Tamika Johnson v. City of PhiladelphiaTamika Johnson v. City of Philadelphia
Thomas A. Lynam, III
Leonard G. Villari [ARGUED]
Villari Lentz & Lynam
100 North 20th Street
Suite 302
Philadelphia, PA 19103
Counsel for Appellant
Kelly S. Diffily
Craig R. Gottlieb
Jane L. Istvan [ARGUED]
City of Philadelphia Law Department
17th Floor
1515 Arch Street
Philadelphia, PA 19102
Counsel for Appellees
OPINION
MATEY, Circuit Judge.
Alita Johnson, her son Haashim Johnson, and her stepfather Horace McCouellem died in a fire that engulfed their Philadelphia apartment. In the glare of hindsight, their deaths seem senseless. With the building already burning, Ms. Johnson called 911. A fire department operator instructed her to remain inside, promising help was on the way. But a casсade of errors followed: firefighters initially drove to the wrong location and then, once at the scene, never learned that Ms. Johnson and her family were waiting. So the firefighters extinguished the blaze without a search, leaving all three trapped in their home where they perished from smoke inhalation. Days would pass before firefighters returned and discovered their bodies.
Seeking answers and redress, the administratrix of the decedents’ estates sued the city and two fire department employees. Her claims rest largely on the theory that the defendants caused the deaths by making mistake after mistake. Few will deny the seriousness of those errors. Fewer still will dеny that the grieving survivors deserve the peace that truth might bring. But not every injury has a legal remedy, and courts, particularly federal courts, may provide relief in limited circumstances. As those conditions do not exist here, we must affirm the District Court‘s decision to dismiss.
I. BACKGROUND
We sketch the story behind this action by drawing from the allegations in the complaint. As we review a decision granting a motion to dismiss, we assume those allegations are true and draw all reasonable inferences from them in the plaintiff‘s favor. See Haberle v. Troxell, 885 F.3d 170, 174 n.1 (3d Cir. 2018).
A. The Johnson Family‘s Death
Ms. Johnson, her son, and her stepfather (here, for convenience, “the Johnson Family“) rented an apartment in a Philadelphia rowhome. Long before the fire,
Late one evening in 2018, a fire ignited on the building‘s second floor. Alita Johnson did what anyone would do and called 911. Once connected, the phone operator directed city firefighters to the address of the burning building. The incorrect address, it turns out, sending emergency responders the wrong way. In the meantime, 911 transferred Ms. Johnson to an operator with the Philadelphia Fire Department‘s emergency call center (“Operator“).
Ms. Johnson told the Operator that she and her family were inside the burning building, in a room on the rear third floor. The Operator gave clear guidance in response: shut the door, place a towel across its bottom, and open a window. Ms. Johnson did as instructed. The Operator also encouraged Ms. Johnson to remain calm, explaining that rescuers were on the way. After a few minutes, for reasons unknown, the call disconnected. That was the last communication with the Johnson Family.
During the call, the Operator discovered the address error and relayed the correct address to a fire department dispatcher (“Dispatcher“), who rerouted the rescuers. But while the location of the fire was now correct, the scope of the emergency was not, since neither the Operator nor the Dispatcher told the firefighters that the Johnson Family was waiting inside the building. So the firefighters left after extinguishing the fire without ever looking for them. Days later, after relatives reported them missing, a full search of the building found their bodies, dead from smoke inhalation.
B. The Federal Civil Action
Tamika Johnson, the administratrix of the Johnson Family‘s estates (and the “Appellant“), then sued the Operator, the Dispatcher, the City of Philadelphia (“City“), and the City Fire Commissioner.1 The defendants moved to dismiss the complaint and, after oral argument, the District Court granted their motion. This timely appeal followed.
II. DISCUSSION
Appellant claims that the Operator and the Dispatcher violated the Johnson Family‘s constitutional rights under what is known as the “state-created danger” theory, and that the City violated those rights under the theory outlined in Monell v. Department of Social Services, 436 U.S. 658 (1978). She also claims that the City acted negligently under Pennsylvania law. The District Court held that Appellant failed to state any claim upon which relief could be granted. Finding no error, we will affirm.2
A. State-Created Danger Claims
The District Court held that, as alleged, neither the Dispatcher nor the Operator was liable for the Johnson Family‘s harm. Because the Dispatcher did not aсt affirmatively, and because the Operator‘s behavior did not shock the conscience, we agree.
1. Origin of the State-Created Danger Theory of Liability
The state-created danger doctrine traces to a few words in the Supreme Court‘s opinion in DeShaney v. Winnebago County Department of Social Services, 489 U.S. 189 (1989). Like the case here, the facts were disturbing. County officials allegedly learned of a father‘s penchant for beating his son Joshua. Id. at 192–93. Rather than protect the defenseless child, the officials elected against intervening, and the dad‘s final attack caused “brain damage so severe that [the boy was] expected to spend the rest of his life confined to an institution.” Id. at 193. Joshua and his mother then sued, alleging, novelly, that the officials’ failure to intervene violated the boy‘s constitutional rights. Id.
The Supreme Court rejected the claim. Such rights appear nowhere in the text of the Constitution, of course, and “the Due Process Clause[] generally confer[s] no affirmative right to governmental aid, even where such aid may be necessary to secure life, liberty, or property interests of which the government itself may not deprive the individual.” Id. at 196. Rather, only “in certain limited circumstances” does “the Constitution impose[] upon the State affirmative duties of care and protection with respect to particular individuals,” such as prisoners and the “involuntarily committed.” Id. at 198–99. In those cases, thе State has taken an “affirmative act of restraining the individual‘s freedom to act on his own behalf,” and that could be a “‘deprivation of liberty’ triggering the protections of the Due Process Clause.” Id. at 200. But there was not that kind of “special relationship” between the county and the young boy. Id. at 197, 201. Further, while the county “may have been aware of the dangers that Joshua faced in the free world, it played no part in their creation, nor did it do anything to render him any more vulnerable to them.” Id. at 201.
From those simple words—“played no part in their creation” and “render him any more vulnerable“—sprang a considerable expansion of the law. While seemingly not part of DeShaney‘s holding, lower courts seized on those words to create a new remedy that would, it was thought, aid the next “[p]oor Joshua.”3 Thus was born
Charting a new course, we elevated the commentary in DeShaney and discovered that the Court had “left open the possibility that a constitutional violation might . . . occur[]” when a state “play[s a] part in . . . creat[ing]” a danger or when it “render[s a person] more vulnerable to” that danger. Id. at 1205 (quoting DeShaney, 489 U.S. at 201). Since the police separated the couple, “then sen[t the woman] home unescorted in a seriously intoxicated state in cold weather,” the state, through its actors, “made [her] more vulnerable to harm.” Id. at 1209. The danger, we explained, was not the plaintiff‘s intoxicated journey from tavern to domicile. Id. Rather, it was thе “state-created danger” of removing her male companion, who presumably would have sheltered her from peril, that violated the guarantee of due process framed in the Fourteenth Amendment.5 Id. at 1211.
2. The State-Created Danger Theory Today
Several other Circuit Courts have also recognized the state-created danger theory of liability.6 But the Supreme Court has
doctrine offers little help to public employees seeking to better discharge their duties, and does not tell them “what to do, or avoid, in any situation.” Weiland v. Loomis, 938 F.3d 917, 919 (7th Cir. 2019).
But we remain bound to faithfully apply our precedent explaining the scope of the doctrine. As currently formulated, that requires a plaintiff to plead four elements: first, foreseeable and fairly direct harm; second, action marked by “a degree of culpability that shocks the conscience“; third, a relationship with the state making the plaintiff a foreseeable victim, rather than a member of the public in general; and fourth, an affirmative use of state authority in a way that created a danger, or made others more vulnerable than had the state not acted at all. See Sauers v. Borough of Nesquehoning, 905 F.3d 711, 717 (3d Cir. 2018). We apply that precedent to the facts Apрellant pleads here.
3. The Dispatcher Did Not Affirmatively Use Her Authority
The state-created danger theory requires Appellant to allege that the Dispatcher “affirmatively used . . . her authority in a way that created a danger to the [decedents] or that rendered [them] more vulnerable to a danger than had [the Dispatcher] not acted at all“—i.e., to allege an affirmative act. L.R. v. Sch. Dist. of Phila., 836 F.3d 235, 242 (3d Cir. 2016) (quoting Bright v. Westmoreland, 443 F.3d 276, 281 (3d Cir. 2006)). True, we have noted the “inherent difficulty in drawing a line between an affirmative act and a failure to act,” and sometimes frame the inquiry
Here, there are no allegations of affirmative conduct by the Dispatcher that caused the Johnson Family‘s harms. Rather, Appellant claims only that the Dispatcher failed to communicate the Johnson Family‘s location to the firefighters.10 But this is a classic allegation of omission, a failure to do something—in short, a claim of inaction and not action. That is not enough under our prior decisions, and so we will affirm the dismissal of that claim.
4. The Operator‘s Allеged Actions Did Not Shock the Conscience
Appellant alleges that the Operator violated the Johnson Family‘s constitutional rights by “directing them to close themselves inside the burning building‘s 3rd floor rear room, assuring them that [f]irefighters were coming to their rescue, but then failing inexplicably to inform the [f]irefighters of [their] existence, location, or need of rescue.” (App. at 54.) The District Court held that those allegations do not “shock the conscience,” as that phrase is defined in our precedent. We agree.
Start with the standard, recognizing that it offers little light. See, e.g., Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir. 1973) (noting the shock-the-conscience test “is not one that can be applied by a computer, [but] it at least points the way“), quoted in Cty. of Sacramento v. Lewis, 523 U.S. 833, 847 (1998). We have explained that “[t]he exact level of culpability required to shock the conscience . . . depends on the circumstances of each case, and the threshold for liability varies with the state actor‘s opportunity to deliberate before taking action.” Kedra v. Schroeter, 876 F.3d 424, 437 (3d Cir. 2017). In “‘hyperpressurized environments requiring a snap judgment,’ an official must actually intend to cause harm in order to be liable.” Id. (alteration omitted) (quoting Vargas v. City of Phila., 783 F.3d 962, 973 (3d Cir. 2015)). “In situations in which the state actor is required to act ‘in a matter of hours or minutes,’ . . . the state actor [must] ‘disregard a great risk of serious harm.‘” Id. (quoting Sanford v. Stiles, 456 F.3d 298, 310 (3d Cir. 2006) (per curiam)). “And where the actor has time to make an ‘unhurried judgment[],’ a plaintiff neеd only allege facts supporting an inference that the official acted with a mental state of ‘deliberate indifference.‘” Id. (alteration omitted) (quoting Sanford, 456 F.3d at 309).
The District Court believed that the Operator faced “emergency circumstances,” so the intent-to-cause-harm standard applied. (App. at 24.) On appeal, Appellant argues for a lower standard. But the claim fails even under the deliberate-indifference test. Consider the Operator‘s instructions and assurances. Sheltering in place rather than risking a perilous descent through a raging fire mirrors standard practices. As for the promises of timely help, Appellant notes that the Johnson Family “forwent attеmpting to escape the burning building by . . . another rear window that opened onto a flat, walkable roof.” (App. at 51.)
The Operator‘s failure to communicate the decedents’ location and need of rescue is also insufficient.11 “[T]he Due Process Clause is simply not implicated by a negligent act of an official causing unintended loss of or injury to life, liberty, or property.” Daniels v. Williams, 474 U.S. 327, 328 (1986); cf. Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999) (“[C]laims of negligence or medical malpractice, without some more culpable state of mind, do not constitute ‘deliberate indifference.’ . . . We have found ‘deliberate indifferеnce’ . . . where [a] prison official . . . knows of a prisoner‘s need for medical treatment but intentionally refuses to provide it.” (emphasis added)). Appellant does not allege that the Operator intentionally declined to relay the decedents’ location to the [f]irefighters. Instead, she argues the Operator “fail[ed] inexplicably to inform the firefighters of the decedents’
existence, location, or need of rescue.” (App. at 54 (emphasis added).) But the only reasonable inference is that the Operator neglected to relay that information through error, omission, or oversight. Nothing in the complaint or, indeed, ordinary experiencе supports the inference that the Operator deliberately chose to discard her concern for the Johnson Family‘s lives. For that reason, Appellant‘s claim against the Operator does not satisfy element two of the state-created danger theory.12 So we will affirm the dismissal of that claim.
B. Monell Claim
What of the City of Philadelphia‘s role in this tragedy? Appellant argues that the alleged calamity of errors that followed Alita Johnson‘s desperate call traces to the City‘s failure to provide “guidelines, policies, or training to its [fire department] operator[s] or dispatcher[s] regarding the communication of vital information to the caller requiring emergency assistance, or to the [f]irefighters responding to the scene.” (App. at 59.) That failure, Appellant
We begin by noting what is not argued: that Philadelphia is always responsible for the conduct of its employees. Rather, as is well established, a municipality is not liable for the unconstitutional acts of its employees just because of their employment, under a respondeat superior theory. Monell, 436 U.S. at 691. But it may be liable if a plaintiff “demonstrate[s] that the violation of rights was caused by the municipality‘s policy or custom.” Thomas v. Cumberland Cty., 749 F.3d 217, 222 (3d Cir. 2014). If the alleged policy or custom at issue is a failure to train or supervise (as it is here), the plaintiff must show that this failure “amounts to ‘deliberate indifference’ to the rights of persons with whom [the municipality‘s] employees will come into contact.” Id. (quoting Carter v. City of Phila., 181 F.3d 339, 357 (3d Cir. 1999)). “Ordinarily,” this requires a plaintiff to identify a “‘pattern of similar constitutional violations by untrained employees‘” that “puts municipal decisionmakers on notice that a new program is necessary . . . .” Id. at 223 (quoting Connick v. Thompson, 563 U.S. 51, 62 (2011)). Otherwise, the plaintiff needs to show that failure to provide the identified training would “likely . . . result in the violation of constitutional rights“—i.e., to show that “the need for more or different training [was] so obvious.” City of Canton v. Harris, 489 U.S. 378, 390 (1989).
Appellant does not allege a history of similar problems at the fire department. Nor is it obvious that fire department personnel would intentionally withhold important information frоm the firefighters. Accidents occur, of course. But the Monell inquiry asks whether a municipality was deliberately indifferent to the risk of a constitutional violation. See Thomas, 749 F.3d at 222 (“[L]iability under section 1983 requires a showing that the failure [to train] amounts to ‘deliberate indifference’ to the rights of persons with whom [the municipality‘s] employees will come into contact.” (emphasis added) (quoting Carter, 181 F.3d at 357)). And as already noted, negligent behavior does not violate the Constitution under the state-created danger theory. That is why we see no error in the District Court‘s conclusion that Appellant has not plausibly alleged that the City was deliberately indifferent to anyone‘s substantive due process rights. We will therefore affirm the dismissal of her Monell claim.13
C. Negligence Claims
Finally, Appellant alleges that the City simply ignored the history of problems at the Johnson Family‘s residence, by failing to fix the building‘s fire hazards and failing to stop the building owners’ practices. The District Court held that the City was immune from these negligence claims because it had insufficient control over the building. Under the relevant Commonwealth law, we agree.
In Pennsylvania, municipalities are “generally . . . immune from tort liability.” Brewington ex rel. Brewington v. City of Phila., 199 A.3d 348, 350 (Pa. 2018); see
Appellant argues that the City, by exercising its regulatory power, “essentially divested the building owners of their legal possession of the property and assumed responsibility for its legal control and occupancy.” (Reply Br. at 20 (emphasis omitted).) But she pleads no facts supporting this theory. She does not allege, for example, that the City physically occupied the building or let others do so. Her complaint, in fact, suggests the opposite. (See App. at 65 (alleging that the City “failed to prevent” the owners from re-occupying the building (emphasis added)).)
Because Appellant has not plausibly alleged that the City had “total control” over the decedents’ building, she cannot rely on the real-property exception to overcome the City‘s immunity. We will therefore affirm the dismissal of her negligence claims.
III. CONCLUSION
The deaths of Alita Johnson, Haashim Johnson, and Horace McCouellem should give all pause. Three lives were lost inside a building long-known to flout safety requirements, amid a bungled rescue effort. One hopes their deaths focus the will and resolve of those able to act. But the City and its employees may be held liable under the state-created danger theory, and under Pennsylvania tort law, only in narrowly defined circumstances. Because those circumstances are not met here, we will affirm the District Court‘s dismissal of Appellant‘s complaint.
MATEY, Circuit Judge, concurring.
I write separately to join Judge Porter‘s view that our full Court should revisit the state-created danger doctrine. As our majority opinion states, the doctrine does not “stem from the text of the Constitution or any other positive law.” Maj. Op. II.A.2. The doctrine “offers little help to public employees seeking to better discharge their duties,” id., but subjects them to lawsuits for alleged constitutional violations. As Judge Porter notes, the doctrine exemplifies a “troubling” expansion of substantive due process. Kedra v. Schroeter, 876 F.3d 424, 462 (3d Cir. 2017) (Fisher, J., concurring). Many state-created danger cases аre tragic and unsettling and this matter is no exception. But the Due Process Clause of the Fourteenth Amendment “does not transform every tort committed by a state actor into a constitutional violation.” DeShaney v. Winnebago Cty. Dep‘t of Soc. Servs., 489 U.S. 189, 202 (1989). Because “[t]he place to make new legislation . . . lies in Congress,” Bostock v. Clayton Cnty., 140 S. Ct. 1731, 1753 (2020), I join Judge Porter‘s call for our full Court to revisit the state-created danger doctrine.
PORTER, Circuit Judge, concurring.
I join the majority‘s opinion in full. But I write separately to explain my view that our full Court should revisit the state-created danger doctrine.
First, “it is troubling how far we have expanded substantive due process” in this area. Kedra v. Schroeter, 876 F.3d 424, 462 (3d Cir. 2017) (Fisher, J., concurring). As Judge Fisher noted in his concurrence in Kedra, we have gone much further than the Supremе Court by “fashioning” our own state-created danger doctrine and further still by “stating that there could be liability in non-custodial situations for gross negligence.” Id. (citations omitted). As the majority opinion observes, the state-created danger doctrine “has not escaped criticism, since it does not stem from the text of the Constitution or any other positive law.” Maj. Op. at 11. I agree that, “[g]iven that our substantive due process doctrine has gradually lowered the bar for bringing a [state-created danger] claim, it may be time for this full Court to reexamine the doctrine.” Kedra, 876 F.3d at 462 (Fisher, J., concurring).
Assuming the continuing viability of the state-created danger doctrine in our Circuit, the full Court should nevertheless revisit our tеst for analyzing whether a state actor‘s behavior “shocks the conscience.” In Kedra, Judge Krause skillfully synthesized our precedent into a three-part framework. First, “[i]n hyperpressurized environments requiring a snap judgment, an official must actually intend to cause harm in order to be liable.” Id. (quoting Vargas v. City of Phila., 783 F.3d 962, 973 (3d Cir. 2015)) (internal quotation marks omitted).
Second, “[i]n situations in which the state actor is required to act in a matter of hours or minutes, we require that the state actor disregard a great risk of serious harm.” Id. (emphasis added) (quoting Sanford v. Stiles, 456 F.3d 298, 310 (3d Cir. 2006) (per curiam)) (internal quotation marks omitted). And third, when “the [state] actor has time to make an unhurried judgment, a plaintiff need only allege facts supporting an inference that the official acted with a mental state of deliberate indifference.” Id. (quoting Sanford, 456 F.3d at 309) (internal quotation marks omitted). We have described “deliberate indifference” as a “conscious disregard of a substantial risk of serious harm,” id. (emphasis added) (quoting Vargas, 783 F.3d at 973–74) (internal quotation marks omitted), and also as “a willingness to ignore a foreseeable danger or risk.” Id. (emphasis added) (quoting Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 910 (3d Cir. 1997)) (internal quotation marks omitted).
Our precedent asks district courts to differentiate among the three tiers of culpability and apply them to a set of facts.1
Assuming we continue to recognize the state-created danger doctrine аt all, I suggest combining the second and third tiers into one and making the inquiry more straightforward: For a state actor to be liable in a “hyperpressurized environment requiring a snap judgment,” he must actually intend to cause harm. But in any other context, the state actor must act with deliberate indifference that shocks the conscience. This articulation of the standard hews more closely to Supreme Court precedent,2 is more consistent with the tests established by our sister circuits that have adopted the state-created danger doctrine,3 and does not ask state actors like the operator and dispatcher in this case to ponder the gradations among a “substantial risk,” a “great risk,” and a “foreseeable danger” before reacting to an urgent 911 call.
I respectfully offer these brief observations about our state-created danger doctrine and hope that in an appropriate case we will revisit the doctrine as a full Court.