Norvel B. THOMPSON v. STATE of Maryland
No. 168, September Term, 2015
Court of Special Appeals of Maryland.
August 31, 2016
145 A.3d 105
JUDGMENTS OF THE CIRCUIT COURT FOR MONTGOMERY COUNTY DISMISSING COUNT I AND PART OF COUNT V REVERSED. JUDGMENTS OTHERWISE AFFIRMED. CASE REMANDED FOR FURTHER PROCEEDINGS NOT INCONSISTENT WITH THIS OPINION. COSTS TO BE PAID ONE-HALF BY THE APPELLANT AND ONE-HALF BY THE APPELLEES.
Patrick L. Woodward, J., did not participate in the Court‘s decision to report this opinion pursuant to
Submitted by: Robert Taylor, Jr. (Brian E. Frosh, Attorney General, on the brief) all of Baltimore, MD, for Appellee.
Panel: Deborah S. Eyler, Wright, Lawrence F. Rodowsky (Retired, Specially Assigned), JJ.1
Wright, J.
A jury in the Circuit Court for Kent County convicted Norvel B. Thompson, appellant, of second-degree assault, reckless endangerment, and possession of a shotgun by a prohibited person. The sentencing court imposed a prison term of ten years, with two years suspended, for second-degree assault and concurrent sentences of five years for reckless endangerment and three years for possession of a shotgun, to be followed by a five-year period of probation. Appellant noted this appeal and raises six issues for our review, which we have re-ordered for the sake of clarity:
- Whether the trial court erred by failing to grant Mr. Thompson‘s motion to dismiss based upon a Hicks violation?
- Whether the conviction for possession of a shotgun by a prohibited person violated the retroactive restrictions clause of the Maryland Declaration of Rights?
- Whether the trial court erred by refusing to propound two voir dire questions requested by the defense?
- Whether the evidence was sufficient to sustain Mr. Thompson‘s convictions for the crimes with which he was charged?
Whether the trial judge erred in responding to a jury note? - Whether Mr. Thompson‘s commitment record must be amended to reflect that he is not required to serve 50% of his sentence before he is eligible for parole inasmuch as he was not convicted of a crime of violence?
For the reasons that follow, we answer the first two questions in the negative. As to the third question, we conclude that the circuit court abused its discretion in failing to ask one of the requested voir dire questions, and, therefore, we vacate appellant‘s convictions and remand for a new trial. We shall address appellant‘s fourth question, but appellant‘s final two issues are moot.
BACKGROUND
In the spring of 2014, Karen Somerville and appellant lived at Somerville‘s residence in Worton, Maryland, as a married couple. On the afternoon of April 2, 2014, Somerville met appellant at a rental car facility to assist appellant in renting a vehicle. Somerville suspected that appellant had been drinking, and she drove to her home, while appellant drove to Philadelphia to pick up a friend. Later that evening, appellant called Somerville and informed her that he had been stopped by police for driving under the influence (“DUI“). When appellant arrived home, he was “in a rage,” according to Somerville, and he wanted to drive Somerville‘s vehicle. Somerville refused, and appellant accused her of calling the police to get him in trouble.
Appellant left the residence for approximately one hour. When he returned, he was complaining about the DUI charge and told Somerville that she did not care. Somerville responded that appellant needed to take responsibility for his actions. Suddenly, appellant rushed at Somerville and shoved her against the wall while choking her. After appellant quickly let go of her, she ran into the bedroom to call the police. Maryland State Police Trooper First Class Mark Kendall responded and removed appellant, but no arrest was made.
Approximately a month later, on May 3, 2014, Somerville drove to Dover, Delaware, to spend the day with her daughter—Nicole Smith—and grandchildren. Somerville thought appellant would accompany her, but on that morning, he refused to go. Somerville communicated with appellant throughout the day, however. Around 9:00 p.m., Somerville left for home after calling appellant to let him know she was on her way. Somerville also called appellant when she stopped for gas.
Sometime after Somerville departed Delaware, appellant called Smith to ask if Somerville had left. Smith thought this was strange, as appellant had spoken with Somerville just prior to her leaving. Smith called Somerville to advise her about the call and also that appellant did “not sound like himself.” Smith was on the phone with Somerville when Somerville pulled up to the house and observed appellant standing outside on the steps. Smith cautioned her mother that “[s]omething‘s not right with” appellant and that “[h]e‘s off.”
As Somerville exited her vehicle, she asked appellant why he had called Smith and upset her. Appellant, without a word, turned around and went inside the house. Somerville told Smith that she would call back. Approximately ten minutes later, Smith called and asked Somerville to send her some pictures from that day that Somerville had taken with her cell phone. Somerville testified that she had difficulty sending the pictures, and Smith was giving her instructions. Eventually, Somerville said she would hang up to send the pictures, and Smith should call her when she received them. As Somerville transmitted the pictures, appellant asked her why she was not talking to him. Somerville informed appellant that his “atti-
A short time later, Smith called to say that she had received the pictures. Smith and Somerville continued to chat while Somerville sat on her bed. Then, appellant burst into the room holding a gun. Somerville described the gun as a double-barrel shotgun that she had not seen before.2 Appellant demanded that Somerville “[p]ut the goddamn phone down,” which she did. Smith could still hear the conversation, however. Appellant pointed the shotgun at Somerville and said “I‘ll blow your fing brains out.” Somerville told appellant to “[g]et the fing gun out of my face.” Appellant told Somerville: “You once told me that you feared that a man would take your life. Then I‘m gonna be the mfer that‘s gonna do it, because I‘m gonna blow your brains out.” Appellant then stepped closer to Somerville, and she heard the gun make a noise, which she described as a “chhh,” which she “perceived [] as a barrel engaging before you take a shot.” Somerville asked appellant why he was doing this and pleaded with him not to kill her. Appellant accused her of cheating on him and ignoring him. Somerville stated that she continued to stare at the “two black eyes” of the shotgun as she prayed. When appellant stepped forward again, Somerville was no longer looking down the barrels of the shotgun because they were below her chin.
Then, suddenly, appellant set the shotgun down and laughed. He told Somerville, “[t]his is your word against mine,” and he turned and walked out of the bedroom. Somerville grabbed her phone, ran into the bathroom, and locked the door.
Meanwhile, at some point during this event, Somerville‘s phone dropped the call with Smith. Concerned, Smith called 911. As Smith is a Delaware resident, however, she reached Delaware emergency dispatchers, who gave her the number for their Maryland counterparts. Smith called the Maryland
A short time later, Kent County Police Department Corporal Benjamin Hicks arrived at the residence. Corporal Hicks testified that appellant was surprised to see the officers, and Somerville was “hysterical” and crying. Corporal Hicks recovered Somerville‘s single-barrel shotgun, but Somerville did not inform officers of the double-barrel shotgun. Appellant left with Corporal Hicks, and Somerville pressed charges the next day. Somerville also filed for a protective order against appellant.
The State charged appellant with second-degree assault for the April 2, 2014 shoving and choking incident, and first-degree assault, second-degree assault, reckless endangerment, and possession of a shotgun by a prohibited person for the May 3, 2014 event. The jury was unable to reach a verdict as to first-degree assault, and the circuit court declared a mistrial as to that count. The court then took a partial verdict as to the remaining charges, and the jury acquitted appellant of second-degree assault as to the April 2, 2014 incident but convicted him of the remaining offenses.
DISCUSSION
I. Hicks Violation
Prior to trial, appellant‘s counsel moved for a competency evaluation, which the circuit court granted on August 18, 2014. At a pretrial hearing on September 2, 2014, the court rescheduled appellant‘s trial for January 26 and 27, 2015, as the parties awaited the results of the evaluation. The evaluation was completed on September 23, 2014. At a subsequent proceeding on October 3, 2014, appellant‘s counsel raised a
Appellant contends that the circuit court erred in denying his motion to dismiss based on Hicks. Appellant argues that a competency evaluation is not, as a matter of law, a good cause to delay a trial, and the court was not required to wait five weeks for the results of the examination and/or mandate that the evaluation be completed by a psychiatrist. Appellant concedes, however, that once he raised the issue of his own competency, the court was required to determine whether he was competent to stand trial.
The State argues that waiting for the results of a competency evaluation—especially one that appellant requested—constitutes good cause to delay a trial. The State contends, moreover, that appellant ought not be allowed to benefit from a delay that he, himself, requested.
In Maryland, a criminal defendant has a statutory right to have a trial within 180 days of the earlier of the appearance of counsel or the first appearance in the circuit court.
In this case, the critical order occurred at the September 2, 2014 hearing. Neither party disputes that the rescheduling of the trial date to January 26, 2015, moved the trial date beyond the Hicks time limit.5 The circuit court implicitly found good cause to move the trial date beyond the Hicks limit, stating: “So, given all the different issues, none of which is the State‘s fault, I think we‘re stuck with January.”6 The court added at the October 3, 2014 hearing: “[G]iven the fact that the delay
The Court of Appeals has held that “[o]nce the issue of a defendant‘s competency has been raised, the proceedings cannot continue until the trial judge determines that the defendant is competent to stand trial beyond a reasonable doubt.” Kennedy v. State, 436 Md. 686, 692, 85 A.3d 106 (2014) (citing Peaks v. State, 419 Md. 239, 252, 18 A.3d 917 (2011)). See also
We agree with the State that complying with
Appellant also contends that there was no good cause to wait five weeks for the completion of the evaluation. Appellant is correct that the circuit court “shall set and may change the conditions under which the examination” is conducted.
II. The Constitutional Argument
As part of his motion for a judgment of acquittal, appellant argued that the possession of a shotgun charge was unconstitutional as applied to him because it violated the “retroactive restriction” clause of Article 17 of the Maryland Declaration of Rights. Specifically, appellant contends that the conviction that disqualified him from possessing a shotgun occurred prior to the enactment of
The State argued that appellant had failed to adequately present a claim in that he cites no authority for his argument that Article 17 of the Maryland Declaration of Rights differs in application from Article I of the United States Constitution. Alternatively, the State contended that this Court and the Court of Appeals have construed Article 17 of the Maryland Declaration of Rights to have the same application as the Ex Post Facto Clause of the United States Constitution, and there has been no ex post facto violation in this instance. In short, the State asserted that appellant was fairly convicted of possession of a shotgun after enactment of
Preliminarily, we find that appellant had complied with
Turning to the merits, Article 17 of the Maryland Declaration of Rights provides: “That retrospective Laws, punishing acts committed before the existence of such Laws, and by them only declared criminal are oppressive, unjust and incompatible with liberty; wherefore, no ex post facto Law ought to be made; nor any retrospective oath or restriction be imposed, or required.” Notably, the Court of Appeals has construed Article 17 of the Maryland Declaration of Rights to be in pari materia with the Ex Post Facto Clause of the United States Constitution: that is, they have the “same meaning.” See Khalifa v. State, 382 Md. 400, 425, 855 A.2d 1175 (2004).
Accordingly, then, to examine appellant‘s constitutional claim, we look to the Ex Post Facto Clause of the United States Constitution. See
“1st. Every law that makes an action done before the passing of the law, and which was innocent when done, criminal; and punishes such action. 2nd. Every law that aggravates a crime, or makes it greater than it was, when committed. 3rd. Every law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed. 4th. Every law that alters the legal rules of evidence, and receive less, or different, testimony, than the law required at the time of the commission of the offence, in order to convict the offender.”
Khalifa, 382 Md. at 425, 855 A.2d 1175 (quoting Calder v. Bull, 3 U.S. 386, 390, 3 Dall. 386, 1 L.Ed. 648 (1798)). The Court of Appeals has recognized that two elements must be present for a statute to violate the Ex Post Facto Clause of the United States Constitution and Article 17 of the Maryland Declaration of Rights: “[I]t must be retrospective, that is, it must apply to events occurring before its enactment, and it must
Appellant fails to demonstrate in any way that
Appellant argues that he is being given additional punishment for his prior conviction, but
III. The Voir Dire Questions
Prior to trial, appellant requested the circuit court to propound the following questions during voir dire of the potential jurors:
9. Does any member of the panel hold strong feelings regarding the possession of firearms?
* * *
12. In our legal system, a criminal defendant is presumed innocent unless the State proves beyond a reasonable doubt that he or she is guilty. Does any prospective juror have any
The court declined to give Question 9, feeling it was not an “appropriate” question, and refused to ask Question 12 “because it‘s really a jury instruction that I will cover with them at the appropriate time.”
On appeal, appellant contended that the circuit court committed error in refusing to ask these questions. Appellant argued that a court must ask the potential jurors if they have any strong feelings about a charged crime when the defense so requests. Question 9, appellant contended, was such a question and would have permitted examination of whether potential jurors harbored any bias relative to firearms. Furthermore, appellant argued that Question 12 was aimed at exposing jurors who would not or could not maintain the presumption of innocence, which is a form of bias. Appellant, however, appeared to concede that questions like Question 12 are disfavored in Maryland because he cited several out-of-state cases in support.
Indeed, the State argued that the circuit court did not abuse its discretion in refusing to ask Question 12 because it addressed an area of law that is better left to jury instructions. The State noted that several decisions of this Court and the Court of Appeals have rejected similar voir dire questions. As to Question 9, the State contended that it is “virtually identical” to a question rejected in Curtin v. State, 393 Md. 593, 903 A.2d 922 (2006). Moreover, the State argues that the court addressed the concerns raised by Question 9 in other voir dire questions, including a final “catch-all” question.
The Court of Appeals has remarked: “’Voir dire, the process by which prospective jurors are examined to determine whether cause for disqualification exists, is the mechanism whereby the right to a fair and impartial jury . . . is given substance.‘” Moore v. State, 412 Md. 635, 644, 989 A.2d 1150 (2010) (quoting Dingle v. State, 361 Md. 1, 9, 759 A.2d 819 (2000)) (internal citations omitted). “In the absence of
A court abuses its discretion where the ruling under consideration is “‘well removed from any center mark imagined by the reviewing court and beyond the fringe of what that court deems minimally acceptable.‘” Consol. Waste Indus., Inc. v. Standard Equip. Co., 421 Md. 210, 219, 26 A.3d 352 (2011) (quoting King v. State, 407 Md. 682, 711, 967 A.2d 790 (2009)). Stated another way, a court abuses its discretion “where no reasonable person would take the view adopted by the [trial] court[] . . . or when the court acts without reference to any guiding principles.” Aventis Pasteur, Inc. v. Skevofilax, 396 Md. 405, 418, 914 A.2d 113 (2007) (quoting Wilson v. John Crane, Inc., 385 Md. 185, 198, 867 A.2d 1077 (2005)). “An abuse of discretion may also be found where the ruling under consideration is clearly against the logic and effect of facts and inferences before the court[] . . . or when the ruling is violative of fact and logic.” Id. (quoting Wilson, 385 Md. at 198, 867 A.2d 1077).
We perceive no abuse of discretion as to the circuit court‘s refusal to propound Question 12. Numerous appellate decisions of this Court and the Court of Appeals have held that propounding voir dire questions concerning rules of law covered by jury instructions is inappropriate. See, e.g., Stewart v. State, 399 Md. 146, 162-63, 923 A.2d 44 (2007) (noting that voir dire questions concerning jury instructions are “disfavored” “and a court does not abuse its discretion in refusing to
ask them“); State v. Logan, 394 Md. 378, 398-99, 906 A.2d 374 (2006); Marquardt v. State, 164 Md.App. 95, 144, 882 A.2d 900 (2005) (“We begin by stating that this Court has not, nor could it, retreat from Twining [v. State, 234 Md. 97, 198 A.2d 291 (1964)]. We have consistently held that voir dire need not include matters that will be dealt with in the jury instructions.“); Baker v. State, 157 Md.App. 600, 616, 853 A.2d 796 (2004) (“The rules of law stated in the proposed questions were fully and fairly covered in subsequent instructions to the jury. It is generally recognized that it is inappropriate to instruct on the law at this stage of the case [voir dire], or to question the jury as to whether or not they would be disposed to follow or apply stated rules of law.” (Quoting Twining, 234 Md. at 100, 198 A.2d 291)).As to Question 9, the Court of Appeals has stated “that, on request, a trial court must ask during voir dire whether any prospective juror has ‘strong feelings about’ the crime with which the defendant is charged.” Pearson v. State, 437 Md. 350, 360, 86 A.3d 1232 (2014) (emphasis added) (quoting State v. Shim, 418 Md. 37, 54, 12 A.3d 671 (2011), abrogated by Pearson, 437 Md. at 363-64, 86 A.3d 1232).8
Appellant clearly requested the circuit court to ask Question 9, which asked the potential jurors whether any juror held strong feelings regarding the possession of firearms. The State contended that Question 9 did not ask about the charged crime because appellant was charged with possession of a shotgun by a prohibited person. This appeared to be a semantic distinction that missed the point of the Court‘s holdings in Shim and Pearson.
In Curtin, supra, the Court noted that certain crimes—narcotics crimes and child molestation—“in and of themselves could evoke strong feelings that could unduly bias a venireman.” 393 Md. at 610, 903 A.2d 922. As to narcotics crimes, the Court recognized that there was an ongoing national debate regarding laws controlling marijuana and other drugs. See State v. Thomas, 369 Md. 202, 211-12, 798 A.2d 566 (2002), abrogated on other grounds by Pearson, 437 Md. at 363-64, 86 A.3d 1232.9 Indeed, this Court observed:
“Laws regulating and prohibiting the use of controlled dangerous substances harbor an unusual position within our criminal code, such that jurors may be biased because of strong emotions relating to the dangers of narcotics and their negative effects upon our cities and neighborhoods, or, on the contrary, biases may exist because of passionate positions that advocate the decriminalization of narcotics.”
Id. at 213, 798 A.2d 566 (quoting Thomas v. State, 139 Md.App. 188, 207, 775 A.2d 406 (2001), aff‘d, 369 Md. 202, 798 A.2d 566 (2002)). The Court of Appeals also recognized that people may have strong emotions regarding child molestation, noting national and state efforts to address these types of crimes. See Curtin, 393 Md. at 609, 903 A.2d 922. “[O]bserving that most citizens have a bias against proscribed criminal conduct is not extraordinary. Yet, a bias that is so strong against a particular criminal act that it distorts a juror‘s ability to render a fair and impartial verdict must be uncovered.” Singfield v. State, 172 Md.App. 168, 173, 913 A.2d 671 (2006) (quoting Thomas, 139 Md.App. at 203, 775 A.2d 406).
In a concurring opinion in Curtin, Judge Wilner stated: “It is obviously not reasonable to presume that those [narcotics and child molestation] are the only kinds of crimes about which public emotion may run high. Surely, there are others.” 393 Md. at 614, 903 A.2d 922 (Wilner, J., concurring) (emphasis omitted). The Court then recognized these other crimes in Shim: “[W]e recognize today that the potential for bias exists in most crimes, and thus we will require voir dire questions9
Regarding potential jurors’ emotions and firearms, in Uzzle v. State, 152 Md.App. 548, 552-63, 832 A.2d 869 (2003), this Court determined that a trial court did not abuse its discretion in refusing to ask a series of voir dire questions as to those emotions. That case, however, concerned multiple questions posed by Uzzle‘s counsel that did not focus on the charged crime of use of a handgun in the commission of a crime of violence. Id. at 551, 553, 832 A.2d 869. For example, Uzzle‘s counsel requested the court to ask not only whether any juror had any strong feelings about the possession of firearms (which, itself, was not focused on the charged crime), but also whether jurors believed it was a good idea to own a firearm for self-defense, whether any juror feared guns, and whether potential jurors were for or against gun control. Id. at 553. Uzzle, therefore, did not present a focused question as to “strong feelings” regarded a charged offense and was also decided prior to Shim.
This Court has previously recognized that the use of firearms in a murder may evoke strong feelings of potential jurors. In Singfield, we held that the trial court erred in refusing to ask the venire if the nature of the case would make it difficult or impossible for potential jurors to render a verdict. 172 Md.App. at 170, 913 A.2d 671. Singfield was charged with murdering his victim with a handgun, and his defense at trial was self-defense. Id. at 169, 180, 913 A.2d 671. We held: “[T]he jurors might also have had to determine whether [Singfield] used the handgun in a reasonable or justifiable way, [and this] might have evoked strong feelings or biases concerning handguns.” Id. at 180, 913 A.2d 671. We concluded that Singfield‘s proposed question “was aimed ... directly at biases related to [Singfield]‘s alleged criminal act and was reasonably likely to identify jurors with such strong feelings toward the use of handguns to commit murder that it would hinder their ability to render a fair and impartial verdict.” Id. at 180-81, 913 A.2d 671.
We note that at least two federal courts and several of our sister state courts have also recognized that potential jurors may have strong feelings as to firearms. See United States v. Tomlinson, 111 F.Supp.3d 856, 863-71 (W.D.Tenn.2015) (discussing several potential jurors who had expressed strong feelings as to possession of firearms); United States v. Gibbs, 125 F.Supp.2d 700, 707 (E.D.Pa.2000) (noting potential for strong feelings against firearms of a juror who had lost a limb to firearms and whose son had been killed in a drive-by shooting), aff‘d, 77 Fed.Appx. 107 (3d Cir.2003); People v. Abbott, 690 P.2d 1263, 1268 (Colo.1984) (recognizing that people may have strong feelings about firearms, but juror who expressed bias against guns was not biased against defendant); Mungo v. United States, 987 A.2d 1145, 1153 (D.C.2010) (declining to find error in trial court‘s refusal to strike juror who had done radio commentaries on gun control because defendant had failed to bring this argument initially); State v. Hill, 556 S.W.2d 227, 228-29 (Mo.Ct.App.1977) (finding juror who stated that he had strong feelings about the use of
We note that jurors who respond in the affirmative to a strong feelings question are not automatically disqualified. See Pearson, 437 Md. at 364, 86 A.3d 1232. Once a potential juror identifies strong emotions regarding a charged offense, the court and counsel should question that juror; then, “the trial court determines whether or not that prospective juror‘s strong feelings about the crime with which the defendant is charged constitute specific cause for disqualification.” Id.
The State contended that Question 9 was adequately addressed by other questions, and the jurors were aware of appellant‘s charges as evidenced by the following which occurred during voir dire:
Alright. So, as I mentioned a moment ago, I‘m just gonna read a few sentences describing what this case is about. It‘s a criminal case. The Defendant, Mr. Norvel B. Thompson, is charged with the crimes of assault in the first degree, assault in the second degree, reckless endangerment, another charge of assault in the second degree and unlawful possession of a shotgun. It is alleged that the Defendant, on May 3, 2014, assaulted his wife, Karen Thompson [Somer-
ville], by pointing a shotgun at her and threatening her. It‘s also alleged, on April 2, 2014, that he assaulted his wife by grabbing her around the neck .... * * *
Next question is have you or members of your immediate family or close personal friends ever been the victim of domestic violence? If so, please stand up and give us your number.
* * *
Have you or any members of your immediate family ever been employed by, associated with, or performed volunteer work for any group or organization dealing with domestic violence, firearms or the prevention of crimes? If so, please stand up and give us your number.
* * *
Alright. This is my last question. It‘s kind of a catchall. Is there any reason whatsoever that I might not have touched on yet why any of you feel you can‘t sit in this case and render a fair and impartial verdict? If so, please stand up and give us your number.
The circuit court‘s short narrative of the charges against appellant does not suffice as a substitute for appellant‘s “strong feelings” question. Indeed, the narrative did not ask a question of the potential jurors. Furthermore, neither the question regarding domestic violence, nor the question as to association with or work for an organization, dealing with domestic violence or firearms suffices as an adequate substitute. These questions simply do not address what appellant‘s question would have, which is whether any potential juror had strong feelings about the possession of firearms. Finally, the “catchall” question is a poor substitute for Question 9, because it puts the burden on the potential jurors to assess their impartiality in the case, something which the Court of Appeals rejected in Pearson, 437 Md. at 363-64, 86 A.3d 1232.10
In this case, appellant requested a “strong feelings” question about the possession of firearms, which was a crucial element of the charged crime. Voir dire questions should be directed at uncovering biases of the charged crimes. There is no requirement that voir dire questions be so precisely worded as to be incomprehensible to potential jurors or unhelpful to trial courts; that is, a “strong feelings” question need not ask about jurors’ feelings as to first-degree rape involving kidnapping, second-degree burglary where the burglar intended to commit arson, or assault of the attempted battery variety. Rather, the questions should be helpful to uncovering biases and be understandable by jurors. Accordingly, “strong feelings” questions more generally about rape, burglary, or assault would therefore be appropriate when requested, if those crimes have been charged. Hence, appellant‘s requested question went directly to one of the charged offenses—possession of a shotgun. The question was clearly appropriate, and the circuit court abused its discretion in failing to propound it. See also Moore, 412 Md. at 668, 989 A.2d 1150 (noting that error in voir dire cannot be considered harmless). We, accord-
IV. Sufficiency of the Evidence
“In cases where this Court reverses a conviction, and a criminal defendant raises the sufficiency of the evidence on appeal, we must address that issue, because a retrial may not occur if the evidence was insufficient to sustain the conviction in the first place.” Benton v. State, 224 Md.App. 612, 629, 121 A.3d 246 (2015) (citing Ware v. State, 360 Md. 650, 708-09, 759 A.2d 764 (2000)). Because appellant raises the sufficiency of the evidence on appeal, we will address his arguments.
In reviewing the sufficiency of the evidence, “[w]e must determine ‘whether after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ” Handy v. State, 175 Md.App. 538, 561, 930 A.2d 1111 (2007) (emphasis omitted) (quoting Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979)). We do not retry the case. Id. at 562, 930 A.2d 1111. Furthermore, “[w]e defer to the fact finder‘s ‘opportunity to assess the credibility of witnesses, weigh the evidence, and resolve conflicts in the evidence[.]‘” Neal v. State, 191 Md.App. 297, 314, 991 A.2d 159 (2010) (quoting Sparkman v. State, 184 Md.App. 716, 740, 968 A.2d 162 (2009)).
A. Second-Degree Assault
Before considering whether the evidence was sufficient to sustain appellant‘s conviction for second-degree assault, we first address the State‘s contention that this issue is not preserved.
In this case, appellant moved for a judgment of acquittal at the appropriate times and made particularized arguments as to certain offenses. Appellant, however, failed to present any particularized argument as to second-degree assault. Accordingly, appellant‘s argument as to the sufficiency of the evidence sustaining the conviction for second-degree assault would ordinarily not be preserved. As we have vacated appellant‘s convictions, however, and retrial may not occur if there was insufficient evidence, we will address this issue. See Robinson v. State, 410 Md. 91, 118-19, 976 A.2d 1072 (2009) (noting that appellate court may address unpreserved issue to “‘provide guidance when there is likely to be a new trial‘” (quoting Conyers v. State, 354 Md. 132, 150-51, 729 A.2d 910 (1999))).
Second-degree assault is prohibited by
Appellant contended that the State failed to demonstrate he had the intent or ability to cause harm to Somerville because the State did not establish that the shotgun was loaded or operable when appellant pointed it at Somerville. Assuming arguendo that the State failed to demonstrate that the shotgun was loaded and operable, there would still be
In this case, we conclude that a rational trier of fact could find sufficient evidence to convict appellant of second-degree assault. Somerville testified that appellant pointed a double-barrel shotgun at her face and said “I‘m gonna blow your mfing brains out.” Somerville stated that appellant stepped closer to her, and she heard the gun make a noise such that she thought appellant would fire. Additionally, she testified that she pleaded with appellant and prayed to be “ready” for death. Clearly, Somerville believed that appellant had the intent and ability to bring about the harm, namely her death, which is sufficient to support appellant‘s conviction.
B. Reckless Endangerment
Appellant contended that the evidence was insufficient to support his conviction for reckless endangerment because the State failed to establish that the shotgun was loaded. Appellant attempted to distinguish this case from Minor, supra, and Wieland v. State, 101 Md.App. 1, 643 A.2d 446 (1994). In Minor, the Court of Appeals sustained a conviction for reckless endangerment where Minor, intoxicated on alcohol and drugs, handed a loaded shotgun, with the safety off, to his brother and dared him to put the gun against his head and pull the trigger. 326 Md. at 443, 605 A.2d 138. In Wieland, this Court sustained a conviction for reckless endangerment where Wieland fired a gun at an individual—who turned out to be his brother—while drunk. 101 Md.App. at 28, 643 A.2d 446. We said that “brandishing a loaded and cocked weapon in the direction of another person, particularly when in shaky control of one‘s motor skills” was sufficient to sustain a conviction for reckless endangerment. Id.
To sustain a conviction for reckless endangerment in the case of a firearm, it is necessary to establish that it was operable. See Moulden v. State, 212 Md.App. 331, 358, 69 A.3d 36 (2013) (“These cases hold that the risk of death or injury created in recklessly handling a loaded, operable firearm is that the weapon may discharge.“). Circumstantial evidence of operability, however, is sufficient. See Mangum v. State, 342 Md. 392, 400-01, 676 A.2d 80 (1996).
In this case, a rational trier of fact could have concluded that the double-barrel shotgun appellant aimed at Somerville was loaded and operable, which supports appellant‘s conviction for reckless endangerment. Again, Somerville testified that
Accordingly, taking the evidence in the light most favorable to the State, we conclude that there was sufficient evidence from which a rational trier of fact could have inferred that the shotgun was loaded and operable. A rational trier of fact, therefore, had sufficient evidence to convict appellant for reckless endangerment based on appellant‘s act of pointing a loaded, operable shotgun at Somerville‘s head.
C. Possession of a Shotgun
Appellant contended that there was insufficient evidence to support a conviction for possession of a shotgun because the State failed to demonstrate: 1) that Somerville‘s gun was a shotgun; 2) that Somerville‘s gun was operable; or 3) that the double-barrel shotgun appellant aimed at Somerville was operable. The State argued that operability is not a requirement of the statute.
A shotgun is defined as a weapon that is “(1) designed or redesigned, made or remade, and intended to be fired from the shoulder; and (2) designed or redesigned and made or remade to use the energy of the explosive in a fixed shotgun shell to fire through a smooth bore one or more projectiles for each pull of the trigger.”
Determining whether
The State contends that
In Moore, 424 Md. at 122, 34 A.3d 513, Moore entered into a not guilty agreed statement of facts and was convicted of possession of a regulated firearm pursuant to
The Court began its analysis by looking to the definition of firearm in
Furthermore, the Court was persuaded that the history of the statute supported finding that operability was not a requirement of the possession statute. Id. at 132-36, 34 A.3d 513. Additionally, the Court recognized that
Again, we note that a shotgun is defined as a weapon that is “(1) designed or redesigned, made or remade, and intended to be fired from the shoulder; and (2) designed or redesigned and made or remade to use the energy of the explosive in a fixed shotgun shell to fire through a smooth bore one or more projectiles for each pull of the trigger.”
In Moore, the Court of Appeals noted that “designed” is defined as ” ‘[t]o create or contrive for a particular purpose or effect,’ or ‘to devise for a specific function or end.” 424 Md. at 130, 34 A.3d 513 (internal citations omitted). “In other words, a firearm may be a weapon that is ‘created,’ ‘contrived’ or ‘devised’ for the ‘specific function’ or ‘particular purpose’ to ‘force out’ or ‘discharge’ a projectile by the action of an explosive, although not functional. This portion clearly includes inoperable, albeit designed to be operable, firearms.” Id. (emphasis added) (citing Neal, 191 Md.App. at 308, 991 A.2d 159).
We conclude, then, that
Taking the evidence in the light most favorable to the State, therefore, we conclude that a rational trier of fact could have found sufficient evidence to convict appellant of possession of a shotgun. The parties stipulated to appellant‘s disqualifying crime, and appellant does not contest possession of the shot-
CONCLUSION
Because the circuit court abused its discretion in refusing to ask appellant‘s requested voir dire question as to the “strong feelings” potential jurors may have as to firearms, we vacate appellant‘s convictions and remand for a new trial. We find, however, no violation of appellant‘s statutory right to a speedy trial—the Hicks violation—nor is there a constitutional issue with appellant‘s conviction for possession of a shotgun. Appellant‘s remaining two issues are moot.
JUDGMENTS OF THE CIRCUIT COURT FOR KENT COUNTY VACATED, AND THE CASE IS REMANDED TO THE CIRCUIT COURT FOR FURTHER PROCEEDINGS CONSISTENT WITH THIS OPINION. COSTS TO BE PAID 3/4 BY APPELLANT AND 1/4 BY KENT COUNTY.
