Lead Opinion
We are asked to determine whether operability is a prerequisite for a handgun to be considered a “firearm,” as it is defined in Section 5 — 101(h)
1. Is proof of the operability of the firearm a prerequisite to a conviction for illegal possession of a regulated firearm [under Section 5-133 of the Public Safety Article, Maryland Code (2003) ]?
2. If so, was the evidence insufficient to prove operability in the present case?[3]
Although the handgun in question could certainly have qualified as operable,
Background
In July 2007, a robbery and shooting took place that ultimately resulted in the execution of a search warrant at Rodney Taureen Moore’s residence, during which a .32 caliber, Harrington and Richardson, Model II revolver was recovered from beneath his bed. Moore was indicted by a grand jury in the Circuit Court for Baltimore County, wherein it was alleged, inter alia, that he “did unlawfully possess, own, carry and transport a regulated firearm after having been convicted of an offense,” based upon a conviction, in 2005, for possession of cocaine with intent to distribute, one of the enumerated offenses in Section 5-133(c)(l)(ii).
Moore filed a motion in limine prior to trial, in which he asked the court to determine
Thereafter, after the State agreed to nolle prosequi the remaining counts in the Indictment upon a finding of guilt, Moore entered a not guilty plea on an agreed statement of facts directed at Count Nine, in which a violation of Section 5-133(c) was alleged. The State’s Attorney proffered the agreed statement of facts:
Your Honor, if the case were to have gone to trial, the [Sjtate would have presented the following evidence: That is that, on July 5th, 2007, detectives from the violent crimes unit of the Baltimore County Police Department were called upon to investigate a robbery and shooting that occurred here in Baltimore County.
During the course of that investigation, two witnesses came forward with information at that time that implicated this defendant, Rodney Moore, as well as the co-defendants later also charged in this case. Those two witnesses came forward approximately two to three weeks after the actual robbery and shooting.
The information provided led to the detectives obtaining a lawful search and seizure warrant for the residence of this defendant, Rodney Moore. The detectives received information that the defendant, Rodney Moore, lived at the location, as well as his girlfriend and possibily one of the other co-defendants that was involved in the robbery.
* * *
When the tactical squad entered, they found this defendant, Rodney Moore, and his girlfriend in bed in the master bedroom, and they also recovered a handgun that was under the bed where the defendant was sleeping. They described the gun as in close proximity to this defendant.
The gun recovered was a .32 caliber revolver, Harrington and Richardson, Model II. It was a hinge frame revolver. It did bear a proper serial number.
The detectives also recovered underneath the bed a shell casing, a fired casing and projectile. Both of those items were wrapped in a paper towel under the very same bed. Additionally, when the handgun was recovered, detectives checked it to make sure it was safe, and they did find that it had one loaded round in the cylinder. Those items were properly seized and packaged and sent to the lab for analysis additionally.
The State’s Attorney then described the forensic examination that ensued after police recovered the gun:
The handgun had been sent for more forensic examination to the Baltimore County crime lab. Michael Thomas, a firearm examiner, did analyze both the handgun, as well as the fired casing and the fired projectile.
Mr. Thomas’s findings, specifically with regard to the handgun, was that it was defective. Though defective, it was tested and found to fire. Mr. Thomas, for his own safety, replaced a latch on the handgun that was cracked in order to test fire the gun. Once he did so, it did. It was found to properly function and fire.
If Mr. Thomas were called to testify, he would be offered as an expert in forensic or in firearm identification. He would indicate that he, although defective,he did essentially fix the handgun for his own safety. He would indicate, if he would not have fixed the handgun and test fired it, the gun would have gone off, but it could have exploded or the shell casing could have come back and hit him in the head, and that was reason for fixing the gun, and that is for his own safety.
The State’s Attorney described that, in 2005, Moore had been convicted of a disqualifying offense that prohibited him from possessing a regulated firearm:
Your honor, the defendant, on May 5th, 2005, was convicted of a crime which prohibits him from possessing a regulated firearm. As a indicated, he was convicted May 5, 2005, of possession with intent to distribute cocaine. He was convicted in Baltimore City, and his sentence was two years, suspend all but a month, probably a time served type of sentence.
He is prohibited from possessing a regulated firearm.
The State’s Attorney, then, further described the weapon found beneath Moore’s bed:
The .32 caliber revolver in this case is a regulated firearm. It is a handgun with a barrel less than 16 inches in length, and it expels — is designed to expel or may readily be converted to expel a projectile by action of an explosive, and at a minimum is certainly also a frame of such a weapon.
Following the State’s proffer, Moore’s counsel offered the following additions and modifications to the agreed statement of facts:
Your Honor, by way of additions or modifications, ... that would have been testified to concerning the test firing of the gun, itself, the latch, itself, was repaired, actually replaced from another gun. It was taken from another gun and placed onto that gun.
Also defective in the gun was what is called a recoil cap, which is where the hammer engages the back of the shell. That was actually missing from the gun, which would cause one to fire the gun to have to clear the chamber and remove residue or bullet material that would be in there, in order to get the gun to fire again.
Also, what would have been testified to was that, when test firing the gun, the actual ammunition being used in the gun in its current state was .38 automatic ammunition, the problem being the gun, itself, was a revolver. So in order for it to test fire, the expert actually took a regular .38 Smith and Wesson casing made for the revolver and replaced it with an automatic bullet, making a new bullet to further ensure the safety of the test fire, itself.
So the only addition or modification placed on the record or that I would like placed on the record is that the gun, in the condition in which it was found, was never test fired. The testimony of the expert was that he believes it would have fired in some way. Whether the bullet went sideways, forward or backward is still open to conjecture.
Following the State’s recitation and the proffered additions, Moore renewed his motion regarding the operability of the firearm, again arguing that Section 5-133(c) required proof of the operability of the firearm. The judge again denied Moore’s motion, adopting the reasoning set forth in his previous ruling. Moore then moved for judgment of acquittal, which the judge also denied. Thereafter, Moore was found guilty and sentenced to five years’
Before the Court of Special Appeals, Moore argued that, under Section 5-133(c), the State must prove operability of the firearm in order to secure a conviction. The Court of Special Appeals affirmed his conviction, however, determining that the Circuit Court Judge properly denied Moore’s motion, because, based on the plain language of Section 5 — 101(h), “firearm” includes both operable and inoperable weapons. Moore v. State,
Discussion
The State and Moore both agree that the crux of this case is whether a handgun must be operable to be considered a “firearm” under Section 5-101(h) of the Public Safety Article; they disagree as to whether that Section requires operability. We are thus presented with an issue of statutory interpretation, the well-settled principles of which we recently observed in Ray v. State,
In statutory interpretation, our primary goal is always to discern the legislative purpose, the ends to be accomplished, or the evils to be remedied by a particular provision, be it statutory, constitutional or part of the Rules. We begin our analysis by first looking to the normal, plain meaning of the language of the statute, reading the statute as a whole to ensure that no word, clause, sentence or phrase is rendered surplusage, superfluous, meaningless or nugatory. If the language of the statute is clear and unambiguous, we need not look beyond the statute’s provisions and our analysis ends. Occasionally we see fit to examine extrinsic sources of legislative intent merely as a check of our reading of a statute’s plain language. In such instances, we may find useful the context of a statute, the overall statutory scheme, and archival legislative history of relevant enactments.
If, however, the language is subject to more than one interpretation, it is ambiguous, and we endeavor to resolve that ambiguity by looking to the statute’s legislative history, case law, statutory purpose, as well as the structure of the statute. When the statute is part of a larger statutory scheme, it is axiomatic that the language of a provision is not interpreted in isolation; rather, we analyze the statutory scheme as a whole considering the purpose, aim, or policy of the enacting body and attempt to harmonize provisions dealing with the same subject so that each may be given effect.
Id. at 404-05,
Section 5-101(h) of the Public Safety Article defines a “firearm” as follows:
(h) Firearm. (1) “Firearm” means:
(i) a weapon that expels, is designed to expel, or may readily be converted to expel a projectile by the action of an explosive; or
(ii) the frame or receiver of such a weapon.
(2) “Firearm” includes a starter gun.
Moore argues that Section 5-101 (h) is ambiguous and incapable of plain meaning analysis, because our jurisprudence “on the requirement of operability in [other] firearm offenses makes the meaning of the definition of ‘firearm’ far from ‘plain.’ ” Moore further contends that the legislative history of Section 5-101(h) contains no indication that the Legislature intended for the definition of firearm to include inoperable weapons. Conversely, the State argues that there is no requirement that a regulated firearm must be operable, a conclusion, according to the State, that “is clearly borne out by both the statute’s plain language, its legislative history, and the policy behind this history.”
In the present case, the Court of Special Appeals consulted dictionary definitions to conduct its plain meaning analysis of Section 5-101(h), concluding that the definition of “firearm” includes inoperable weapons. Moore,
Initially, we would observe that there is no language in Section 5 — 101(h) that requires operability. Although Moore would have us insert an operability requirement in Section 5-101(h), we have frequently stated that “[w]e will not ... judicially insert language [into a statute] to impose exceptions, limitations, or restrictions not set forth by the legislature.” Henriquez v. Henriquez,
When conducting a plain meaning analysis, we have observed that dictionary definitions “provide a useful starting point for discerning what the legislature could have meant in using a particular term.” Ishola v. State,
Secondly, the Section also provides that a firearm may be a weapon that “is designed to expel ... a projectile by the action of an explosive.” The word “design” is defined as “[t]o create or contrive for a particular purpose or effect,” American Heritage, supra, at 491, or “to devise for a specific function or end,” Webster’s, supra, at 338. In other words, a firearm may be a weapon that is “created,” “contrived” or “devised” for the “specific function” or “particular purpose” to “force out” or “discharge” a projectile by the action of an explosive, although not functional. This portion clearly includes inoperable, albeit designed to be operable, firearms. See Neal v. State,
Thirdly, under Section 5 — 101(h)(l)(i), a “firearm” also includes a weapon that “may readily be converted to expel a projectile by the action of an explosive.” The word “readily” means “without much difficulty,” Webster’s, supra, at 1035, “[i]n a prompt, timely manner,” or “[i]n a manner indicating or connoting ease.” American Heritage, supra, at 1455. The word “convert,” in turn, means “to change from one form or function to another,” “to alter the physical or chemical nature or properties of,” Webster’s, supra, at 273, “[t]o change (something) into another form, substance, state, or product,” or “[t]o change (something) from one use, function, or purpose to another.” American Heritage, supra, at 401. A “firearm,” as it is contemplated in this portion of Section 5-101(h)(l)(i), thus includes a weapon that may be “changed” or “altered” “in a prompt, timely manner,” from one that cannot “expel a projectile by the action of an explosive,” i.e., an inoperable weapon, to one that can “expel a projectile by the action of an explosive.” This portion of the statute, thereby, also clearly contemplates that a firearm may be inoperable, although readily converted.
Our plain meaning analysis is further bolstered by the terms of the second portion of the statute in issue, Section 5-101(h)(1)(ii), which states that a “firearm” may be “the frame or receiver of such a weapon.” While “frame or receiver” is not defined, the Bureau of Alcohol, Tobacco, and Firearms, the federal law enforcement agency tasked with investigating, inter alia, crimes involving the unlawful use, manufacture, and possession of firearms, defines a “frame or receiver” as “[tjhat part of a firearm which provides housing for the hammer, bolt or breechblock, and firing mechanism, and which is usually threaded at its forward portion to receive the barrel.” 27 C.F.R. § 478.11. A frame or receiver that provides housing for the internal components of the weapon is clearly not capable of “expel[ling] a projectile by the action of an explosive,” absent the requisite internal components. Thus, Section 5-101(h)(1)(H), which defines “firearm” as including the “frame or receiver,” only a component, clearly does not require operability of the weapon for its application. See Hicks v. State,
In the 1951 Codification of the Maryland Code, Section 531B was renumbered as Section 538, without change, and then again in the 1957 Codification of the Maryland Code, as Section 441, again without change. In 1966, Section 441 was repealed and re-enacted, with amendments. 1966 Md. Laws, Chap. 502 (codified at Maryland Code (1957, 1967 Supp.), Section 441 of Article 27). The definition for “pistol or revolver” was expanded to include “any firearm with barrel less than twelve inches in length, including signal, starter, and blank pistols.” Id. In 1979, Section 441 was amended again, “[f]or the purpose of defining the term ‘antique pistol or revolver’ to mean a pistol or revolver manufactured before a certain date.... ” 1979 Md. Laws, Chap. 471. From this point until 1996, there were no substantive changes to Section 441 that pertained to pistols or revolvers.
In the 1996 Legislative Session, the General Assembly passed the Maryland Gun Violence Act of 1996. 1996 Maryland Laws, Chs. 561, 562. The Bill, which included House and Senate versions, House Bill 297 and Senate Bill 215, respectively, was summarized as follows:
This bill is aimed at reducing gun-related violent crime in Maryland with a two-fold approach.
First, the bill creates several new crimes involving the use or possession of firearms, increases the penalties for several current crimes relating to the use or possession of firearms, and authorizes the courts and law enforcement authorities to take certain action regarding firearms in domestic violence situations.
Second, the bill makes several substantive, as well as non-substantive, changes to the current law governing the sale, transfer, and possession of pistols, revolvers, and assault weapons (all included in the new term “regulated firearms” in the bill).
House Judiciary Committee Bill Analysis for Senate Bill 215, at 1 (1996). The Bill substantially amended Section 441 of Article 27, removing the definition of “pistol or revolver” and adding several new definitions, including “firearm,” “handgun” and “regulated firearm,” which the Senate Judicial Proceedings Committee described as follows:
(viii) Firearm: This is a new term that is defined to mean any weapon which will or is designed to or may readily be converted to expel a projectile by the action of an explosive or the frame or receiver or any such weapon.
(xiii) Handgun: This term is a substitute for the terms “pistol” and “revolver.” However, the definition of this term is broader than the current definition of the terms “pistol” and “revolver” because it includes any firearm with a barrel of less than 16 inches,” rather than 12 inches as specified in current law.
(xv) Regulated Firearm: This is a new term that includes; (1) handguns; (2) assault weapons; and (3) any firearm whose sale or transfer is subject to theprovisions of the new subtitle governing the sale and repair of regulated firearms.
Senate Judicial Proceedings Committee Bill Analysis for Senate Bill 215, at 4 (1996). With the passage of the Maryland Gun Violence Act, the definition of “firearm” was eventually codified in Section 441 (i) of Article 27, Maryland Code (1957, 1996 Repl. Vol.), as:
(1) Any weapon (including a starter gun) which will or is designed to or may readily be converted to expel a projectile by the action of an explosive; or
(2) The frame or receiver of any such weapon.
Finally, in 2003, the General Assembly repealed Section 441, recodifying it in the newly-created Public Safety Article at Section 5-101, without substantive change, where it is currently located. 2003 Md. Laws, Chap. 5 (codified at Maryland Code (2003), Section 5-101 of the Public Safety Article).
The basis for the change was to further prevent weapons from being possessed by individuals who should not hold them, pursuant to Section 5-133, which prohibits possession of firearms by felons convicted of crimes of violence or enumerated drug crimes. In so doing,, the Legislature chose to follow the federal model. According to the Senate Floor Report for the 1996 Bill, the definition that the General Assembly chose for “firearm” was a “[njew definition consistent with federal law.”
The term “firearm” means (A) any weapon (including a starter gun) whichwill or is designed to or may readily be converted to expel a projectile by the action of an explosive; (B) the frame or receiver of any such weapon; (C) any firearm muffler or firearm silencer; or (D) any destructive device. Such term does not include an antique firearm.
This Section was enacted in 1968 as part of the Omnibus Crime Control and Safe Streets Act of 1968. Pub.L. No. 90-351, 82 Stat. 237 (1968). The Senate Report for the Bill iterated that inoperable firearms were swept up in the term, “firearm”:
Section 921(a)(3).-This definition of the term “firearm” is a revision of the definition in the present law (15 U.S.C. 901(3)). The definition has been extended to include any weapon (including a starter gun) which will, or may be readily converted to, expel a projectile or projectiles by the action of an explosive. This provision makes it clear that so-called unserviceable firearms come within the definition. Under the present definition of “firearm,” any part or parts of such a weapon are included. It has been found that it is impractical to have controls over each small part of a firearm. Thus, the revised definition substitutes only the major parts of the firearm; that is, frame or receiver for the words “any part or parts.”
S.Rep. No. 90-1097 (1968), reprinted in 1968 U.S.C.C.A.N. 2112, 2200 (emphasis added). As a result, plain meaning analysis, as well as legislative history in the State and for that of our federal analogue, leads us to conclude that a weapon does not have to be operable to come within the definition of “firearm” in Section 5-101(h). See Nash v. State,
We would be remiss if we did not note that federal courts have overwhelmingly determined that operability is not a requirement under the similar federal statute, Section 921(a)(3) of Title 18, United States Code. See, e.g., United States v. Williams,
Moore urges us, nevertheless, to ignore the plain meaning of Section 5-101(h) and, instead, rely on Howell v. State,
(b) Handgun. — “Handgun” means any pistol, revolver, or other firearm capable of being concealed on the person, including a short-barreled shotgun and a short-barreled rifle as these terms are defined below, except it does not include a shotgun, rifle, or antique firearm as those terms are defined below.
This definition pertained to offenses for wearing and carrying handguns during the commission of certain crimes, which were enumerated in Section 36 of Article 27. In attempting to discern the class of weapons that qualified as handguns under Section 36, in Howell, we observed, in a footnote:
The Attorney General in 58 Op. Att’y Gen. 572, 576 (1973) opined that “[i]t is abundantly clear that the term handgun as defined [in the Maryland statute] covers the same weapons as contemplated in the definition of firearm contained in the ‘Gun Control Act of 1968,’ codified at 18. U.S.C. 921(3),” stating that the latter statute “defines a firearm as ‘... any weapon (including a starter gun) which will or is designed to or may readily be converted to expel a projectile by the action of an explosive; (B) the frame or receiver of any such weapon; (C) any firearm muffler or firearm silencer; or (D) any destructive device. Such term does not include an antique firearm.’ ”
It is to be specifically noted that the Maryland statute does not define the term “firearm.”
Howell,
[F]or this device to be a handgun it must be a firearm or it must be readily or easily convertible into a firearm. We further conclude that to be a firearm it must propel a missile by gunpowder or some such similar explosive and that the gas here involved is not a missile withinthe natural and ordinary signification of the term.
Id. at 396,
Our colleagues on the Court of Special Appeals have apparently relied on, Howell as prescribing an operability requirement, not only in use of a handgun cases, but also in the carrying of a handgun context. In this regard, York v. State,
Moore contends that Howell and, specifically, our interpretation of the meaning of “firearm” as mandating some level of operability, requires us to find that a “firearm” under Section 5-101(h) must also achieve that level of operability. Our discussion in Howell, however, does not alter our interpretation of the plain meaning of Section 5-101(h) as not requiring operability. Moore’s reliance on Howell fails to give proper credence to the axiom that the same word or phrase in two different statutes can nonetheless contain different meanings:
There is no rule of construction which requires the same meaning always to be given to the same word, when used in different connections in the same statute or in different statutes. On the contrary, such is the flexibility of language and the want of fixity in many of our commonest expressions, that a word or phrase may bear very different meanings according to the connection in which it is found. Hence the rule that the terms of a statute are always to be interpreted with references to the subject-matter of the enactment.
Henry C. Black, Handbook on the Construction and Interpretation of the Laws 171-72 (2d ed.1911). See also Price v. State,
The Court of Special Appeals has had occasion to observe the differing contexts under which these two definitions apply. In York v. State,
The General Assembly included a declaration of policy when it enacted Art. 27, § 36B. After finding that “in recent years [there has] been an alarming increase in the number of violent crimes perpetrated in Maryland, and a high percentage of those crimes involve the use of handguns” (Art. 27, § 36B(a)(i)), the [Legislature went on to explain:
(ii) The result has been a substantial increase in the number of persons killed or injured which is traceable, in large part, to the carrying of handguns on the streets and public waysby persons inclined to use them in criminal activity....
This language demonstrates that the paramount purpose of the General Assembly in enacting § 36B was to reduce the especially high potential for death or serious injury that arises when a handgun, as distinguished from some other weapon, is used in a crime of violence. That potential for major harm exists only when the weapon, at the time of the offense, is useable as a handgun. If it is not then so useable, its likelihood of inflicting injury is no greater than that produced by a knife or a club — bad enough, but different from the special hazard to the victim that the legislature attached to the use of handguns.
Id. at 228-29,
In conclusion, the firearm in the present case did not need to be operable to constitute a violation of the statute in issue; therefore, Moore’s conviction is affirmed.
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. COSTS IN THIS COURT AND THE COURT OF SPECIAL APPEALS TO BE PAID BY PETITIONER.
BELL, C.J., and GREENE, J., Dissent.
Notes
. Section 5-101(h) of the Public Safety Article provides:
(h) Firearm. (1) "Firearm” means:
(i) a weapon that expels, is designed to expel, or may readily be converted to expel a projectile by the action of an explosive; or (ii) the frame or receiver of such a weapon.
(2) "Firearm” includes a starter gun.
All references to Section 5-101(h) throughout are to the Public Safety Article, Maryland Code (2003), unless otherwise noted.
. Section 5-133(c) of the Public Safety Article provided:
(c) Penalty for possession by person convicted of crime of violence. (1) A person may not possess a regulated firearm if the person was previously convicted of:
(1) a crime of violence; or
(ii) a violation of § 5-602, § 5-603, § 5-604, § 5-605, § 5-606, § 5-607, § 5-608, § 5-609, § 5-612, § 5-613, or § 5-614 of the Criminal Law Article.
(2) A person who violates this subsection is guilty of a felony and on conviction is subject to imprisonment for not less than 5 years, no part of which may be suspended.
(3) A person sentenced under paragraph (1) of this subsection may not be eligible for parole.
(4) Each violation of this subsection is a separate crime.
All references to Section 5-133 throughout are to the Public Safety Article, Maryland Code (2003), unless otherwise noted. Since 2003, Section 5-133 has been amended, although no amendments address the issue of handgun operability. Section 5-133 was recodified, effective October 1, 2010, to include an exception for individuals under a civil protective order requiring the surrender of a regulated firearm. 2010 Md. Laws, Chap. 712 (recodified at Maryland Code (2003, 2010 Supp.), § 5-133 of the Public Safety Article). Section 5-133(c) was amended, effective October 1, 2011, as follows:
(c) Penalty for possession by person convicted of crime of violence.—
(1) A person may not possess a regulated firearm if the person was previously convicted of:
(1) a crime of violence; or
(ii) a violation of § 5-602, § 5-603, § 5-604, § 5-605, § 5-612, § 5-613, or § 5-614 of the Criminal Law Article.
(2) (i) Subject to paragraph (3) of this subsection, a person who violates this subsection is guilty of a felony and on conviction is subject to imprisonment for not less than 5 years and not exceeding 15 years.
(ii) The court may not suspend any part of the mandatory minimum sentence of 5 years.
(iii) Except as otherwise provided in § 4-305 of the Correctional Services Article, the person is not eligible for parole during the mandatory minimum sentence.
(3) At the time of the commission of the offense, if a period of more than 5 years has elapsed since the person completed serving the sentence for the most recent conviction under paragraph (l)(i) or (ii) of this subsection, including all imprisonment, mandatory supervision, probation, and parole:
(i) the imposition of the mandatory minimum sentence is within the discretion of the court; and
(ii) the mandatory minimum sentence may not be imposed unless the State's Attorney notifies the person in writing at least 30 days before trial of the State’s intention to seek the mandatory minimum sentence.
2011 Md. Laws, Chaps. 164, 165.
3. Because we conclude that proof of operability of the firearm is not a prerequisite to a conviction for illegal possession of a regulated firearm, we need not address the sufficiency issue raised in the second question presented.
. In the agreed statement of facts, the State noted that, "[the forensic expert] would indicate, if he would not have fixed the handgun and test fired it, the gun would have gone off, but it could have exploded or the shell casing would have come back and hit him in the head, and that was reason for fixing the gun.” (emphasis added).
. Section 5-133(c)(l)(ii) prohibits a person from possessing a regulated firearm if the person was previously convicted of a "crime of violence” or “a violation of § 5-602, § 5-603, § 5-604, § 5-605, § 5-606, § 5-607, § 5-608, § 5-609, § 5-612, § 5-613, or § 5-614 of the Criminal Law Article.” Section 5-602 et seq. of the Criminal Law Article pertains to crimes involving controlled dangerous substances and paraphernalia. On May 5, 2005, Moore had been convicted in the Circuit Court for Baltimore City of possession of cocaine with intent to distribute, a violation of Section 5-602 of the Criminal Law Article, Maryland Code (2002).
. Section 5-133(c)(2) provides: "A person who violates this subsection is guilty of a felony and on conviction is subject to imprisonment for not less than 5 years, no part of which may be suspended.”
. Moore contends that "[i]t would be unreasonable to conclude that, when the Legislature made an explicit change to the existing law of operability in one statute, it also implicitly eliminated the requirement of operability with respect to other firearms offenses as well." This argument apparently focuses on the fact that, in 1996, the General Assembly also amended former Section 36B(d) of Article 27, the provision pertaining to the "unlawful use of [a] handgun or antique firearm in [the] commission of crime,” adding the following language: "whether operable or inoperable at the time of the offense.” 1996 Md. Laws, Chs. 561, 562. According to Moore, under the doctrine of expressio unius est exclusio alterius, or, "the expression of one thing is the exclusion of another,” Walzer v. Osborne,
The doctrine of expressio unius est exclusio alterius, moreover, is "merely an auxiliary rule of statutory construction applied to assist in determining the intention of the Legislature where such intention is not manifest from the language used.” Walzer,
. To the extent that Moore contends that the new definition was not consistent with federal law, we find no merit in his argument. In addition to the legislative history that indicates as much, the definition that the General Assembly chose for the definition of “firearm” was virtually identical to language that was found in Section 921(a)(3) of Title 18, United States Code.
. In 2002, Section 36F(b) was repealed and recodified in the Criminal Law Article. 2002 Md. Laws, Chap. 26. It is now located in Section 4-201(c) of the Criminal Law Article, Maryland Code (2002).
. See also, in this regard, Powell v. State,
Dissenting Opinion
dissenting, in which GREENE, J. joins.
The majority, relying on the plain language of Maryland Code (2008, 2011 Supp.) § 5-133(c) of the Public Safety Article,
The petitioner, Rodney Taureen Moore, was charged in Baltimore County, with, inter alia, two counts of the use of a handgun in the commission of a crime of violence, Maryland Code (2002) Criminal Law Article § 4-204(a),
Under the Maryland statutory scheme regarding gun crimes, it was, as it is now, a crime to wear, carry and transport a handgun, Maryland Code (1957, 1996 Repl.Vol.) Article 27, § 36B (b)
“(i) a weapon that expels, is designed to expel, or may readily be converted to expel a projectile ... or
“(ii) the frame or receiver of such a weapon.”
Maryland Code (2003, 2011 Supp.) Public Safety Article, § 5-101(h).
As we have seen, that has not always been the case. This definition, in its present formulation, became a part of the Maryland legislative framework in 1996, when, as part of the Maryland Gun Violence Act of 1996, “Section 2, chs. 561 and 562, Acts 1996, effective Oct. 1, 1996, repealed former § 441 and enacted a new section in lieu thereof.” That new § 441 contained new subsection (i), which provided:
“Firearm. — ‘Firearm’ means:
“(1) Any weapon (including a starter gun) which will or is designed to or may readily be converted to expel a projectile by the action of an explosive; or
“(1) The frame or receiver of any such weapon.”
In another part of that Act, the General Assembly made a substantive change, and a significant one, to Article 27, § 36B (d). In what could only be an attempt, with respect to that statute, to put to rest the controversy caused by certain factual scenarios involving obvious, but inoperable, handguns, the Legislature amended that section to provide:
“(d) Unlawful use of handgun or antique firearm in commission of crime; penalties. — Any person who shall use a handgun or an antique firearm capable of being concealed on the person in the commission of any felony or any crime of violence as defined in § 441 of this article, whether operable or inoperable at the time of the offense, shall be guilty of a separate misdemeanor.... ”
(Emphasis added). Significantly, neither § 445, predecessor to § 5-133 of the Public Safety Article nor § 36B (b), predecessor to § 4-203 of the Criminal Law Article were amended to address operability.
Before Howell v. State,
Subsequent to the passage of Maryland’s Gun Violence Act of 1996, pursuant to Laws 2002, ch. 26, § 2, § 36F was re-codified,
Nevertheless, the term, “handgun,” which necessarily required interpretation of the term, “firearm,” was defined by this Court in Howell. The definition we settled upon was one based on language similar to, if not identical to, that of the federal Gun Control Act of 1968, 18 U.S.C. § 921(3) (1968). See Howell,
This Court had to decide whether a tear gas pistol was a handgun within the meaning of Maryland Code (1957, 1976 Repl.Vol.) Article 27, § 36F (1957, 1976 Repl.Vol.). Id. at 390,
“The Attorney General in 58 Op. Att’y Gen. 572, 576 (1973) opined that ‘[i]t is abundantly clear that the term handgun as defined [in the Maryland statute] covers the same weapons as contemplated in the definition of firearm contained in the ‘Gun Control Act of 1968,’ codified at 18 U.S.C. 921(3),’ stating that the latter statute ‘defines firearm as “... any weapon (including a starter gun) which will or is designed to or may readily be converted to expel a projectile by the action of an explosive; (B) the frame or receiver of any such weapon; (C) any firearm muffler or firearm silencer; or (D) any destructive device. Such term does not include an antique firearm.” ’ The federal act says that a ‘destructive device’ is ‘any type of weapon ... by whatever name known which will, or which may be readily converted to, expel a projectile by the action of an explosive or other propellant, and which has any barrel with a bore of more than one-half inch in diameter....’”
Id. at 391, n. 1,
“If we regard the statute here as intending to define the term handgun as ‘any pistol, revolver, or other firearm’ (Emphasis added.) then the only way that ‘no word, clause, sentence, or phrase [may not] be rendered surplusage, superfluous, meaningless, or nugatory,’ is to conclude that the presence of the word ‘other’ before ‘firearm’ is an indication that the General Assembly intended that to be a ‘handgun’ the device under consideration must be a firearm.”
Id. at 394,
After our decision in Howell, it was well settled that a handgun within the meaning of § 36F “cover[ed] the same weapons as contemplated in the definition of ‘firearm’ contained in the Gun Control Act, 18 U.S.C. 921 (1968).” 58 Op. Att’y Gen. 567, 576 (1973); See also Maryland Code (1957, 1982 Repl.Vol.) Article 27, § 36F (citing 58 Op. Att’y Gen. 567 (1973) and Howell v. State) (stating “[t]he term ‘handgun’ as defined in this section covers the same weapons as contemplated in the definition of ‘firearm,’ contained in the Gun Control Act, 18 U.S.C. § 922”). Moreover, as we have seen, the General Assembly amended § 441, in effect codifying the Howell definition of “firearm,” borrowed from federal law, by largely adopting the language from the federal Gun Control Act that Howell construed and which formed the basis for that definition and inserting it in subsection (n). In so doing, the Legislature was aware, and in any event, is presumed to
Section 5-133 provides that “(b) ... [a] person may not possess a regulated firearm if the person: (1) has been convicted of a disqualifying crime[,]” as listed in § 5-133(c). Section 5-101(h) defines “firearm,” which subsection (a) indicates applies to the Regulated Firearm Subtitle. The majority interprets this definition as being identical to the federal “firearm” definition located in § 921(a)(3), Title 18 of the United States Code. See Moore v. State, 135 n. 8,
The majority traces the roots of § 5-101 to § 441 without acknowledging the relationship between § 445 and §§ 36B and 36F and, in particular, that § 36F defined the objects whose possession, under the enumerated circumstances, § 445 proscribed. In fact, although, when Howell was decided, all of the statutes involved “Crimes and Punishments” and appeared in the same Article, the majority simply dismisses § 36F as “a different handgun statute.”
Although, as the majority emphasizes, which, by the way, I concede, Howell interpreted, not § 441 (i), the predecessor to § 5 — 101(h), but § 36F, in which the definition of “handgun,” as used in § 36B (d), was set forth. There was a good reason that the Court did not interpret § 441(i): it did not then exist and no Maryland statute defined “firearm.” To be sure, then present § 441(c) used the term, “firearm,” in its definition of “handgun,” as did § 36B (b), but neither further defined or explained that term. More to the point, however, as Howell makes clear, the Court was aware of, and, indeed, in defining that term, considered the definition of “firearm” in the ‘Gun Control Act of 1968,’ codified at 18 U.S.C. 921(3), which used virtually the same language as the General Assembly did in enacting § 5-101 and, later, § 4-201(a).
The majority, after an extensive plain meaning analysis of § 5-101(h), states that the Maryland Gun Violence Act, which codified the definition of “firearm” in § 441(i) of Article 27, created a new definition consistent with federal law, evidenced by the nearly-identical language contained in the § 921(a)(3) of Title 18, United States Code. Moore, 133-34,
“To the extent that Moore contends that the new definition was not consistent with federal law, we find no merit in his argument. In addition to the legislative history that indicates as much, the definition that the General Assembly chose for the definition of “firearm” was virtually identical to language that was found in Section 921(a)(3) of Title 18, United States Code.”
Id. at 135 n. 8,
The logic of the majority’s construction escapes me. As we have seen, this Court took account of the federal statute on which § 5-101 is based when it, construing § 36B (b), defined “handgun,” a critical component of which is that it be a “firearm.” Consequently, the Court necessarily defined “firearm.” Following that decision, it has been the law of this State that, to be a handgun, the object must be a firearm, and that it be an operable firearm. See Brown v. State,
That was the case whether the cases involved, as in the above cited cases, “wearing, carrying or transporting” or “use of’ a handgun crimes, or, as the following cases exclusively involve, the possession proscribed by § 5-133(c).
The mere subsequent adoption of pre-existing and well known federal statute language simply does not, and cannot, negate or undermine in any way the Howell ruling. More is required to indicate a legislative intent to reverse that decision. There is nothing more in that regard in this case. The more there is augurs against the position the majority espouses.
As I have previously pointed out, concurrently with the enactment of a definition of “firearm,” which largely mirrored the federal Gun Control Act of 1968, the General Assembly amended § 36B (d) to make clear that conviction of that offense did not depend on whether the handgun used was operable, that conviction could occur “whether the antique firearm or handgun is operable or inoperable at the time of the crime.” To my mind, this indicates quite clearly that, rather than a mere presumption, see Simpson,
A rationale for removing the State’s burden of proving that a handgun used in the commission of a crime was operable was clearly stated by the Governor’s Commission on Gun Violence:
“The Commission heard testimony that this issue is critical in the prosecution of crimes involving the use of a handgun and [requiring operability] poses an extra element of proof for prosecutors. Moreover, some Commissioners stated that it was irrelevant to a crime victim, who believed that the handgun was capable of being fired, whether the weapon was operable or not. In other words, the impact intended by the criminal and felt by the victim is the same irrespective of whether the gun was operable. Accordingly, the Commission concluded that the proof that the handgun was operable was essentially irrelevant to the criminal act in question and voted to recommend elimination of this element of proof.”
Report of Governor’s Commission on Gun Violence at 18. To my mind, the General Assembly’s action in amending § 36B (d) was consistent with the Commission’s sentiments. Equally significant, none of the
It makes sense not to require proof that a brandished handgun is operable where the charged crime is an active one, involving violence and a victim, who, as a result, is, and is intended to be, intimidated; in such circumstances, the handgun’s operability simply may be deemed irrelevant. This rationale does not apply in the case of a statute that prohibits a certain class of persons from merely possessing a handgun.
In 2009, thirteen years after Maryland had codified the definition of “firearm” borrowed from federal law, the issue of whether proof of operability was a requirement for a conviction under § 5-133 was squarely presented to the Court of Special Appeals in Hicks v. State,
“We have found no Maryland cases that directly speak to the precise issue before us. We are persuaded, however, that a firearm need not be operable to sustain a conviction under Pub. Safety § 5-133(b). As noted, ‘firearm,’ the operative term here, is defined as ‘a weapon that expels, is designed to expel, or may readily be converted to expel a projectile by the action of an explosive; or the frame or receiver of such a weapon.’
“Since the federal definition of ‘firearm’ is substantially the same as that in Pub. Safety, § 5-101(h), and the corresponding federal and Maryland statutes regulate essentially the same conduct, we view the federal courts’ interpretation of the term ‘firearm’ as persuasive. We hold that, in order to obtain a conviction under Pub. Safety § 5-133, the State need not prove that the firearm in question was operable.”
Id. at 136, 139,
To the majority, the Public Safety Article and the Criminal Law Article contain mutually exclusive definitions of the word “firearm.” See Moore, 137-39,
But even a plain meaning analysis does not justify the result the majority strains to reach: the language of § 5-101(h) requires that the subject weapon expel; be designed to expel; may be readily converted to expel a projectile by the action of an explosive, or to be the frame or receiver of a weapon that expels, is designed to expel, or may readily be converted to expel a projectile. Rather than not being language “that requires operability,” as the majority states, Moore, 127,
This is in contradistinction to the majority’s approach: it focuses on the phrase, “is designed to,” and concludes that the mere design alone makes a weapon a “firearm” for purposes of the § 5-101(h) violation. Id. at 129-30,
It is well settled that, when interpreting statutes, we seek “to ensure that no word, clause, sentence or phrase is rendered surplusage, superfluous, meaningless or nugatory.” Ray,
Section 5 — 101(h)(1)(i) defines “firearm” using a series of phrases, which, as characterized by the majority, “contemplates three distinct levels of functionality under which a firearm may fall[.]” Moore, 130,
The majority last argues that, because Maryland intended to model its own Act after the federal Gun Control Act of 1968, and because the federal government does
I dissent.
Judge GREENE authorizes me to state that he joins in the dissent.
. Public Safety Article § 5-133(c) provides:
"(c) Penalty for possession by person convicted of crime of violence.—
"(1) A person may not possess a regulated firearm if the person was previously convicted of:
"(i) a crime of violence; or
“(ii) a violation of § 5-602, § 5-603, § 5-604, § 5-605, § 5-612, § 5-613, or § 5-614 of the Criminal Law Article.
"(2)(i) Subject to paragraph (3) of this subsection, a person who violates this subsection is guilty of a felony and on conviction is subject to imprisonment for not less than 5 years and not exceeding 15 years.
“(ii) The court may not suspend any part of the mandatory minimum sentence of 5 years.
“(iii) Except as otherwise provided in § 4-305 of the Correctional Services Article, the person is not eligible for parole during the mandatory minimum sentence.
"(3) At the time of the commission of the offense, if a period of more than 5 years has elapsed since the person completed serving the sentence for the most recent conviction under paragraph (l)(i) or (ii) of this subsection, including all imprisonment, mandatory supervision, probation, and parole:
“(i) the imposition of the mandatory minimum sentence is within the discretion of the court; and
"(ii) the mandatory minimum sentence may not be imposed unless the State’s Attorney notifies the person in writing at least 30 days before trial of the State’s intention to seek the mandatory minimum sentence.
"(4) Each violation of this subsection is a separate crime.”
. Public Safety Article § 5-101(n) also contains a definition of "handgun,” "a firearm with a barrel less than 16 inches in length[, including] signal, starter, and blank pistols,” a carry-over from former Maryland Code (1957, 1996 Repl.Vol.) Article 27, § 441(c). Although not as forthright as Public Safety Article §§ 5-301 and 5-401, both of which defined handguns by reference to the definition in Maryland Code (2002, 2011 Supp.) Criminal Law Article, § 4-201, this seems to be for a similar purpose, to conform to that aspect of the Criminal Law Article definition that addresses concealability.
. Criminal Law Article § 4-204(a) (2002) provides:
"(a) Prohibited. — A person may not use a firearm in the commission of a crime of violence, as defined in § 5-101 of the Public Safety Article, or any felony, whether the firearm is operable or inoperable at the time of the crime.”
. Criminal Law Article § 4-203(a) (2002) provides:
“(a) Prohibited.—
"(1) Except as provided in subsection (b) of this section, a person may not:
“(i) wear, carry, or transport a handgun, whether concealed or open, on or about the person;
"(ii) wear, carry, or knowingly transport a handgun, whether concealed or open, in a vehicle traveling on a road or parking lot generally used by the public, highway, waterway, or airway of the State;
“(iii) violate item (i) or (ii) of this paragraph while on public school property in the State; or
"(iv) violate item (i) or (ii) of this paragraph with the deliberate purpose of injuring or killing another person.
"(2) There is a rebuttable presumption that a person who transports a handgun under paragraph (l)(ii) of this subsection transports the handgun knowingly.”
. All other charges were nolle prosequi’d after the trial judge, in a ruling on a motion in limine, found as a matter of law, that a handgun need not be operable for a conviction under § 5 — 133(c). Thereafter, the parties proceeded on a not guilty agreed statement of facts, at which the State pursued only the charge under § 5-133(c) of the Public Safety Article.
. Article 27, § 36B (b) provided:
"(b) Unlawful wearing, carrying, or transporting of handguns; penalties. — Any person who shall wear, carry, or transport any handgun, whether concealed or open, upon or about his person, and any person who shall wear, carry or knowingly transport any handgun, whether concealed or open, in any vehicle traveling upon the public roads, highways, waterways, or airways or upon roads or parking lots generally used by the public in this State shall be guilty of a misdemeanor; and it shall be a rebuttable presumption that the person is knowingly transporting the handgun.”
All future references to Article 27 shall be to this volume of the Code, unless otherwise indicated.
. Article 27, § 36B (d) provided:
“(d) Unlawful use of handgun or antique firearm in commission of crime; penalties. — Any person who shall use a handgun or an antique firearm capable of being concealed on the person in the commission of any felony or any crime of violence as defined in § 441 of this article shall be guilty of a separate misdemeanor and on conviction thereof shall, in addition to any other sentence imposed by virtue of commission of said felony or misdemeanor.”
. Maryland Code (1957, 1971 Repl.Vol.) Article 27, § 445, as relevant, provided:
''Restrictions on sale, transfer and possession of pistols and revolvers.
"(c) Possession by criminal, fugitive, etc. — -It shall be unlawful for any person who has been convicted of a crime of violence, or of any of the provisions of this subtitle or who is a fugitive from justice or a habitual drunkard, or addicted to or an habitual user of narcotics, barbiturates or amphetamines, to possess a pistol or revolver.”
. In its entirety, the definition was:
"(b) Handgun. — 'Handgun' means any pistol, revolver, or other firearm capable of being concealed on the person, including a short-barreled shotgun and a short-barreled rifle as these terms are defined below, except it does not include a shotgun, rifle or antique firearm as those terms are defined below.' "
. The one section under "Firearms,” § 154, was repealed by Acts 1973, 1st Sp. Sess., ch. 4, § 2. It formerly stated:
"Carrying firearm while under influence of alcohol or narcotic drug. It shall be unlawful for a person to carry any firearm for the purpose of hunting any wild game, bird or creature, while intoxicated or under the influence of alcohol or any narcotic drug ...”
Maryland Code (1957, 1971 Repl.Vol.) Article 27, § 154.
. As a result of Code Revision, see laws 2003, ch.5, § 2, Article 27, § 441(i) was re-codified as § 5-101(h) of the Public Safety Article.
. As re-codified, § 4-201(c) provided:
"(c) Handgun.—
“(1) 'Handgun' means a pistol, revolver, or other firearm capable of being concealed on the person.
"(2) 'Handgun' includes a short-barreled shotgun and a short-barreled rifle.
"(3) 'Handgun' does not include a shotgun, rifle, or antique firearm.”
. That section provided:
"(a) Prohibited.—
"(1) Except as provided in subsection (b) of this section, a person may not:
“(i) wear, carry, or transport a handgun, whether concealed or open, on or about the person;
“(ii) wear, carry, or knowingly transport a handgun, whether concealed or open, in a vehicle traveling on a road or parking lot generally used by the public, highway, waterway, or airway of the State;
"(iii) violate item (i) or (ii) of this paragraph while on public school property in the State; or
"(iv) violate item (i) or (ii) of this paragraph with the deliberate purpose of injuring or killing another person.
"(2) There is a rebuttable presumption that a person who transports a handgun under paragraph (l)(ii) of this subsection transports the handgun knowingly.”
Comparison of the re-codified provision with the one it replaced confirms the Revisor’s conclusion that it "is new language derived without substantive change”
. As re-codified, § 4-204(a) provided:
"(a) Prohibited. — A person may not use an antique firearm capable of being concealed on the person or any handgun in the commission of a crime of violence, as defined in Article 27, § 441 of the Code, or any felony, whether the antique firearm or handgun is operable or inoperable at the time of the crime.”
By Laws 2003, ch. 17, the reference to Article 27, § 441 was replaced by one to § 5-101 of the Public Safety Article. During the last legislative session, § 4-204 was amended to include its own definition section to define "firearm.” See Laws 2011, ch. 164 and ch.165. That new subsection (a), largely identical to § 5 — 101(h), now provides:
"(a) ‘Firearm’defined. — (1) In this section,‘firearm’means:
"(i) a weapon that expels, is designed to expel, or may readily be converted to expel a projectile by the action of an explosive; or
"(ii) the frame or receiver of such a weapon.
"(b) Prohibited. — A person may not use a firearm in the commission of a crime of violence, as defined in § 5-101 of the Public Safety Article, or any felony, whether the firearm is operable or inoperable at the time of the crime.”
. The majority, in support of its proposition, cites to Henry C. Black, Handbook on the Construction and Interpretation of the Laws 171-72 (2d ed.1911), stating "[t]here is no rule of construction which requires the same meaning always to be given to the same word, when used in different connections in the same statute or in different statutes.” Moore v. State, 139,
”[W]here two statutes purport to deal with the same subject matter, they must be construed together as if they were not inconsistent with one another. Police Comm’r v. Dowling,281 Md. 412 , 418,379 A.2d 1007 (1977); Comm’n on Md. Discipline v. Bendler,280 Md. 326 , 330,373 A.2d 1232 (1977). In this regard, the courts strongly favor a harmonious interpretation in construing the related statutes which gives full effect to both statutes, even where they were enacted at different times and without relation to one another. Farmers & Merchants Bank v. Schlossberg,306 Md. 48 , 56,507 A.2d 172 (1986).”
I submit that §§ 5-133 and 4-203 of the Maryland Code purport to deal with the same subject matter, firearms. Further, I do not believe, and there is no evidence to show, that the Legislature had an intent to create a definition of "firearm” in § 5-101(h) that was contrary to, and not harmonious with, § 4-201(c) and its Howell-based interpretation.
. In candor, in none of these cases was operability of the handgun the issue.
. Nash v. State was pending appeal when the decision in Hicks v. State,
"Although appellant did not raise on appeal the issue he raised below regarding the operability of the firearm, we note that the State is not required to demonstrate that a firearm is operable to obtain a conviction under P.S. § 5-133(c)."
Nash,
. Additionally, there would seem to be due process implications where a person in mere possession of an inoperable weapon, fundamentally a useless heap of metal, is convicted of possessing a regulated firearm. I do not believe the statute gives proper notice that any weapon, whether operable or not, could incriminate a person under § 5-133.
. The statute's reference to "the frame or receiver of any such weapon,” (emphasis added) is, I believe, a reference to a weapon that expels, is designed to expel, or is readily capable of expelling a projectile. I do not take this language to mean that the frame or receiver of an inoperable weapon suffices. Had that been the Legislature’s intent, the words “any such weapon," referring back to subsection (l)(i), would not have been used.
. The same logic applies to Section 4-204(a) of the Criminal Law Article, which states
"A person may not use an antique firearm capable of being concealed on the person or any handgun in the commission of a crime of violence, as defined in [what is now] § 5-101 of the Public Safety Article, or any felony, whether the antique firearm or handgun is operable or inoperable at the time of the crime.”
If Section 5-101 in fact defined a firearm as being an operable or inoperable weapon, the language of Section 4-204 that states "whether ... operable or inoperable” would be superfluous.
