United States v. HavelockUnited States v. Havelock
Lead Opinion
Oрinion by Judge B. FLETCHER; Concurrence by Judge N.R. SMITH; Partial Concurrence and Partial Dissent by Judge REINHARDT; Partial Concurrence and Partial Dissent by Judge WARDLAW; Dissent by Judge FISHER.
OPINION
FLETCHER, B., delivered the opinion of the court, which is joined in full by Chief Judge KOZINSKI, Judge BERZON, Judge CALLAHAN, and Judge IKUTA. Parts I, II.A. and II.C. are joined by Judge SCHROEDER and Judge REINHARDT. Parts I, II.A. and II.B. are joined by Judge WARDLAW. Parts I and II.B. are joined by Judge FISHER and Judge N.R. SMITH. Chief Judge KOZINSKI and Judges SCHROEDER, B. FLETCHER, REINHARDT, WARDLAW, BERZON, CALLAHAN, IKUTA, and N.R. SMITH join in the result:
“In matters of statutory construction ... it makes a great deal of difference whether you start with an answer or with a problem.” Felix Frankfurter, Some Reflections on the Reading of Statutes, 47 Colum. L. Rev. 527, 529 (1947). We start with the problem presented by this case: the meaning of “person” and of “addressed to” in
I
A
Five days before Super Bowl XLII,
On “Super Bowl Sunday,” approximately half an hour before the opening kickoff, Havelock loaded his newly-purchased assault rifle and several clips of ammunition
Four of the Priority Mail envelopes were addressed to media outlets, specifically, the New York Times, the Los Angeles Times, the Phoenix New Times, and the Associated Press. The remaining two envelopes were addressed to two music-related websites, theshizz.org and azpunk.com. Each envelope contained a “media packet,” as Havelock called it, consisting of a six-page “econopolitical” manifesto entitled “Karma Leveller: Bad Thoughts on a Beautiful Day” (the “Manifesto”); a brief account of a recent incident involving faux pipe bombs that Havelock discarded; an apologetic letter addressed to the police, directing them to his car, “which [would be] parked in Glendale somewhere around the stadium,” and asking them to “not take [out their] hatred for [him] on [his] dogs,” and at the end of which Havelock hand-wrote “DO NOT RESUSCITATE,” and another letter comprised of self-described “random blatherings” that was addressed to theshizz.org and azpunk.com, and which described Havelock’s tribulations as the owner of a nightclub in the City of Tempe.
Havelock’s Manifesto was, in equal parts, a fractured meditation on the purported evils of American society and a past-tense account of the experiences, beliefs, and convictions that set off his anticipated “econopolitical confrontation.” Punctuating the Manifesto were references to the Founding Fathers (Benjamin Franklin, Thomas Jefferson), cultural icons (John Rambo, Mad Max, Bugs Bunny), musical groups (Pink Floyd, AC/DC, Bad Religion), video games (Donkey Kong, Grand Theft Auto, State of Emergency), literature (Alice in Wonderland, The Catcher in the Rye), and motion pictures (Road Warrior, Hostel, The Astronaut Farmer). Quotations abounded as well, drawn from such diverse sources as the Hebrew Bible, H.P. Lovecraft, and Pastor Martin Niemóller.
Havelock’s Manifesto shifted among the past, present, and future tenses at seemingly random junctures. Thus, there were retrospective remarks, such as “Music did not make me kill,” and “I could have used pipe bombs.... ” The Manifesto also included prospective remarks:
But you have attacked my family. You have destroyed the futures of my children. So now, I will reciprocate in kind. Only mine will not be the slow crush of a life of a wage slave, or of malnutritioned [sic] sicknesses, or of insurmountablе debt. It will be swift, and bloody. I will sacrifice your children upon the altar of your excess....
... So I will make the ultimate sacrifice; I will give my life. And I will take as many of the baneful and ruinous ones with me.
I will slay your children. I will shed the blood of the innocent.
Although there were several indirect references to Super Bowl XLII, the sole mention of the event by name comes when Havelock muses, “Perhaps tshirthell.com or rottencotton.com will print up some cool tshirts [sic] like T SURVIVED SUPERBOWL XLII.’ ”
After leaving the post office, Havelock drove to a parking lot near the stadium “to
Havelock needed no persuasion to go to the City of Tempe police station. There, he tendered the rifle and provided the Tempe police with copies of the materials in the media packets. The Tempe police notified the Federal Bureau of Investigation (“FBI”). About an hour later, agents of the FBI and the Bureau of Alcohol, Tobacco, and Firearms conducted a recorded interview with Havelock and took him into custody.
B
A federal grand jury indicted Havelock for six counts of mailing threatening communications in violation of
Havelock moved to dismiss the indictment. As relevant here, he argued that the phrase “any other person” in
The district court denied the motion to dismiss. It agreed that “any other person” referred exclusively to natural persons, but held that the jury could scrutinize the envelopes, salutation, and general contents of the media packets to determine whether they were addressed to natural persons. United States v. Havelock,
Havelock was tried before a jury. At the close of the evidence, Havelock moved for a judgment of acquittal, wherein he incorporated his motion to dismiss the indictment. The district court denied the motion.
The jury convicted Havelock on all six counts of mailing threatening communications in violation of
Havelock appealed. He argued that the district court erred in interpreting
A panel of this court reversed. United States v. Havelock,
II
We review matters of statutory interpretation de novo. Phoenix Mem’l Hosp. v. Sebelius,
“Statutory construction must begin with the language employed by Congress and the assumption that the ordinary meaning of that language accurately expresses the legislative purpose.” Park ’N Fly, Inc. v. Dollar Park & Fly, Inc.,
A
In the Dictionary Act, Congress provided definitions for a number of common statutory terms that courts are to apply “[i]n determining the meaning of any Act of Congress, unless the context indicates otherwise.”
The Supreme Court has interpreted the contextual proviso of the Dictionary Act in Rowland v. California Men’s Colony,
The Court stated that “context” in
the text of the Act of Congress surrounding the word at issue, or the texts of other related congressional Acts, and this is simply an instance of the word’s ordinary meaning: ‘[t]he part or parts of a discourse preceding or following a ‘text’ or passage or a word, or so intimately associated with it as to throw light upon its meaning.
Id. at 199,
The Court held that four contextual features indicated that the word “person” as used in the in forma pauperis statute referred only to individuals. Id. at 201,
We now proceed to apply the Rowland framework to “person” as used in
“Person” is also used in the expression “addressed to any other person.” See, e.g.,
We are, of course, cognizant that the presumption of uniformity gives way when “there is strong evidence that Congress did not intend the language to be used uniformly.” Smith v. City of Jackson, Miss.,
The clear statutory language disposes of the argument that “person” in “addressed to any other person” should be given the broadest meaning possible (and thus extend to non-natural persons) in order to avoid creating absurd results. First, we note that neither party advocated this position.
Fux-thermore, we are not in the businеss of rewriting the law, but that of interpreting Congress’s words when it enacted the statute. “[T]he fact that Congress might have acted with greater clarity or foresight does not give courts a carte blanche to redraft statutes in an effort to achieve that which Congress is perceived to have failed to do.” United States v. Locke,
Textual cross-reference to related statutes confirms this conclusion. Section 875, like
In sum, three contextual features indicate that the word “person” as used in
B
Havelock argues that, as charged in the indictment, his communications were not addressed to natural persons, but to newspapers and websites.
“[U]nless otherwise defined, words will be interpreted as taking their ordinary, contemporary, common meaning.” United States v. Gonzalez,
Excluding those meanings that are obviously inapplicable, see id., the verb “address” means “to write or otherwise mark directions for delivery on” a letter, and “to speak, write, or otherwise communicate directly to.” Webster’s Third Int’l Dictionary 24 (1976). The legislative history of the statute supports the former definition. As initially enacted,
Under
It is common sense that, where not otherwise specified, a communication is presumed to be addressed to the person or entity identified in the delivery instructions on the outside of the envelope or the package. It is also common sense that, if a communication is addressed to someone other than the person or entity in the delivery instructions, the identity of the addressee is often times specified in the salutation line. The question is whether a court may look beyond these places, to the content of the communication, to identify the addressee.
The two courts of appeals that have addressed the issue have found it proper. In United States v. Williams,
The definition of “address” includes “to speak, write, or otherwise communicate directly to.” The definition of “address” does not exclude the salutation of a letter....Section 876 proscribes the mailing of a threatening communication which is “addressed to any other person.” The word “communication” includes the contents of a letter. Thus, at a minimum, the envelope and the salutation of a letter can both be considered in determining whether a communication is “addressed to any other person” within the meaning of§ 876 .
Id. at 1052-53 (citations omitted) (emphasis on “communication” in original; emphasis on “includes the contents of a letter” added).
In Rendelman, a Fourth Circuit case, the defendant was charged, among other
Rendelman argued that his letter was addressed to the Marshals Service, not the President, therefore the indictment was defective as it concerned the enhancement element. Rendelman,
Rendelman also challenged the sufficiency of the evidence supporting the jury’s verdict on the enhancement element. Id. at 48. The court held the issue “turns on the meaning of ‘addressed to,’ as it is used in the Enhancement Element.” Id. After noting the conflict between the panel majority’s opinion in this case and the Williams opinion, the Fourth Circuit agreed with Williams:
At its essence,§ 876(c) criminalizes the use of the postal system to deliver a threatening communication. Indeed, that subsection deals with threatening communications and not just the envelopes containing them. Hence, a threatening communication includes more than the envelope — it includes the contents thereof.
Id. The court then noted that
In the Mailing Element of Count Seven, the term “addressed to” referred to the Marshals Service in California, as reflected on the envelope.... On the other hand, the Enhancement Element alleged that the communication contained a “threat to injure” the President and White House employees. In evaluating the evidence, the jury was entitled to find — as it did — that the envelope was “addressed to” the Marshals Service, but that the “threat to injure” was “addressed to” the President and others.
Id. at 48-49.
Fundamental to both the Williams and Rendelman opinions is the common-sense argument that
We hold that in order to determine whom a threatening communication is “addressed to,” a court may consult the directions on the outside of the envelope or the packaging, the salutation line, if any, and the contents of the communication.
C
Here, as charged in the indictment, Havelock’s mailings were all addressed to newspapers and websites. The Manifesto, the only writing that the government alleges contained threats, has no salutation line. Even looking to the contents of the Manifesto, it indicates nothing at all about the identity of any individual “person” to whom the communication supposedly was addressed. A few оf Havelock’s statements appeared to be addressed to whoever happened to read them: e.g., “I will slay your children.” It is impossible to determine (and is highly unlikely) that Havelock, in the quoted phrase, was addressing any particular person whose children he was going to slay.
Ill
The term “person” as used in
REVERSED AND REMANDED FOR THE ENTRY OF A JUDGMENT OF ACQUITTAL.
Notes
. Super Bowl XLII took place on February 3, 2008.
. The indictment also included two counts of receiving a firearm with intent to commit murder in violation of
. As originally enacted, the Dictionary Act provided that " 'person' may extend and be applied to partnerships and corporations, ... unless the context shows that such words were intended to be used in a more limited sense.” Act of July 30, 1947, Pub. L. No. 80-722, 61 Stat. 633.
. The two other courts of appeal that discussed the meaning of "person” did not apply the Rowland framework and did not categorically decide whether "person” in
. By this, we do not mean to imply that we аre bound by the parties’ statement of the law. See United States v. Ogles,
. Although the address on the face of the media packet addressed to theshizz.org included the name of a natural person (Donald Martinez) in addition to the website, the indictment did not name Martinez as the addressee. Instead, the indictment charged Havelock with "knowingly depositing] in the United States mail, with intent to threaten, a communication, addressed to ‘THESHIZZ.ORG’ containing a threat to injure the person of another.” The government has not argued that the package mailed to theshizz.org was addressed to a natural individual by reason of the inclusion of Martinez’s name in the address on the outside of the package. Any argument to that effect is therefore waived.
. The offense was recodified as
. While we are persuaded by Rendelman's analysis that a communication in
. After a thorough review of the legislative history of
. Of course, a threat to kill any children qualifies as a threat made to the person "of another” than the addressee.
. Because we conclude that Havelock’s writings were not addressed to natural persons, we need not reach Havelock’s contention that his writings were politicаl speech protected by the First Amendment and not "true
Concurrence Opinion
concurring in the result:
I agree with the majority’s conclusion, but not with its analysis. The majority reads
I
In this case, we are called upon to interpret
(a)Whoever knowingly deposits in any post office or authorized depository for mail matter, to be sent or delivered by the Postal Service or knowingly causes to be delivered by the Postal Service according to the direction thereon, any communication, with or without a name or designating mark subscribed thereto, addressed to any other person, and containing any demand or request for ransom or reward for the release of any -kidnapped person, shall be fined under this title or imprisoned not more than twenty years, or both.
(b) Whoever, with intent to extort from any person any money or other thing of value, so deposits, or causes to be delivered, as aforesaid, any communication containing any threat to kidnap any person or any threat to injure the person of the addressee or of another, shall be fined under this title or imprisoned not more than twenty years, or both.
(c) Whoever knowingly so deposits or causes to be delivered as aforesaid, any communication with or without a name or designating mark subscribed thereto, addressed to any other person and containing any threat to kidnap any person or any threat to injure the person of the addressee or of another, shall be fined under this title or imprisoned not more than five years, or both. If such a communication is addressed to a Unitеd States judge, a Federal law enforcement officer, or an official who is covered bysection 1114 , the individual shall be fined under this title, imprisoned not more than 10 years, or both.
(d) Whoever, with intent to extort from any person any money or other thing of value, knowingly so deposits or causes to be delivered, as aforesaid, any communication, with or without a name or designating mark subscribed thereto, addressed to any other person and containing any threat to injure the property or reputation of the addressee or of another, or the reputation of a deceasedperson, or any threat to accuse the addressee or any other person of a crime, shall be fined under this title or imprisoned not more than two years, or both. If such a communication is addressed to a United States judge, a Federal law enforcement officer, or an official who is covered by section 1114 , the individual shall be fined under this title, imprisoned not more than 10 years, or both.
A
“Statutory interpretation must begin with the language employed by Congress and the assumption that the ordinary meaning of that language accurately expresses the legislative purpose.” Gross v. FBL Fin. Servs., Inc.,
In this statute, the term “person” has a statutory definition provided by the Dictionary Act. The Dictionary Act defines “person” to include “corporations, companies, associations, firms, partnerships, societies, and joint stock companies, as well as individuals.”
B
While there is a “presumption that a given term is used to mean the same thing throughout a statute,” Brown v. Gardner,
[T]he presumption is not rigid and readily yields whenever there is such variation in the connection in which the words are used as reasonably to warrant the conclusion that they were employed in different parts of the act with different intent. Where the subject-matter to which the words refer is not the same in the several places where they are used, or the conditions are different, or the scope of the legislative power exercised in one case is broader than that exercised in another, the meaning well may vary to meet the purposes of the law, to be arrived at by a consideration of the language in which those purposes are expressed, and of the circumstances under which the language was employed.
Atl. Cleaners & Dyers v. United States,
C
The first instance where “person” appears in
In contrast, the context indicates otherwise regarding the second instance where “person” appears in
Examining the other instances where “person” is used in
Other phrases that use the Dictionary Act definition of “person” include “with intent to extort from any person,”
The majority points out that a natural person definition of “person” must necessarily be used in the phrases “any threat to kidnap any person or any threat to injure the person of the addressee or of another,”
Because the context of some phrases in
This use of two different definitions of “person” in the same statute, or even in the same sentence, is not confused or confusing. See Gen. Dynamics,
D
Given the statutory interpretation of
The next two instances where “person” is used in
In sum,
II
The majority’s argument that
While it is true that “context” includes “texts of other related congressional Acts,” Rowland,
Other Congressional acts may be related to a statute at issue if they “help illuminate the meaning” of the statute. See Guidiville Band of Pomo Indians v. NGV Gaming, Ltd.,
Without a stronger demonstration of why
Ill
I would also renew Judge Graber’s argument that limiting the meaning of “person” in
As Judge Graber highlighted in her dissent to the three-judge panel’s decision, the purpose of
The majority’s narrow interpretation of
Because a natural person definition of “person” throughout
IY
Finally, because I disagree with the manner in which the majority reached its conclusion in this case but in the end agree with the majority’s ultimate conclusion (that Havelock’s six convictions should be reversed), I must briefly address the manner in which I get to that conclusion. In general, I support Judge Reinhardt’s view as to “specific intent to threaten.”
A
In United States v. Twine,
When a claim of sufficiency of evidence is preserved by making a motion for acquittal at the close of the evidence, this
Reviewing the evidence in this record, Havelock was correct. The totality of the evidence shows that Havelock intended the “media packet” envelopes to be read after he died. He intended the “media packet” to be a Manifesto explaining what he believed to be wrong in this world and why he did what he did.
Havelock mailed the envelopes just prior to going to the Super Bowl that day with his newly purchased rifle and ammunition. After leaving the post office, he drove to a parking lot near the Super Bowl stadium. He never followed through with the actions he had previously contemplated.
There is no proof that Havelock specifically intended to threaten, if the envelopes were posted on a Sunday and the acts were to later occur on that very day. Thе mail would not even be delivered until at least the day after the Super Bowl. He did not intend anyone reading the “media packet” to be threatened by future harm or additional harm from him. Reviewing the “media packet,” it mostly contains statements of the perceived social ills of modern society and numerous quotations from and references to the Bible, popular music, movies, bumper stickers, literature, and the Founding Fathers. Though containing statements of harm in the future tense, the “media packet” demonstrates that Havelock planned to commit “suicide by cops,” showing that he intended the “media packet” not to be read by anyone until after he was already dead. When reporting his actions to the Tempe police, the police could not even determine whether a crime had been committed. Based on this evidence, the government did not prove that Havelock had the specific intent to harm someone.
B
The Supreme Court has held that certain threatening communications (called “true threats”) are a form of speech but do not merit First Amendment protection. See Virginia v. Black,
V
In conclusion, I do not join the majority’s analysis of the meaning of “person” in
Concurrence in Part
concurring in part and dissenting in part. Part I is joined by Judge WARDLAW and Judge BERZON. Part II is joined by Judge SCHROEDER:
Writing and mailing off to the media a largely incomprehensible diatribe with
The statutory text clearly sets forth two elements. Specifically, it requires that 1) the communication be addressed to a person, and 2) the communication contain a threat to a person. By permitting courts to look to the entire document in order to identify an “addressee,” the majority ignores the context of the statute: the term addressee is used in relation to the posting of mail at the post office or in a mail box. The opinion holds, in effect, that whenever a threat against a person is contained in the body of the communication, the subject or object of the threat may also serve as the addressee. This makes little sense with respect to the particular statute before us. I therefore write separately to express my disagreement with Section II.B of the majority’s opinion.
Before I do so, however, I explain why the confusion and inconsistency created by the majority opinion (which I nevertheless concur in, in part) is unnecessary. There is a simpler and clearer basis for reversing Havelock’s conviction. Beside the majority’s inability to locate an “addressee” buried within the content of his Manifesto, there is another more substantial reason why Havelock’s ramblings do not violate
In sum, while the majority decides the case in a confused and incorrect manner based on the first element, finding that the communication lacked a natural person addressee, I would decide this case on the more basic question presented by the second element, and hold that the Manifesto did not contain a threat.
I
The assorted writings mailed to the six news and music outlets which arguably refer to an event that Havelock expected to have taken place before the communica
A threat must “communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals.” Virginia v. Black,
The Manifesto clearly contains statements alluding to acts of violence, from running people over with a Hummer to killing the children of his unidentified perceived oppressor. None of this language identifies a person or group of persons who might constitute the objects or subjects of any threat. In the final lines of the Manifesto, preceding quotations from the Old Testament and the punk rock group Bad Religion, is the only oblique reference to the Superbowl and those in attendance. I dо not believe that, by its reference to a t-shirt containing the message “I survived the Superbowl,” the Manifesto sufficiently identifies an intent on the part of Havelock to commit a violent act regarding that event. Because some of my colleagues appear to disagree, however, I explain here why even if it did, we could not hold that the Manifesto contains a threat. In any event, it is clear that no other part of the Manifesto identifies any particular individual or group of individuals as the intended objects of a threat or identifies any time, place, or event at which any act of violence will occur.
A threat is “an expression of an intention to inflict evil, injury, or damage on another,” Planned Parenthood of Columbia v. American Coalition of Life Activists, 290 .F.3d 1058 (9th Cir.2002) (en banc), or an “indication of impending danger or harm.” United States v. Davila,
When determining whether a defendant’s speech represents a threat our analysis is “not confine[d] ... to the defendant’s statements alone,” United States v. Bagdasarian,
Finally, Havelock’s related writings make it clear that he intended the media packets and letters mailed the day of the Superbowl to be examined and understood in the wake of the already completed actions that he did not expect to survive. It is therefore not possible that he could have intended to put the recipients in fear of any future actions on his part because, as Havelock acknowledged within his letters, he would be dead by the time that the communications reached their various destinations.
Among the evidence that Havelock intended his writings to be received after his demise was a letter mailed to the Office of Personnel Management at the same time as the media packets, in which he stated “[b]y the time this letter reaches you, I will probably be deceased or no longer able to sign any further needed paperwork,” and directed them to transfer his retirement funds to the mother of his children. Consistent with his later statement that he planned to commit “suicide by cop,” Havelock had with him in his car a letter to the police on which he had handwritten the command “DO NOT RESUSCITATE.” In a letter mailed to his рarents, he asked that his body be cremated and hoped that his “tragic end” would be eye opening as he planned to “go onto [sic] a better place.” Indeed, the Manifesto itself states near its conclusion: “I’m going to talk to God.” These and other statements clearly demonstrate that Havelock did not intend to survive the events of Superbowl Sunday, and any unlawful acts referred to in the letters sent on that day were not intended to put its recipients in fear of future actions on his part. Nor, in context of when they were received, could they have done so. In addition to the sheer impossibility that a Manifesto received after Superbowl Sunday could instill
For the reasons explained above, I would hold that the Manifesto did not contain a threat and would on that ground reverse Havelock’s conviction for violating
II
Returning to the ground on which the majority decides to reverse Havelock’s conviction, I start with the language of the statute.
Whoever knowingly so deposits or causes to be delivered as aforesaid, any communication ... addressed to any other person and containing any threat to kidnap any person or any threat to injure the person of the addressee or of another, shall be fined under this title or imprisoned not more than five years, or both.
The “as aforesaid” refers to subsection (a), which states “[wjhoever knowingly deposits in any post office or authorized depository for mail matter, to be sent or delivered by the Postal Service or knowingly causes to be delivered by the Postal Service according to the direction thereon.”
The language of the statute unmistakably distinguishes between the addressee portion of the communication and the communication’s content. The majority initially recognizes appropriately that “person,” in both sections of the statute, must be а natural person. However, by subsequently concluding that a court may look to the content of the communication to determine whom it is “addressed to” the majority renders its holding without substance and effectively excises the “addressed to” requirement from the statute. Under the majority’s interpretation, the “addressed to” element becomes superfluous because once a threat to a person is identified within the content of the letter the communication will necessarily contain a subject or object of the threat, and that subject or object will necessarily become the addressee of the communication. If there is no such subject or object of the threat, then whether or not there is an addressee of the communication who is a natural person is irrelevant because the communication fails to violate the statute due to the absence of a threat. Indeed, in the instant case the majority holds that there is no addressee because it fails to identify a target of any threat within Havelock’s rambling Manifesto, and without such a target there can be no threat. Thus, the significant number of pages that the majority devotes to explaining why
The majority begins its analysis by recognizing two potential definitions of the term “address.” Neither definition supports the majority’s ultimate reading of the statute, but even the broader definition of “to address,” meaning “to speak, write, or otherwise communicate directly to,” Maj. Op. at 1293, does not control the question of who is the addressee of a letter deposited in the mail.
By the majority’s own definition, to “address” a letter to someone means to “communicate directly to” that individual. One may “communicate directly to” another through the mail by placing the intended recipient’s name and address on the outer envelope and causing the post office to deliver that letter to the person so identified. One may arguably in some limited circumstances, even mail a letter to a corporate entity or the office of an official and designate a natural person as the intended recipient in the salutation line, although I need not decide that question here. Either of these methods may conceivably be viewed as a valid аttempt to “communicate directly to” another person through the mail. In any ordinary usage of the term, however, one would not be understood as having “communicated directly to” some individual whose name is mentioned or discussed only within the body of a document that is formally addressed to another — or addressed to no one at all. One fails to “communicate directly to” another person when one mails a letter to an artificial entity, fails to address that person in the salutation, and mentions his name only in the body of the letter as an individual whom one intends to harm. This manner of communication is by no means “direct” and any individual identified only by examining the contents of such a communication cannot be referred to as the “addressee.” An individual so identified may be the
To assist it in arriving at its untenable conclusion that the addressee may be contained in the body of the letter, the majority selectively adopts the Fourth Circuit’s reasoning in United States v. Rendelman,
After holding that the Marshals Service satisfied the statutory requirement that the addressee be a “person,” the Fourth Circuit went on to consider an entirely different subject: the question of enhancement. It held that the defendant was subject to enhanced penalties because “the threat contained in the ... [l]etter was sufficiently alleged as being ‘addressed to’, i.e., ‘directed to,’ the President ... even though the letter was not mailed to [him].” Id. at 47.
In its awkward attempt to explain the “true meaning” of the statute, the majority violates the “cardinal principle of statutory construction ... to give effect, if possible, to every clause and word of a statute,” United States v. Menasche,
For the above reasons I concur in part and dissent in part with the majority opinion; but concur only because a majority of this en banc court fails to adopt what I believe to be the preferable ground for reversing Havelock’s conviction.
. Havelock also argued that his Manifesto was political speech and as such it deserves First Amendment protection. As the Supreme Court has recognized, constitutional protections afforded to speech do not extend to "true threats,” which have been defined as threats communicated by the speaker with the specific intent to threaten. Virginia v. Black,
.The statute contemplates the possibility that a communication may be addressed to one person and contain a threat to another by criminalizing threats to “injure the person of the addressee or of another."
.
. This statement in Rendelman, as well as its holding on the enhancement element, was achieved through a disingenuous substitution of statutory language.
. It is important to note that
. The majority also cites to United States v. Williams,
Concurrence in Part
concurring in part and dissenting in part:
The district court denied Havelock’s Rule 29 motion for acquittal, which incorporated the statutory and constitutional arguments underlying his earlier motion to dismiss the indictment. The district court first ruled that to violate
I agree with the panel majority that to violate
By focusing on the identity of the individual addressees threatened by the Manifesto, the majority conflates the issue of whether the communications were addressed to natural persons with the question of whether Havelock’s communications were threatening as a matter of law. Havelock deposited self-described “media packets,” addressed to media outlets, in a mailbox on Super Bowl Sunday, with the expectation that the envelopes would be delivered following his shooting spree and death. The envelopes bore no names of individuals, but instead were directed to the New York Times, the Los Angeles Times, the Phoenix New Times and the Associated Press. Nonetheless, Havelock certainly intended that natural persons at the named media outlets would open them and ultimately publicize his irrational rationale for the planned “econopolitical confrontation” at Super Bowl XLII after it occurred. While we do not even need to examine the contents of the communications to determine that they were addressed to “persons,” I agree with the majority that in considering whether the person addressed is a natural person, a court may examine the contents of the communication.
A few examples illustrate this point. Suppose the address on the envelope is:
The White House
1600 Pennsylvania Avenue N.W.
Washington, D.C. 20500
Inside is a communication addressed to the United States President that threatens to
One First Street NE
Washington, D.C. 20543
containing a conditional threat of harm to a Justice of the United States Supreme Court would be criminalized by
North Polar — Santa Claus
P.O. Box 56099
North Pole, AK 99705-1099
The contents of the missive threaten that unless the workers at North Polar stop answering children’s letters to Santa, giving them the false hope of a Christmas bounty, their office will be blown up, injuring all of them. Are the workers any less persons to whom a threat is addressed because they are not individually identified on the envelope that carried the threat? A person threatening harm through the Postal Service should not be able to evade
Although, like Judge Fisher, I would conclude that Havelock’s communications were addressed to natural persons, I would reverse the district court’s denial of the motion for acquittal because there was insufficient evidence of a “true threat” to sustain the verdict. In Virginia v. Black, the Supreme Court held that the State may punish threatening expression only if the “speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals.”
Havelock’s communications did not “contain a threat” to the public, as Judge Reinhardt’s conсurrence ably demonstrates. “ ‘Whether a particular statement may properly be considered to be a threat is governed by an objective standard— whether a reasonable person would foresee that the statement would be interpreted by those to whom the maker communicates the statement as a serious expression of
In many ways,
Dissenting Opinion
with whom
I respectfully dissent. Although I agree with the majority that we may loоk to the contents of a communication to determine to whom it is addressed, I disagree with the majority that Havelock’s communications were not “addressed to any other person.”
As an initial matter, I have some doubts regarding the majority’s conclusion that
I need not resolve that question, however, because even assuming
I.
In July 1932, Congress enacted an Act to punish the sending through the mails of certain threatening communications. See Act of July 8, 1932, ch. 464, 47 Stat. 649. That law provided in pertinent part:
[W]hoever, with intent to extort from any person any money or other thing or value, shall knowingly deposit or cause to be deposited in any post office or station thereof, or in any authorized depository for mail matter, to be sent or delivered by the post-office establishment of the United States, any written or printed letter or other communication with or without a name or designating mark subscribed thereto, addressed to any other person, and containing any threat (1) to injurе the person, property, or reputation of the addressee or of another or the reputation of a deceased person, or (2) to kidnap any person, or (3) to accuse the addressee or any other person of a crime, or containing any demand or request for ransom or reward for the release of any kidnaped person, shall be fined not more than $5,000 or imprisoned not more than twenty years, or both.
Id.
(a) Whoever knowingly deposits in any post office or authorized depository for mail matter, to be sent or delivered by the Postal Service or knowingly causes to be delivered by the Postal Service according to the direction thereon, any communication, with or without a name or designating mark subscribed thereto, addressed to any other person, and containing any demand or request for ransom or reward for the release of any kidnapped person, shall be fined under this title or imprisoned not more than twenty years, or both.
(b) Whoever, with intent to extort from any person any money or other thing of value, so deposits, or causes to be delivered, as aforesaid, any communication containing any threat to kidnap any person or any threat to injure the person of the addressee or of another, shall be fined under this title or imprisoned not more than twenty years, or both.
(c) Whoever knowingly so deposits or causes to be delivered as aforesaid, any communication with or without a name or designating mark subscribed thereto, addressed to any other person and containing any threat to kidnap any person or any threat to injure the person of the addressee or of another, shall be fined under this title or imprisoned not more than five years, or both. If such a communication is addressed to a United States judge, a Federal law enforcement officer, or an official who is covered bysection 1114 , the individual shall be fined under this title, imprisoned not more than 10 years, or both.
(d) Whoever, with intent to extort from any person any money or other thing of value, knowingly so deposits or causes to be delivered, as aforesaid, any communication, with or withоut a name or designating mark subscribed thereto, addressed to any other person and containing any threat to injure the property or reputation of the addressee or of another, or the reputation of a deceased person, or any threat to accuse the addressee or any other person of a crime, shall be fined under this title or imprisoned not more than two years, or both. If such a communication is addressed to a United States judge, a Federal law enforcement officer, or an official who is covered bysection 1114 , the individual shall be fined under this title, imprisoned not more than 10 years, or both.
In 1934, Congress adopted a related statute prohibiting the transmission of threatening communications in interstate commerce. See Act of May 18, 1934, ch. 300, 48 Stat. 781. The 1934 law, entitled “An Act Applying the powers of the Federal Government, under the commerce clause of the Constitution, to extortion by means of telephone, telegraph, radio, oral message, or otherwise,” provided as follows:
[WJhoever, with intent to extort from any person, firm, association, or corporation any money or other thing of value, shall transmit in interstate commerce, by any means whatsoever, any threat (1) to injure the person, property, or reputation of any person, or the reputation of a deceased person, or (2) to kidnap any person, or (3) to accuse any person of a crime, or (4) containing any demand or request for a ransom or reward for the release of any kidnaped person, shall upon conviction be fined not more than $5,000 or imprisoned not more than twenty years, or both.... Provided further. That nothing herein shall amend or repealsection 338a , title 18, United States Code (47 Stat. 649) [now codified as18 U.S.C. § 876 ].
Id. Like
(a) Whoever transmits in interstate or foreign commerce any communication containing any demand or request for a ransom or reward for the release of any kidnapped person, shall be fined under this title or imprisoned not more than twenty years, or both.
(b) Whoever, with intent to extort from any person, firm, association, or corporation, any money or other thing of value, transmits in interstate or foreign commerce any communicаtion containing any threat to kidnap any person or any threat to injure the person of another, shall be fined under this title or imprisoned not more than twenty years, or both.
(c) Whoever transmits in interstate or foreign commerce any communication containing any threat to kidnap any person or any threat to injure the person of another, shall be fined under this title or imprisoned not more than five years, or both.
(d) Whoever, with intent to extort from any person, firm, association, or corporation, any money or other thing of value, transmits in interstate or foreign commerce any communication containing any threat to injure the property or reputation of the addressee or of another or the reputation of a deceased person or any threat to accuse the addressee or any other person of a crime, shall be fined under this title or imprisoned not more than two years, or both.
Havelock was convicted of violating
The first question is whether
A.
The majority concludes that the narrower definition applies because “there is a presumption that a given term is used to mean the same thing throughout a statute.” Brown v. Gardner,
Brown’s canon of construction may not apply here, however. Brown applies when a word is given the same meaning throughout a statute. Here, even under the majority’s view
The word “person” has many meanings. Among these are:
(a) “A living human” (i.e., a natural person),
(b) “The living body of a human: searched the prisoner’s person,” and
(c) “Law A human or organization with legal right and duties” (i.e., the Dictionary Act definition).
American Heritage Dictionary of the English Language 1310 (4th ed. 2000).
Whoever knowingly so deposits or causes to be delivered as aforesaid, any communication with or without a name or designating mark subscribed thereto, addressed to any other person and containing any threat to kidnap any person or any threat to injure the person of the addressee or of another, shall be fined under this title or imprisoned not more than five years, or both.
B.
The majority’s second argument rests on more solid footing. As the majority points out,
This language is not dispositive, however. The highlighted phrase could also reasonably be understood to mean a “threat to injure the person of the addressee, if the addressee is a natural person, or the person of another.” This language thus lends only modest support to the majority’s position.
C.
The majority’s analysis also relies on a comparison of
The comparison between
D.
The majority also fails to entirely dispel the concern that its approach would produce absurd results — something we all agree we should avoid. See In re Pac.-Atl. Trading Co.,
If
The majority’s approach could also produce implausible results when applied to
These results would be avoided were “person” defined in accordance with the Dictionary Act. “Identical words appearing more than once in the same act, and even in the same section, may be construed differently if it appears they were used in different places with different intent.” Vanscoter v. Sullivan,
Thus, although I agree with some of the majority’s analysis, a strong case can also be made
III.
I would hold that Havelock’s communications were addressed to natural persons for two distinct reasons. First, as Judge Graber explained in her panel dissent, Havelock must have intended his manifesto to be read by employees at the media outlets to which he sent the manifesto. Mail must be read by human beings, so Havelock’s communications were implicitly addressed to the media outlet employees who would have opened and read his mailings. See United States v. Havelock,
Second, Havelock addressed his manifesto to the general public, who, of course, are natural persons.
Disagreeing, the majority concludes that Havelock’s manifesto was not addressed to natural persons because it indicates nothing about the identity of any individual person to whom the communication supposedly was addressed. Unlike the majority, however, I can find nothing in
Accordingly, I respectfully dissent.
. This legislation may have been motivated by the March 1932 kidnapping for ransom and murder of the 18-month-old son of aviator Charles Lindbergh, which also spurred congressional passage of the Federal Kidnapping Act, see Act of June 22, 1932, ch. 271, 47 Stat. 326 (codified as amended at
. Congress amended the 1932 Act in 1935, 1939, 1970, 1994 and 2002. See Act of June 28, 1935, ch. 326, 49 Stat. 427; Act of May 15, 193 9, ch. 133, 53 Stat. 742; Postal Reorganization Act, Pub. L. No. 91-375, § 6(j)(7), 84 Stat. 719, 777 (1970); Violent Crime Control and Law Enforcement Act of 1994, Pub. L. No. 103-322, Title XXXIII, §§ 330016(1)(G), (H), (K), 330021(2), 108 Stat. 1796, 2147, 2150; Federal Judiciary Protection Act of 2002, Pub. L. No. 107-273, Div. C, Title I, § 11008(d), 116 Stat. 1818, 1818.
. Congress amended the 1934 Act in 1939, 1986 and 1994. See Act of May 15, 1939, ch. 133, 53 Stat. 742, 744; Criminal Law and Procedure Technical Amendments Act of 1986, Pub. L. No. 99-646, § 63, 100 Stat. 3592, 3614; Violent Crime Control and Law Enforcement Act of 1994, Pub. L. No. 103-322, Title XXXIII, § 330016(1)(G), (H), (K), 108 Stat. 1796, 2147.
. Although the issue is not presented here, it appears that
. We have also held that
. If these threats were mailed interstate, the sender might be liable under
. To "address” means "To speak to,” “To make a formal speech to,” or “To direct (a spoken or written message) to the attention of.” American Heritage Dictionary of the English Language 20 (4th ed. 2000). I rely on the third definition here, and conclude that Havelock directed the written messages in his manifesto to members of the public who he intended to read it.