KATHLEEN SANFORD, Individually and as Administratrix of the Estate of Michael R. Sanford, Appellant v. PAMELA STILES; DENNIS MURPHY; EAST PENN SCHOOL DISTRICT
No. 04-4496
United States Court of Appeals for the Third Circuit
August 2, 2006
Before: FUENTES, BECKER, and ROTH, Circuit Judges.
Precedential. Argued November 14, 2005. On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civil No. 03-cv-05698). District Judge: Honorable Lawrence F. Stengel.
Abraham, Bauer & Spalding
C. Theresa Barone Nelson, Levine, de Luca & Horst 4 Sentry Parkway, Suite 300 Blue Bell, Pennsylvania 19422 Attorneys for Appellant
Anne E. Hendricks (ARGUED) Paul N. Lalley Levin Legal Group 1800 Byberry Road 1301 Masons Mill Business Park Huntingdon Valley, Pennsylvania 19006 Attorneys for Appellees
OPINION OF THE COURT
PER CURIAM
This case arises out of the unfortunate death of Michael Sanford, a sixteen-year-old boy who committed suicide at his home in Emmaus, Pennsylvania. Kathleen Sanford, Michael‘s mother, appeals the District Court‘s grant of summary judgment against her in an action against the East Penn School District and one if its guidance counselors, Pamela Stiles (“the Defendants“). Kathleen Sanford filed suit under
This case requires us to examine and clarify an unsettled area of the law: the standard of fault in state-created danger cases. As we have noted before, the relevant question — whether a state
I. Facts and Procedural History
The events in this case began when Karen Martin, a high school student, received a troubling note from classmate Michael Sanford.2 Karen and Michael had dated for a brief period. Karen was passed the note on November 26, 2002, after Michael learned that she was dating a student named Ryan. The note stated:
I know I really haven‘t talked to you in awhile. Hopefully this note doesn‘t come out the wrong way. I‘ve heard 3 diff[erent] stories about you & Ryan. The one I heard almost made me want to go kill myself. Mostly because if there was any chance in hell of you & me solving the what if‘s I fucked it up. Anyways I heard that instead of Danielle it was you online Friday. If I said anything stupid, I apologize (this weekend sucked & I‘ve tried to make myself forget it). So how have you been? How‘s driving going? Remember stop signs w/ white lines around them are optional & if you hit a pedestrian @ nite & he‘s wearing black its 100 pts. For some reason, I
just thought this & have to ask you, is there any grudge or an[imosity] btwn us? I g2g. Write back if you can, if not hopefully I ttyl. Luv ya. Ur ex-husband, Mike.
(App. 41 (emphasis added).)
Karen indicated several times that, after reading Michael‘s note, she did not believe that Michael would actually kill himself. Still, the day after receiving the message, Karen approached a school guidance counselor, Barbara Valladares, about the note‘s contents. Karen claimed that she was worried about Michael and that she was sick of him “bugging” her. Karen told Valladares that she “didn‘t think” Michael would hurt himself but that she just “wanted to be safe.” (App. 462.) Karen asked Valladares not to reveal the source of the note.
Valladares gave a copy of the note to Michael‘s guidance counselor, Pamela Stiles, and relayed both that Karen “wanted Michael to stop bothering her” and that Karen was concerned about Michael‘s reaction to their earlier breakup. (App. 236.) Stiles immediately called Michael into her office. She told Michael that some of his friends were worried about him, and that therefore she was worried about him. Stiles asked Michael if he was upset about some sort of situation with a girl, and he replied: “that was two months ago when I was upset about that. I‘m not upset about that now.” (App. 280.) According to Stiles, Michael responded in a “very straightforward” manner. (App. 255.)
Additionally, Stiles asked Michael if he ever had plans to hurt himself or if he would do such a thing. He answered “definitely not.” (App. 256.) She asked him “forward thinking” questions and became satisfied that he had future plans. (App. 256-57.) Finally, Stiles asked Michael if anything else was upsetting him. According to Stiles, Michael stated, “no, he was fine.” (App. 257.)
Stiles later reported that Michael “kind of shrugged that [she] would even ask him these questions or if there was a problem.” (App. 257.) Stiles was convinced that the feelings expressed in the note dated several months back. She concluded
According to Stiles, she and Michael spoke for ten to fifteen minutes during this first encounter. Stiles then gave the note back to Valladares and “told her that [she] had seen Michael and that he did not display any suicidal ideation to [her] in what he verbalized.” (App. 259.) Also, Jason Pekarik, a friend of Michael‘s, later testified that Michael told him that he had been called into the guidance office. According to Pekarik, Michael “laughed about it” and said that “everything was fine.” (App. 647.)
On December 4, 2002, Michael again visited the guidance office. Stiles stated that she asked Michael if he would like to come in, but that Michael only asked Stiles if it was a “blond-haired girl” who gave her the note. (App. 264.) Stiles said that she could not share that information. She stated in her deposition that this was because of ethical practices aimed to help students “feel comfortable giving information.” (App. 264, 266.) Stiles invited Michael to talk further. However, Michael only responded: “thanks, I thought that‘s what you would say. That‘s all I needed.” (App. 264.) According to Stiles, Michael “did not seem upset” during their interaction. (App. 268.)
That evening, Michael committed suicide by hanging himself. Immediately before his death, Michael and his mother had argued. Sanford believed that the argument occurred because she told Michael to take his sweatshirt off and to close the car windows. According to Sanford, Michael “opened up the car door while it was still going” and started to run home. (App. 847-48.) Sanford looked for Michael, but when he saw the car, he “took off again.” (App. 848.) At one point, Michael again entered the car, but he only threw some of Sanford‘s cigarettes out of the car, then walked the short distance home. After they had both returned home, Sanford asked Michael to clean the kitchen. When Sanford went down to look for him, she found that he had hanged himself from a door in the basement.
As the District Court noted, no one, including Sanford,
It appears that Stiles followed school protocol in making her assessment of Michael. The Emmaus High School Counseling Department Guidelines Handbook delineates a “Suicide Referral Process.” That protocol states:
In cases of suicide ideation, the assigned counselor will assess the situation no matter what the referral source (SAP, teacher, parent, and self-referral). The counselor will determine if and when a referral should be made to the school psychologist.
(App. 85.) A flow chart provides further information.
Sanford filed this action against Stiles and the East Penn School District in the District Court for the Eastern District of Pennsylvania. She alleged that the Defendants were liable for Michael‘s death under a state-created danger theory for constitutional violations pursuant to
II. Substantive Due Process: Sanford‘s State-Created Danger Claim Against Stiles
Sanford alleges that Stiles is liable under a state-created danger theory because her actions “increased the risk that Michael would commit suicide.” (Appellant‘s Br. at 14.) Generally, the Due Process Clause does not impose an affirmative duty upon the state to protect citizens from the acts of private individuals. See DeShaney v. Winnebago County Dep‘t of Soc. Servs., 489 U.S. 189, 198-200 (1989). However, we have explicitly recognized two exceptions to this general rule. First, the state has a duty to protect or care for individuals when a “special relationship” exists.4
In Kneipp v. Tedder, 95 F.3d 1199, 1201 (3d Cir. 1996), we first adopted the state-created danger theory as a mechanism by which plaintiffs may establish constitutional violations under
- the harm ultimately caused was foreseeable and fairly direct;
- a state actor acted with a degree of culpability that shocks the conscience;
- a relationship between the state and the plaintiff existed such that the plaintiff was a foreseeable victim of the defendant‘s acts, or a member of a discrete class of persons subjected to the potential harm brought about by the state‘s actions, as opposed to a member of the public in general; and
- a state actor affirmatively used his or her authority in a way that created a danger to the citizen or that rendered the citizen more vulnerable to danger than had the state not acted at all.
Bright v. Westmoreland County, 443 F.3d 276, 281 (3d Cir. 2006) (internal quotation marks and footnotes omitted); see also Smith II, 430 F.3d at 153 (quoting an earlier version of the test).
Sanford maintains that Stiles created the risk of Michael‘s death by, for example, holding herself out as a source of aid to Michael, cutting off other possible avenues of help, undertaking an assessment of Michael without proper training, improperly evaluating his risk, and deciding not to contact the school psychologist or a parent. Sanford‘s claim against Stiles fails because she is unable to show at least two of the four required elements of a state-created danger claim. Specifically, no reasonable jury could find (1) that Stiles acted with the requisite degree of culpability, or (2) that she “create[d] an opportunity that otherwise would not have existed for [harm] to occur.” Smith II, 430 F.3d at 153. Therefore, we will affirm the judgment of the District Court. We examine the two elements in question, prongs
A. Prong Two: The Standard of Culpability
Because the culpability requirement is often the most difficult element for a plaintiff to prove, the outcome of a state-created danger case will often turn on this prong. See id. The Supreme Court has not fully explicated the standard of culpability in substantive due process cases generally, and our own jurisprudence is difficult to discern. See County of Sacramento v. Lewis, 523 U.S. 833, 849 (1998) (noting that a complete analysis of the fault requirement in substantive due process cases is “a matter for closer calls“). We now attempt to clarify this difficult area of the law.
i. Jurisprudence on the Standard of Culpability
In assessing the standard of fault in state-created danger cases, we have inquired in the past whether “the state actor acted in willful disregard for the safety of the plaintiff.” See, e.g., Morse, 132 F.3d at 908 (quoting Kneipp, 95 F.3d at 1208). More recently, largely in consideration of the Supreme Court‘s decision in Lewis, 523 U.S. at 847-49, we have acknowledged that the fault inquiry requires asking whether the state official “acted with a degree of culpability that shocks the conscience.” See, e.g., Bright, 443 F.3d at 281.
The Supreme Court decided Lewis nearly two years after we issued our opinion adopting the state-created danger theory in Kneipp. The Court granted certiorari to resolve a conflict among the circuits as to the standard of culpability for due process violations in the context of a police chase. Lewis, 523 U.S. at 839. The Court held that generally, in a due process challenge to executive action, the threshold question is whether the government officer‘s actions “shock the contemporary conscience.” Id. at 847
The Court suggested that in some instances, conduct involving more than negligence but less than intentional conduct could be “shocking” in the constitutional sense. Therefore, deliberate indifference, or perhaps gross negligence or recklessness, could be sufficient. Id. at 849-50. In discussing the importance of context, the Court compared a high-speed chase or a prison riot on one hand with decisions regarding the medical needs of custodial prisoners on the other. Id. at 849-52. In the latter custodial situation, deliberate indifference to the medical needs of prisoners would likely be sufficient because the state actor could engage in “actual deliberation” and “unhurried judgments.” Id. at 851, 853. In the former situation, where deliberation is impossible, the higher standard of “intent to harm” would be required. Id. at 854. Of course, we note that Lewis was not a state-created danger case but rather dealt with substantive due process generally.
Following Lewis, we have stated that in substantive due process cases, “[t]he exact degree of wrongfulness necessary to reach the conscience-shocking level depends upon the circumstances of a particular case.” Miller v. City of Philadelphia, 174 F.3d 368, 375 (3d Cir. 1999). And we have had occasion to reflect on the appropriate standard of fault in a number of different settings. Sometimes, an intent to cause harm has been required; other times, deliberate indifference has been sufficient. In Miller, 174 F.3d at 375-76, we first utilized a standard part way between intent to harm and deliberate indifference. In that case, a Department of Human Services social worker believed that two children were victims of domestic abuse, based on reports by daycare personnel, videotape footage of the children‘s injuries, and statements made by the children themselves. Id. at 371. The children were removed almost immediately from their mother‘s custody after an order was issued by an on-call emergency judge. Id. After custody was restored, the children‘s mother filed a
We stated that the social worker‘s actions, leading to the emergency order to separate parent and child, involved less urgency than a high-speed chase but more urgency than a decision involving the medical care of a prisoner. Id. at 375-76. Therefore, we applied a standard of fault between “deliberate indifference” and “purpose to cause harm.” Id. at 375. We defined this new standard as “gross negligence or arbitrariness that indeed ‘shocks the conscience.‘” Id. at 375-76. This standard was created to apply to cases in which no immediate or split-second decision was required, but where officials nonetheless did not have the luxury of true deliberation. As a result, we had articulated three possible standards to determine whether behavior rose to the level of conscience-shocking: 1) deliberate indifference; 2) “gross negligence or arbitrariness that indeed ‘shocks the conscience“; and 3) intent to cause harm. We concluded that the middle standard had not been met, relying in part on the fact that there was “substantial evidence . . . that the children were in danger of abuse.” Id. at 377. Like Lewis, Miller was not a “state-created danger” case, and is therefore distinguishable on that basis. However, given the subsequent incorporation of Miller into our state-created danger case law, we find it highly instructive.
In Nicini v. Morra, 212 F.3d 798, 800-01 (3d Cir. 2000) (en banc), we reviewed a substantive due process claim brought by a minor against a New Jersey Department of Human Services caseworker who placed him in the equivalent of a foster home. Nicini was clearly very troubled and had apparently made two suicide attempts in the past. Id. at 801. After Nicini was sexually abused by one of the parents in his new foster home placement, he filed suit against the caseworker. He alleged that the caseworker failed to properly investigate the background of the foster parent, and that the caseworker knew or should have known that the
Roughly two years later, in Ziccardi v. City of Philadelphia, 288 F.3d 57, 58-59 (3d Cir. 2002), a plaintiff brought a substantive due process claim against two paramedics, asserting that their careless actions in lifting him from a fall rendered him a quadriplegic. Rather than immobilizing the plaintiff‘s cervical spine before they moved him from the ground, the paramedics quickly lifted him and allegedly caused his injuries. Id. at 60.
We noted that Miller was binding and that the standard of culpability discussed there — a standard more rigorous than deliberate indifference — should apply. Id. at 65. However, we determined that the language in Miller — “gross negligence or arbitrariness that indeed ‘shocks the conscience‘” — was not intended as a “precise articulation.” Id. at 65. Specifically, we noted that arbitrariness is a general requirement for substantive due process violations and that gross negligence encompasses a lower level of intent than deliberate indifference. Id. at 66 n.6.
In attempting to elucidate and apply the level of culpability
We next decided Estate of Smith v. Marasco, 318 F.3d at 506, or Smith I, in which the plaintiffs explicitly brought a state-created danger claim. As in Ziccardi and Miller, we believed that the situation in Smith I demanded a standard for conscience-shocking behavior that was between deliberate indifference and intent to cause harm. Specifically, we examined the appropriateness of state police officers’ decision, inter alia, to activate a Special Emergency Response Team. Id. at 508-09. We determined that the relevant decisions were not made in a “hyperpressurized environment.” Id. at 508.
Not acknowledging Ziccardi, we utilized the articulation earlier formulated in Miller. We reiterated that in situations falling in the grey area between requiring “true split-second decisions” and allowing “relaxed deliberation,” liability may be found if an official‘s conduct “exhibits a level of gross negligence or arbitrariness that shocks the conscience.”9 Id. at 509.
It was not until we decided Rivas v. City of Passaic, 365 F.3d 181 (3d Cir. 2004), that we first explicitly acknowledged the heightened standard in Ziccardi in a state-created danger case.10 There, we considered a family‘s claim that two emergency medical technicians exposed a seizure victim to danger by calling the police and reporting that the victim attacked them, but failing to warn the officers that the victim had suffered a seizure. Id. at 185-88. Upon arrival, the police restrained the man, allegedly causing his death. Id. at 200. We echoed the Ziccardi reiteration of Miller, stating at one point that a reasonable jury could conclude that the technicians “consciously disregarded a great risk of serious harm to [the victim].”11 Id. at 196.
Finally, in Smith II, 430 F.3d at 153-56, we again considered the elusive fault requirement, though in the context of qualified immunity. We first noted the inherent difficulty in determining whether conduct “shocks the conscience.” Id. at 153 (quoting
In addressing the claim before us, we noted and seemed to apply our decision in Ziccardi, and stated in a footnote that the standard articulated there was “useful.” Id. at 154 n.10. However, we also stated that the Ziccardi opinion did not deal with the question whether the standard formulated applied to state-created danger claims. Id. at 154.
ii. Conclusion on the Standard of Culpability
From the cases discussed above, we gather the following. The level of culpability required to shock the conscience increases as the time state actors have to deliberate decreases. In a “hyperpressurized environment,” an intent to cause harm is usually required. On the other hand, in cases where deliberation is possible and officials have the time to make “unhurried judgments,” deliberate indifference is sufficient.12 Though we need not decide the issue here, we note the possibility that deliberate indifference might exist without actual knowledge of a risk of harm when the risk is so obvious that it should be known.13 We also recognize that
In conclusion, we hold that in a state-created danger case, when a state actor is not confronted with a “hyperpressurized environment” but nonetheless does not have the luxury of proceeding in a deliberate fashion, the relevant question is whether the officer consciously disregarded a great risk of harm. Again, it is possible that actual knowledge of the risk may not be necessary where the risk is “obvious.”15
iii. Application of the Standard of Culpability
The District Court concluded that the deliberate indifference standard applied, but like many other courts to examine this difficult area of the law, it incorrectly differentiated between a “shocks the conscience standard” on the one hand and a “deliberate indifference standard” on the other. For example, the Court suggested that the Lewis standard does not apply in non-urgent situations. We again clarify that in any state-created danger case,
In finding that the deliberate indifference standard applied, the District Court noted that Stiles “had an entire week — and another visit from Michael Sanford — to reconsider her [initial] evaluation.” We agree that at least some forethought about Michael‘s condition was possible. Certainly, the intent to harm requirement utilized in Lewis does not apply. We also find this case distinguishable from Miller to the extent that there was probably no “need for [Stiles] to act in a matter of hours or minutes.” Ziccardi, 288 F.3d at 65. But regardless of whether deliberate indifference, or something more, is required to show that Stiles’ conduct shocked the conscience, Sanford is unable to meet her burden. Mere negligence is not enough to shock the conscience. See Schieber, 320 F.3d at 419. Thus, the relevant question is not whether Stiles should have contacted the school psychologist or Michael‘s parent. Instead, the question is whether, under the circumstances, Stiles’ decisions shock the conscience. We hold that, applying either the deliberate indifference standard or the heightened standard we articulated above, they do not.
First, we examine the apparent gravity of the risk. As the District Court noted, “no one,” including Michael‘s mother, Karen, or Michael‘s uncle, believed that Michael was at risk of harm. Karen indicated several times that she did not believe that Michael would actually commit suicide. For example, she stated: “I was shocked by the fact that he said he wanted to go kill himself. But, of course, I didn‘t think by the context of it that he was serious.” (App. 410.) Karen had never heard Michael talk about hurting himself before and she concluded that he was “not being serious” since “it just seem[ed] like one of those things that you would say” and because Michael joked in the note. (App. 410, 460-61.)
We also do not believe that the language in the note itself was a clear cry for help. Karen testified that the expression “I want[] to kill myself” was used “all the time” by her friends. (App. 461.) Karen was also told by Valladares that the guidance office “get[s] notes like this all the time.” (App. 424.) Significantly, the
Second, Stiles cannot be said to have “disregarded” any risk that Michael presented. She did not simply ignore the note. To the contrary, she promptly spoke with Michael, at which point she made a “conscious judgment” that he indicated no suicidal signs. (See, e.g., App. 421.) This judgment was influenced by the fact that Michael assured Stiles that he was no longer upset about the issue with Karen and that he had future plans. (App. 256, 280.) For these reasons, we cannot conclude that Stiles’ conduct shocked the conscience. The evidence adduced by Sanford, even when all inferences are drawn in her favor, falls short of both the standard we have borrowed from Ziccardi and the deliberate indifference standard.
B. Prong Four: Did Stiles Create A Danger?
Given that Sanford has failed to show that Stiles demonstrated the requisite level of fault, her claim can go no further. However, we note that Sanford has also failed to create a question of fact as to the fourth prong of the state-created danger test. Given our opinion in Bright, we ask if Stiles used her authority “in a way that created a danger” to Michael or that “rendered [him] more vulnerable to danger than had [she] not acted at all.” Bright, 443 F.3d at 281.
Sanford alleges eleven “specific affirmative acts” on the part of Stiles. (Appellant‘s Br. at 25-26.) For example, she alleges that Stiles (1) “Interject[ed] herself into Michael‘s mental status,” (2) “Cut[] Michael off from other sources of aid,” (3) “Question[ed] Michael in a manner that pushed him toward suicide,” (4) “Misdiagnos[ed] Michael‘s psychological condition,” (4) “Intentionally decid[ed] not to refer Michael to the school psychologist,” (5) “Intentionally decid[ed] not to contact Michael‘s parent,” and (6) “Refus[ed] Michael‘s request to reveal the identify of the person who had turned in the note.” (Id.)
We agree with the District Court that “[i]n this case, the link between the Defendants’ conduct and Michael Sanford‘s untimely death is far too attenuated to justify imposition of liability.” We reach this decision based on several considerations. First, as the District Court noted, Michael visited Stiles on only two occasions
Second, contrary to Sanford‘s contentions, there is nothing in the record to suggest that Michael relied on Stiles for support or guidance. The primary encounter between Stiles and Michael was initiated by Stiles, and Michael repeatedly indicated that nothing was troubling him. Finally, Stiles did not in any way interfere with Sanford‘s parental relationship with her son. She did not, for example, suggest that Michael not speak with his mother. Sanford‘s choice not to intervene, for example, once she had seen Michael‘s instant messages referring to suicide, was not influenced by Stiles.
As the District Court noted, Sanford has attempted to “recharacterize” Stiles’ failures as “affirmative actions.” We believe that this case is more about Stiles’ failure to prevent Sanford‘s death. As we have stated many times, “mere failure to protect an individual . . . does not violate the Due Process Clause.” Id. at 284 (citing DeShaney, 489 U.S. at 197) (internal quotation marks omitted).
III. Related Case Law
Our holding that Sanford has failed to make out a state-created danger claim is consistent with the case law of other circuits that have addressed similar cases involving student suicides. In fact, we are aware of only one such instance in which a state-created danger case against school officials survived summary judgment.
Sanford argues that this case is analogous to Armijo v. Wagon Mound Public Schools, 159 F.3d 1253 (10th Cir. 1998), in which the Tenth Circuit found sufficient evidence for the plaintiff to survive summary judgment in a state-created danger claim against certain school officials. However, Armijo presented a far more compelling case. There, a sixteen-year-old special education student committed suicide after he was suspended from school. Id. at 1256-57. He was driven home in the middle of the day, while angry. Id. at 1257. Armijo‘s parents were not notified and the boy was left to remain alone at home, in contravention of school policy.
This case is more properly analogized to Wyke v. Polk County School Board, 129 F.3d 560 (11th Cir. 1997). Like this case, Wyke focuses on a failure to intervene. A thirteen-year-old boy named Shawn committed suicide at home after twice attempting suicide at school. Id. at 563. School officials were “somewhat aware” of these incidents but failed to hold Shawn in custody, contact his mother, or provide him with counseling services. Id. Another boy who was aware of Shawn‘s first suicide attempt alerted his own mother, who in turn notified the school‘s dean of students. Id. at 564. The dean made the assurance that “he would take care of it” but only read Shawn some verses from the Bible. Id. The mother who reported the incident to the dean testified that she would have contacted Shawn‘s mother directly had she known that the dean would not intervene in a more meaningful way. Id. at 570.
The Eleventh Circuit concluded that Shawn‘s mother‘s claim failed as a matter of law because nothing in the Due Process Clause required that school officers protect Shawn‘s life. Id. at 569. The school did not make a decision to prevent anyone from helping Shawn and it could not be held liable. Id. While we do not express agreement or disagreement with the Eleventh Circuit‘s holding, we note that, like Armijo, Wyke presented much more urgent circumstances than those we review here. Still, Wyke‘s claim failed.
The First and Seventh Circuits have also denied claims involving similar or more pressing risks than those we confront here. In Hasenfus v. LaJeunesse, 175 F.3d 68 (1st Cir. 1999), the First Circuit rejected parents’ Due Process claim after their daughter attempted suicide on school grounds. The child, a known rape victim, attempted suicide after being reprimanded in front of her schoolmates by a teacher. Id. at 73. Seven other students in the girl‘s middle school had attempted suicide in the three months
The federal courts have no general authority to decide when school administrators should introduce suicide prevention programs, or whether an unruly or upset school child should be sent out of class, or what should be said to other parents about a tragic incident at school. Substantive due process is not a license for judges to supersede the decisions of local officials and elected legislators on such matters.
Finally, in Martin v. Shawano-Gresham School District, 295 F.3d 701, 704 (7th Cir. 2002), a seventh grade student committed suicide after she was suspended for possessing a cigarette on school property. The student, Timijane, went home “crying pretty hard.” Id. It was later discovered that she had shown some signs of suicide risk — for example, she had a book in her locker called “After a Suicide,” and there had been other suicide attempts at the school. Id. at 704, 710. The Seventh Circuit refused Timijane‘s parents’ claim, holding that “[b]ecause the defendants did not create or increase a risk that Timijane would commit suicide . . . the . . . substantive due process claim must fail.” Id. at 712.
Given this case law, we are confident that we have reached the correct decision in this case.
IV. Qualified Immunity
Because we find that no constitutional right was violated, we need not address the question whether Stiles was entitled to qualified immunity in the federal claim. See Saucier v. Katz, 533 U.S. 194, 201 (2001) (“If no constitutional right would have been violated were the allegations established, there is no necessity for further inquiries concerning qualified immunity.“).
V. Liability of the East Penn School District
Sanford advances a claim of municipal liability against the East Penn School District. She argues that the School District is
There is no respondeat superior theory of municipal liability, so a city may not be held vicariously liable under
We assume arguendo that the School District‘s Suicide Referral Process constitutes a “policy” or “custom” of the District.17 Still, in order to prove that a violation occurred, Sanford must show a “direct causal link” between the policy and a constitutional violation. Id. Additionally, to meet the standard of fault, Sanford must show that the municipality acted with “deliberate indifference” toward the rights of its students. Id. at 479 (“[T]he [Supreme] Court has instructed that ‘deliberate indifference’ is the necessary standard in order to establish § 1983
In our view, Sanford has not made either showing. She has failed to cite any evidence that Michael‘s reasons for taking his own life were related to Stiles’ “intervention,” which was undertaken in accordance with school policy. Therefore, no policy can be said to have caused Michael‘s death. Sanford has also failed to create a genuine issue of material fact as to whether the School District “disregarded a known or obvious consequence of [its] action.” Brown, 520 U.S. at 410. For example, as the District Court noted, there is no evidence of a pattern of student suicides in the district. Nor is there evidence that the policy had failed in the past. Hence, we find no reason to overturn the District Court‘s judgment with respect to Sanford‘s claim of municipal liability.
VI. Sanford‘s State Law Negligence Claim
We now turn to Sanford‘s allegation that Stiles is liable for negligence under Pennsylvania law. The District Court determined that Sanford‘s state claim failed for lack of causation. Specifically, it stated that Sanford “has not presented evidence that Pamela Stiles caused Michael Sanford to kill himself.” Additionally, the District Court found that Stiles is entitled to immunity under Pennsylvania‘s Political Subdivision Tort Claims Act (“PPSTCA“). We agree and affirm on this point.
Under the PPSTCA, local agencies such as school districts are given broad tort immunity. The Act provides that, “no local agency shall be liable for any damages on account of any injury to a person or property caused by any act of the local agency or an employee thereof or any other person.”
In any action against a local agency or employee thereof for damages on account of an injury caused by the act of the employee in which it is judicially determined that the act of the employee caused the injury and that such act constituted a crime, actual fraud, actual malice or willful misconduct, the provisions of section[] 8545 . . . shall not apply.
There are no allegations of actual malice here. And, as the Pennsylvania Supreme Court has recognized, willful misconduct is a demanding level of fault. Willful misconduct has been defined by the Pennsylvania Supreme Court as “conduct whereby the actor desired to bring about the result that followed or at least was aware that it was substantially certain to follow, so that such desire can be implied.” Renk v. City of Pittsburgh, 641 A.2d 289, 293 (Pa. 1994) (citations omitted). Otherwise stated, “the term ‘willful misconduct’ is synonymous with the term ‘intentional tort.‘” Id. (citation omitted); see also Bright, 443 F.3d at 287; Brown v. Muhlenberg Twp., 269 F.3d 205, 214 (3d Cir. 2001). For the same reasons stated earlier in this opinion, we do not believe that a reasonable jury could conclude that Stiles engaged in “willful misconduct.” Therefore, she is entitled to immunity under Pennsylvania law.
VII. Conclusion
For the foregoing reasons, we believe that Sanford‘s federal and state claims must fail. She has failed to meet the necessary
