Lead Opinion
OPINION OF THE COURT
with whom SLOVITER, SCIRICA, RENDELL, AMBRO (joining in judgment as expressed), SMITH, FISHER, CHAGARES, HARDIMAN, and GREENAWAY, JR., Circuit Judges join.
As is so often the case, the issues in this appeal arise from unsettling facts presented by sympathetic plaintiffs.
Appellants, Brittany and Emily Morrow, and their parents, Bradley and Diedre Morrow, brought this action against Black-hawk School District and Blackhawk High School’s Assistant Principal, Barry Bala-ski.
The District Court dismissed the Complaint based on our decision in D.R. v. Middle Bucks Area Vocational Technical School,
We now affirm the judgment of the District Court and hold that the allegations do not establish the special relationship or the state-created danger that must exist before a constitutional duty to protect arises under the Fourteenth Amendment.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Factual Background
Brittany and Emily Morrow attended Blackhawk High School in Beaver County, Pennsylvania.
On April 9, 2008, Anderson was placed on probation by the Court of Common Pleas of Beaver County, Juvenile Division, and ordered to have no contact with Brittany. Five months later, Anderson was adjudicated delinquent by a Juvenile Master of that court, and was again ordered to have no contact with Brittany. Copies of both of these “no-contact” orders were provided to the school and to Assistant Principal Balaski.
Despite the court’s intervention, on September 12, 2008, Anderson boarded Brittany’s school bus, even though that bus did not service Anderson’s home route. Anderson threatened Brittany, and she elbowed Brittany in the throat at a school football game that evening. A few days later, Abbey Harris, Anderson’s friend, struck Emily in the throat. These incidents were reported to school officials.
The Morrows subsequently met with school officials, but they responded by telling the Morrows that they could not guarantee Brittany and Emily’s safety. Instead, rather than removing Anderson and
B. Procedural History
The Morrows thereafter filed this suit pursuant to 42 U.S.C. § 1983, alleging a violation of their Fourteenth Amendment substantive due process rights.
The District Court dismissed the Morrows’ Complaint with prejudice, and declined to exercise supplemental jurisdiction over the state law claim.
This appeal followed.
II. STANDARD OF REVIEW
Our review of a district court’s dismissal under Federal Rule of Civil Procedure 12(b)(6) is plenary. Great W. Mining & Mineral Co. v. Fox Rothschild LLP,
III. DISCUSSION
To state a claim under 42 U.S.C. § 1983, a plaintiff must allege a person acting under color of state law engaged in conduct that violated a right protected by
As we noted at the outset, the Morrows’ § 1983 claim rests on the Due Process Clause of the Fourteenth Amendment. The Due Process Clause provides that a state shall not “deprive any person of life, liberty, or property, without due process of law.” U.S. Const, amend. XIV, § 1; The Morrows invoke the substantive component of due process, which “protects individual liberty against ‘certain government actions regardless of the fairness of the procedures used to implement them.’ ” Collins v. City of Marker Heights,
Like the District Court, we are sympathetic to the Morrows’ plight. Brittany and Emily were verbally, physically and— no doubt — emotionally tormented by a fellow student who was adjudicated delinquent based on her actions against the Morrow sisters. When the Morrows requested that the Defendants do something to protect Brittany and Emily from the persistent harassment and bullying, school officials responded by suggesting that the Morrows consider moving to a different school rather than removing the bully from the school.
We therefore certainly understand why the Morrows would conclude that the school’s response to the abuse inflicted on their daughters was unfair and unjust. Nevertheless, our adjudication of the Morrows’ claims must be governed by Supreme Court precedent. As we shall explain, it is also guided by authoritative Supreme Court dicta.
The Supreme Court has long established that “[a]s a general matter, ... a State’s failure to protect an individual against private violence simply does not constitute a violation of the Due Process Clause.” DeShaney v. Winnebago Cnty. Dep’t of Social Servs.,
In DeShaney, the Winnebago County Department of Social Services received ongoing reports from family friends and medical personnel that a four-year old boy (“Joshua”) was suffering physical abuse at the hands of his father. At one point, the state obtained a court order placing Joshua in the temporary custody of the local hospital, but later returned him to the custody of his abusive father. Following Joshua’s return, the county social worker assigned to the case continued to document multiple incidents of suspected abuse. Despite these reports, the county failed to remove Joshua from his father’s custody. Eventually, the father beat Joshua so badly that the boy suffered permanent brain damage. Joshua and his mother sought redress by suing the county
Despite these “undeniably tragic” facts, id. at 191,
In addition to the special relationship exception, we have recognized that the Due Process Clause can impose an affirmative duty to protect if the state’s own actions create the very danger that causes the plaintiffs injury. See Kneipp v. Tedder,
Accordingly, the Morrows can state a claim under § 1983 if they have adequately alleged circumstances giving rise to a “special relationship” between their daughters and the Defendants pursuant to DeSha-ney, or if their Complaint adequately alleges affirmative conduct on the part of the Defendants to support the “state-created danger” exception that we adopted in Kneipp.
A. Special Relationship
As the Court instructed in DeSha-ney, an affirmative duty to protect may arise out of certain “special relationships” between the state and particular individuals. See DeShaney,
It is clear from the decision in De-Shaney that the state’s constitutional “duty to protect arises not from the State’s knowledge of the individual’s predicament or from its expressions of intent to help him, but from the limitation which it has imposed on his freedom to act on his own behalf.” Id. at 200,
A minor child attending public school most certainly does not have the freedom of action or independence of an adult.
Although we recognized the horrific nature of the allegations, we nevertheless held that “the school defendants’ authority over D.R. during the school day cannot be said to create the type of physical custody necessary to bring it within the special relationship noted in DeShaney.” Id. at 1372. We rejected the plaintiffs’ argument that Pennsylvania’s compulsory school attendance laws and the school’s exercise of in loco parentis authority over its students so restrain the students’ liberty that they can be considered to have been in state “custody” during school hours for Fourteenth Amendment purposes. Id. at 1370-72. Our conclusion was largely informed by the fact that “parents remain the primary caretakers, despite their [children’s] presence in school.” Id. at 1371. We explained that “[t]he Estelle-Youngberg type custody referred to by the Court in DeShaney ... is to be sharply contrasted with D.R.’s situation.” Id. Although the doctrine of in loco parentis certainly cloaks public schools with some authority over school children, see, e.g., Morse v. Frederick,
Nonetheless, when we decided Middle Bucks, the Supreme Court’s jurisprudence allowed room to debate this issue because the Court had not enumerated the parameters of the control or custody required for the creation of a special relationship under the Fourteenth Amendment. Accordingly, in a compelling dissent to the Middle Bucks majority, then-Chief Judge Sloviter argued for a “functional” approach to “custody”:
I believe that we are free to decide ... that the state compulsion that students attend school, the status of most students as minors whose judgment is not fully mature, the discretion extended by the state to schools to control student behavior, and the pervasive control exercised by the schools over their students during the period of time they are in school, combine to create the type of special relationship which imposes a constitutional duty on the schools to protect the liberty interests of students while they are in the state’s functional custody.
Middle Bucks,
However, after our decision in Middle Bucks, the Supreme Court decided Vernonia School District 47J v. Acton,
Although that statement is technically dictum, we have previously explained that we cannot lightly ignore the force of Supreme Court dicta. See In re McDonald,
In addition, every other Circuit Court of Appeals that has considered this issue in a precedential opinion has rejected the argument that a special relationship generally exists between public schools and their students. See, e.g., Hasenfus v. LaJeunesse,
Accordingly, the Supreme Court’s dictum in Vemonia as well as the consensus from our sister Circuit Courts of Appeals both reinforce our conclusion that public schools, as a general matter, do not have a constitutional duty to protect students from private actors. We know of nothing that has occurred in the twenty years since we decided Middle Bucks that would undermine this conclusion. We therefore find the dissent’s assertion here that “factual developments since Middle Bucks have further undercut its rationale,” Fuentes Dissent 195, unpersuasive. The first two examples our dissenting colleagues offer of “schools exercising greater control over students” include the use of technology tracking student movement to ensure they are in class
Similarly, a school’s exercise of authority to lock classrooms in the wake of tragedies such as those that have occurred in New-town, Connecticut and Colombine, Colorado, see Fuentes Dissent 195-96, may be a relevant factor in determining whether a
In arguing that we should find a special relationship here, Judge Fuentes cites to Judge Becker’s statement in dissent in Middle Bucks that “a special relationship [between a public school and its students] may exist under certain narrow circumstances.” Fuentes Dissent 188. We do not disagree. In holding that public schools do not generally have a constitutional duty to protect students from private actors and that the allegations here are not sufficient to establish a special relationship, we do not foreclose the possibility of a special relationship arising between a ‘particular school and particular students under certain unique and narrow circumstances. However, any such circumstances must be so significant as to forge a different kind of relationship between a student and a school than that which is inherent in the discretion afforded school administrators as part of the school’s traditional in loco parentis authority or compulsory attendance laws.
The circumstances that our dissenting colleagues rely upon to insist that a special relationship exists under the facts alleged here are not “certain narrow” circumstances at all. Instead, they are endemic in the relationship between public schools and their students. The dissent would hold that a special relationship exists such that “Blackhawk undertook a limited obligation to keep the Morrows safe ... because Blackhawk compelled school attendance, exercised extensive control over not only the student victims but also the specific threat at issue in the case — a violent bully subject to two restraining orders— and enforced school policies that prevented the Morrows from being fully able to protect themselves.” Fuentes Dissent 188. However, those factors do not distinguish the circumstances here from those that arise in the general relationship between public schools and their students.
As discussed above, we cannot hold that a special relationship arose from compulsory school attendance laws and the concomitant in loco parentis authority and discretion that schools necessarily exercise over students, or the school’s failure to do more to protect Brittany and Emily, without ignoring the analysis in DeShaney, and the “considered dicta” in Vemonia School District. In arguing to the contrary, our dissenting colleagues exaggerate the extent of a school’s control over its students. Judge Fuentes insists that “[t]he State’s authority over children while they are in school extends beyond their well-being and is nearly absolute.” Fuentes Dissent 191 (emphasis added). However, the mere fact that a school can require uniforms, 24 Pa. Stat. Ann. § 13-1317.3, or prescribe certain behavior while students are in school, 22 Pa.Code § 12.2, does not suggest a special relationship at all. Rather, such commonly accepted authority over student conduct is inherent in the nature of the relationship of public schools and their pupils.
Significantly, our dissenting colleagues do not purport to argue that compulsory attendance laws and the school’s authority over students are themselves sufficient to satisfy the limited exception carved out in DeShaney. Thus, the dissent attempts to characterize the specific circumstances of this case as so extraordinary and compelling that a constitutional duty to protect arose under DeShaney. We are not persuaded.
The fact that “the specific threat at issue in this case” was “a violent bully subject to two restraining orders,” Fuentes Dissent 188, does not necessarily give rise to a special relationship. The restraining orders to which the dissent refers were addressed to Anderson, not the Defendants, and the orders themselves do not impose any affirmative duties on the Defendants. Indeed, we very much doubt that any Defendant was a party to the proceedings that resulted in the orders, and no such involvement has been alleged. Although the Defendants, and other third parties, are prohibited from making contact with the Morrow children on Anderson’s behalf, the no-contact orders cannot reasonably be interpreted as imposing any obligation on the Defendants to ensure Anderson’s compliance with the orders or to otherwise enforce them. Cf. Town of Castle Rock v. Gonzales,
Moreover, whether our dissenting colleagues are referencing the school’s “No Tolerance Policy,” or the policy that allegedly required Anderson’s expulsion from school, in arguing that the Defendants “enforced school policies that prevented the Morrows from being fully able to protect themselves,” Fuentes Dissent at 188, neither the mere existence of such common disciplinary policies, nor the school’s exercise of discretion in enforcing them, altered the relationship between the school and its students to the extent required to create a constitutional duty under the Supreme Court’s precedent.
The Morrows’ attempt to distinguish their situation based on the Defendants’ “actual knowledge of Anderson’s criminal conduct in this case” is similarly unpersuasive. They argue that such knowledge, combined with “the quasi-custodial relationship that exists in all cases between a public school and its pupils,” created a special relationship for substantive due process purposes.
DeShaney suggests otherwise. Neither our decision in Middle Bucks, nor the dic-
To find a special relationship here, our dissenting colleagues rely, in part, on our analysis in the foster care context in Nicini v. Morra,
As we explained in Middle Bucks, unlike children in foster care, students in public schools continue to be primarily dependent on their parents for their care and protection, not on their school. Despite the students’ compulsory attendance in school during the school day and the school’s authority to act in loco parentis during that time, the school’s authority and responsibility neither supplants nor replaces the parent’s ultimate responsibility for the student absent more than is alleged here. Unlike foster care, the restrictions that schools place on students generally, and the specific restrictions alleged here, are different in kind from the restrictions faced by the prisoners at issue in Estelle or the institutionalized persons in Young-berg.
This point is illustrated by the fact that schools generally may not administer medical treatment to students without first obtaining parental consent. See Parents United for Better Sch., Inc. v. Sch. Dist. of Phila. Bd. of Educ.,
The dissent’s citation to Smith v. District of Columbia,
In DeShaney, the Supreme Court expressly noted that “[h]ad the State by the affirmative exercise of its power removed [the child] from free society and placed him in a foster home operated by its agents, we might have a situation sufficiently analogous to incarceration or institutionalization to give rise to an affirmative duty to protect.” DeShaney,
The dissent contends that this “focus on who remains the victim’s primary caregiver ... contrasts] sharply with our holding in Horton v. Flenory,
In Horton, the owner of a nightclub suspected an employee, Powdrill, of burglarizing the club. The owner and another employee began interrogating Powdrill about the burglary. During that interrogation, Powdrill was severely beaten. The owner was a retired veteran of the local police department,
DeShaney requires that the state have imposed some kind of limitation on a victim’s ability to act in his own interests. While specifically referring to imprisonment and institutionalization — the Estelle and Youngberg examples — the court acknowledges that other similar state-imposed restraints of personal liberty trigger a state duty to prevent harm.
Id.
Our finding of a special relationship in Horton also turned on the fact that the abuser there acted pursuant to delegated state authority.
From the evidence the jury could find that New Kensington delegated to [the owner] its traditional police functions .... [A] state can be held responsible for a private action if the private actor has exercised coercive power with significant encouragement, overt or covert, from the state. The function of investigating crimes is clearly a governmental function. An official policy of deferring to private owners with respect to the investigation of crimes in private clubs, which the jury could have found from the evidence, suffices to permit a legal conclusion that [the owner], maintaining custody over Mr. Powdrill, was exercising a delegated state function.
Id. (citations omitted).
The custody that the plaintiff in Horton was subjected to when he was fatally beaten was thus akin to the state’s custody over prisoners. The township had ceded its police authority to detain and interrogate to the club owner. The control a school has over its students does not begin to approximate the restriction of freedom of movement and isolation from possible assistance that existed in Horton or other cases prescribed by DeShaney and its progeny.
In reaching this conclusion, we reiterate that we both appreciate the Morrows’ concerns and that we are sympathetic to their plight. Parents in their position should be able to send their children off to school with some level of comfort that those children will be safe from bullies such as Anderson and her confederate. Indeed, the increasing prevalence of the kind of bullying alleged here has generated considerable discussion and legislative action. See T.K. v. New York City Dep’t of Educ.,
Our dissenting colleagues take us to task for expressing concern for the Morrows’ plight without providing a remedy and suggest that the very fact that we are troubled by the result counsels in favor of a constitutional remedy. See Fuentes Dissent at 187 (“The Morrows are today left without a legal remedy for these actions. That future victims may seek relief from State legislatures is of no help to them. We do not adequately discharge our duty to interpret the Constitution by merely describing the facts [of these cases] as ‘tragic’ and invoking state tort law.”) (internal citation and quotation marks omitted) (alteration in original); Ambro Partial Concurrence and Partial Dissent at 185 (“I share Judge Fuentes’ concern that failing to hold a school accountable for violence done to students creates an incentive for school administrators to pursue inaction when they are uniquely situated to prevent harm to their students.”).
However, “the due process clause is not a surrogate for local tort law or state statutory and administrative remedies.” Hasenfus v. LaJeunesse,
Obviously, neither our holding here nor the Supreme Court’s jurisprudence forecloses states from providing public school students and their parents with personally enforceable remedies under state law. We realize that Pennsylvania’s courts have held that school districts are “the beneficiaries of immunity pursuant to the [Political Subdivision Tort Claim] Act” (now codi-
For the reasons we have explained, we cannot fashion a constitutional remedy under the special relationship theory based on the facts alleged in this case.
B. State-Created Danger
The Morrows alternatively argue that the Defendants had a duty to protect Brittany and Emily because they created or exacerbated a dangerous situation. As we explained above, in Kneipp v. Tedder,
1) the harm ultimately caused was foreseeable and fairly direct;
2) a state actor acted with a degree of culpability that shocks the conscience;
3) a relationship between the state and the plaintiff existed such that the plaintiff was a foreseeable victim of the defendant’s acts, or a member of a discrete class of persons subjected to the potential harm brought about by the state’s actions, as opposed to a member of the public in general; and
4)a state actor affirmatively used his or her authority in a way that created a danger to the citizen or that rendered the citizen more vulnerable to danger than had the state not acted at all.
Bright v. Westmoreland Cnty.,
The Defendants focus on the last prong of the test.
We have explained that the line between action and inaction is not always easily drawn. “ ‘If the state puts a man in a position of danger from private persons and then fails to protect him, it will not be heard to say that its role was merely passive; it is as much an active tortfeasor as if it had thrown him into a snake pit.’ ” Mid
We are not persuaded by the Morrows’ argument that the Defendants affirmatively created or enhanced a danger to Brittany and Emily by suspending Anderson and then allowing her to return to school when the suspension ended. Although the suspension was an affirmative act by school officials, we fail to see how the suspension created a new danger for the Morrow children or “rendered [them] more vulnerable to danger than had the state not acted at all.” Bright,
While the Morrows make much of the fact that Defendants’ failure to expel Anderson after she was adjudicated “guilty of a crime” may have been contrary to a school policy mandating expulsion in such circumstances, we decline to hold that a school’s alleged failure to enforce a disciplinary policy is equivalent to an affirmative act under the circumstances here.
The dissent argues that Defendants’ failure to expel Anderson constitutes an affirmative “exercise of authority” that contributed to the danger the Morrows faced, thereby triggering a duty to protect. Under this reasoning, however, every decision by school officials to use or decline to use their authority, disciplinary or otherwise, would constitute affirmative conduct that may trigger a duty to protect. The dissent claims that “state authority necessarily brings with it discretion as to whether or not to take specific actions, and the decision to take one action over another— or to take no action at all — 'is itself an ‘affirmative exercise of authority’ that may carry serious consequences.” Fuentes Dissent 199. Thus, were we to accept the dissent’s formulation here, the state-created danger exception would swallow the rule.
The Morrows also rely on the fact that the Defendants permitted Anderson to board Emily and Brittany’s bus despite knowing about the no-contact orders against Anderson, and knowing that that bus did not service Anderson’s home route. However, the only reasonable interpretation of that allegation is that the Defendants failed to take any affirmative steps to ensure that Anderson did not board the Morrow children’s bus.
As Judge Ambro explains, the requirement of an actual affirmative act “is not intended to turn on semantics of act and omission. Instead, the requirement serves ... to distinguish cases where ... officials might have done more ... [from] cases where ... officials created or increased the risk itself.” Ambro Partial Concurrence and Partial Dissent at 186. We therefore hold that the Complaint also fails to state a cause of action under the state-created danger exception.
IV. CONCLUSION
For all the reasons set forth above, we will affirm the District Court’s order granting the Defendants’ Motion to Dismiss.
Notes
. See D.R. v. Middle Bucks Area Vocational Technical School,
. We will refer to the Blackhawk School District and Assistant Principal Balaski collectively as the "Defendants.”
. Since this is an appeal from the District Court’s grant of the Defendants' Motion to Dismiss pursuant to rule 12(b)(6) of the Federal Rules of Civil Procedure, we must accept the factual allegations contained in the Morrows' Complaint as true. Warren Gen. Hosp. v. Amgen Inc.,
. "MySpace” is a popular social-networking website that "allows its members to create online 'profiles,' which are individual web pages on which members post photographs, videos, and information about their lives and interests.” Doe v. MySpace, Inc.,
. The Morrows seek: 1) compensatory damages as to all Defendants; 2) punitive damages as to defendant Balaski; and 3) attorneys’ fees.
. Because the District Court dismissed the Complaint with prejudice, it was not necessary for the court to reach the issues of municipal liability and qualified immunity that the Defendants raised in their Motion to Dismiss.
.The District Court had subject matter jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1343. We have appellate jurisdiction pursuant to 28 U.S.C. § 1291.
. "[T]he preservation of order and a proper educational environment requires close supervision of schoolchildren, as well as the enforcement of rules against conduct that would be perfectly permissible if undertaken by an adult.” New Jersey v. T.L.O.,
. In In re McDonald, we explained:
[E]ven if the discussion ... could be accurately characterized as dictum[,] ... we should not idly ignore considered statements the Supreme Court makes in dicta.... Appellate courts that dismiss these expressions in dicta and strike off on their own increase the disparity among tribunals (for other judges are likely to follow the Supreme Court's marching orders) and frustrate the evenhanded administration of justice by giving litigants an outcome other than the one the Supreme Court would be likely to reach were the case heard there.
Id. at 612-13 (citation and internal quotation marks omitted).
.The Court of Appeals for the Second Circuit has not squarely decided this issue. However, district courts in the Second Circuit have generally held that compulsory attendance laws do not create a special relationship between students and school districts resulting in a duty to protect against private actors. See, e.g., Chambers v. N. Rockland. Cent. Sch. Dist.,
. Fuentes Dissent 195-96 (citing Maurice Chammah and Nick Swartsell, Student IDs That Track the Students, N.Y. Times, Oct. 6, 2012, http://nyti.ms/ThvbFq).
. Id. (citing J.S. ex rel. Snyder v. Blue Mountain Sch. Dist.,
. Moreover, the generic responsibilities and authority prescribed by state law are not nearly as compelling and authoritarian as our dissenting colleagues suggest. For example, Judge Fuentes cites 22 Pa.Code § 12.2 in arguing that state law requires that students "engage in conscientious effort in classroom work and homework.” Fuentes Dissent 191. However, it is doubtful that parents or students really fear that the awesome authority or weight of the state will come crashing down upon students who do not hand in
. Indeed, Judge Fuentes’s suggestion that the school's "No Tolerance Policy" limited “the Morrows' ability to protect themselves,” Fuentes Dissent 193, is both unavailing and troubling. The manner in which the school interpreted and enforced the policy here is certainly open to question as it appears Brittany was suspended for resisting Anderson’s attack. However, that does not begin to approach the kind of restriction on freedom required to give rise to a special relationship under DeShaney. Were we to accept Judge Fuentes’s proposition, school policies prohibiting the carrying of weapons or even cellular telephones at school could theoretically also give rise to a constitutional duty to protect because such policies can also be interpreted as limiting students’ ability to protect themselves.
. The foster care cases from other circuits cited by Judge Fuentes also turn on the fact that the state had displaced the parents' role as primary caregiver and transferred such responsibility to the foster family, an agent of the state. See e.g., Norfleet v. Ark. Dep’t of Human Servs.,
. See also Lordes' M. Rosado, Consent to Treatment and Confidentiality Provisions Affecting Minors in Pennsylvania, Juvenile Law Center, Jan. 2006, at 13, available at http:// www.jlc.org/resources/publications/consent-treatment-and-confidentiality-provisions-affecting-minors-pennsylvani ("As a matter of practice, upon accepting a new child for services, private [foster care] agencies have the child's parent/guardian sign a general release authorizing the agency to obtain routine medical examination and treatment for the child. The private agencies in turn authorize the foster parent to obtain [such treatment] for the children.”).
. See also Jackie Calmes, Obamas Focus on Antibullying Efforts, N.Y. Times, Mar. 10, 2011, available at http://www.nytimes.com/ 2011/03/11/us/politics/l lobama.html. In light of the growing problem of school bullying, 49 states, including Pennsylvania, see 24 Pa. Stat. § 13-1303.1-A, have now passed anti-bullying laws. U.S. Dep't of Health & Human Servs., Policies & Laws, www. stopbullying.gov/laws/index.html (last visited Jan. 7, 2013).
. The Defendants claim that the Morrows cannot prove the first three prongs of the test either, but their primary focus is on prong four.
. Judge Ambro also makes a very forceful point in expressing a concern that "creating a constitutional tort out of a school’s failure to expel a student creates a too-easy incentive for schools to expel quickly students who engage in any violent behavior in order to avoid liability or the threat of suit.” Ambro Partial Concurrence and Partial Dissent 186.
. For example, school authorities could have alerted the appropriate bus drivers of the no-contact orders against Anderson and given drivers a photograph of Anderson so they
. Because the Morrows cannot make out a claim under either the special relationship or state-created danger theories of constitutional liability, we need not address whether defendant Balaski should be afforded qualified immunity or whether the School District may be held liable as a municipal defendant.
Concurrence Opinion
concurring.
I join Chief Judge McKee’s well-reasoned majority opinion in its entirety. I write separately only to explain the limited circumstances under which I believe we may overrule one of our prior en banc decisions.
“Stare decisis should be more than a fine-sounding phrase.” Oregon ex rel. State Land Bd. v. Corvallis Sand & Gravel Co.,
According to the Supreme Court, those justifications must be nothing short of “exceptional.”
As other courts of appeals have concluded, these same considerations should guide our own stare decisis analysis. United States v. Burwell,
None of these special justifications are present here.
The reasonableness of that interpretation of DeShaney’s state-restraint requirement is self-evident. To be sure, the Middle Bucks dissent viewed DeShaney’s state-restraint requirement more expansively to reach not only custodial restraints such as incarceration and involuntary institutionalization but also situations in which an individual faces “substantial [state] compulsion.” Id. at 1379 (Sloviter, J., dissenting).. But compared to incarceration and institutionalization, substantial state compulsion is not a “similar restraint of personal liberty”: a state can substantially compel a person without “so restraining] [his] liberty that it renders him unable to care for himself’ while “failing] to provide for his basic human needs.” DeShaney,
And that is especially true when one considers the limited nature of en banc review. En banc review is primarily reserved for correcting and maintaining consistency in panel decisions involving difficult and important questions of law. Fed. R.App. P. 35(a); see, e.g., United States v. Games-Perez,
Intervening legal and factual developments have only strengthened our decision in Middle Bucks. Since then, the Supreme Court has sharply circumscribed substantive due process, limiting its protections to only those “carefully described,” unenumerated rights that are “ ‘deeply rooted in this Nation’s history and tradition’ ” and “ ‘implicit in the concept of ordered liberty.’ ” Chavez v. Martinez,
It can hardly be said that “neither liberty nor justice would exist,” id., by forgoing a judicially enforceable right against the states to protect students from private harm. History points the other way. Under the doctrine of in loco parentis, states have long permitted schools to exercise control over students on the theory that parents delegated part of their parental authority to the schools during the school day. See, e.g., 24 Pa. Stat. § 13-1317. “[S]choolteachers and administrators had almost complete discretion to establish and enforce the rules they believed were necessary to maintain control over their classrooms” — discretion that the “judiciary was reluctant to interfere” with. Safford Unified Sch. Dist. No. 1 v. Redding,
Just as the constriction of substantive due process has bolstered Middle Bucks’s vitality, there are no new factual develop
Second, empirical revelations about bullying’s effects do not change Middle Bucks’s factual judgment that compulsory education laws fall short of making students wholly dependent on the state. If anything, students are subjected to less state compulsion today than at the time of Middle Bucks. With increased availability of private schooling, homeschooling, private tutoring, online and distance education, and charter schools, modern families have more options to satisfy the compulsory school laws. And school authority over students has significantly eroded in favor of parental control and private sources of assistance. See New Jersey v. T.L.O.,
Students these days also have the protection of state tort laws that did not exist when we decided Middle Bucks. Nearly every state has enacted anti-bullying laws since we decided Middle Bucks, showing that our decision has not prevented states from experimenting with their own solutions to the problems of bullying. There is “no institutional need to send judges off on [a] ‘mission-almost-impossible’ ” to prevent and cure the effects of school bullying when legislators “are able ‘to amass the stuff of actual experience and cull conclusions from it.’ ” McDonald,
In fact, Pennsylvania, like many other states, has deliberately chosen not to make schools and other local government agencies liable for claims like the Morrows’. Pennsylvania Political Subdivision Tort Claims Act, 42 Pa. Cons.Stat. §§ 8541-42; see Sanford v. Stiles,
Lastly, even though Middle Bucks is only two decades old, schools have come to rely on it in developing their personnel and behavioral policies. Schools have long operated under a regime in which they have no affirmative federal duty to protect students from private violence during the school day. There is no reason to upset these expectations by imposing an amorphous, judicially created standard that raises more questions than it answers— especially when states have proven themselves capable of addressing the problem of bullying. Osborne,
It comes as no surprise, then, that Middle Bucks is no “legal anomaly” deserving of abandonment. Randall,
In short, nothing convinces me that “adherence to [Middle Bucks ] puts us on a course that is sure error.” Citizens United,
. This is not to say that courts never encounter longstanding precedent that must be consigned to the dustbin of history. The clearest example is Plessy v. Ferguson. In Plessy, the Supreme Court concluded that state-mandated racial segregation in educational facilities could satisfy equal protection as long as the facilities were physically equivalent. Plessy v. Ferguson,
A less egregious example of precedent that was rightly discarded is Dr. Miles Medical Co. v. John D. Park & Sons Co. In Dr. Miles, the
Concurrence Opinion
concurring in part and dissenting in part.
I share Judge Fuentes’s concern that failing to hold a school accountable for violence done to students creates an incentive for school administrators to pursue inaction when they are uniquely situated to prevent harm to their students. For that reason, as well as the others in Judge Fuentes’s exceptional opinion, I wholeheartedly join Part I of the dissent, and would hold that a special relationship exists between the School and its students.
But I cannot agree that the facts of this case demonstrate a cause of action under our state-created danger theory. The majority concludes that the School’s decision not to expel Anderson is a failure to act and one that did not render the Morrows more susceptible to danger. I agree, but think we must delve further. Thus, while I join that part of the Court’s judgment, I write separately on this issue.
The fourth requirement of our state-created danger claim is that “a state actor affirmatively used his or her authority in a way that created a danger to the citizen or that rendered the citizen more vulnerable to danger than had the state not acted at all.” Bright v. Westmoreland Cnty.,
Judge Fuentes makes the most compelling case possible: “it may be inferred from the Complaint that the School did do something” by deciding to suspend rather than expel Anderson, and then continuing to keep her in school despite repeated acts of violence, criminal adjudication, and a disciplinary code that directed expulsion. Fuentes Dissent 200. But the context of the School’s decision — the prior violence, the no-contact order, the disciplinary code, and the ability to protect the Morrows by expelling Anderson — are factors relevant to the School’s special relationship with the Morrows. I do not believe we can consider these factors to deem the School’s behavior a creation of risk. The School acted no differently in failing to protect a vulnerable member of society from harm than defendants in cases where no state-created danger exists, including DeShaney,
Holding that the School’s actions — or lack thereof — in this case were sufficient to plead a state-created danger claim would substantially broaden this narrow exception. DeShaney is grounded in constitutional law, but has an important practical effect too. Federal courts cannot be the forum for every complaint that a government actor could have taken an alternate course that would have avoided harm to one of our citizens. I also worry that creating a constitutional tort out of a school’s failure to expel a student creates a too-easy incentive for schools to expel quickly students who engage in any violent behavior in order to avoid liability or the threat of suit.
The special relationship theory, which is far more circumscribed, does not present this same risk. Accordingly, I concur in part and dissent in part.
Dissenting Opinion
with whom Judges JORDAN, VANASKIE, and NYGAARD join, and with whom Judge AMBRO joins as to part I, dissenting:
Over the course of several months, minors Brittany and Emily Morrow (the “Morrows”) suffered repeated physical and verbal assaults at the hand of a bully and
The Morrows are today left without a legal remedy for these actions. That future victims may seek relief from State legislatures, Majority Op. at 175-77, is of no help to them. “We do not adequately discharge our duty to interpret the Constitution by merely describing the facts [of these cases] as ‘tragic’ and invoking state tort law.” Doe ex rel. Magee v. Covington Cnty. Sch. Dist.,
Worse, today’s result is wrong as a matter of law. The legal and factual relationship between students and school officials during the school day, the coercive power that the state exercises over school children, and the role of the school officials in this case in placing the Morrows in greater danger, all dictate a result contrary to that reaffirmed and endorsed today.
I. The Existence of a “Special Relationship” Between The Morrows And Blackhawk School Officials
Twenty years ago, a narrow majority of this Court decided in D.R. v. Middle Bucks Area Vocational Technical School,
Reconsidering the coercive power that the State exercises over students, and the ways in which the State may restrict a student and his or her parents’ ability to protect that student from harm, we would conclude, like Judge Becker in Middle Bucks, that a special relationship may exist under certain narrow circumstances. See Middle Bucks,
A.
As the majority outlines, in DeShaney the Supreme Court held that the Due Process Clause of the Fourteenth Amendment did not impose on the State of Wisconsin a blanket affirmative duty to interfere with the parental relationship between Randy DeShaney and his son Joshua,, and that therefore the State was not liable for harm the child suffered or was likely to suffer at the hands of his father.
The DeShaney Court referred to two cases that exemplify when a State enters into a special relationship. In Estelle v. Gamble, the Court had held that the Eighth Amendment imposed a duty to provide “adequate medical care” to prisoners given that they were unable to procure such care on their own “by reason of the deprivation of [their] liberty” by the State. Id. at 198-99,
Three years later, in Middle Bucks, we held that a “special relationship” did not exist between the State and school children, despite Pennsylvania’s compulsory education laws.
But Middle Bucks provides no basis to conclude that DeShaney endorses an all-
Because DeShaney itself did not provide the Middle Bucks majority with the absolute physical custody requirement, it relied on our prior decision in Philadelphia Police to conclude that DeShaney “set[ ] out a test of physical custody.” Middle Bucks,
B.
As the Supreme Court has observed, “[t]he State exerts great authority and co
In Pennsylvania, attending school is obligatory for children between the ages of eight and seventeen. 24 Pa. Stat. Ann. §§ 13-1326, 1327(a). Parents who fail to comply with these mandates face punishment as severe as imprisonment. Id. § 1333(a)(1).
It is true that parents retain the ultimate legal custody and responsibility over the child. But a parent’s immediate ability to protect his child is significantly curtailed during the time the child is in the physical custody of school officials. During that time, the State may well be the only caregiver to which children may turn to for help. Middle Bucks attempted to dilute the strength of this reasoning by noting that it cannot “be denied that a parent is justified in withdrawing his child from a school where the health and welfare of the child is threatened.”
The Blackhawk Student Handbook reflects these restrictions on students’ liberty and on their parent’s ability to act on the child’s behalf, and goes further by regulating student conduct in classrooms, school buses, cafeterias, and sporting activities; providing that students missing class will be required to attend the School for detention on Saturdays and that officials “may consider corporal punishment” upon a student; and prohibiting students from having cell phones. See Blackhawk High School Student Handbook “Statement of Student Behavior,” available at http:// blackhawk.bhs.schoolfusion.us/modules/ cms/pages.phtml?pageid=41593 (hereinafter “Handbook”); see also 24 Pa. Stat. Ann. § 13-1317.
In DeShaney, the State simply left Joshua where it found him; he was not harmed while in the State’s physical custody or by anyone or anything over which the State had any immediate authority. Here, by contrast, the State affirmatively removed the children from their parents’ custody for a period of time, limited what both the children and the parents could do respecting the children’s safety during that period, and exercised control over a continuous threat the children faced over an extended period of time. This is enough to hold that a special relationship existed between the School and the Morrows. But if more were needed, one may look at cases involving the special relationship between the State and children it places in foster care.
Since Middle Bucks, several Courts of Appeals have answered the question left open by the Supreme Court in DeShaney regarding the existence of a special relationship between the State and the children it places in foster homes. See
Our own case, Nicini, involved a child who was not in the State’s absolute care but was placed in a foster home. The child’s parents had signed a foster care placement agreement with the State, and the State permitted the child to stay on a temporary basis with another family, the Morras, after the child ran away from home. The child sued the State on the theory that it had failed to sufficiently investigate the Morras, whom he alleged sexually abused him. Although we “reeog-nize[d] that the analogy between foster children ... and prisoners and institutionalized persons” from Estelle and Young-berg was “incomplete,” and that foster children “enjoy a greater degree of freedom and are more likely to be able to take steps to ensure their own safety,” we held that a special relationship existed because the child was effectively in State custody and was “substantially dependent” on the State for his safety.
Nicini thus “discredit[s]” not just the “underlying reasoning” of Middle Bucks, but also its reading of DeShaney. Citizens United,
The majority seizes on the temporary nature of the student/State relationship and also attempts to distinguish Nicini and Smith on the ground that parents remain the primary caregivers over school children. But this fact does not negate that during school hours the State has the “immediate [ ] responsibility for the child’s wellbeing.” Nicini,
Restrictions on a person’s liberty to protect him-or herself from danger are the lynchpin of DeShaney. See
C.
Today’s majority does not quarrel with the foregoing or fully reject the dissenters’ reasoning in Middle Bucks. Majority Op. at 169 (instead calling the Middle Bucks dissent “compelling”). Nevertheless, the Court refuses to revisit Middle Bucks, asserting that the matter has been settled by dictum in a decision of the Supreme Court. But neither that comment nor principles of stare decisis preclude us from revisiting Middle Bucks or control the outcome of this case.
1.
In Vemonia School District 47J v. Acton, the Supreme Court upheld under the Fourth Amendment a school policy requiring athletes to submit to drug tests. The Court relied on the lowered expectations of privacy that students have in schools, because they are “committed to the temporary custody of the State.”
But the Vemonia dictum cannot bear the great weight the majority places on it.
To be sure, we do not “lightly ignore” Supreme Court dicta, Majority Op. at 12, and the Vemonia dictum undoubtedly “invites some caution,” Hasenfus v. LaJeunesse, 175 F.3d 68, 71 (1st Cir.1999). But we also ought not to stretch dicta beyond the specific question it controls, so as to curtail constitutional rights. While the Vemonia dictum precludes us from holding that school districts have as “a general matter” a duty to protect students, it does not foreclose finding a special relationship under specific circumstances.
2.
Nor do we lightly suggest that our precedent be overturned. But even assuming that the same stare decisis concerns that cabin the Supreme Court’s discretion to revisit its own precedent apply with equal force to the Courts of Appeals, those principles do not stand in the way of revisiting Middle Bucks.
We should revisit Middle Bucks because its underlying premise, that the special relationship test turns on the existence of permanent physical custody, was clearly erroneous and set our jurisprudence astray from the contours of the special relationship test. See supra Part I.A. The fact that the majority does not defend the outcome of Middle Bucks as standing on its own suggests that the decision remains sufficiently controversial as to counsel “a greater willingness to consider new approaches capable of restoring our doctrine to sounder footing.” Citizens United,
In addition, although the record before us on this question is bare, one might also argue that at least some factual developments since Middle Bucks have-further undercut its rationale and provide additional reasons to reexamine it. The proper question is whether Middle Bucks ’ assumptions about the level of control that schools exert over students have been challenged. There are now abundant examples of schools exercising greater control over students, ranging from technology tracking student movements at all
II. Blackhawk May Have Also Created the Danger That Harmed The Morrows
The Morrows also argue that the School may be liable under the “state-created danger” theory.
To prove a state-created danger, a plaintiff must demonstrate that:
(1) the harm ultimately caused was foreseeable and fairly direct; (2) a state actor acted with a degree of culpability that shocks the conscience; (3) a relationship between the state and the plaintiff existed such that the plaintiff was a foreseeable victim of the defendant’s acts, or a member of a discrete class of persons subjected to the potential harm brought about by the state’s actions, as opposed to a member of the public in general; and (4) a state actor affirmatively used his or her authority in a way that created a danger to the citizen or that rendered the citizen more vulnerable to danger than had the state not acted at all.
Id. at 281 (quotation marks and citations omitted). The first and third elements are
A.
The second prong of the state-created danger test sets “deliberate indifference” as “[t]he level of culpability required to shock the conscience ... in cases where deliberation is possible and officials have time to make unhurried judgments.” Sanford v. Stiles,
In addition, the Complaint here .supports an inference of deliberate indifference on the part of the School principal, Balaski. Balaski knew that the bully was not permitted to contact the Morrows. Moreover, the Handbook mandates some action by officials in response to students who commit “Level IV” offenses, which include assault and battery, and arguably calls for their expulsion. However, Bala-ski ignored the import of the no-contact orders and decided not to abide by the school’s own Disciplinary Code. His decisions are alleged to have put the bully in proximity to and contact with the Morrows, despite ample reason to believe the bully would continue to assault the Morrows. Consequently, they have adequately pled deliberate indifference and satisfied the second prong of the state-created danger theory.
B.
Under the fourth prong of the theory, “liability ... is predicated upon the states’ affirmative acts which work to the plaintiffs’ detriment in terms of exposure to danger.”
In Kneipp v. Tedder, we held that there was a substantive due process violation when police stopped an intoxicated couple on the street and then permitted the wife to go home alone, resulting in her fall down an embankment and ultimate death.
As these cases demonstrate, virtually any action may be characterized as a failure to take some alternative action or vice-versa. See, e.g., Covington Cnty.,
Moreover, any conduct pled as the source of a state-created danger is likely to include a combination of action and inaction, depending on how far back in the causal chain a court goes. See Bright,
The majority in Bright suggested that there is “no conflict” between the “use of authority” and “affirmative act” formulations of the fourth prong of the state-created danger test because “state actors cannot use their authority to create ... an opportunity [for injury to the plaintiff] by failing to act.”
The exercise of authority by school officials must similarly be viewed in the context of policies and procedures whose express purpose is to protect students while they are under school control. If a school exercises its authority to contravene a policy designed to protect students, then “the school officials’ role [is] not merely passive or simply negligent.” Covington Cnty.,
Ultimately, the misguided effort to equate “affirmative act” and “exercise of authority” begs the real question at issue: whether a state actor increased the risk someone faced. Regardless of whether a state-created danger requires either an “affirmative act” to place an individual in danger or an “exercise of authority” that renders him more vulnerable to danger, the facts pled in the Complaint, accepted as true, together with the reasonable inferences we are required to draw, satisfy either standard.
While the majority reasons there was no affirmative act on the part of the School, it may be inferred from the Complaint that the School did do something. Principal Balaksi engaged in decision-making as to the implementation of a provision of the Disciplinary Code. The Disciplinary Code states that Level IV offenses “are clearly criminal in nature and are so serious that they always require administrative action resulting in the immediate removal from school.” Compl. ¶ 16 (emphasis added). Therefore, it may be reasonably inferred that the School affirmatively exercised its discretion to permit the bully to return to school after she was adjudicated a delinquent and made the subject of the two no-contact orders. Moreover, the School conceded at oral argument that the principal could have initiated the hearing process that would have been necessary prior to permanently expelling the bully from the School, but that he did not do so. Consequently, it is fairly inferable from the Complaint that there were internal discussions that preceded the decision to decline enforcement of the Disciplinary Code against the bully. Those discussions, and that decision, put the Morrows at a heightened risk of harm and satisfy the fourth element of the state-created danger test.
The majority’s conclusion to the contrary turns on its assumption that the bully would have continued to attend school had she not been suspended. See Majority Op. at 177-78. But this is plainly incorrect in light of the Disciplinary Code that obligated School officials to do something about the bully’s continued criminal behavior after her return from school. Without explanation, the majority “decline[s] to hold that a school’s alleged failure to enforce a disciplinary code is equiv
C.
Like Kneipp, this case presents “unique facts,”
III. Conclusion
It has been suggested that the “elephant in the room” in cases of this nature is a desire by the federal courts to avoid becoming the forum for all disputes involving everyday schoolyard quarrels. See, e.g., Middle Bucks,
But regardless of the efficacy of these devices, we ought not refuse to grant relief that is warranted simply to stem future litigation. While turning away the Morrows may be convenient as a matter of management of judicial resources or as a matter of school policy, it is neither expedient nor sound as a matter of constitutional law. The majority avers that students and concerned parents may seek redress from their legislatures, but concedes that the law as it exists today, at least in Pennsylvania, immunizes schools from such suits. See Majority Op. at 177 (citing Auerbach v. Council Rock Sch. Dist.,
Most ironically, today’s victory may be pyrrhic for school officials. To the detriment of schools’ ability to manage their own affairs, concerned parents could seek greater control and awareness over the moment-to-moment safety of their children, knowing that the school officials to whom they entrust them children are under no legal obligation to protect them from harm. Some parents may even take unilateral acts to protect their children. See, e.g., Ryan Raiche, Parents of boy who brought butcher knife to school say it was to defend himself from bullies, ABC Action News WFTS-TV, Jan. 14, 2013, http:// shar.es/jEG8P. At worst, schools may be unwittingly encouraging the law of the jungle to be the reigning norm. We hope this is not the case.
It cannot be denied that schools both create and regulate the conditions to which students are subject during the school day. When a State interrupts even temporarily the provision of care by a parent to a child, steps into the shoes of that parent, and restricts the ability of the child to defend herself from a specific threat, the State ought to be seen as incurring a narrow, concomitant responsibility to act as one would expect the child’s parents to act: to protect the child from that danger. The School’s explicit refusal to do so should give us more pause than it does today. Moreover, when a school official chooses not to remove a student who has committed violent acts against another student, despite policies that call for such removal, that official has surely placed the victim in a worse position than if the disciplinary policy had run its ordinary course. And when a school creates an atmosphere in which serious violence is tolerated and brings no consequence, it acts in a manner that renders all students more vulnerable.
We respectfully dissent.
. This appeal comes to us following the District Court's dismissal pursuant to Rule 12(b)(6). Therefore, all that is required is that the Complaint “contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.” III. Nat’l Ins. Co. v. Wyndham Worldwide Operations, Inc.,
. Moreover, the duty assumed in Estelle was commensurate with the restriction the State had imposed on the individual’s liberty: a prisoner is restrained from seeking medical help on his own, so under Estelle the State must provide it. DeShaney,
. Middle Bucles ’ absolute physical custody requirement and its focus on who remains the victim’s primary caregiver also contrast sharply with our holding in Horton v. Flenory,
. The State's first intrusion into the lives of its citizens in the school context may be considered to be when it enrolls all parents as the funders of public schools via taxation.
. That these measures are “inherent in the nature of the relationship of public schools and their pupils,” Majority Op. at 171, is of no moment. See also id. at 170-71. Restrictions on liberty are also "inherent” in the relationship between the State and the imprisoned or involuntarily committed, but the significance of such restrictions is not diminished by the fact that the State has a vested and even necessary power to impose them.
. Given the prohibition against students carrying means of communicating with their parents during school hours, which in 1992 represented a ban on pagers, it is obviously difficult, if not practically impossible, for a student to seek help from a parent during school hours. Middle Bucks largely overlooked this.
. Middle Bucks places some emphasis on the fact that schools do not restrict a child’s ability to provide for his basic needs, see Middle Bucks,
. Indeed, even though a student returns home after the school day, the State may continue to exercise some control over some of the student’s activities. See J.S. ex rel. Snyder v. Blue Mountain Sch. Dist.,
. I would also note that, in the school context, children are placed under State control for the undeniably important goal of "prepar[ing them] for citizenship in the Republic.” Bethel Sch. Dist. No. 403 v. Fraser,
In addition, if it is unconstitutional to confine in unsafe conditions the mentally infirm, then surely it must be unconstitutional to refuse to protect from harm school children whose liberty the State restricts on its own accord. See DeShaney,
. That is particularly true because much of the dicta in Vemonia that both precedes and follows the language quoted by the majority points in the opposite direction. In framing the degree of control that public school officials exercise over their students, the Court began with the premise that "unemancipated minors lack some of the most fundamental rights of self-determination — including even the right of liberty in its narrow sense, i.e., the right to come and go at will.”
. Notably, one of the decisions by our sister Circuits cited by the majority specifically refuses to read the dictum in Vemonia to preclude finding a special relationship in the school context under all circumstances. See Hasenfus,
. Moreover, Middle Bucks has been subject to criticism. See, e.g., Deborah Austern Col-son, Note, Safe Enough to Learn: Placing an Affirmative Duty of Protection on Public Schools under 42 U.S.C. § 1983, 30 Harv. C.R.C.L. L. Rev. 169, 183, 196 (1995) (denouncing "mechanical” analysis of the relationship between students and school officials, and suggesting that we should "make case-by-case, fact-intensive inquiries into state action”); Robert C. Slim, Comment, The Special Relationship Doctrine and a School Official’s Duty to Protect Students from Harm, 46 Baylor L. Rev. 215 (1994); Case Comment, Third Circuit Finds No Affirmative Duty of Care by School Officials to Their Students: D.R. v. Middle Bucks Area Vocational Technical School, 106 Harv. L. Rev. 1224 (1993).
. We do not contend that the limitations on students’ freedoms are comparable to those imposed on prisoners or the involuntarily committed. See Majority Op. at 170-71. The examples do show, however, that the relationship between school children and the State is far more intrusive than the relationship between Joshua DeShaney and the social services department, and that in some ways the relationship restricts the freedom of students, as a factual matter, more so than the relationship between the State and the children in Nicini and Smith.
. We and other Circuits derived this theory from the Supreme Court’s statement in De-Shaney that "[w]hile the State may have been aware of the dangers that [plaintiff] faced in the free world, it played no part in their creation.”
. The first prong is satisfied by the two court orders directing the bully to have no contact with the Morrows, which were delivered to the School, because the threat posed by the bully was both “foreseeable” by the School and "fairly direct” as to the Morrows. The third prong is satisfied because the assignment of the Morrows to Blackhawk under the compulsory school attendance law made them part of a “discrete class of person subject to the potential harm” brought about by the School’s conduct.
. Because, as noted, this case comes to us from a ruling on a motion to dismiss, we must draw all reasonable inferences in the Morrows’ favor. Monroe,
.It is worth noting that DeShaney does not actually compel the inclusion of the "affirmative act” requirement into the fourth element of the state-created danger test. When we first considered the state-created danger theory, we said that DeShaney holds "that a state’s failure to take affirmative action to protect a victim from the actions of a third person will not, in the absence of a custodial relationship between the state and the victim, support a civil rights claim.” Brown v. Grabowski, 922 F.2d 1097, 1100-01 (3d Cir.1990). However, DeShaney used the phrase "affirmative act” only to refer to state conduct sufficient to create a special relationship. See, e.g., DeShaney,
. We also struggled with the "action/inaction” determination in Middle Bucles when we distinguished two cases in which the state indisputably created a danger by a failure to act. The first case was Horton, where a club owner empowered by the police to act as law enforcement beat up one of his employees while interrogating him about an alleged theft. The club owner then called a police officer who failed to remove the employee from the club owner's custody, despite evidence of severe physical mistreatment. We held that the police officer was potentially liable. See Horton,
. Given that, as noted, the "affirmative act” requirement is not actually present in DeSha-ney, it is not surprising that we have not always required an "affirmative act” as part of the fourth prong of the state-created danger test. As Judge Nygaard noted in Bright, "[s]ince Kneipp ... enunciated our state-created danger test, not one of our cases [had] inserted the word 'affirmatively’ into the fourth element of the test” prior to Bright,
. One might argue that holding public schools liable under the state-created danger theory based on their own protective policies creates an incentive to eliminate or weaken those policies. However, those policies are typically mandated by the State. For example, Pennsylvania requires that each school "adopt a code of student conduct that includes policies governing student discipline.” 22 Pa.Code § 12.3(c). Also, under its "Safe Schools” statute, Pennsylvania requires each school to have a policy relating to bullying
. One might also reasonably infer that the School officials affirmatively acted in a way that increased the danger to the Morrows by putting them and the bully in the same lunch room or allowing the bully to board the Morrows' school bus despite the fact that it did not serve her home route. See, e.g., Compl. ¶ 18. The School argues that the incident on the school bus cannot constitute the basis of liability because the Morrows were less restrained by the School when they were on the bus. This argument confuses the physical restraint component of the special relationship test with the state-created danger theory.
. See, e.g., Zeno v. Pine Plains Cent. Sch. Dist.,
Dissenting Opinion
dissenting.
More than twenty years ago, we took up the troubling appeal of two female high school students who had been sexually assaulted by seven male students in a classroom, during a graphic arts class. See D.R. v. Middle Bucks Area Vocational Technical School, et al.,
I joined several of my colleagues in dissenting from that decision. Id. at 1377 (Sloviter, J., dissenting). I believed then that the Appellants had stated viable con
. My colleague, Judge Fuentes, has also written an opinion in dissent, which I agree with in toto and join.
