United States v. Richard C. HimelwrightUnited States v. Richard C. Himelwright
OPINION OF THE COURT
Richard Himelwright was indicted on September 7, 1993, and charged with two counts of Interstate Threats and Extortionate Demands, in violation of
I.
We have jurisdiction over this appeal pursuant to
II.
Prior to his arrest on September 8, 1993, Himelwright had been employed as a truck
One of the positions Himelwright sought was in Florence, South Carolina. 4 The Florence postal facility had a maintenance position which would be held open until July 1, 1993. In order to qualify for the position, Himelwright was required to take and pass an aptitude test. In early June, Himelwright was advised that the test was only conducted twice a year, in February and August. He contacted the Postal Service’s Employee Assistance Program (EAP) Hotline, and requested help in obtaining an earlier test date. A test was scheduled for July 9, 1993, at the post office in Lancaster, Pennsylvania. Either because he was approximately two hours late, or because the Postal Service did not accurately inform him of the time for the test, Himelwright was not able to take the test on July 9. The test was then rescheduled for July 12, 1993, and Himelwright completed the exam that day. When he was finally notified on July 24 that he had passed the test, however, the Florence position apparently was no longer an option.
Almost one week later, on the evening of August 30, 1993, Himelwright placed several telephone calls to two Postal Service hotlines in Washington, D.C., from his home in York. He had been drinking and was fearful that a hurricane was going to hit 'the town where his two daughters lived. The first call, placed at approximately 8:20 p.m., was to the EAP Hotline. Because it was received after business hours, his call was answered by an answering machine. Himelwright made the following statement:
Hello, my name is Richard C. Himel-wright, 866 Tioga Street, York, PA. Case No. 1610. I requested y’all to give me a letter from Lancaster where they stated they were going to give me the test by July 1st. Y’all won’t respond to that. That’s fine and dandy. Now this is August 30th, 8:20 p.m., the hurricane is gonna hit in the next four hours, where my daughters live in Moorhead City, North Carolina, and y’all ain’t doing shit about getting my transfer. Now I’m very, very, irate here, this ain’t a threat, but I shot on too many rifle teams, and I’m tired of being jerked around. Now you all ain’t giving me no help at all, none whatsoever. You won’t return no phone call all of a sudden, nobody’s doing nothing. You told me that Lancaster said, “Oh yeah, you gonna have the test by July 1st.” Wrong. I didn’t get it until July 9th and then it was postponed ’til July 12th. Oh, that’s not your fault, that’s my fault, right? Wrong. I lost that transfer to Florence. Now I’m trying for Raleigh, North Carolina. Now I’m tellin’ y’all right now, if I don’t get that transfer, there’s gonna be some shit! Cause I’m tired of playing games with y’all. I’m tired of playin’, I don’t even know if my daughters is gonna make it through the night. I can’t even get through. The lines are dead. I don’t even know where my daughters are right now. They live in Moorhead City, North Carolina, where the storm is supposed to hit between now and midnight, and y’all ain’t done shit for me. You got me so (sob) freakin’ upset. Oh, never mind, you ain’t no help.
Himelwright then called the Postal Inspection Service Crimes Hotline and left a message for a duty officer to return his call. At about 8:30 p.m., Postal Service Police Officer Roberto S. Lloyd contacted Himelwright, who explained his predicament and, in the process, stated:
I am irate and upset because I’m getting shafted. Someone better do somethingnow because I’m getting tired of it now.... I want to be with my daughters but the Postal Service is saying, “Fuck You!” ... If something happens to these children, someone is going down the tubes.... I was a policeman in North Carolina and a weapons specialist in the Marine Corps. Why is everybody messing with me? They worry about shootings in the Post Office, they should worry about me if anything happens to my children because of the hurricane. Shit will hit the fan; this is not a threat but a promise.
About one-half hour later, Himelwright called the EAP Hotline again and left another lengthy message. He once again made threatening remarks and expressed his frustration about the Florence position as well as his concern that his children might be in danger. He then called his friend and Local Union President, Henry P. Dennis, Jr. Hi-melwright told Dennis: .
Henry, I really blew it this time. I really blew it big time. My job’s down the tubes. I just called the Postal Inspectors and spilled my guts. I told them everything from Bill Runkel to them screwing around with my transfer to North Carolina. I feel like coming in there and blowing everybody away. You don’t have to worry, I don’t want you.
Dennis called the York Post Office receptionist and warned her that if Himelwright were to appear at the Post Office, she should call 911.
The next day, a group of Postal Inspectors gathered at the York Post Office. They contacted Himelwright and asked him to come into the Post Office to be questioned. Hi-melwright refused. Later that day, the inspectors went to his home accompanied by a uniformed police officer. After he executed a written waiver of his Miranda rights, the inspectors asked Himelwright whether he owned any firearms. He produced two weapons — a .38 caliber Smith and Wesson revolver and a Thompson-Center Contender pistol. The inspectors confiscated the weapons and asked Himelwright if he had placed any calls to the EAP and Crimes hotlines the night before. Himelwright admitted placing the calls, but denied making any threats. He also told the inspectors that he had made the calls after consuming alcohol and taking the drug diazepam. His arrest and indictment on the charges mentioned above followed.
III.
When deciding whether to admit “other acts” evidence under
Federal Rule of Evidence 404(b) provides: Evidence of other crimes, wrongs or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity or absence of mistake or accident.
Despite our characterization of
With these familiar principles of admissibility and review in mind, we turn our attention to the district court’s denial of Himel-wright’s motion in limine and the introduction of Himelwright’s possession and purchase of the firearms in question.
IV.
The district court found that Himelwright’s purchase and possession of firearms clearly constituted “other acts,” whose admissibility is governed by
A.
In order to admit evidence under the “intent” component of
1.
In Count III of the indictment, Himelwright was charged with transmitting a wire communication with the intent to injure another, in violation of
On its face, this might appear to be a plausible basis for admissibility under
At best, the fact that Himelwright was found in possession of the firearms the day after he placed the calls is indicative of his capability to carry out the threats. Evidence of capability, however, is not only unnecessary to satisfy the elements of
Accordingly, we conclude that the forbidden purpose which lay barely beneath the surface of the government’s argument — -the likelihood that Himelwright committed the offense based on an inference of his intent drawn from evidence pertaining to his character (his possession of two firearms) — renders the evidence inadmissible under
2.
We reach a different conclusion — applying a somewhat different rationale — with respect to Counts I and II (the
We agree that a plausible argument could be made that the fact that Himelwright was capable of carrying out the threats might be relevant to his intent to extort a job transfer; that is, we do not discount the contention
But even assuming
arguendo
that Himel-wright’s gun possession is marginally relevant to the specific intent to extort, we nevertheless find that the probative value of the firearms evidence was substantially outweighed by the resulting prejudice to Himel-wright. In Part V, below, we set forth a full hnd detailed analysis with respect to the Rule 403 violation, as well as our views concerning the district court’s failure to conduct the requisite balancing of interests under the Rule. For present purposes, however, because we conclude that the evidence should have been excluded by Rule 403, we will assume, without deciding, that Himelwright’s possession of the firearms was relevant to his intent to extort and, therefore, admissible under
B.
In addition to arguing that the firearms evidence was admissible as proof of intent, the government contended that the firearms evidence was admissible under the “plan” and “preparation” exceptions to
We believe the relevant time frame with respect to a plan or preparation is the time between the purchase of the revolver on June 22, 1993, and the August 30 telephone calls.
7
The government did not present any
V.
Even if we were to accept that the government’s proffered purposes were somehow proper under
Our review of the record compels us to conclude that even if the firearms evidence had been admissible under
Initially, it is impossible to overlook the powerful impact of this type of evidence on the questions whether the telephone calls were, indeed, sufficiently threatening to satisfy the elements of
The government dwelled upon the guns at great length when presenting its evidence and making its closing argument. At trial, the man who sold Himelwright the revolver on June 22 was called by the government to
We know, ladies and gentlemen, that less than a week [after telephoning the EAP Hotline for assistance in arranging a custodial worker’s examination], Mr. Hi-melwright bought a gun. He bought a .38 caliber revolver. He bought it from William Kiehl.
Mr. Kiehl testified and the firearms dealer that was involved in the transfer, Greg Flinchbaugh, testified. They told about how Mr. Himelwright inspected the gun and bought it that night for $120.00 cash. He told you how the paperwork was filled out so that Mr. Himelwright could get legal ownership of that gun. But for some reason, Mr. Himelwright never personally appeared before Mr. Flinchbaugh.
The question has been raised why a .38 caliber revolver? Several explanations have been offered. One, Mr. Himelwright wanted to use it for target practice. Two, he was a gun collector. Three, he wanted to give the gun as a gift to Bonnie, his girlfriend.
But you heard the testimony. Is a short barrel, a two and a half inch barrel .38 caliber revolver a gun that is normally used for target shooting? No, it is too inaccurate. It is not a gun used by target shooters.
A gun collector? Mr. Himelwright wasn’t a gun collector. He had two guns, but he wasn’t a gun collector.
And giving it as a gift to Bonnie Irvin [his girlfriend]? You heard her testimony. Bonnie Irvin never shot that gun. In fact, she told you she never even held it.
Why a .38 caliber? We know Mr. Hi-melwright was a police officer for six years in North Carolina. Thirty-eight caliber revolvers are handguns that are normally used by police departments. As Mr. Hi-melwright repeatedly told you, he was a weapons specialist. He was a cop. He knew about guns. He knew how to handle them. He went out and bought a .38 caliber revolver. That gun wasn’t for anybody else except for Richard Himel-wright’s use.
Appellant’s App. 99a-100a.
The object, or at least effect, of this disproportionate emphasis by the prosecution, we believe, was to portray Himelwright as a violence-prone postal worker who was a danger to society and who needed to be removed for the protection of the public. 8
Moreover, the manner in which this evidence was used at trial exacerbated the error of its admission: the prosecutor was permitted to introduce into evidence, and display
VI.
For the reasons set forth above, we conclude that evidence of Himelwright’s purchase and possession of firearms should not have been admitted under
Notes
.
Whoever, with intent to extort from any person, firm, association, or corporation, any money or other thing of value, transmits in interstate commerce any communication containing any threat to kidnap any person or any threat to injure the person of another, shall be fined not more than $5,000 or imprisoned not more than twenty years, or both.
.
Whoever transmits in interstate commerce any communication containing any threat to kidnap any person or any threat to injure the person of another, shall be fined not more than $1,000 or imprisoned not more than five years, or both.
.The 18-month sentence was imposed after the district court downwardly departed from the 37-to 46-month guideline range. The downward departure was based on the fact that Himel-wright “made threatening phone calls to an answering machine, not an actual person, and the answering machine was for a[ ] ... hotline designed to assist employees.” United States v. Himelwright, No. 93-222-01 (M.D.Pa. March 30, 1994) (order of judgment).
. Himelwright also applied for custodial position in Raleigh, North Carolina, where his transfer reassignment form was received on August 30, 1993.
.
Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
. The jury may have regarded this link in the chain of logic as being foreclosed by the judge's instructions. While he told the jury that it could consider whether the presence of the handguns was "probative as to whether defendant intended to make threats,” he also instructed that the presence of the handguns "may not be used to conclude that the defendant had the ability to carry out his alleged threat.” We have been unable to perceive any chain of logic from the presence of the handguns to the required intent that does not involve this apparently prohibited link.
.
See United States v. Philibert,
... we fail to perceive, any possible relevance, on the question of whether appellant did or did
. Himelwright's two-day trial took place on November 15 and 16, 1993, following a series of well publicized shooting sprees by postal workers. See, e.g., Workers Kill Workers; Yet Again, Violence in the Post Office, New York Times, May 9, 1993, Sec. 4, at 2; Inside Post Offices, the Mail is Only Part of the Pressure, New York Times, May 15, 1993, at Al; Postal Study Aims to Spot Violence-Prone Workers, New York Times, July 1, 1993, at A9. As reported in the New York Times on August 3, 1993, “There have been at least 11 shooting incidents involving aggrieved emotionally disturbed postal workers in the United States in the last decade with 35 people killed and 18 wounded.” Police Arrest Postal Worker in Pistol Threat to His Wife, New York Times, Aug. 3, 1993, at B5.
We believe the government’s portrait of Himel-wright as the stereotypical violence-prone postal worker had serious potential for prejudice to him in two different ways. First, it had the potential for frightening the jury into ignoring evidence that otherwise might have raised a reasonable doubt about whether he intended a serious threat. Second, if the jury was persuaded that Himelwright was violence-prone by character, it might have inferred that he intended violence in this particular instance. That inference is precisely what
. We note that the district court gave the following precautionary instruction:
Ladies and gentlemen, the mere fact that the defendant had purchased or possessed firearms may not be used to conclude that the defendant had the ability to carry out his alleged threat. You will recall I said that is not an element of the offense.
Nor may you conclude from the fact of the purchase or possession that the recipient of the defendant’s statements took them as threats. You may consider whether these facts are probative as to whether defendant intended to make threats.
Government's App. 45-46. Although this instruction reflect's the district court's apparent understanding of the potential for undue prejudice to Himelwright, it does not cure the error in the first instance in not conducting the balancing of interests which