that speech that “used past incidents to instill fear in future targets” constituted true threats when “viewed in context“).
Stock argues that his second sentence, “but alas i can‘t fine that bastard anywhere,” App. at 50 (emphasis omitted), “describes a resignation of purpose or abandonment of that [prior] intent,” Opening Br. at 19. But Stock‘s suggested reading of this statement is only one possible interpretation. We believe that a jury could reasonably find, from his use of the present tense in the second sentence together with his description of his past conduct in the first sentence, that Stock had not abandoned his prior intent, but that he still harbored a present intent that he was unable to fulfill at that time. See Himelwright, 42 F.3d at 782 (explaining that a determination of whether statements constitute true threats does not depend on the speaker‘s “ability at the time to carry out the threats” (citations omitted)).
This alternative understanding of the second sentence becomes even more reasonable in light of the last three sentences: “i really wish he would die, just like the rest of these stupid fucking asshole cops. so J.K.P. if you read this i hope you burn in hell. i only wish i could have been the one to send you there.” App. at 50 (emphasis omitted). These three sentences confirm that at the time Stock made the posting, he still desired J.K.P.‘s death. Moreover, in the context of the first and second sentences, a reasonable jury could have found that when he made the posting, not only did Stock desire J.K.P.‘s death, but that if he found him, he would execute his intent, possibly by the means he had previously employed.
Stock asserts that this reading of the final three sentences is flawed for two reasons. First, he alleges that “[t]hese expressions do not suggest that Mr. Stock himself would harm J.K.P.” Opening Br. at 20 (citations omitted). We have said that a significant factor in evaluating whether a communication is a true threat is whether a speaker identifies himself as the person who will inflict injury on another or whether the speaker merely suggests that harm will befall another by someone‘s hand. See Kosma, 951 F.2d at 554. Here, Stock‘s statement that he wished he could have been the one to kill J.K.P. arguably implies that Stock would not be the one to do so. However, Stock‘s earlier statement that he was disappointed that he could not find J.K.P., arguably implies the opposite, namely, that if he could find J.K.P., he would be the one to kill him. Thus, a jury could reasonably find that Stock implicated himself as the person who would kill J.K.P. See id. n. 8 (holding that a conditional threat may constitute a true threat).
Second, Stock claims that the final three sentences are “expressions of a hope and a wish that harm would come to J.K.P.,”
Before concluding our discussion, we take this opportunity to comment on the unique procedural challenge posed by this particular case. While a court‘s review of a motion to dismiss under
IV.
For the reasons stated above, we will affirm the District Court‘s denial of Stock‘s motion to dismiss the indictment pursuant to
